Vault-13

SPDR SER TR XHE

HLTH CR EQUIP · ETP · CUSIP 78464A581

110 institutional holders +8 vs Q4 2023
1,746,3051.7m shares reported held*
$153.6mreported value*
17 new 22 added 42 reduced 9 sold out net sold ≈ $49.1m (-557.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $87.94. Options: 2 managers hold calls ($430.9k notional), 2 hold puts ($422.1k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 120Q1 23: 107Q2 23: 110Q3 23: 107Q4 23: 102Q1 24: 110110Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022101
Q4 2022120
Q1 2023107
Q2 2023110
Q3 2023107
Q4 2023102
Q1 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 61 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 51 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224040
Q1 20232865
Q2 20234154
Q3 20233461
Q4 20233260
Q1 20243951

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $226.3kQ2 23 puts: $29.5kQ2 23P/C 0.13Q3 23 calls: $460.6kQ3 23 puts: $171.8kQ3 23P/C 0.37Q4 23 calls: $252.8kQ4 23 puts: $202.2kQ4 23P/C 0.80Q1 24 calls: $430.9kQ1 24 puts: $422.1kQ1 24P/C 0.98
Numbers
QuarterCallsPutsP/C
Q2 2023$226.3k$29.5k0.13
Q3 2023$460.6k$171.8k0.37
Q4 2023$252.8k$202.2k0.80
Q1 2024$430.9k$422.1k0.98

Biggest buyers

Cetera Investment Advisers New +25,287+25.3k
SFI Advisors, LLC Added +22,388+22.4k
Belpointe Asset Management LLC New +19,699+19.7k
LPL Financial LLC Added +17,020+17.0k
GTS SECURITIES LLC New +16,608+16.6k
Clear Creek Financial Management, LLC Added +13,895+13.9k
JANE STREET GROUP, LLC New +13,693+13.7k
GOLDMAN SACHS GROUP INC Added +13,333+13.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +9,522+9.5k
FLOW TRADERS U.S. LLC New +7,477+7.5k

Biggest sellers

Phoenix Financial Ltd. Sold out -507,600-507.6k
JPMORGAN CHASE & CO Reduced -64,544-64.5k
BANK OF AMERICA CORP /DE/ Reduced -32,382-32.4k
Cetera Advisor Networks LLC Sold out -28,714-28.7k
Tidal Investments LLC Sold out -20,987-21.0k
UBS Group AG Reduced -14,588-14.6k
CITIGROUP INC Reduced -13,199-13.2k
Foundations Investment Advisors, LLC Reduced -11,010-11.0k
AE Wealth Management LLC Sold out -9,345-9.3k
CITADEL ADVISORS LLC Reduced -9,145-9.1k

Biggest calls

CITADEL ADVISORS LLC Added $413.3k4.7k shares
Belvedere Trading LLC New $17.6k200 shares

Biggest puts

Belvedere Trading LLC New $272.6k3.1k shares
CITADEL ADVISORS LLC Reduced $149.5k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 759,081759.1k $66.8m $66.8m 0.00% Added +2.7k +2,699
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 112,425112.4k $9.9m $9.9m 0.01% Added +17.0k +17,020
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,02265.0k $5.7m $5.7m 0.00% Reduced -64.5k -64,544
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 56,59256.6k $5.0m $5.0m 0.00% Reduced -14.6k -14,588
5 SFI Advisors, LLC 2.83% of their portfolio Montclair, NJ 41,04041.0k $3.6m $3.6m 2.83% Added +22.4k +22,388
6 Royal Fund Management, LLC 0.34% of their portfolio Lady Lake, FL 33,60833.6k $3.0m $3.0m 0.34% Reduced -2.3k -2,314
7 Millington Financial Advisors, LLC 1.96% of their portfolio NAPERVILLE, IL 31,25331.3k $2.7m $2.7m 1.96% Reduced -444 -444
8 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 25,98026.0k $2.3m $2.3m 0.03% Added +1.7k +1,679
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,47825.5k $2.2m $2.2m 0.00% Added +13.3k +13,333
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 25,28725.3k $2.2m $2.2m 0.01% New
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,23825.2k $2.2m $2.2m 0.00% Added +3.5k +3,498
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 23,80523.8k $2.1m $2.1m 0.00% Reduced -32.4k -32,382
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,80321.8k $1.9m $1.9m 0.00% Reduced -1.9k -1,933
14 MEITAV INVESTMENT HOUSE LTD 0.04% of their portfolio BENE-BERAQ, L3 21,33121.3k $1.9m $1.9m 0.04% Added +152 +152
15 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 21,17121.2k $1.9m $1.9m 0.00% Added +11 +11
16 NTV Asset Management LLC 0.28% of their portfolio Charleston, WV 21,01021.0k $1.8m $1.8m 0.28% Reduced -300 -300
17 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.47% of their portfolio Tel Aviv, L3 20,63520.6k $1.8m $1.8m 0.47% Unchanged
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,23920.2k $1.8m $1.8m 0.00% Reduced -13.2k -13,199
19 Belpointe Asset Management LLC 0.13% of their portfolio RENO, NV 19,69919.7k $1.7m $1.7m 0.13% New
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,62318.6k $1.6m $1.6m 0.00% Added +9.5k +9,522
21 Clear Creek Financial Management, LLC 0.20% of their portfolio SILVERDALE, WA 17,64917.6k $1.6m $1.6m 0.20% Added +13.9k +13,895
22 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 17,52617.5k $1.5m $1.5m 0.03% Added +935 +935
23 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 16,60816.6k $1.5m $1.5m 0.04% New
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,96016.0k $1.4m $1.4m 0.00% Reduced -809 -809
25 Pacific Sun Financial Corp 0.74% of their portfolio LOS ANGELES, CA 14,46214.5k $1.3m $1.3m 0.74% Reduced -906 -906
26 MEANS INVESTMENT CO., INC. 0.16% of their portfolio BANGOR, ME 14,42414.4k $1.3m $1.3m 0.16% Reduced -1.5k -1,457
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,16414.2k $1.2m $1.2m 0.00% Reduced -578 -578
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,13214.1k $1.2m $1.2m 0.00% Reduced -634 -634
29 Northeast Financial Consultants Inc 0.06% of their portfolio WESTPORT, CT 14,02514.0k $1.2m $1.2m 0.06% Reduced -567 -567
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,69313.7k $1.2m $1.2m 0.00% New
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,66211.7k $1.0m $1.0m 0.00% Reduced -1.0k -1,035
32 BANK HAPOALIM BM 0.12% of their portfolio TEL AVIV, L3 10,31710.3k $907.0k $907.0k 0.12% Reduced -561 -561
33 Fifth Third Securities, Inc. 0.09% of their portfolio Cincinnati, OH 10,21910.2k $898.7k $898.7k 0.09% Added +1.1k +1,078
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,95910.0k $875.8k $875.8k 0.00% Reduced -380 -380
35 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 9,7239.7k $855.0k $855.0k 0.02% Reduced -11.0k -11,010
36 Cornerstone Advisory, LLC 0.10% of their portfolio HUNT VALLEY, MD 8,0008.0k $703.5k $703.5k 0.10% Unchanged
37 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 7,4777.5k $658.0k $658.0k 0.04% New
38 VCI Wealth Management LLC 0.39% of their portfolio ST LOUIS, MO 6,4746.5k $569.3k $569.3k 0.39% Reduced -936 -936
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,1276.1k $538.8k $538.8k 0.00% Reduced -1.1k -1,096
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,8865.9k $518.0k $518.0k 0.00% Reduced -326 -326
41 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 5,8055.8k $510.5k $510.5k 0.01% New
42 Global Endowment Management, LP 0.05% of their portfolio CHARLOTTE, NC 5,7505.8k $505.7k $505.7k 0.05% Unchanged
43 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,2395.2k $460.7k $460.7k 0.00% Added +704 +704
44 9258 Wealth Management, LLC 0.07% of their portfolio BLUE ASH, OH 4,8804.9k $429.1k $429.1k 0.07% Unchanged
45 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 4,7364.7k $416.5k $416.5k 0.04% Reduced -6 -6
46 LGT Financial Advisors LLC 0.48% of their portfolio DALLAS, TX 4,7274.7k $415.7k $415.7k 0.48% Unchanged
47 Fortis Group Advisors, LLC 0.08% of their portfolio WESTWOOD, NJ 4,6434.6k $408.3k $408.3k 0.08% New
48 Quantum Private Wealth, LLC 0.14% of their portfolio TAMPA, FL 4,4164.4k $388.3k $388.3k 0.14% Unchanged
49 MGB Wealth Management, LLC 0.15% of their portfolio ADDISON, TX 4,1544.2k $365.1k $365.1k 0.15% Reduced -65 -65
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,8423.8k $338.9k $338.9k 0.00% Added +2.5k +2,465
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,8183.8k $335.8k $335.8k 0.00% Reduced -9.1k -9,145
52 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 3,7953.8k $334.0k $334.0k 0.03% New
53 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 3,7333.7k $328.3k $328.3k 0.00% Reduced -808 -808
54 Solutions 4 Wealth, Ltd 0.87% of their portfolio SOUTHLAKE, TX 3,5353.5k $310.9k $310.9k 0.87% Unchanged
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,5053.5k $308.3k $308.3k 0.00% Reduced -452 -452
56 New Insight Wealth Advisors 0.18% of their portfolio SAN RAMON, CA 3,1923.2k $280.7k $280.7k 0.18% Reduced -116 -116
57 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,1343.1k $275.0k $275.0k 0.00% Reduced -15 -15
58 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 3,0323.0k $266.6k $266.6k 0.04% Added +58 +58
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,0033.0k $264.0k $264.0k 0.00% Reduced -1.1k -1,067
60 Blackston Financial Advisory Group, LLC 0.18% of their portfolio THE VILLAGES, FL 3,0003.0k $263.8k $263.8k 0.18% Reduced -1.5k -1,478
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,7882.8k $245.1k $245.1k 0.00% Added +235 +235
62 Bryn Mawr Trust Advisors, LLC 0.01% of their portfolio PHILADELPHIA, PA 2,7822.8k $244.7k $244.7k 0.01% Reduced -628 -628
63 DEBUSSY CAPITAL MANAGEMENT LP 0.07% of their portfolio CHICAGO, IL 2,7712.8k $236.3k $236.3k 0.07% New
64 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 2,6552.7k $233.5k $233.5k 0.00% Reduced -3.9k -3,909
65 Meridian Financial Advisors, LLC 0.17% of their portfolio HOLLISTON, MA 2,6012.6k $228.7k $228.7k 0.17% Unchanged
66 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 2,4562.5k $216.0k $216.0k 0.01% Reduced -153 -153
67 AXS Investments LLC 0.05% of their portfolio PORT CHESTER, NY 2,3752.4k $208.9k $208.9k 0.05% Reduced -265 -265
68 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 1,9722.0k $173.0k $173.0k 0.01% Added +1.6k +1,645
69 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,7501.8k $153.9k $153.9k 0.00% Unchanged
70 NFSG Corp 0.05% of their portfolio BOCA RATON, FL 1,4261.4k $125.4k $125.4k 0.05% Reduced -1.1k -1,115
71 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,3051.3k $114.8k $114.8k 0.01% Unchanged
72 Jackson Hole Capital Partners, LLC 0.03% of their portfolio TULSA, OK 1,2921.3k $113.6k $113.6k 0.03% Unchanged
73 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1641.2k $102.4k $102.4k 0.00% Reduced -6 -6
74 Riggs Asset Managment Co. Inc. 0.02% of their portfolio DALLAS, PA 805805 $70.8k $70.8k 0.02% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 787787 $69.2k $69.2k 0.00% Added +194 +194
76 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 780780 $68.6k $68.6k 0.01% Unchanged
77 FMR LLC 0.00% of their portfolio BOSTON, MA 689689 $60.6k $60.6k 0.00% Added +62 +62
78 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 635635 $55.8k $55.8k 0.00% Unchanged
79 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 403403 $35.4k $35.4k 0.00% New
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 378378 $33.2k $33.2k 0.00% Unchanged
81 Integrity Financial Corp /WA 0.02% of their portfolio JACKSON, WY 349349 $30.6k $30.6k 0.02% Reduced -39 -39
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 325325 $28.6k $28.6k 0.00% Added +295 +295
83 Prestige Wealth Management Group LLC 0.01% of their portfolio FLEMINGTON, NJ 320320 $28.1k $28.1k 0.01% Reduced -11 -11
84 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 314314 $27.6k $27.6k 0.01% Added +154 +154
85 Y.D. More Investments Ltd 0.00% of their portfolio Ramat Gan, L3 307307 $26.9k $26.9k 0.00% Unchanged
86 Sandy Spring Bank 0.00% of their portfolio Olney, MD 300300 $26.4k $26.4k 0.00% Unchanged
87 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 250250 $22.0k $22.0k 0.00% Unchanged
88 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 246246 $21.6k $21.6k 0.00% New
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 221221 $19.4k $19.4k 0.00% Unchanged
90 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 200200 $17.6k $17.6k 0.00% New
91 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 200200 $17.6k $17.6k 0.00% Reduced -6.4k -6,438
92 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 193193 $16.5k $16.5k 0.00% New
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160160 $14.1k $14.1k 0.00% Unchanged
94 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 160160 $14.1k $14.1k 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 120120 $10.6k $10.6k 0.00% Unchanged
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 116116 $10.2k $10.2k 0.00% Reduced -64 -64
97 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 113113 $9.9k $9.9k 0.00% Added +77 +77
98 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 110110 $9.7k $9.7k 0.00% New
99 COMERICA BANK 0.00% of their portfolio DALLAS, TX 105105 $9.2k $9.2k 0.00% Reduced -55 -55
100 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 101101 $8.9k $8.9k 0.00% New