Vault-13

SPDR SERIES TRUST XAR

AEROSPACE DEF · ETP · CUSIP 78464A631

348 institutional holders -1 vs Q2 2024
6,356,3826.4m shares reported held*
$1.0bnreported value*
30 new 102 added 110 reduced 31 sold out net sold ≈ $77.4m (-575.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $157.34. Options: 3 managers hold calls ($4.5m notional), 3 hold puts ($833.9k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 222Q4 22: 253Q1 23: 254Q2 23: 261Q3 23: 263Q4 23: 333Q1 24: 336Q2 24: 349Q3 24: 348348Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022253
Q1 2023254
Q2 2023261
Q3 2023263
Q4 2023333
Q1 2024336
Q2 2024349
Q3 2024348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 115 bought or addedQ4 22: 92 cut or sold outQ1 23: 122 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 101 bought or addedQ2 23: 108 cut or sold outQ3 23: 115 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 183 bought or addedQ4 23: 89 cut or sold outQ1 24: 151 bought or addedQ1 24: 125 cut or sold outQ1 24Q2 24: 170 bought or addedQ2 24: 116 cut or sold outQ3 24: 132 bought or addedQ3 24: 141 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211592
Q1 202312296
Q2 2023101108
Q3 2023115102
Q4 202318389
Q1 2024151125
Q2 2024170116
Q3 2024132141

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 23 calls: $3.1mQ4 23 puts: $270.8kQ4 23P/C 0.09Q1 24 calls: $2.4mQ1 24 puts: $84.3kQ1 24P/C 0.04Q2 24 calls: $2.5mQ2 24 puts: $140.0kQ2 24P/C 0.06Q3 24 calls: $4.5mQ3 24 puts: $833.9kQ3 24P/C 0.18
Numbers
QuarterCallsPutsP/C
Q4 2023$3.1m$270.8k0.09
Q1 2024$2.4m$84.3k0.04
Q2 2024$2.5m$140.0k0.06
Q3 2024$4.5m$833.9k0.18

Biggest buyers

ROYAL BANK OF CANADA Added +53,945+53.9k
Howard Capital Management Group, LLC Added +31,277+31.3k
BANK OF MONTREAL /CAN/ Added +27,055+27.1k
MORGAN STANLEY Added +25,309+25.3k
Foundations Investment Advisors, LLC Added +24,872+24.9k
PNC Financial Services Group, Inc. Added +24,404+24.4k
TWO SIGMA INVESTMENTS, LP Added +21,100+21.1k
UBS Group AG Added +15,199+15.2k
Cambridge Investment Research Advisors, Inc. Added +14,541+14.5k
Mirae Asset Global Investments Co., Ltd. New +11,825+11.8k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -262,825-262.8k
Focus Partners Wealth Reduced -87,368-87.4k
Strategic Financial Concepts, LLC Sold out -85,674-85.7k
MML INVESTORS SERVICES, LLC Reduced -65,685-65.7k
JPMORGAN CHASE & CO Reduced -58,852-58.9k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Reduced -34,064-34.1k
LPL Financial LLC Reduced -32,747-32.7k
BANK OF AMERICA CORP /DE/ Reduced -29,793-29.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -25,000-25.0k
Envestnet Portfolio Solutions, Inc. Reduced -24,340-24.3k

Biggest calls

Belvedere Trading LLC Reduced $2.0m12.8k shares
CITADEL ADVISORS LLC New $1.5m9.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $975.5k6.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $597.9k3.8k shares
CITADEL ADVISORS LLC New $204.5k1.3k shares
Belvedere Trading LLC Reduced $31.5k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 1,032,9221.0m $162.5m $162.5m 0.07% Reduced -32.7k -32,747
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 768,898768.9k $121.0m $121.0m 0.01% Reduced -29.8k -29,793
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 724,020724.0k $113.9m $113.9m 0.01% Added +25.3k +25,309
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 181,668181.7k $28.6m $28.6m 0.01% Added +15.2k +15,199
5 Howard Capital Management Group, LLC 1.98% of their portfolio Los Angeles, CA 179,472179.5k $28.2m $28.2m 1.98% Added +31.3k +31,277
6 CUMBERLAND ADVISORS INC 9.43% of their portfolio SARASOTA, FL 150,864150.9k $23.7m $23.7m 9.43% Reduced -6.4k -6,425
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 149,198149.2k $23.5m $23.5m 0.01% Reduced -4.7k -4,713
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 142,454142.5k $22.4m $22.4m 0.01% Added +24.4k +24,404
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 136,448136.4k $21.5m $21.5m 0.00% Added +53.9k +53,945
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 128,120128.1k $20.2m $20.2m 0.03% Added +6.3k +6,302
11 DME Capital Management, LP 0.84% of their portfolio New York, NY 127,557127.6k $20.1m $20.1m 0.84% Unchanged
12 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 109,583109.6k $17.2m $17.2m 0.04% Added +1.2k +1,167
13 Gerber Kawasaki Wealth & Investment Management 0.73% of their portfolio SANTA MONICA, CA 101,453101.5k $16.0m $16.0m 0.73% Added +3.0k +3,043
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 98,82898.8k $15.5m $15.5m 0.00% Added +1.7k +1,703
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 83,84083.8k $13.2m $13.2m 0.00% Reduced -58.9k -58,852
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 79,82479.8k $12.6m $12.6m 0.01% Added +1.1k +1,102
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 78,66178.7k $12.4m $12.4m 0.04% Added +14.5k +14,541
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 75,96976.0k $12.0m $12.0m 0.00% Added +2.7k +2,660
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,14373.1k $11.5m $11.5m 0.00% Reduced -262.8k -262,825
20 Enclave Advisors LLC 1.64% of their portfolio AUSTIN, TX 61,59861.6k $9.7m $9.7m 1.64% First filing
21 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 59,93759.9k $9.4m $9.4m 0.02% Reduced -19.0k -18,972
22 Buska Wealth Management, LLC 3.09% of their portfolio WAUSAU, WI 56,26556.3k $8.9m $8.9m 3.09% Added +6.5k +6,489
23 Kingsview Wealth Management, LLC 0.17% of their portfolio GRANTS PASS, OR 50,36450.4k $7.9m $7.9m 0.17% Added +2.5k +2,466
24 CoreCap Advisors, LLC 0.33% of their portfolio SOUTHFIELD, MI 43,97844.0k $6.9m $6.9m 0.33% Added +5.0k +4,976
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 39,96440.0k $6.3m $6.3m 0.01% Reduced -154 -154
26 BOURGEON CAPITAL MANAGEMENT LLC 1.17% of their portfolio Darien, CT 38,55238.6k $6.1m $6.1m 1.17% Unchanged
27 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 37,42237.4k $5.9m $5.9m 0.04% Reduced -363 -363
28 FLC Capital Advisors 1.32% of their portfolio PALM DESERT, CA 36,36936.4k $5.7m $5.7m 1.32% Added +205 +205
29 Obsidian Personal Planning Solutions LLC 2.80% of their portfolio ROCKVILLE, MD 34,78234.8k $5.3m $5.3m 2.80% Added +3.2k +3,218
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.32% of their portfolio BIRMINGHAM, AL 34,38234.4k $5.4m $5.4m 0.32% Reduced -9.7k -9,661
31 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 30,85030.9k $4.9m $4.9m 0.10% Added +24.9k +24,872
32 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 30,12930.1k $4.7m $4.7m 0.01% Added +56 +56
33 MEITAV INVESTMENT HOUSE LTD 0.08% of their portfolio BENE-BERAQ, L3 30,03930.0k $4.7m $4.7m 0.08% Added +3.0k +3,005
34 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 29,34029.3k $4.6m $4.6m 0.01% Reduced -139 -139
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 29,17929.2k $4.6m $4.6m 0.00% Added +27.1k +27,055
36 Migdal Insurance & Financial Holdings Ltd. 0.06% of their portfolio Petach Tikva, L3 25,19925.2k $4.0m $4.0m 0.06% Added +4.7k +4,712
37 Retirement Planning Group, LLC 0.20% of their portfolio LEAWOOD, KS 22,98723.0k $3.6m $3.6m 0.20% Reduced -16.7k -16,722
38 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 22,60022.6k $3.6m $3.6m 0.01% Added +21.1k +21,100
39 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,56722.6k $3.6m $3.6m 0.00% Reduced -1.8k -1,805
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,80821.8k $3.4m $3.4m 0.00% Reduced -2.1k -2,114
41 SFI Advisors, LLC 2.34% of their portfolio Montclair, NJ 20,83120.8k $3.3m $3.3m 2.34% Added +157 +157
42 CENTAURUS FINANCIAL, INC. 0.21% of their portfolio ANAHEIM, CA 20,56220.6k $3.2m $3.2m 0.21% Reduced -10.7k -10,714
43 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 19,66419.7k $3.1m $3.1m 0.03% Reduced -7.5k -7,472
44 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 19,24419.2k $3.0m $3.0m 0.02% Added +2.8k +2,814
45 Perigon Wealth Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 19,10019.1k $3.0m $3.0m 0.08% Reduced -60 -60
46 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 18,68918.7k $2.9m $2.9m 0.02% Reduced -1.8k -1,790
47 Pacific Sun Financial Corp 1.61% of their portfolio LOS ANGELES, CA 18,59918.6k $2.9m $2.9m 1.61% Reduced -260 -260
48 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 18,38018.4k $2.9m $2.9m 0.00% Added +80 +80
49 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 18,23818.2k $2.9m $2.9m 0.08% Added +789 +789
50 Scarborough Advisors, LLC 0.46% of their portfolio ANNAPOLIS, MD 18,23818.2k $2.9m $2.9m 0.46% Reduced -7.2k -7,216
51 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 17,47617.5k $2.4m $2.4m 0.04% Reduced -306 -306
52 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 17,47317.5k $2.7m $2.7m 0.04% Added +3.2k +3,211
53 SeaCrest Wealth Management, LLC 0.29% of their portfolio PURCHASE, NY 17,13117.1k $2.7m $2.7m 0.29% Added +2.5k +2,478
54 NovaPoint Capital, LLC 0.83% of their portfolio ATLANTA, GA 16,91616.9k $2.7m $2.7m 0.83% Reduced -110 -110
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,16116.2k $2.5m $2.5m 0.00% Added +675 +675
56 BANK HAPOALIM BM 0.37% of their portfolio TEL AVIV, L3 15,42715.4k $2.4m $2.4m 0.37% Reduced -69 -69
57 American Financial Advisors, LLC 0.32% of their portfolio Marietta, GA 14,93514.9k $2.3m $2.3m 0.32% Reduced -811 -811
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,86814.9k $2.3m $2.3m 0.00% Added +980 +980
59 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 14,71714.7k $2.3m $2.3m 0.02% Unchanged
60 WBI INVESTMENTS, LLC 0.55% of their portfolio RED BANK, NJ 14,67114.7k $2.3m $2.3m 0.55% Reduced -142 -142
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,41914.4k $2.3m $2.3m 0.00% Reduced -20 -20
62 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,28614.3k $2.2m $2.2m 0.01% Reduced -65.7k -65,685
63 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 13,99614.0k $2.2m $2.2m 0.00% Reduced -25.0k -25,000
64 Quadcap Wealth Management, LLC 0.34% of their portfolio Frisco, TX 13,97314.0k $2.2m $2.2m 0.34% Added +6.3k +6,339
65 Cavalier Investments, LLC 0.67% of their portfolio ALPHARETTA, GA 13,80413.8k $2.2m $2.2m 0.67% Unchanged
66 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 13,74313.7k $2.2m $2.2m 0.03% Added +1.2k +1,241
67 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,38713.4k $2.1m $2.1m 0.01% Reduced -555 -555
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,00713.0k $2.0m $2.0m 0.00% Reduced -4.4k -4,351
69 WESPAC Advisors SoCal, LLC 0.47% of their portfolio Pasadena, CA 12,78712.8k $2.0m $2.0m 0.47% Added +2.1k +2,092
70 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 12,59012.6k $2.0m $2.0m 0.01% Added +1.1k +1,077
71 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 11,82511.8k $1.9m $1.9m 0.01% New
72 Anson Capital, Inc. 1.63% of their portfolio TYRONE, GA 11,56811.6k $1.8m $1.8m 1.63% Reduced -1.7k -1,683
73 Clarus Wealth Advisors 0.92% of their portfolio PEORIA, AZ 11,39511.4k $1.8m $1.8m 0.92% Reduced -545 -545
74 Trivium Point Advisory, LLC 0.27% of their portfolio WILTON, CT 11,31111.3k $1.9m $1.9m 0.27% Reduced -194 -194
75 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.54% of their portfolio New Cumberland, PA 11,22111.2k $1.8m $1.8m 0.54% Reduced -34.1k -34,064
76 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 11,08811.1k $1.7m $1.7m 0.02% Reduced -167 -167
77 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 11,04111.0k $1.7m $1.7m 0.08% Reduced -131 -131
78 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 10,15210.2k $1.6m $1.6m 0.04% Added +25 +25
79 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 9,8389.8k $1.5m $1.5m 0.05% Added +402 +402
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,6059.6k $1.5m $1.5m 0.00% Added +51 +51
81 MGB Wealth Management, LLC 0.55% of their portfolio ADDISON, TX 9,5719.6k $1.5m $1.5m 0.55% Reduced -1.1k -1,110
82 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 9,5479.5k $1.5m $1.5m 0.04% Added +1.5k +1,511
83 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 9,3349.3k $1.5m $1.5m 0.01% Reduced -405 -405
84 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,3349.3k $1.5m $1.5m 0.01% Reduced -405 -405
85 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 8,6088.6k $1.4m $1.4m 0.03% Reduced -134 -134
86 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 8,5948.6k $1.4m $1.4m 0.00% Reduced -10.2k -10,200
87 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 8,5638.6k $1.3m $1.3m 0.02% Added +205 +205
88 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 8,4898.5k $1.3m $1.3m 0.04% Added +241 +241
89 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 8,4858.5k $1.3m $1.3m 0.06% Added +784 +784
90 PRELUDE CAPITAL MANAGEMENT, LLC 0.10% of their portfolio NEW YORK, NY 7,9908.0k $1.3m $1.3m 0.10% Unchanged
91 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 7,3697.4k $1.2m $1.2m 0.01% Reduced -726 -726
92 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 7,0677.1k $1.1m $1.1m 0.04% Added +300 +300
93 WJ Wealth Management, LLC 0.39% of their portfolio GLENDALE, AZ 7,0007.0k $1.1m $1.1m 0.39% Unchanged
94 Meixler Investment Management, Ltd. 0.81% of their portfolio SHOW LOW, AZ 6,9617.0k $1.1m $1.1m 0.81% Added +87 +87
95 Evercore Wealth Management, LLC 0.02% of their portfolio New York, NY 6,9236.9k $1.1m $1.1m 0.02% Reduced -1.6k -1,600
96 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,8306.8k $1.1m $1.1m 0.00% Added +5.8k +5,846
97 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 6,8006.8k $1.1m $1.1m 0.05% Reduced -492 -492
98 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 6,7766.8k $1.1m $1.1m 0.03% Reduced -656 -656
99 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 6,1176.1k $962.4k $962.4k 0.05% Added +4.3k +4,257
100 FFG Partners, LLC 0.36% of their portfolio Fort Lauderdale, FL 5,9395.9k $934.5k $934.5k 0.36% Added +55 +55