Vault-13

SPDR SER TR XHE

HLTH CR EQUIP · ETP · CUSIP 78464A581

110 institutional holders +3 vs Q1 2023
3,995,4424.0m shares reported held*
$392.8mreported value*
18 new 23 added 38 reduced 16 sold out net bought ≈ $122.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98.32. Options: 1 managers hold calls ($226.3k notional), 1 hold puts ($29.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 120Q1 23: 107Q2 23: 110110Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022120
Q1 2023107
Q2 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 54 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224040
Q1 20232865
Q2 20234154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.5mQ4 22 puts: $1.2mQ4 22P/C 0.76Q1 23 calls: $140.4kQ1 23 puts: $37.4kQ1 23P/C 0.27Q2 23 calls: $226.3kQ2 23 puts: $29.5kQ2 23P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.5m$1.2m0.76
Q1 2023$140.4k$37.4k0.27
Q2 2023$226.3k$29.5k0.13

Biggest buyers

Phoenix Financial Ltd. Added +716,700+716.7k
DFPG INVESTMENTS, LLC New +308,728+308.7k
BNP PARIBAS FINANCIAL MARKETS New +147,700+147.7k
MORGAN STANLEY Added +59,184+59.2k
ROYAL BANK OF CANADA Added +42,234+42.2k
LPL Financial LLC Added +25,002+25.0k
MEITAV INVESTMENT HOUSE LTD Added +22,436+22.4k
JPMORGAN CHASE & CO Added +20,358+20.4k
Equitable Holdings, Inc. Added +16,203+16.2k
CITIGROUP INC Added +15,546+15.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -116,041-116.0k
CITADEL ADVISORS LLC Reduced -11,923-11.9k
AMERIPRISE FINANCIAL INC Reduced -8,606-8.6k
Schonfeld Strategic Advisors LLC Sold out -8,001-8.0k
WELLS FARGO & COMPANY/MN Reduced -6,957-7.0k
Robertson Stephens Wealth Management, LLC Reduced -6,820-6.8k
Sigma Planning Corp Sold out -4,925-4.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -3,828-3.8k
Corient Private Wealth LP Sold out -3,800-3.8k
Royal Fund Management, LLC Reduced -3,513-3.5k

Biggest calls

CITADEL ADVISORS LLC Added $226.3k2.3k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $29.5k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Phoenix Financial Ltd. 3.75% of their portfolio Givatayim, L3 1,813,1001.8m $178.4m $178.4m 3.75% Added +716.7k +716,700
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 547,471547.5k $53.9m $53.9m 0.01% Added +59.2k +59,184
3 DFPG INVESTMENTS, LLC 2.73% of their portfolio SANDY, UT 308,728308.7k $30.3m $30.3m 2.73% New
4 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 147,700147.7k $14.5m $14.5m 0.03% New
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 135,433135.4k $13.3m $13.3m 0.01% Added +25.0k +25,002
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 84,17584.2k $8.3m $8.3m 0.00% Added +20.4k +20,358
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,64282.6k $8.1m $8.1m 0.00% Reduced -3.0k -3,046
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 54,07254.1k $5.3m $5.3m 0.00% Reduced -116.0k -116,041
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,87945.9k $4.5m $4.5m 0.00% Added +42.2k +42,234
10 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 44,30644.3k $4.3m $4.3m 0.03% Added +22.4k +22,436
11 Royal Fund Management, LLC 0.57% of their portfolio Lady Lake, FL 41,23441.2k $4.1m $4.1m 0.57% Reduced -3.5k -3,513
12 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 40,49940.5k $4.0m $4.0m 0.03% Reduced -635 -635
13 PEAK FINANCIAL ADVISORS LLC 2.75% of their portfolio DENVER, CO 35,55535.6k $3.5m $3.5m 2.75% Added +1.0k +1,001
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,15535.2k $3.5m $3.5m 0.00% Reduced -8.6k -8,606
15 Millington Financial Advisors, LLC 2.88% of their portfolio NAPERVILLE, IL 32,90832.9k $3.2m $3.2m 2.88% Reduced -1.3k -1,304
16 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 28,98829.0k $2.9m $2.9m 0.00% Added +15.5k +15,546
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 26,44626.4k $2.6m $2.6m 0.00% Reduced -7.0k -6,957
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,82624.8k $2.4m $2.4m 0.00% Reduced -12 -12
19 NTV Asset Management LLC 0.42% of their portfolio Charleston, WV 24,68524.7k $2.4m $2.4m 0.42% Added +230 +230
20 Northeast Financial Consultants Inc 0.15% of their portfolio WESTPORT, CT 24,52424.5k $2.4m $2.4m 0.15% Reduced -270 -270
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,05023.1k $2.3m $2.3m 0.00% Added +1.3k +1,306
22 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 22,52622.5k $2.2m $2.2m 0.03% Added +16.2k +16,203
23 MEANS INVESTMENT CO., INC. 0.32% of their portfolio BANGOR, ME 20,74820.7k $2.0m $2.0m 0.32% Reduced -933 -933
24 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.42% of their portfolio Tel Aviv, L3 20,63520.6k $2.0m $2.0m 0.42% Unchanged
25 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 20,42020.4k $2.0m $2.0m 0.03% Added +1.2k +1,157
26 Pacific Sun Financial Corp 1.09% of their portfolio LOS ANGELES, CA 17,46617.5k $1.6m $1.6m 1.09% First filing
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,14016.1k $1.6m $1.6m 0.00% Added +1.3k +1,276
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,11215.1k $1.5m $1.5m 0.00% Added +8.8k +8,785
29 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 14,82114.8k $1.5m $1.5m 0.04% Added +44 +44
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 13,71513.7k $1.4m $1.4m 0.01% Reduced -638 -638
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,82512.8k $1.3m $1.3m 0.00% Added +285 +285
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,33712.3k $1.2m $1.2m 0.00% Reduced -387 -387
33 BANK HAPOALIM BM 0.17% of their portfolio TEL AVIV, L3 12,12512.1k $1.2m $1.2m 0.17% Reduced -1.0k -1,026
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,2198.2k $808.8k $808.8k 0.00% Added +1.8k +1,783
35 Connectus Wealth, LLC 0.02% of their portfolio CINCINNATI, OH 8,2068.2k $807.5k $807.5k 0.02% New
36 Cornerstone Advisory, LLC 0.14% of their portfolio HUNT VALLEY, MD 8,0008.0k $787.2k $787.2k 0.14% Unchanged
37 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,4486.4k $634.5k $634.5k 0.00% New
38 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 5,8175.8k $572.4k $572.4k 0.02% New
39 Global Endowment Management, LP 0.07% of their portfolio CHARLOTTE, NC 5,7505.8k $565.8k $565.8k 0.07% Unchanged
40 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,4865.5k $539.8k $539.8k 0.00% First filing
41 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 5,3545.4k $526.8k $526.8k 0.07% Reduced -90 -90
42 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,2995.3k $521.0k $521.0k 0.00% Reduced -1.8k -1,801
43 9258 Wealth Management, LLC 0.09% of their portfolio BLUE ASH, OH 5,1255.1k $504.3k $504.3k 0.09% Reduced -200 -200
44 Quantum Private Wealth, LLC 0.22% of their portfolio TAMPA, FL 4,9254.9k $484.6k $484.6k 0.22% Unchanged
45 Blackston Financial Advisory Group, LLC 0.35% of their portfolio THE VILLAGES, FL 4,9174.9k $484.0k $484.0k 0.35% Reduced -299 -299
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,8944.9k $481.6k $481.6k 0.00% Reduced -44 -44
47 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 4,8664.9k $478.8k $478.8k 0.00% Added +387 +387
48 Robertson Stephens Wealth Management, LLC 0.03% of their portfolio San Francisco, CA 4,7404.7k $466.4k $466.4k 0.03% Reduced -6.8k -6,820
49 LGT Financial Advisors LLC 0.50% of their portfolio DALLAS, TX 4,7274.7k $465.1k $465.1k 0.50% New
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,6514.7k $457.7k $457.7k 0.00% New
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,5504.5k $447.7k $447.7k 0.00% Unchanged
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,0614.1k $400.0k $400.0k 0.00% Reduced -348 -348
53 Stonebridge Financial Planning Group, LLC 0.24% of their portfolio ORLANDO, FL 3,9704.0k $390.6k $390.6k 0.24% New
54 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,8003.8k $373.9k $373.9k 0.00% Unchanged
55 FIFTH LANE CAPITAL, LP 0.35% of their portfolio Austin, TX 3,6143.6k $355.6k $355.6k 0.35% New
56 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 3,6063.6k $354.9k $354.9k 0.07% Unchanged
57 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 3,5003.5k $344.4k $344.4k 0.00% Reduced -500 -500
58 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 3,3433.3k $329.0k $329.0k 0.06% Reduced -115 -115
59 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 3,3183.3k $326.2k $326.2k 0.00% New
60 NFSG Corp 0.16% of their portfolio BOCA RATON, FL 3,3033.3k $325.0k $325.0k 0.16% Unchanged
61 PVG ASSET MANAGEMENT CORP 1.40% of their portfolio GOLDEN, CO 3,2873.3k $323.4k $323.4k 1.40% New
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,2563.3k $320.4k $320.4k 0.00% Added +3.2k +3,211
63 KWB Wealth 0.05% of their portfolio REDLANDS, CA 3,0273.0k $297.9k $297.9k 0.05% New
64 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 2,9783.0k $293.0k $293.0k 0.00% New
65 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 2,9172.9k $287.1k $287.1k 0.01% Reduced -277 -277
66 Houlihan Financial Resource Group, Ltd. 0.01% of their portfolio ASHBURN, VA 2,7902.8k $269.0k $269.0k 0.01% New
67 Joseph P. Lucia & Associates, LLC 0.17% of their portfolio Yorktown Heights, NY 2,5322.5k $249.1k $249.1k 0.17% Reduced -210 -210
68 Meridian Financial Advisors, LLC 0.22% of their portfolio HOLLISTON, MA 2,5012.5k $246.1k $246.1k 0.22% Unchanged
69 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,4652.5k $242.6k $242.6k 0.00% New
70 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,4562.5k $133.7k $133.7k 0.00% Added +667 +667
71 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 2,3102.3k $227.0k $227.0k 0.00% Unchanged
72 Grey Fox Wealth Advisors, LLC 0.12% of their portfolio ROCKLAND, DE 2,2732.3k $223.7k $223.7k 0.12% Unchanged
73 FIRST AMERICAN TRUST, FSB 0.03% of their portfolio SANTA ANA, CA 2,2542.3k $222.0k $222.0k 0.03% Reduced -533 -533
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,2422.2k $220.6k $220.6k 0.00% Reduced -91 -91
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,2202.2k $218.0k $218.0k 0.00% Reduced -38 -38
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,9672.0k $193.6k $193.6k 0.00% Reduced -3.8k -3,828
77 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,7501.8k $172.2k $172.2k 0.00% Unchanged
78 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,7401.7k $170.0k $170.0k 0.00% Reduced -1.7k -1,740
79 American State Bank (Iowa) 0.11% of their portfolio SIOUX CENTER, IA 1,6781.7k $165.1k $165.1k 0.11% Reduced -31 -31
80 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 1,3051.3k $128.4k $128.4k 0.02% Unchanged
81 Jackson Hole Capital Partners, LLC 0.03% of their portfolio TULSA, OK 1,2921.3k $127.1k $127.1k 0.03% Unchanged
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 1,1641.2k $114.5k $114.5k 0.01% Reduced -35 -35
83 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 1,0771.1k $106.0k $106.0k 0.02% New
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,0751.1k $105.8k $105.8k 0.00% Reduced -11.9k -11,923
85 FMR LLC 0.00% of their portfolio BOSTON, MA 1,0711.1k $105.4k $105.4k 0.00% Reduced -1.8k -1,755
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 831831 $82.1k $82.1k 0.00% Reduced -300 -300
87 Riggs Asset Managment Co. Inc. 0.03% of their portfolio DALLAS, PA 805805 $79.2k $79.2k 0.03% Unchanged
88 Running Point Capital Advisors, LLC 0.04% of their portfolio EL SEGUNDO, CA 740740 $72.8k $72.8k 0.04% Unchanged
89 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 477477 $46.9k $46.9k 0.04% Reduced -71 -71
90 PSI Advisors, LLC 0.02% of their portfolio TAMPA, FL 455455 $44.8k $44.8k 0.02% Unchanged
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 378378 $37.2k $37.2k 0.00% Added +51 +51
92 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 307307 $30.1k $30.1k 0.01% Unchanged
93 Sandy Spring Bank 0.00% of their portfolio Olney, MD 300300 $29.5k $29.5k 0.00% Unchanged
94 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 300300 $29.5k $29.5k 0.00% Unchanged
95 Fiduciary Alliance LLC 0.01% of their portfolio GREENVILLE, SC 292292 $28.7k $28.7k 0.01% New
96 Prestige Wealth Management Group LLC 0.01% of their portfolio FLEMINGTON, NJ 275275 $27.1k $27.1k 0.01% Reduced -13 -13
97 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 250250 $24.6k $24.6k 0.00% Unchanged
98 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 249249 $24.5k $24.5k 0.00% Unchanged
99 Stephens Consulting, LLC 0.01% of their portfolio FLINT, MI 206206 $20.3k $20.3k 0.01% Unchanged
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 183183 $18.0k $18.0k 0.00% Added +25 +25