Vault-13

SPDR SERIES TRUST XAR

AEROSPACE DEF · ETP · CUSIP 78464A631

336 institutional holders +3 vs Q4 2023
8,306,1168.3m shares reported held*
$1.1bnreported value*
37 new 114 added 91 reduced 34 sold out net bought ≈ $133.6m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $138.44. Options: 3 managers hold calls ($2.4m notional), 2 hold puts ($84.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 222Q4 22: 253Q1 23: 254Q2 23: 261Q3 23: 263Q4 23: 333Q1 24: 336336Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022222
Q4 2022253
Q1 2023254
Q2 2023261
Q3 2023263
Q4 2023333
Q1 2024336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 115 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 101 bought or addedQ2 23: 108 cut or sold outQ2 23Q3 23: 115 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 183 bought or addedQ4 23: 89 cut or sold outQ4 23Q1 24: 151 bought or addedQ1 24: 125 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211592
Q1 202312296
Q2 2023101108
Q3 2023115102
Q4 202318389
Q1 2024151125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $2.2mQ2 23 puts: $316.0kQ2 23P/C 0.14Q3 23 calls: $1.5mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $3.1mQ4 23 puts: $270.8kQ4 23P/C 0.09Q1 24 calls: $2.4mQ1 24 puts: $84.3kQ1 24P/C 0.04
Numbers
QuarterCallsPutsP/C
Q2 2023$2.2m$316.0k0.14
Q3 2023$1.5m$00.00
Q4 2023$3.1m$270.8k0.09
Q1 2024$2.4m$84.3k0.04

Biggest buyers

MORGAN STANLEY Added +766,841+766.8k
Howard Capital Management Group, LLC New +129,650+129.7k
Global Assets Advisory, LLC New +111,272+111.3k
Cetera Investment Advisers Added +64,451+64.5k
ENVESTNET ASSET MANAGEMENT INC Added +50,133+50.1k
Focus Partners Wealth New +39,067+39.1k
LPL Financial LLC Added +38,659+38.7k
Kingsview Wealth Management, LLC Added +35,022+35.0k
BANK OF AMERICA CORP /DE/ Added +32,597+32.6k
UBS Group AG Added +23,405+23.4k

Biggest sellers

Migdal Insurance & Financial Holdings Ltd. Reduced -87,105-87.1k
Raymond James Financial Services Advisors, Inc. Reduced -53,984-54.0k
Cetera Advisor Networks LLC Sold out -47,843-47.8k
Rockefeller Capital Management L.P. Sold out -29,315-29.3k
PNC Financial Services Group, Inc. Reduced -27,218-27.2k
Advisor Resource Council Reduced -21,233-21.2k
GOLDMAN SACHS GROUP INC Reduced -20,978-21.0k
OSAIC HOLDINGS, INC. Reduced -19,238-19.2k
CUMBERLAND ADVISORS INC Reduced -15,830-15.8k
MEITAV INVESTMENT HOUSE LTD Reduced -15,370-15.4k

Biggest calls

Belvedere Trading LLC Added $2.1m15.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $224.8k1.6k shares
Cutler Group LLC / CA Reduced $44.0k2.9k shares

Biggest puts

Belvedere Trading LLC Added $84.3k600 shares
Cutler Group LLC / CA Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,127,5552.1m $298.9m $298.9m 0.01% Added +766.8k +766,841
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,037,6001.0m $145.8m $145.8m 0.08% Added +38.7k +38,659
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 788,126788.1k $110.7m $110.7m 0.01% Added +32.6k +32,597
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 310,319310.3k $43.6m $43.6m 0.02% Added +50.1k +50,133
5 CUMBERLAND ADVISORS INC 8.64% of their portfolio SARASOTA, FL 165,419165.4k $23.2m $23.2m 8.64% Reduced -15.8k -15,830
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 164,133164.1k $23.1m $23.1m 0.01% Added +23.4k +23,405
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 146,762146.8k $20.6m $20.6m 0.01% Reduced -8.6k -8,591
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 146,054146.1k $20.5m $20.5m 0.00% Added +18.5k +18,488
9 Howard Capital Management Group, LLC 1.40% of their portfolio Los Angeles, CA 129,650129.7k $18.2m $18.2m 1.40% New
10 DME Capital Management, LP 0.82% of their portfolio New York, NY 127,557127.6k $17.9m $17.9m 0.82% First filing
11 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 127,101127.1k $17.9m $17.9m 0.04% Reduced -19.2k -19,238
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 120,597120.6k $16.9m $16.9m 0.03% Added +17.7k +17,730
13 Global Assets Advisory, LLC 0.03% of their portfolio ORLANDO, FL 111,272111.3k $800 $800 0.03% New
14 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 107,530107.5k $15.1m $15.1m 0.01% Reduced -27.2k -27,218
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,25992.3k $13.0m $13.0m 0.00% Added +6.4k +6,382
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 89,21489.2k $12.5m $12.5m 0.00% Reduced -21.0k -20,978
17 Gerber Kawasaki Wealth & Investment Management 0.68% of their portfolio SANTA MONICA, CA 89,08889.1k $12.5m $12.5m 0.68% Added +19.8k +19,759
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 87,63087.6k $12.3m $12.3m 0.03% Added +64.5k +64,451
19 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 75,76075.8k $10.6m $10.6m 0.04% Added +10.9k +10,859
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 73,44473.4k $10.3m $10.3m 0.01% Reduced -9.8k -9,807
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 72,81872.8k $10.3m $10.3m 0.00% Added +10.5k +10,523
22 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 69,77169.8k $9.8m $9.8m 0.04% Added +9.2k +9,250
23 Kraft, Davis & Associates, LLC 1.91% of their portfolio St. Louis, MO 53,84653.8k $6.4m $6.4m 1.91% Reduced -8.9k -8,947
24 Kingsview Wealth Management, LLC 0.18% of their portfolio GRANTS PASS, OR 50,80050.8k $7.1m $7.1m 0.18% Added +35.0k +35,022
25 Strategic Wealth Partners, Ltd. 0.69% of their portfolio INDEPENDENCE, OH 44,46344.5k $6.2m $6.2m 0.69% Reduced -4.3k -4,263
26 Connectus Wealth, LLC 0.17% of their portfolio CINCINNATI, OH 44,40444.4k $6.2m $6.2m 0.17% Reduced -3.2k -3,218
27 CENTAURUS FINANCIAL, INC. 0.43% of their portfolio ANAHEIM, CA 43,56943.6k $6.1m $6.1m 0.43% Added +4.1k +4,126
28 Lee Financial Group Hawaii, Inc. 4.76% of their portfolio HONOLULU, HI 43,32743.3k $6.1m $6.1m 4.76% Reduced -871 -871
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.39% of their portfolio BIRMINGHAM, AL 42,99143.0k $6.0m $6.0m 0.39% Added +1.4k +1,355
30 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.17% of their portfolio New Cumberland, PA 42,95343.0k $6.0m $6.0m 2.17% Added +5.0k +4,981
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 42,68442.7k $6.0m $6.0m 0.01% Added +531 +531
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 42,34742.3k $6.0m $6.0m 0.01% Reduced -824 -824
33 Buska Wealth Management, LLC 2.52% of their portfolio WAUSAU, WI 40,96441.0k $5.8m $5.8m 2.52% First filing
34 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 39,06739.1k $5.3m $5.3m 0.04% New
35 BOURGEON CAPITAL MANAGEMENT LLC 1.06% of their portfolio Darien, CT 38,65238.7k $5.4m $5.4m 1.06% Reduced -20 -20
36 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 38,03538.0k $5.3m $5.3m 0.05% Added +2.4k +2,443
37 CoreCap Advisors, LLC 0.28% of their portfolio SOUTHFIELD, MI 36,96637.0k $5.2m $5.2m 0.28% Added +9.2k +9,194
38 FLC Capital Advisors 1.28% of their portfolio PALM DESERT, CA 36,04236.0k $5.1m $5.1m 1.28% Added +1.7k +1,676
39 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 35,79635.8k $5.0m $5.0m 0.01% Added +1.8k +1,752
40 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 30,61530.6k $4.3m $4.3m 0.01% Reduced -54.0k -53,984
41 Obsidian Personal Planning Solutions LLC 2.65% of their portfolio ROCKVILLE, MD 29,62729.6k $4.0m $4.0m 2.65% Added +2.8k +2,843
42 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 27,87727.9k $3.9m $3.9m 0.01% Added +6.5k +6,519
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,76427.8k $3.9m $3.9m 0.00% Reduced -2.1k -2,073
44 BANK HAPOALIM BM 0.48% of their portfolio TEL AVIV, L3 26,36326.4k $3.7m $3.7m 0.48% Added +692 +692
45 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 25,99126.0k $3.6m $3.6m 0.01% Added +21.3k +21,256
46 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 25,30925.3k $3.6m $3.6m 0.04% Added +5.6k +5,619
47 HBW ADVISORY SERVICES LLC 0.63% of their portfolio SIMI VALLEY, CA 24,90424.9k $3.4m $3.4m 0.63% Unchanged
48 Scarborough Advisors, LLC 1.54% of their portfolio ANNAPOLIS, MD 23,67223.7k $3.3m $3.3m 1.54% Added +1.8k +1,803
49 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,08621.1k $3.0m $3.0m 0.02% Reduced -11.3k -11,313
50 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 20,97921.0k $2.9m $2.9m 0.14% Added +5.1k +5,062
51 SFI Advisors, LLC 2.28% of their portfolio Montclair, NJ 20,66920.7k $2.9m $2.9m 2.28% Reduced -41 -41
52 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 19,60719.6k $2.8m $2.8m 0.02% Added +2.3k +2,296
53 Perigon Wealth Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 19,06219.1k $2.7m $2.7m 0.08% Reduced -384 -384
54 Pacific Sun Financial Corp 1.55% of their portfolio LOS ANGELES, CA 18,96019.0k $2.7m $2.7m 1.55% Reduced -16 -16
55 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 18,22318.2k $2.6m $2.6m 0.00% Added +8.2k +8,201
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,13718.1k $2.5m $2.5m 0.00% Added +939 +939
57 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 17,74117.7k $2.5m $2.5m 0.04% Added +265 +265
58 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 17,73717.7k $2.5m $2.5m 0.04% Added +3.5k +3,486
59 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 17,18417.2k $2.4m $2.4m 0.05% Reduced -15.4k -15,370
60 American Financial Advisors, LLC 0.34% of their portfolio Marietta, GA 16,94816.9k $2.4m $2.4m 0.34% Reduced -205 -205
61 NovaPoint Capital, LLC 0.83% of their portfolio ATLANTA, GA 16,89616.9k $2.4m $2.4m 0.83% Reduced -103 -103
62 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 16,31016.3k $2.3m $2.3m 0.09% Added +2.5k +2,475
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,11616.1k $2.3m $2.3m 0.00% Reduced -845 -845
64 GREAT VALLEY ADVISOR GROUP, INC. 0.07% of their portfolio WILMINGTON, DE 15,77715.8k $2.2m $2.2m 0.07% Added +6.6k +6,645
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,47115.5k $2.2m $2.2m 0.00% Reduced -4.4k -4,437
66 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 15,42215.4k $2.2m $2.2m 0.00% Added +4.7k +4,694
67 SeaCrest Wealth Management, LLC 0.26% of their portfolio PURCHASE, NY 15,10215.1k $2.1m $2.1m 0.26% Added +479 +479
68 WBI INVESTMENTS, LLC 0.43% of their portfolio RED BANK, NJ 14,86414.9k $2.1m $2.1m 0.43% Reduced -2.2k -2,202
69 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 14,20714.2k $2.0m $2.0m 0.02% Added +409 +409
70 Cavalier Investments, LLC 0.71% of their portfolio ALPHARETTA, GA 13,80413.8k $1.9m $1.9m 0.71% Unchanged
71 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 13,54113.5k $1.9m $1.9m 0.03% Reduced -4.7k -4,678
72 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 12,66212.7k $1.8m $1.8m 0.02% Added +2.2k +2,194
73 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 12,61512.6k $1.8m $1.8m 0.02% Reduced -922 -922
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,58912.6k $1.8m $1.8m 0.00% Added +6.4k +6,379
75 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 12,34212.3k $1.7m $1.7m 0.01% Added +894 +894
76 Anson Capital, Inc. 2.43% of their portfolio TYRONE, GA 12,04312.0k $1.7m $1.7m 2.43% Reduced -541 -541
77 Clarus Wealth Advisors 0.89% of their portfolio PEORIA, AZ 11,69111.7k $1.6m $1.6m 0.89% Reduced -159 -159
78 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 11,46511.5k $1.6m $1.6m 0.03% Added +18 +18
79 WCG Wealth Advisors LLC 0.13% of their portfolio LAS VEGAS, NV 11,08611.1k $1.6m $1.6m 0.13% Reduced -437 -437
80 MGB Wealth Management, LLC 0.61% of their portfolio ADDISON, TX 10,71110.7k $1.5m $1.5m 0.61% Unchanged
81 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 10,26910.3k $1.4m $1.4m 0.02% Reduced -1.6k -1,614
82 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 9,8289.8k $1.4m $1.4m 0.06% Added +136 +136
83 WBH ADVISORY INC 0.14% of their portfolio BALTIMORE, MD 9,7419.7k $1.4m $1.4m 0.14% Reduced -85 -85
84 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 9,6449.6k $1.4m $1.4m 0.01% Added +251 +251
85 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,6449.6k $1.4m $1.4m 0.01% Added +251 +251
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,5299.5k $1.3m $1.3m 0.00% Added +238 +238
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,3359.3k $1.3m $1.3m 0.00% Reduced -2.4k -2,381
88 Eagle Strategies LLC 0.29% of their portfolio NEW YORK, NY 9,3299.3k $1.3m $1.3m 0.29% New
89 Retireful, LLC 0.54% of their portfolio HASLETT, MI 9,2889.3k $1.3m $1.3m 0.54% New
90 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 9,1669.2k $1.3m $1.3m 0.03% New
91 Evercore Wealth Management, LLC 0.02% of their portfolio New York, NY 8,5238.5k $1.2m $1.2m 0.02% Added +1.6k +1,600
92 Cedar Brook Financial Partners, LLC 0.23% of their portfolio CLEVELAND, OH 8,1448.1k $1.1m $1.1m 0.23% Added +793 +793
93 PRELUDE CAPITAL MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 7,9908.0k $1.1m $1.1m 0.08% Unchanged
94 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 7,8907.9k $884.5k $884.5k 0.02% Reduced -14 -14
95 Family Asset Management, LLC 0.69% of their portfolio CHARLESTON, SC 7,8497.8k $1.1m $1.1m 0.69% Reduced -66 -66
96 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 7,8307.8k $1.1m $1.1m 0.02% Added +4.7k +4,685
97 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 7,7967.8k $1.1m $1.1m 0.06% Added +275 +275
98 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 7,7467.7k $1.1m $1.1m 0.03% Added +105 +105
99 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 7,6537.7k $1.1m $1.1m 0.04% Added +2.6k +2,625
100 Realta Investment Advisors 0.21% of their portfolio WILMINGTON, DE 7,3347.3k $1.0m $1.0m 0.21% Reduced -171 -171