Vault-13

SPDR SERIES TRUST XAR

AEROSPACE DEF · ETP · CUSIP 78464A631

261 institutional holders +7 vs Q1 2023
4,878,8764.9m shares reported held*
$589.6mreported value*
25 new 76 added 86 reduced 22 sold out net bought ≈ $16.6m (+123.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $120.85. Options: 3 managers hold calls ($2.2m notional), 2 hold puts ($316.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 253Q1 23: 254Q2 23: 261261Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022253
Q1 2023254
Q2 2023261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 115 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 101 bought or addedQ2 23: 108 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211592
Q1 202312296
Q2 2023101108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $744.0kQ3 22 puts: $266.0kQ3 22P/C 0.36Q4 22 calls: $1.9mQ4 22 puts: $726.3kQ4 22P/C 0.38Q1 23 calls: $2.2mQ1 23 puts: $444.3kQ1 23P/C 0.20Q2 23 calls: $2.2mQ2 23 puts: $316.0kQ2 23P/C 0.14
Numbers
QuarterCallsPutsP/C
Q3 2022$744.0k$266.0k0.36
Q4 2022$1.9m$726.3k0.38
Q1 2023$2.2m$444.3k0.20
Q2 2023$2.2m$316.0k0.14

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +80,582+80.6k
ONE PLUS ONE WEALTH MANAGEMENT, LLC New +57,975+58.0k
GOLDMAN SACHS GROUP INC Added +48,656+48.7k
NEIRG Wealth Management, LLC New +46,962+47.0k
MORGAN STANLEY Added +42,527+42.5k
LPL Financial LLC Added +19,456+19.5k
CreativeOne Wealth, LLC Added +14,298+14.3k
MEITAV INVESTMENT HOUSE LTD Added +13,764+13.8k
TRUIST FINANCIAL CORP Added +12,883+12.9k
OSAIC HOLDINGS, INC. Added +10,539+10.5k

Biggest sellers

Q3 Asset Management Sold out -40,895-40.9k
Heirloom Wealth Management Sold out -40,710-40.7k
PNC Financial Services Group, Inc. Reduced -27,979-28.0k
Cavalier Investments, LLC Reduced -26,806-26.8k
Migdal Insurance & Financial Holdings Ltd. Reduced -19,845-19.8k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -17,546-17.5k
MONEY CONCEPTS CAPITAL CORP Sold out -14,220-14.2k
BLAIR WILLIAM & CO/IL Reduced -13,513-13.5k
HBW ADVISORY SERVICES LLC Reduced -13,332-13.3k
JPMORGAN CHASE & CO Reduced -12,626-12.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m12.8k shares
Belvedere Trading LLC Reduced $656.3k5.4k shares
Cutler Group LLC / CA Added $18.0k3.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $230.9k1.9k shares
Belvedere Trading LLC Reduced $85.1k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 743,334743.3k $90.3m $90.3m 0.06% Added +19.5k +19,456
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 645,530645.5k $78.5m $78.5m 0.01% Added +80.6k +80,582
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 565,631565.6k $68.7m $68.7m 0.01% Added +42.5k +42,527
4 CUMBERLAND ADVISORS INC 10.30% of their portfolio SARASOTA, FL 185,550185.6k $22.5m $22.5m 10.30% Reduced -8.7k -8,690
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 166,482166.5k $20.2m $20.2m 0.01% Reduced -4.5k -4,509
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 166,160166.2k $20.2m $20.2m 0.01% Reduced -9.6k -9,586
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 162,439162.4k $19.7m $19.7m 0.01% Added +48.7k +48,656
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 137,459137.5k $16.7m $16.7m 0.01% Reduced -28.0k -27,979
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 93,90793.9k $11.4m $11.4m 0.02% Added +10.5k +10,539
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 76,33476.3k $9.3m $9.3m 0.01% Added +2.2k +2,218
11 Kraft, Davis & Associates, LLC 2.74% of their portfolio St. Louis, MO 64,81464.8k $7.9m $7.9m 2.74% First filing
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 63,34563.3k $7.7m $7.7m 0.00% Added +1.4k +1,437
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 62,54962.5k $7.6m $7.6m 0.02% Added +4.1k +4,097
14 ONE PLUS ONE WEALTH MANAGEMENT, LLC 4.50% of their portfolio JUPITER, FL 57,97558.0k $7.0m $7.0m 4.50% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,30353.3k $6.5m $6.5m 0.00% Added +3.5k +3,543
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 52,29652.3k $6.4m $6.4m 0.00% Added +2.2k +2,160
17 Migdal Insurance & Financial Holdings Ltd. 0.14% of their portfolio Petach Tikva, L3 49,82449.8k $6.0m $6.0m 0.14% Reduced -19.8k -19,845
18 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 47,00547.0k $5.7m $5.7m 0.03% Added +418 +418
19 NEIRG Wealth Management, LLC 1.05% of their portfolio NORTH ANDOVER, MA 46,96247.0k $5.7m $5.7m 1.05% New
20 WADE G W & INC 0.20% of their portfolio Wellesley, MA 45,07845.1k $5.5m $5.5m 0.20% Added +147 +147
21 Lee Financial Group Hawaii, Inc. 4.98% of their portfolio HONOLULU, HI 44,81344.8k $5.4m $5.4m 4.98% Reduced -317 -317
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 39,80739.8k $4.8m $4.8m 0.01% Added +70 +70
23 Gerber Kawasaki Wealth & Investment Management 0.32% of their portfolio SANTA MONICA, CA 39,64739.6k $4.8m $4.8m 0.32% Added +5.5k +5,450
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.37% of their portfolio BIRMINGHAM, AL 39,62939.6k $4.8m $4.8m 0.37% Added +148 +148
25 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 36,30136.3k $4.4m $4.4m 0.03% Added +1.4k +1,359
26 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 34,48434.5k $4.2m $4.2m 0.01% Reduced -1.1k -1,110
27 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 32,72632.7k $4.0m $4.0m 0.10% Added +14.3k +14,298
28 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 31,44731.4k $3.8m $3.8m 0.04% Added +2.4k +2,381
29 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.75% of their portfolio New Cumberland, PA 31,04631.0k $3.8m $3.8m 1.75% Added +7.6k +7,608
30 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 30,72830.7k $3.7m $3.7m 0.03% Added +13.8k +13,764
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,93329.9k $3.6m $3.6m 0.00% Reduced -12.6k -12,626
32 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 28,94928.9k $315.0k $315.0k 0.07% Reduced -13.3k -13,332
33 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 28,78128.8k $3.5m $3.5m 0.01% Reduced -1.0k -1,041
34 CENTAURUS FINANCIAL, INC. 0.31% of their portfolio ANAHEIM, CA 28,75228.8k $3.5m $3.5m 0.31% Reduced -1.7k -1,697
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 28,26128.3k $3.4m $3.4m 0.01% First filing
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 25,61025.6k $3.1m $3.1m 0.01% Added +12.9k +12,883
37 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 23,09123.1k $2.8m $2.8m 0.02% Reduced -3.2k -3,229
38 BANK HAPOALIM BM 0.38% of their portfolio TEL AVIV, L3 22,20722.2k $2.7m $2.7m 0.38% Added +1.1k +1,063
39 SFI Advisors, LLC 2.47% of their portfolio Montclair, NJ 21,43221.4k $2.6m $2.6m 2.47% Added +107 +107
40 Pacific Sun Financial Corp 1.52% of their portfolio LOS ANGELES, CA 19,41119.4k $2.3m $2.3m 1.52% First filing
41 American Financial Advisors, LLC 0.36% of their portfolio Marietta, GA 19,16719.2k $2.3m $2.3m 0.36% Reduced -515 -515
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,80718.8k $2.3m $2.3m 0.00% Reduced -3.5k -3,487
43 WBI INVESTMENTS, LLC 0.37% of their portfolio RED BANK, NJ 16,83016.8k $2.0m $2.0m 0.37% Added +3.3k +3,278
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,49216.5k $2.0m $2.0m 0.00% Added +5.1k +5,091
45 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 16,12116.1k $2.0m $2.0m 0.03% Reduced -225 -225
46 SeaCrest Wealth Management, LLC 0.24% of their portfolio PURCHASE, NY 15,32015.3k $1.9m $1.9m 0.24% Added +1.5k +1,464
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 14,32614.3k $1.7m $1.7m 0.02% Added +3.2k +3,191
48 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 13,95914.0k $1.7m $1.7m 0.03% Added +9 +9
49 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,82913.8k $1.7m $1.7m 0.02% Added +99 +99
50 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 13,82713.8k $1.7m $1.7m 0.07% Reduced -404 -404
51 Cavalier Investments, LLC 0.61% of their portfolio ALPHARETTA, GA 13,80413.8k $1.7m $1.7m 0.61% Reduced -26.8k -26,806
52 OVERSEA-CHINESE BANKING Corp Ltd 0.08% of their portfolio SINGAPORE, U0 13,70813.7k $1.7m $1.7m 0.08% Unchanged
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,55413.6k $1.6m $1.6m 0.01% Reduced -3.7k -3,687
54 Anson Capital, Inc. 2.84% of their portfolio TYRONE, GA 12,59012.6k $1.5m $1.5m 2.84% Reduced -1.3k -1,320
55 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 12,47912.5k $1.5m $1.5m 0.03% Reduced -646 -646
56 Clarus Wealth Advisors 0.89% of their portfolio PEORIA, AZ 12,14712.1k $1.5m $1.5m 0.89% Added +1.0k +1,027
57 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 12,04512.0k $1.5m $1.5m 0.08% Added +499 +499
58 DB Wealth Management Group, LLC 0.86% of their portfolio SAN DIEGO, CA 11,54711.5k $1.4m $1.4m 0.86% Added +40 +40
59 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,27611.3k $1.4m $1.4m 0.01% Reduced -2.6k -2,597
60 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 11,12811.1k $1.4m $1.4m 0.02% Added +301 +301
61 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,66210.7k $1.3m $1.3m 0.01% Added +6.1k +6,140
62 TAP Consulting, LLC 0.32% of their portfolio KIRKWOOD, MO 10,65910.7k $1.3m $1.3m 0.32% Reduced -389 -389
63 WCG Wealth Advisors LLC 0.15% of their portfolio LAS VEGAS, NV 10,55810.6k $1.3m $1.3m 0.15% Reduced -120 -120
64 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 10,13010.1k $877.4k $877.4k 0.02% Added +4.5k +4,523
65 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 9,7299.7k $1.2m $1.2m 0.03% Added +311 +311
66 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 9,5519.6k $1.2m $1.2m 0.01% Reduced -860 -860
67 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 9,0339.0k $1.1m $1.1m 0.05% New
68 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0089.0k $1.1m $1.1m 0.00% Reduced -36 -36
69 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,5048.5k $1.0m $1.0m 0.02% Reduced -2.6k -2,562
70 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 8,4298.4k $1.0m $1.0m 0.03% Added +7.7k +7,702
71 StrategIQ Financial Group, LLC 0.12% of their portfolio MERRILLVILLE, IN 8,4218.4k $1.0m $1.0m 0.12% Reduced -1.1k -1,129
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,3788.4k $1.0m $1.0m 0.00% New
73 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 8,1918.2k $995.4k $995.4k 0.04% Added +3.3k +3,290
74 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,8227.8k $950.6k $950.6k 0.01% Added +137 +137
75 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,8227.8k $950.6k $950.6k 0.01% Added +137 +137
76 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,6687.7k $931.9k $931.9k 0.00% Added +260 +260
77 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 7,5007.5k $911.5k $911.5k 0.01% Unchanged
78 Realta Investment Advisors 0.20% of their portfolio WILMINGTON, DE 7,4687.5k $907.6k $907.6k 0.20% Reduced -297 -297
79 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 7,1267.1k $866.0k $866.0k 0.06% Added +79 +79
80 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,7976.8k $826.0k $826.0k 0.00% Added +989 +989
81 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,6586.7k $809.0k $809.0k 0.00% Reduced -297 -297
82 Evercore Wealth Management, LLC 0.01% of their portfolio New York, NY 6,6416.6k $807.1k $807.1k 0.01% Added +1.0k +1,000
83 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3316.3k $769.0k $769.0k 0.00% Reduced -3.5k -3,532
84 Bison Wealth, LLC 0.14% of their portfolio Atlanta, GA 6,3016.3k $765.7k $765.7k 0.14% New
85 Private Advisory Group LLC 0.14% of their portfolio REDMOND, WA 5,9285.9k $720.4k $720.4k 0.14% New
86 STAPP WEALTH MANAGEMENT, PLLC 1.32% of their portfolio OLYMPIA, WA 5,4965.5k $667.9k $667.9k 1.32% Added +35 +35
87 Private Wealth Strategies, L.L.C. 0.16% of their portfolio New Albany, OH 5,4925.5k $667.4k $667.4k 0.16% Reduced -263 -263
88 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 5,3095.3k $645.2k $645.2k 0.05% Reduced -63 -63
89 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 4,7334.7k $568.7k $568.7k 0.07% Reduced -56 -56
90 First Horizon Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 4,6164.6k $561.0k $561.0k 0.02% Unchanged
91 Wambolt & Associates, LLC 0.20% of their portfolio LITTLETON, CO 4,5884.6k $557.6k $557.6k 0.20% Reduced -355 -355
92 LAFFER TENGLER INVESTMENTS, INC. 0.15% of their portfolio Scottsdale, AZ 4,5774.6k $556.2k $556.2k 0.15% Reduced -967 -967
93 Red Tortoise LLC 0.35% of their portfolio ATLANTA, GA 4,5334.5k $550.8k $550.8k 0.35% Added +6 +6
94 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,1384.1k $502.9k $502.9k 0.00% Added +2.4k +2,405
95 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 4,1354.1k $502.5k $502.5k 0.02% Reduced -213 -213
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,9774.0k $483.3k $483.3k 0.00% Added +634 +634
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 3,8783.9k $471.3k $471.3k 0.03% Added +135 +135
98 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,8423.8k $466.9k $466.9k 0.00% Reduced -22 -22
99 PLANNING DIRECTIONS INC 0.34% of their portfolio GLEN MILLS, PA 3,8363.8k $466.0k $466.0k 0.34% Added +156 +156
100 Balboa Wealth Partners 0.16% of their portfolio SCOTTSDALE, AZ 3,8273.8k $465.1k $465.1k 0.16% Reduced -1.5k -1,482