Vault-13

SPDR SER TR XHE

HLTH CR EQUIP · ETP · CUSIP 78464A581

107 institutional holders -3 vs Q2 2023
3,529,4133.5m shares reported held*
$276.2mreported value*
17 new 17 added 41 reduced 20 sold out net sold ≈ $36.2m (-463.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.25. Options: 1 managers hold calls ($460.6k notional), 1 hold puts ($171.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 120Q1 23: 107Q2 23: 110Q3 23: 107107Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022120
Q1 2023107
Q2 2023110
Q3 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 61 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224040
Q1 20232865
Q2 20234154
Q3 20233461

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.5mQ4 22 puts: $1.2mQ4 22P/C 0.76Q1 23 calls: $140.4kQ1 23 puts: $37.4kQ1 23P/C 0.27Q2 23 calls: $226.3kQ2 23 puts: $29.5kQ2 23P/C 0.13Q3 23 calls: $460.6kQ3 23 puts: $171.8kQ3 23P/C 0.37
Numbers
QuarterCallsPutsP/C
Q4 2022$1.5m$1.2m0.76
Q1 2023$140.4k$37.4k0.27
Q2 2023$226.3k$29.5k0.13
Q3 2023$460.6k$171.8k0.37

Biggest buyers

Phoenix Financial Ltd. Added +174,100+174.1k
Financial Advocates Investment Management New +33,270+33.3k
CITADEL ADVISORS LLC Added +19,089+19.1k
MILLENNIUM MANAGEMENT LLC New +14,896+14.9k
Foundations Investment Advisors, LLC New +12,364+12.4k
RAYMOND JAMES & ASSOCIATES Added +8,431+8.4k
Walleye Capital LLC New +7,126+7.1k
Fifth Third Securities, Inc. New +5,089+5.1k
FLOW TRADERS U.S. LLC New +4,137+4.1k
Bryn Mawr Trust Advisors, LLC New +4,093+4.1k

Biggest sellers

DFPG INVESTMENTS, LLC Sold out -308,728-308.7k
BNP PARIBAS FINANCIAL MARKETS Reduced -101,579-101.6k
MORGAN STANLEY Reduced -86,508-86.5k
JPMORGAN CHASE & CO Reduced -50,371-50.4k
PEAK FINANCIAL ADVISORS LLC Sold out -35,555-35.6k
ROYAL BANK OF CANADA Reduced -25,463-25.5k
MEITAV INVESTMENT HOUSE LTD Reduced -22,153-22.2k
CITIGROUP INC Reduced -22,150-22.1k
LPL Financial LLC Reduced -20,781-20.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -12,361-12.4k

Biggest calls

CITADEL ADVISORS LLC Added $460.6k5.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $171.8k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Phoenix Financial Ltd. 1.45% of their portfolio Givatayim, L3 1,987,2002.0m $155.1m $155.1m 1.45% Added +174.1k +174,100
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 460,963461.0k $36.0m $36.0m 0.00% Reduced -86.5k -86,508
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 114,652114.7k $9.0m $9.0m 0.01% Reduced -20.8k -20,781
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 80,08880.1k $6.3m $6.3m 0.00% Reduced -2.6k -2,554
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 57,23557.2k $4.5m $4.5m 0.00% Added +3.2k +3,163
6 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 46,12146.1k $3.6m $3.6m 0.01% Reduced -101.6k -101,579
7 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 40,16140.2k $3.1m $3.1m 0.02% Reduced -338 -338
8 Royal Fund Management, LLC 0.44% of their portfolio Lady Lake, FL 39,37039.4k $3.1m $3.1m 0.44% Reduced -1.9k -1,864
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,27338.3k $3.0m $3.0m 0.00% Added +3.1k +3,118
10 Millington Financial Advisors, LLC 2.38% of their portfolio NAPERVILLE, IL 34,00234.0k $2.7m $2.7m 2.38% Added +1.1k +1,094
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,80433.8k $2.6m $2.6m 0.00% Reduced -50.4k -50,371
12 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 33,27033.3k $3.1m $3.1m 0.23% New
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,10725.1k $2.0m $2.0m 0.00% Added +281 +281
14 Northeast Financial Consultants Inc 0.12% of their portfolio WESTPORT, CT 24,52424.5k $1.9m $1.9m 0.12% Unchanged
15 NTV Asset Management LLC 0.35% of their portfolio Charleston, WV 24,47024.5k $1.9m $1.9m 0.35% Reduced -215 -215
16 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 23,69123.7k $1.8m $1.8m 0.03% Added +3.3k +3,271
17 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 22,15322.2k $1.8m $1.8m 0.03% Reduced -22.2k -22,153
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,02322.0k $1.7m $1.7m 0.00% Reduced -1.0k -1,027
19 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 21,64521.6k $1.7m $1.7m 0.02% Reduced -881 -881
20 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.35% of their portfolio Tel Aviv, L3 20,63520.6k $1.6m $1.6m 0.35% Unchanged
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,41620.4k $1.6m $1.6m 0.00% Reduced -25.5k -25,463
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,16420.2k $1.6m $1.6m 0.00% Added +19.1k +19,089
23 MEANS INVESTMENT CO., INC. 0.24% of their portfolio BANGOR, ME 18,43818.4k $1.4m $1.4m 0.24% Reduced -2.3k -2,310
24 Pacific Sun Financial Corp 0.92% of their portfolio LOS ANGELES, CA 17,05317.1k $1.3m $1.3m 0.92% Reduced -413 -413
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,65016.6k $1.3m $1.3m 0.00% Added +8.4k +8,431
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,54415.5k $1.2m $1.2m 0.00% Reduced -10.9k -10,902
27 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 14,94714.9k $1.2m $1.2m 0.03% Added +126 +126
28 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 14,89614.9k $1.2m $1.2m 0.00% New
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,95514.0k $1.1m $1.1m 0.00% Added +1.6k +1,618
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,89912.9k $1.0m $1.0m 0.00% Reduced -3.2k -3,241
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,89412.9k $1.0m $1.0m 0.00% Reduced -821 -821
32 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 12,36412.4k $965.3k $965.3k 0.03% New
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,11012.1k $945.4k $945.4k 0.00% Reduced -715 -715
34 BANK HAPOALIM BM 0.15% of their portfolio TEL AVIV, L3 11,91511.9k $930.0k $930.0k 0.15% Reduced -210 -210
35 Cornerstone Advisory, LLC 0.11% of their portfolio HUNT VALLEY, MD 8,0008.0k $624.6k $624.6k 0.11% Unchanged
36 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 7,1267.1k $556.3k $556.3k 0.01% New
37 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,0877.1k $553.3k $553.3k 0.00% Added +639 +639
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,8386.8k $533.8k $533.8k 0.00% Reduced -22.1k -22,150
39 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 6,3716.4k $497.4k $497.4k 0.02% Added +554 +554
40 Global Endowment Management, LP 0.05% of their portfolio CHARLOTTE, NC 5,7505.8k $448.9k $448.9k 0.05% Unchanged
41 9258 Wealth Management, LLC 0.08% of their portfolio BLUE ASH, OH 5,1255.1k $400.1k $400.1k 0.08% Unchanged
42 Fifth Third Securities, Inc. 0.04% of their portfolio Cincinnati, OH 5,0895.1k $397.3k $397.3k 0.04% New
43 Blackston Financial Advisory Group, LLC 0.26% of their portfolio THE VILLAGES, FL 4,7734.8k $372.6k $372.6k 0.26% Reduced -144 -144
44 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 4,7544.8k $371.1k $371.1k 0.05% Reduced -600 -600
45 LGT Financial Advisors LLC 0.47% of their portfolio DALLAS, TX 4,7274.7k $369.0k $369.0k 0.47% Unchanged
46 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,5504.5k $355.2k $355.2k 0.00% Unchanged
47 Quantum Private Wealth, LLC 0.17% of their portfolio TAMPA, FL 4,4164.4k $344.8k $344.8k 0.17% Reduced -509 -509
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,3764.4k $341.7k $341.7k 0.00% Reduced -518 -518
49 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 4,1374.1k $323.0k $323.0k 0.02% New
50 Bryn Mawr Trust Advisors, LLC 0.02% of their portfolio PHILADELPHIA, PA 4,0934.1k $319.6k $319.6k 0.02% New
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,8013.8k $296.7k $296.7k 0.00% New
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,6983.7k $289.0k $289.0k 0.00% Reduced -363 -363
53 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,6423.6k $284.0k $284.0k 0.00% Reduced -1.7k -1,657
54 FIFTH LANE CAPITAL, LP 0.36% of their portfolio Austin, TX 3,6143.6k $355.6k $355.6k 0.36% Unchanged
55 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 3,6063.6k $281.5k $281.5k 0.06% Unchanged
56 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 3,6043.6k $281.4k $281.4k 0.00% Added +626 +626
57 Stonebridge Financial Planning Group, LLC 0.18% of their portfolio ORLANDO, FL 3,5013.5k $273.3k $273.3k 0.18% Reduced -469 -469
58 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 3,5003.5k $273.2k $273.2k 0.00% Unchanged
59 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 3,3933.4k $264.9k $264.9k 0.05% Added +50 +50
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,2343.2k $252.0k $252.0k 0.00% New
61 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 3,0973.1k $241.8k $241.8k 0.00% Reduced -1.8k -1,769
62 Robertson Stephens Wealth Management, LLC 0.02% of their portfolio San Francisco, CA 3,0903.1k $241.2k $241.2k 0.02% Reduced -1.6k -1,650
63 NFSG Corp 0.12% of their portfolio BOCA RATON, FL 3,0223.0k $235.9k $235.9k 0.12% Reduced -281 -281
64 AXS Investments LLC 0.06% of their portfolio PORT CHESTER, NY 2,9352.9k $229.1k $229.1k 0.06% New
65 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 2,8432.8k $222.0k $222.0k 0.00% Reduced -475 -475
66 KWB Wealth 0.04% of their portfolio REDLANDS, CA 2,8372.8k $279.2k $279.2k 0.04% Reduced -190 -190
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,7512.8k $214.8k $214.8k 0.00% Reduced -12.4k -12,361
68 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,0642.1k $161.1k $161.1k 0.00% Reduced -392 -392
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,9672.0k $153.6k $153.6k 0.00% Unchanged
70 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,7501.8k $136.6k $136.6k 0.00% Unchanged
71 American State Bank (Iowa) 0.09% of their portfolio SIOUX CENTER, IA 1,6781.7k $131.0k $131.0k 0.09% Unchanged
72 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,6231.6k $127.0k $127.0k 0.00% Reduced -117 -117
73 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,3051.3k $101.9k $101.9k 0.01% Unchanged
74 Jackson Hole Capital Partners, LLC 0.03% of their portfolio TULSA, OK 1,2921.3k $100.9k $100.9k 0.03% Unchanged
75 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1641.2k $90.9k $90.9k 0.00% Unchanged
76 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 821821 $64.1k $64.1k 0.01% New
77 Riggs Asset Managment Co. Inc. 0.02% of their portfolio DALLAS, PA 805805 $62.8k $62.8k 0.02% Unchanged
78 FMR LLC 0.00% of their portfolio BOSTON, MA 758758 $59.2k $59.2k 0.00% Reduced -313 -313
79 Running Point Capital Advisors, LLC 0.03% of their portfolio EL SEGUNDO, CA 740740 $57.8k $57.8k 0.03% Unchanged
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 639639 $53.0k $53.0k 0.00% Reduced -192 -192
81 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 635635 $49.6k $49.6k 0.01% New
82 Integrity Financial Corp /WA 0.03% of their portfolio JACKSON, WY 554554 $43.2k $43.2k 0.03% Added +77 +77
83 PSI Advisors, LLC 0.02% of their portfolio TAMPA, FL 455455 $35.5k $35.5k 0.02% Unchanged
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 378378 $29.5k $29.5k 0.00% Unchanged
85 Prestige Wealth Management Group LLC 0.01% of their portfolio FLEMINGTON, NJ 316316 $24.7k $24.7k 0.01% Added +41 +41
86 Y.D. More Investments Ltd 0.00% of their portfolio Ramat Gan, L3 307307 $23.9k $23.9k 0.00% Unchanged
87 Sandy Spring Bank 0.00% of their portfolio Olney, MD 300300 $23.4k $23.4k 0.00% Unchanged
88 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 300300 $23.4k $23.4k 0.00% Unchanged
89 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 250250 $19.5k $19.5k 0.00% Unchanged
90 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 246246 $19.2k $19.2k 0.00% New
91 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 246246 $19.2k $19.2k 0.00% Reduced -3 -3
92 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 200200 $19.7k $19.7k 0.00% Reduced -877 -877
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 191191 $14.5k $14.5k 0.00% Added +120 +120
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 175175 $13.7k $13.7k 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 169169 $13.2k $13.2k 0.00% Reduced -14 -14
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 164164 $12.8k $12.8k 0.00% New
97 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 160160 $12.5k $12.5k 0.00% Unchanged
98 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 156156 $16.5k $16.5k 0.00% Unchanged
99 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 100100 $7.8k $7.8k 0.00% Unchanged
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 9494 $7.0k $7.0k 0.00% Unchanged