Vault-13

SPDR SERIES TRUST XAR

AEROSPACE DEF · ETP · CUSIP 78464A631

254 institutional holders +1 vs Q4 2022
4,649,8174.6m shares reported held*
$542.0mreported value*
32 new 90 added 70 reduced 26 sold out net bought ≈ $26.0m (+220.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $116.55. Options: 3 managers hold calls ($2.2m notional), 3 hold puts ($444.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 253Q1 23: 254254Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022253
Q1 2023254

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 115 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 96 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211592
Q1 202312296

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $744.0kQ3 22 puts: $266.0kQ3 22P/C 0.36Q4 22 calls: $1.9mQ4 22 puts: $726.3kQ4 22P/C 0.38Q1 23 calls: $2.2mQ1 23 puts: $444.3kQ1 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$744.0k$266.0k0.36
Q4 2022$1.9m$726.3k0.38
Q1 2023$2.2m$444.3k0.20

Biggest buyers

LPL Financial LLC Added +79,763+79.8k
PNC Financial Services Group, Inc. Added +63,091+63.1k
WADE G W & INC Added +42,222+42.2k
Heirloom Wealth Management New +40,710+40.7k
JPMORGAN CHASE & CO Added +31,101+31.1k
AMERIPRISE FINANCIAL INC Added +23,841+23.8k
WELLS FARGO & COMPANY/MN Added +22,672+22.7k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Added +20,833+20.8k
Migdal Insurance & Financial Holdings Ltd. Added +14,798+14.8k
Q3 Asset Management Added +13,633+13.6k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -75,317-75.3k
JMAC ENTERPRISES LLC Sold out -39,841-39.8k
Balyasny Asset Management L.P. Sold out -31,509-31.5k
Cambridge Investment Research Advisors, Inc. Reduced -22,638-22.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,728-15.7k
Sowell Financial Services LLC Reduced -15,621-15.6k
Kestra Advisory Services, LLC Reduced -12,168-12.2k
UBS Group AG Reduced -11,643-11.6k
CUMBERLAND ADVISORS INC Reduced -8,680-8.7k
Tower Research Capital LLC (TRC) Reduced -7,205-7.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m12.4k shares
Belvedere Trading LLC Added $771.6k6.6k shares
Cutler Group LLC / CA Added $7.0k1.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $268.9k2.3k shares
Belvedere Trading LLC Reduced $175.4k1.5k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 723,878723.9k $84.6m $84.6m 0.07% Added +79.8k +79,763
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 564,948564.9k $66.0m $66.0m 0.01% Added +5.3k +5,273
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 523,104523.1k $61.2m $61.2m 0.01% Added +7.9k +7,939
4 CUMBERLAND ADVISORS INC 9.32% of their portfolio SARASOTA, FL 194,240194.2k $22.7m $22.7m 9.32% Reduced -8.7k -8,680
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 175,746175.7k $20.5m $20.5m 0.01% Reduced -11.6k -11,643
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 170,991171.0k $20.0m $20.0m 0.01% Added +22.7k +22,672
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 165,438165.4k $19.3m $19.3m 0.02% Added +63.1k +63,091
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 113,783113.8k $13.3m $13.3m 0.00% Reduced -796 -796
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 83,36883.4k $9.7m $9.7m 0.02% Reduced -75.3k -75,317
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 74,11674.1k $8.7m $8.7m 0.01% Added +6.2k +6,150
11 Migdal Insurance & Financial Holdings Ltd. 0.18% of their portfolio Petach Tikva, L3 69,66969.7k $8.1m $8.1m 0.18% Added +14.8k +14,798
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,90861.9k $7.2m $7.2m 0.00% Added +7.1k +7,139
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 58,45258.5k $6.8m $6.8m 0.01% Reduced -48 -48
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 50,13650.1k $5.8m $5.8m 0.00% Added +23.8k +23,841
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,76049.8k $5.8m $5.8m 0.00% Added +4.1k +4,066
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 46,58746.6k $5.4m $5.4m 0.03% Reduced -22.6k -22,638
17 Lee Financial Group Hawaii, Inc. 5.43% of their portfolio HONOLULU, HI 45,13045.1k $5.3m $5.3m 5.43% Reduced -128 -128
18 WADE G W & INC 0.20% of their portfolio Wellesley, MA 44,93144.9k $5.3m $5.3m 0.20% Added +42.2k +42,222
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,55942.6k $5.0m $5.0m 0.00% Added +31.1k +31,101
20 HBW ADVISORY SERVICES LLC 1.23% of their portfolio SIMI VALLEY, CA 42,28142.3k $4.9m $4.9m 1.23% Added +13.0k +13,037
21 Q3 Asset Management 3.99% of their portfolio BIRMINGHAM, MI 40,89540.9k $4.8m $4.8m 3.99% Added +13.6k +13,633
22 Heirloom Wealth Management 2.27% of their portfolio GREENWOOD VILLAGE, CO 40,71040.7k $4.8m $4.8m 2.27% New
23 Cavalier Investments, LLC 2.06% of their portfolio ALPHARETTA, GA 40,61040.6k $4.7m $4.7m 2.06% Added +2.4k +2,357
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 39,73739.7k $4.6m $4.6m 0.01% Added +13.1k +13,067
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.36% of their portfolio BIRMINGHAM, AL 39,48139.5k $4.6m $4.6m 0.36% Reduced -573 -573
26 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 35,59435.6k $4.2m $4.2m 0.01% Reduced -3.6k -3,627
27 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 34,94234.9k $4.1m $4.1m 0.03% Added +1.1k +1,069
28 Gerber Kawasaki Wealth & Investment Management 0.32% of their portfolio SANTA MONICA, CA 34,19734.2k $4.0m $4.0m 0.32% Added +3.5k +3,520
29 CENTAURUS FINANCIAL, INC. 0.29% of their portfolio ANAHEIM, CA 30,44930.4k $3.6m $3.6m 0.29% Added +1.7k +1,661
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 29,82229.8k $3.5m $3.5m 0.01% Added +2.5k +2,519
31 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 29,06629.1k $3.4m $3.4m 0.05% Reduced -511 -511
32 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 26,32026.3k $3.1m $3.1m 0.03% Reduced -1.4k -1,434
33 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.43% of their portfolio New Cumberland, PA 23,43823.4k $2.7m $2.7m 1.43% Added +20.8k +20,833
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,29422.3k $2.6m $2.6m 0.00% Reduced -5.7k -5,673
35 SFI Advisors, LLC 2.50% of their portfolio Montclair, NJ 21,32521.3k $2.5m $2.5m 2.50% Added +68 +68
36 BANK HAPOALIM BM 0.34% of their portfolio TEL AVIV, L3 21,14421.1k $2.5m $2.5m 0.34% Reduced -971 -971
37 American Financial Advisors, LLC 0.37% of their portfolio Marietta, GA 19,68219.7k $2.3m $2.3m 0.37% Reduced -350 -350
38 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 18,42818.4k $2.2m $2.2m 0.11% Reduced -653 -653
39 CREATIVE FINANCIAL DESIGNS INC /ADV 0.27% of their portfolio KOKOMO, IN 17,59617.6k $2.1m $2.1m 0.27% Added +1.4k +1,382
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 17,24117.2k $2.0m $2.0m 0.02% Added +6.7k +6,732
41 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 16,96417.0k $2.0m $2.0m 0.03% Added +2.6k +2,610
42 PINNACLE ASSOCIATES LTD 0.04% of their portfolio NEW YORK, NY 16,34616.3k $1.9m $1.9m 0.04% Reduced -425 -425
43 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 14,88114.9k $1.7m $1.7m 0.01% Added +5 +5
44 Perigon Wealth Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 14,23114.2k $1.7m $1.7m 0.09% Added +312 +312
45 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 14,22014.2k $134.8k $134.8k 0.01% Reduced -1.8k -1,847
46 Advisor Resource Council 0.41% of their portfolio DALLAS, TX 13,99314.0k $1.6m $1.6m 0.41% Added +10.4k +10,377
47 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 13,95013.9k $1.6m $1.6m 0.03% Reduced -791 -791
48 Anson Capital, Inc. 2.63% of their portfolio TYRONE, GA 13,91013.9k $1.6m $1.6m 2.63% Reduced -5.4k -5,370
49 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 13,87313.9k $1.6m $1.6m 0.01% Added +3.9k +3,911
50 SeaCrest Wealth Management, LLC 0.22% of their portfolio PURCHASE, NY 13,85613.9k $1.6m $1.6m 0.22% Added +173 +173
51 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,73013.7k $1.6m $1.6m 0.02% Added +172 +172
52 OVERSEA-CHINESE BANKING Corp Ltd 0.08% of their portfolio SINGAPORE, U0 13,70813.7k $1.6m $1.6m 0.08% Reduced -110 -110
53 WBI INVESTMENTS, LLC 0.32% of their portfolio RED BANK, NJ 13,55213.6k $1.6m $1.6m 0.32% Added +7.5k +7,494
54 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 13,12513.1k $1.5m $1.5m 0.03% Reduced -782 -782
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,72712.7k $1.5m $1.5m 0.00% Added +1.4k +1,421
56 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 11,54611.5k $1.3m $1.3m 0.08% Added +1.3k +1,306
57 DB Wealth Management Group, LLC 0.85% of their portfolio SAN DIEGO, CA 11,50711.5k $1.3m $1.3m 0.85% Reduced -63 -63
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,40111.4k $1.3m $1.3m 0.00% Added +1.8k +1,790
59 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,13511.1k $1.3m $1.3m 0.01% Reduced -12.2k -12,168
60 Clarus Wealth Advisors 0.80% of their portfolio PEORIA, AZ 11,12011.1k $1.3m $1.3m 0.80% Added +894 +894
61 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,06611.1k $1.3m $1.3m 0.03% Reduced -3.3k -3,257
62 TAP Consulting, LLC 0.32% of their portfolio KIRKWOOD, MO 11,04811.0k $1.3m $1.3m 0.32% Reduced -467 -467
63 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 10,82710.8k $1.3m $1.3m 0.02% Reduced -1.5k -1,497
64 WCG Wealth Advisors LLC 0.16% of their portfolio LAS VEGAS, NV 10,67810.7k $1.2m $1.2m 0.16% New
65 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 10,41110.4k $1.2m $1.2m 0.00% Reduced -170 -170
66 Teamwork Financial Advisors, LLC 0.21% of their portfolio San Antonio, TX 9,9249.9k $1.2m $1.2m 0.21% Added +2.6k +2,576
67 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,8639.9k $1.2m $1.2m 0.00% Reduced -105 -105
68 StrategIQ Financial Group, LLC 0.13% of their portfolio MERRILLVILLE, IN 9,5509.6k $1.1m $1.1m 0.13% Added +818 +818
69 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 9,4189.4k $1.1m $1.1m 0.03% Reduced -1.3k -1,269
70 Catalyst Wealth Management, LLC 1.00% of their portfolio ATLANTA, GA 9,1559.2k $1.1m $1.1m 1.00% Added +771 +771
71 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0449.0k $1.1m $1.1m 0.00% Added +4.4k +4,380
72 Realta Investment Advisors 0.22% of their portfolio WILMINGTON, DE 7,7657.8k $907.8k $907.8k 0.22% Reduced -497 -497
73 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,6857.7k $898.5k $898.5k 0.01% New
74 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,6857.7k $898.5k $898.5k 0.01% Reduced -454 -454
75 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 7,5007.5k $876.8k $876.8k 0.01% Unchanged
76 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,4087.4k $866.0k $866.0k 0.00% Added +1.7k +1,690
77 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 7,0477.0k $823.9k $823.9k 0.06% Added +902 +902
78 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 6,9557.0k $813.0k $813.0k 0.01% Added +1.5k +1,539
79 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 5,8085.8k $679.0k $679.0k 0.00% Added +1.3k +1,293
80 Private Wealth Strategies, L.L.C. 0.17% of their portfolio New Albany, OH 5,7555.8k $672.7k $672.7k 0.17% Added +218 +218
81 Evercore Wealth Management, LLC 0.01% of their portfolio New York, NY 5,6415.6k $659.5k $659.5k 0.01% Added +941 +941
82 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,6075.6k $289.7k $289.7k 0.01% Reduced -2.0k -1,979
83 LAFFER TENGLER INVESTMENTS, INC. 0.18% of their portfolio Scottsdale, AZ 5,5445.5k $648.1k $648.1k 0.18% Reduced -175 -175
84 STAPP WEALTH MANAGEMENT, PLLC 0.88% of their portfolio OLYMPIA, WA 5,4615.5k $638.0k $638.0k 0.88% Added +259 +259
85 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 5,3725.4k $628.1k $628.1k 0.06% Reduced -4.3k -4,253
86 Balboa Wealth Partners 0.23% of their portfolio SCOTTSDALE, AZ 5,3095.3k $620.7k $620.7k 0.23% Added +681 +681
87 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 5,2705.3k $616.1k $616.1k 0.06% First filing
88 SIGNATUREFD, LLC 0.02% of their portfolio ATLANTA, GA 5,1655.2k $603.8k $603.8k 0.02% Unchanged
89 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 5,0615.1k $591.7k $591.7k 0.05% Added +1 +1
90 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 4,9535.0k $579.1k $579.1k 0.05% Added +895 +895
91 Wambolt & Associates, LLC 0.21% of their portfolio LITTLETON, CO 4,9434.9k $583.6k $583.6k 0.21% Reduced -152 -152
92 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 4,9014.9k $573.0k $573.0k 0.02% Added +1.7k +1,673
93 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 4,7894.8k $559.7k $559.7k 0.03% Reduced -4.2k -4,167
94 First Horizon Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 4,6164.6k $539.7k $539.7k 0.02% Unchanged
95 Red Tortoise LLC 0.36% of their portfolio ATLANTA, GA 4,5274.5k $529.3k $529.3k 0.36% Unchanged
96 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 4,5224.5k $528.7k $528.7k 0.01% Reduced -54 -54
97 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 4,3484.3k $494.2k $494.2k 0.03% Added +160 +160
98 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 4,0574.1k $474.3k $474.3k 0.00% Unchanged
99 Moloney Securities Asset Management, LLC 0.09% of their portfolio MANCHESTER, MO 4,0214.0k $470.1k $470.1k 0.09% Added +73 +73
100 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 3,9433.9k $461.0k $461.0k 0.01% Reduced -105 -105