Vault-13

SPDR SER TR XHE

HLTH CR EQUIP · ETP · CUSIP 78464A581

102 institutional holders -5 vs Q3 2023
2,310,6772.3m shares reported held*
$200.1mreported value*
9 new 23 added 39 reduced 21 sold out net sold ≈ $98.9m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $86.61. Options: 1 managers hold calls ($252.8k notional), 1 hold puts ($202.2k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 120Q1 23: 107Q2 23: 110Q3 23: 107Q4 23: 102102Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022120
Q1 2023107
Q2 2023110
Q3 2023107
Q4 2023102

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 61 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 60 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224040
Q1 20232865
Q2 20234154
Q3 20233461
Q4 20233260

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $140.4kQ1 23 puts: $37.4kQ1 23P/C 0.27Q2 23 calls: $226.3kQ2 23 puts: $29.5kQ2 23P/C 0.13Q3 23 calls: $460.6kQ3 23 puts: $171.8kQ3 23P/C 0.37Q4 23 calls: $252.8kQ4 23 puts: $202.2kQ4 23P/C 0.80
Numbers
QuarterCallsPutsP/C
Q1 2023$140.4k$37.4k0.27
Q2 2023$226.3k$29.5k0.13
Q3 2023$460.6k$171.8k0.37
Q4 2023$252.8k$202.2k0.80

Biggest buyers

MORGAN STANLEY Added +295,419+295.4k
JPMORGAN CHASE & CO Added +95,762+95.8k
CITIGROUP INC Added +26,600+26.6k
Tidal Investments LLC New +20,987+21.0k
SFI Advisors, LLC New +18,652+18.7k
Foundations Investment Advisors, LLC Added +8,369+8.4k
TELEMUS CAPITAL, LLC New +6,467+6.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +6,350+6.3k
WELLS FARGO & COMPANY/MN Added +6,196+6.2k
PRUDENTIAL FINANCIAL INC New +4,535+4.5k

Biggest sellers

Phoenix Financial Ltd. Reduced -1,479,600-1.5m
AMERIPRISE FINANCIAL INC Reduced -34,316-34.3k
Financial Advocates Investment Management Sold out -33,270-33.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -24,961-25.0k
LPL Financial LLC Reduced -19,247-19.2k
Equitable Holdings, Inc. Reduced -16,173-16.2k
MILLENNIUM MANAGEMENT LLC Sold out -14,896-14.9k
ROYAL BANK OF CANADA Reduced -14,204-14.2k
Cetera Advisor Networks LLC Reduced -11,447-11.4k
Northeast Financial Consultants Inc Reduced -9,932-9.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $252.8k3.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $202.2k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 756,382756.4k $63.7m $63.7m 0.00% Added +295.4k +295,419
2 Phoenix Financial Ltd. 0.80% of their portfolio Givatayim, L3 507,600507.6k $48.2m $48.2m 0.80% Reduced -1.5m -1,479,600
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 129,566129.6k $10.9m $10.9m 0.00% Added +95.8k +95,762
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,40595.4k $8.0m $8.0m 0.00% Reduced -19.2k -19,247
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,18071.2k $6.0m $6.0m 0.00% Reduced -8.9k -8,908
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 56,18756.2k $4.7m $4.7m 0.00% Reduced -1.0k -1,048
7 Royal Fund Management, LLC 0.38% of their portfolio Lady Lake, FL 35,92235.9k $3.0m $3.0m 0.38% Reduced -3.4k -3,448
8 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 33,43833.4k $2.8m $2.8m 0.00% Added +26.6k +26,600
9 Millington Financial Advisors, LLC 2.14% of their portfolio NAPERVILLE, IL 31,69731.7k $2.7m $2.7m 2.14% Reduced -2.3k -2,305
10 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,71428.7k $2.4m $2.4m 0.01% Reduced -11.4k -11,447
11 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 24,30124.3k $2.0m $2.0m 0.03% Added +610 +610
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,73623.7k $2.0m $2.0m 0.00% Reduced -1.4k -1,371
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,74021.7k $1.8m $1.8m 0.00% Added +6.2k +6,196
14 NTV Asset Management LLC 0.30% of their portfolio Charleston, WV 21,31021.3k $1.8m $1.8m 0.30% Reduced -3.2k -3,160
15 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 21,17921.2k $1.8m $1.8m 0.03% Reduced -974 -974
16 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 21,16021.2k $1.8m $1.8m 0.00% Reduced -25.0k -24,961
17 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 20,98721.0k $1.8m $1.8m 0.04% New
18 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 20,73320.7k $1.8m $1.8m 0.05% Added +8.4k +8,369
19 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.34% of their portfolio Tel Aviv, L3 20,63520.6k $1.7m $1.7m 0.34% Unchanged
20 SFI Advisors, LLC 1.34% of their portfolio Montclair, NJ 18,65218.7k $1.6m $1.6m 1.34% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,76916.8k $1.4m $1.4m 0.00% Reduced -5.3k -5,254
22 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 16,59116.6k $1.4m $1.4m 0.03% Added +1.6k +1,644
23 MEANS INVESTMENT CO., INC. 0.19% of their portfolio BANGOR, ME 15,88115.9k $1.3m $1.3m 0.19% Reduced -2.6k -2,557
24 Pacific Sun Financial Corp 0.82% of their portfolio LOS ANGELES, CA 15,36815.4k $1.3m $1.3m 0.82% Reduced -1.7k -1,685
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,76614.8k $1.2m $1.2m 0.00% Added +1.9k +1,867
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,74214.7k $1.2m $1.2m 0.00% Reduced -1.9k -1,908
27 Northeast Financial Consultants Inc 0.07% of their portfolio WESTPORT, CT 14,59214.6k $1.2m $1.2m 0.07% Reduced -9.9k -9,932
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,96313.0k $1.1m $1.1m 0.00% Reduced -7.2k -7,201
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,69712.7k $1.1m $1.1m 0.00% Reduced -197 -197
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,14512.1k $1.0m $1.0m 0.00% Added +35 +35
31 BANK HAPOALIM BM 0.13% of their portfolio TEL AVIV, L3 10,87810.9k $917.0k $917.0k 0.13% Reduced -1.0k -1,037
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,33910.3k $871.2k $871.2k 0.00% Reduced -3.6k -3,616
33 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,3459.3k $785.9k $785.9k 0.00% Added +2.3k +2,258
34 Fifth Third Securities, Inc. 0.08% of their portfolio Cincinnati, OH 9,1419.1k $770.2k $770.2k 0.08% Added +4.1k +4,052
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1019.1k $766.9k $766.9k 0.00% Added +6.3k +6,350
36 Cornerstone Advisory, LLC 0.11% of their portfolio HUNT VALLEY, MD 8,0008.0k $674.1k $674.1k 0.11% Unchanged
37 VCI Wealth Management LLC 0.38% of their portfolio ST LOUIS, MO 7,4107.4k $624.4k $624.4k 0.38% First filing
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,2237.2k $608.6k $608.6k 0.00% Added +2.8k +2,847
39 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 6,6386.6k $559.3k $559.3k 0.01% Added +2.1k +2,088
40 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 6,5646.6k $553.1k $553.1k 0.00% Added +3.0k +2,960
41 TELEMUS CAPITAL, LLC 0.04% of their portfolio Southfield, MI 6,4676.5k $544.9k $544.9k 0.04% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,2126.2k $523.0k $523.0k 0.00% Reduced -14.2k -14,204
43 Global Endowment Management, LP 0.05% of their portfolio CHARLOTTE, NC 5,7505.8k $484.5k $484.5k 0.05% Unchanged
44 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 5,4725.5k $461.1k $461.1k 0.01% Reduced -16.2k -16,173
45 9258 Wealth Management, LLC 0.07% of their portfolio BLUE ASH, OH 4,8804.9k $411.2k $411.2k 0.07% Reduced -245 -245
46 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 4,7424.7k $399.6k $399.6k 0.05% Reduced -12 -12
47 LGT Financial Advisors LLC 0.49% of their portfolio DALLAS, TX 4,7274.7k $398.3k $398.3k 0.49% Unchanged
48 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 4,5414.5k $382.6k $382.6k 0.00% Added +1.4k +1,444
49 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,5354.5k $382.1k $382.1k 0.00% New
50 Blackston Financial Advisory Group, LLC 0.24% of their portfolio THE VILLAGES, FL 4,4784.5k $377.3k $377.3k 0.24% Reduced -295 -295
51 Quantum Private Wealth, LLC 0.16% of their portfolio TAMPA, FL 4,4164.4k $372.1k $372.1k 0.16% Unchanged
52 MGB Wealth Management, LLC 0.18% of their portfolio ADDISON, TX 4,2194.2k $355.8k $355.8k 0.18% First filing
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,0704.1k $343.0k $343.0k 0.00% Added +372 +372
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,9574.0k $333.4k $333.4k 0.00% Reduced -34.3k -34,316
55 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 3,7543.8k $316.3k $316.3k 0.05% Added +361 +361
56 Solutions 4 Wealth, Ltd 0.97% of their portfolio SOUTHLAKE, TX 3,5353.5k $297.9k $297.9k 0.97% First filing
57 Bryn Mawr Trust Advisors, LLC 0.02% of their portfolio PHILADELPHIA, PA 3,4103.4k $287.3k $287.3k 0.02% Reduced -683 -683
58 New Insight Wealth Advisors 0.19% of their portfolio SAN RAMON, CA 3,3083.3k $278.7k $278.7k 0.19% First filing
59 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,1493.1k $265.0k $265.0k 0.00% Reduced -493 -493
60 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 2,9743.0k $250.6k $250.6k 0.03% Reduced -632 -632
61 AXS Investments LLC 0.05% of their portfolio PORT CHESTER, NY 2,6402.6k $222.4k $222.4k 0.05% Reduced -295 -295
62 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 2,6092.6k $219.8k $219.8k 0.01% New
63 Meridian Financial Advisors, LLC 0.17% of their portfolio HOLLISTON, MA 2,6012.6k $219.2k $219.2k 0.17% New
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,5532.6k $215.1k $215.1k 0.00% New
65 NFSG Corp 0.10% of their portfolio BOCA RATON, FL 2,5412.5k $214.1k $214.1k 0.10% Reduced -481 -481
66 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,7501.8k $147.5k $147.5k 0.00% Unchanged
67 American State Bank (Iowa) 0.09% of their portfolio SIOUX CENTER, IA 1,6781.7k $141.4k $141.4k 0.09% Unchanged
68 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,3771.4k $117.7k $117.7k 0.00% Added +738 +738
69 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,3051.3k $110.0k $110.0k 0.01% Unchanged
70 Jackson Hole Capital Partners, LLC 0.03% of their portfolio TULSA, OK 1,2921.3k $108.9k $108.9k 0.03% Unchanged
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1701.2k $98.6k $98.6k 0.00% Added +6 +6
72 Livelsberger Financial Advisory 0.07% of their portfolio Ashland, OH 920920 $77.5k $77.5k 0.07% First filing
73 Riggs Asset Managment Co. Inc. 0.02% of their portfolio DALLAS, PA 805805 $67.8k $67.8k 0.02% Unchanged
74 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 780780 $65.7k $65.7k 0.01% Reduced -41 -41
75 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 635635 $49.6k $49.6k 0.01% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 627627 $52.8k $52.8k 0.00% Reduced -131 -131
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 593593 $50.0k $50.0k 0.00% Reduced -1.4k -1,374
78 Integrity Financial Corp /WA 0.02% of their portfolio JACKSON, WY 388388 $32.7k $32.7k 0.02% Reduced -166 -166
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 378378 $31.9k $31.9k 0.00% Unchanged
80 Prestige Wealth Management Group LLC 0.01% of their portfolio FLEMINGTON, NJ 331331 $27.9k $27.9k 0.01% Added +15 +15
81 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 327327 $27.0k $27.0k 0.00% Added +288 +288
82 Y.D. More Investments Ltd 0.00% of their portfolio Ramat Gan, L3 307307 $25.7k $25.7k 0.00% Unchanged
83 Sandy Spring Bank 0.00% of their portfolio Olney, MD 300300 $25.3k $25.3k 0.00% Unchanged
84 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 300300 $25.3k $25.3k 0.00% Unchanged
85 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 250250 $21.0k $21.0k 0.00% Unchanged
86 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 246246 $20.7k $20.7k 0.00% Unchanged
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 221221 $18.4k $18.4k 0.00% Added +30 +30
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 180180 $15.2k $15.2k 0.00% Reduced -1.9k -1,884
89 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160160 $13.5k $13.5k 0.00% Reduced -15 -15
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 160160 $13.5k $13.5k 0.00% Reduced -4 -4
91 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 160160 $13.5k $13.5k 0.00% Unchanged
92 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 160160 $13.5k $13.5k 0.00% New
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 120120 $10.1k $10.1k 0.00% Reduced -49 -49
94 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 100100 $8.4k $8.4k 0.00% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 9494 $8.0k $8.0k 0.00% Unchanged
96 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8484 $7.1k $7.1k 0.00% Unchanged
97 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 7575 $6.0k $6.0k 0.00% Unchanged
98 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 5656 $4.7k $4.7k 0.00% Unchanged
99 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4545 $3.8k $3.8k 0.00% Unchanged
100 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3636 $3.0k $3.0k 0.00% First filing