Vault-13

SPDR SER TR XHE

HLTH CR EQUIP · ETP · CUSIP 78464A581

107 institutional holders -13 vs Q4 2022
2,724,7352.7m shares reported held*
$255.1mreported value*
10 new 18 added 44 reduced 21 sold out net bought ≈ $86.8m (+927.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $93.64. Options: 2 managers hold calls ($140.4k notional), 1 hold puts ($37.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 120Q1 23: 107107Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022101
Q4 2022120
Q1 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 40 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 65 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224040
Q1 20232865

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.5mQ4 22 puts: $1.2mQ4 22P/C 0.76Q1 23 calls: $140.4kQ1 23 puts: $37.4kQ1 23P/C 0.27
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.5m$1.2m0.76
Q1 2023$140.4k$37.4k0.27

Biggest buyers

Phoenix Financial Ltd. New +1,096,400+1.1m
BANK OF AMERICA CORP /DE/ Added +135,533+135.5k
PEAK FINANCIAL ADVISORS LLC New +34,554+34.6k
JPMORGAN CHASE & CO Added +25,755+25.8k
CITADEL ADVISORS LLC Added +11,048+11.0k
MORGAN STANLEY Added +9,069+9.1k
MERCER GLOBAL ADVISORS INC /ADV New +7,100+7.1k
Equitable Holdings, Inc. New +6,323+6.3k
WELLS FARGO & COMPANY/MN Added +3,271+3.3k
Cetera Advisor Networks LLC Added +2,881+2.9k

Biggest sellers

MIRABELLA FINANCIAL SERVICES LLP Sold out -118,451-118.5k
MEITAV INVESTMENT HOUSE LTD Reduced -54,984-55.0k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Sold out -54,776-54.8k
CITIGROUP INC Reduced -35,839-35.8k
Cambridge Investment Research Advisors, Inc. Reduced -23,367-23.4k
Schonfeld Strategic Advisors LLC Reduced -17,700-17.7k
LPL Financial LLC Reduced -16,905-16.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -13,844-13.8k
Certified Advisory Corp Sold out -12,122-12.1k
UBS Group AG Reduced -7,768-7.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $140.4k1.5k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $37.4k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Phoenix Financial Ltd. 2.30% of their portfolio Givatayim, L3 1,096,4001.1m $102.6m $102.6m 2.30% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 488,287488.3k $45.7m $45.7m 0.00% Added +9.1k +9,069
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 170,113170.1k $15.9m $15.9m 0.00% Added +135.5k +135,533
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 110,431110.4k $10.3m $10.3m 0.01% Reduced -16.9k -16,905
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 85,68885.7k $8.0m $8.0m 0.00% Reduced -7.8k -7,768
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 63,81763.8k $6.0m $6.0m 0.00% Added +25.8k +25,755
7 Royal Fund Management, LLC 0.63% of their portfolio Lady Lake, FL 44,74744.7k $4.2m $4.2m 0.63% Reduced -4.6k -4,624
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 43,76143.8k $4.1m $4.1m 0.00% Reduced -488 -488
9 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 41,13441.1k $3.9m $3.9m 0.03% Added +2.9k +2,881
10 PEAK FINANCIAL ADVISORS LLC 2.73% of their portfolio DENVER, CO 34,55434.6k $3.2m $3.2m 2.73% New
11 Millington Financial Advisors, LLC 2.96% of their portfolio NAPERVILLE, IL 34,21234.2k $3.2m $3.2m 2.96% Reduced -1.4k -1,367
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33,40333.4k $3.1m $3.1m 0.00% Added +3.3k +3,271
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 24,83824.8k $2.3m $2.3m 0.01% Reduced -5.5k -5,533
14 Northeast Financial Consultants Inc 0.15% of their portfolio WESTPORT, CT 24,79424.8k $2.3m $2.3m 0.15% Reduced -3.7k -3,730
15 NTV Asset Management LLC 0.43% of their portfolio Charleston, WV 24,45524.5k $2.3m $2.3m 0.43% Reduced -400 -400
16 MEITAV INVESTMENT HOUSE LTD 0.04% of their portfolio BENE-BERAQ, L3 21,87021.9k $2.2m $2.2m 0.04% Reduced -55.0k -54,984
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,74421.7k $2.0m $2.0m 0.00% Added +349 +349
18 MEANS INVESTMENT CO., INC. 0.36% of their portfolio BANGOR, ME 21,68121.7k $2.0m $2.0m 0.36% Reduced -244 -244
19 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.43% of their portfolio Tel Aviv, L3 20,63520.6k $1.9m $1.9m 0.43% Reduced -518 -518
20 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 19,26319.3k $1.8m $1.8m 0.03% Reduced -425 -425
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,86414.9k $1.4m $1.4m 0.00% Added +2.6k +2,600
22 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 14,77714.8k $1.4m $1.4m 0.04% Added +208 +208
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,35314.4k $1.3m $1.3m 0.01% Reduced -23.4k -23,367
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,44213.4k $1.3m $1.3m 0.00% Reduced -35.8k -35,839
25 BANK HAPOALIM BM 0.17% of their portfolio TEL AVIV, L3 13,15113.2k $1.2m $1.2m 0.17% Reduced -1.2k -1,168
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,99813.0k $1.2m $1.2m 0.00% Added +11.0k +11,048
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,72412.7k $1.2m $1.2m 0.00% Reduced -1.8k -1,790
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,54012.5k $1.2m $1.2m 0.00% Reduced -4.3k -4,312
29 Robertson Stephens Wealth Management, LLC 0.08% of their portfolio San Francisco, CA 11,56011.6k $1.1m $1.1m 0.08% Unchanged
30 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 8,0018.0k $749.0k $749.0k 0.01% Reduced -17.7k -17,700
31 Cornerstone Advisory, LLC 0.13% of their portfolio HUNT VALLEY, MD 8,0008.0k $748.9k $748.9k 0.13% Unchanged
32 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,1007.1k $665.0k $665.0k 0.00% New
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,4366.4k $602.5k $602.5k 0.00% Reduced -576 -576
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,3276.3k $592.3k $592.3k 0.00% Reduced -227 -227
35 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,3236.3k $591.9k $591.9k 0.01% New
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,7955.8k $542.5k $542.5k 0.00% Reduced -13.8k -13,844
37 Global Endowment Management, LP 0.06% of their portfolio CHARLOTTE, NC 5,7505.8k $538.3k $538.3k 0.06% Unchanged
38 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 5,4445.4k $509.6k $509.6k 0.07% Reduced -74 -74
39 9258 Wealth Management, LLC 0.10% of their portfolio BLUE ASH, OH 5,3255.3k $498.5k $498.5k 0.10% Unchanged
40 Blackston Financial Advisory Group, LLC 0.36% of their portfolio THE VILLAGES, FL 5,2165.2k $488.0k $488.0k 0.36% Reduced -880 -880
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,9384.9k $462.3k $462.3k 0.00% Reduced -337 -337
42 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 4,9254.9k $461.1k $461.1k 0.02% Reduced -483 -483
43 Quantum Private Wealth, LLC 0.25% of their portfolio TAMPA, FL 4,9254.9k $461.0k $461.0k 0.25% Added +11 +11
44 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,5504.5k $425.9k $425.9k 0.00% Unchanged
45 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 4,4794.5k $419.3k $419.3k 0.00% Added +985 +985
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,4094.4k $413.0k $413.0k 0.00% Reduced -1.4k -1,354
47 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 4,0004.0k $374.0k $374.0k 0.00% Unchanged
48 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,8003.8k $355.7k $355.7k 0.00% Unchanged
49 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,8003.8k $355.7k $355.7k 0.00% Added +100 +100
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6453.6k $342.0k $342.0k 0.00% Reduced -5.8k -5,824
51 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 3,6063.6k $337.6k $337.6k 0.07% Reduced -38 -38
52 Migdal Insurance & Financial Holdings Ltd. 0.01% of their portfolio Petach Tikva, L3 3,4803.5k $320.0k $320.0k 0.01% Added +1.7k +1,740
53 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 3,4583.5k $323.7k $323.7k 0.06% Reduced -95 -95
54 NFSG Corp 0.16% of their portfolio BOCA RATON, FL 3,3033.3k $309.2k $309.2k 0.16% Reduced -23 -23
55 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 3,1943.2k $299.0k $299.0k 0.02% Reduced -35 -35
56 FMR LLC 0.00% of their portfolio BOSTON, MA 2,8262.8k $264.5k $264.5k 0.00% Added +1.7k +1,690
57 FIRST AMERICAN TRUST, FSB 0.04% of their portfolio SANTA ANA, CA 2,7872.8k $261.0k $261.0k 0.04% Not comparable
58 Joseph P. Lucia & Associates, LLC 0.18% of their portfolio Yorktown Heights, NY 2,7422.7k $256.7k $256.7k 0.18% Reduced -61 -61
59 Meridian Financial Advisors, LLC 0.23% of their portfolio HOLLISTON, MA 2,5012.5k $234.1k $234.1k 0.23% Reduced -74 -74
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,3332.3k $218.4k $218.4k 0.00% Reduced -1.0k -1,005
61 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 2,3102.3k $216.0k $216.0k 0.00% Reduced -580 -580
62 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 2,2782.3k $213.2k $213.2k 0.04% Reduced -15 -15
63 Grey Fox Wealth Advisors, LLC 0.13% of their portfolio ROCKLAND, DE 2,2732.3k $212.8k $212.8k 0.13% Unchanged
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,2582.3k $211.0k $211.0k 0.00% Reduced -344 -344
65 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 2,1882.2k $204.8k $204.8k 0.01% Reduced -590 -590
66 Accel Wealth Management 0.08% of their portfolio WAVERLY, IA 1,9722.0k $184.6k $184.6k 0.08% Unchanged
67 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,7891.8k $167.5k $167.5k 0.00% Added +1.2k +1,219
68 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,7501.8k $163.8k $163.8k 0.00% Unchanged
69 American State Bank (Iowa) 0.12% of their portfolio SIOUX CENTER, IA 1,7091.7k $160.0k $160.0k 0.12% Added +45 +45
70 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 1,4391.4k $134.7k $134.7k 0.01% Reduced -1.4k -1,439
71 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 1,3051.3k $120.0k $120.0k 0.02% New
72 Jackson Hole Capital Partners, LLC 0.03% of their portfolio TULSA, OK 1,2921.3k $120.9k $120.9k 0.03% Unchanged
73 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,2491.2k $116.9k $116.9k 0.02% Unchanged
74 Financial Management Professionals, Inc. 0.02% of their portfolio AUSTIN, TX 1,2451.2k $117.0k $117.0k 0.02% New
75 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 1,1991.2k $112.2k $112.2k 0.01% Reduced -264 -264
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,1311.1k $105.9k $105.9k 0.00% Reduced -853 -853
77 Riggs Asset Managment Co. Inc. 0.03% of their portfolio DALLAS, PA 805805 $75.4k $75.4k 0.03% Unchanged
78 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 800800 $74.9k $74.9k 0.04% Unchanged
79 Running Point Capital Advisors, LLC 0.04% of their portfolio EL SEGUNDO, CA 740740 $69.3k $69.3k 0.04% Unchanged
80 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 548548 $51.3k $51.3k 0.04% Reduced -164 -164
81 PSI Advisors, LLC 0.02% of their portfolio TAMPA, FL 455455 $42.6k $42.6k 0.02% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 327327 $30.6k $30.6k 0.00% New
83 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 307307 $28.6k $28.6k 0.01% Unchanged
84 Sandy Spring Bank 0.00% of their portfolio Olney, MD 300300 $28.1k $28.1k 0.00% Unchanged
85 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 300300 $28.1k $28.1k 0.00% Unchanged
86 Prestige Wealth Management Group LLC 0.01% of their portfolio FLEMINGTON, NJ 288288 $27.0k $27.0k 0.01% Reduced -74 -74
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 259259 $24.0k $24.0k 0.00% Added +75 +75
88 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 250250 $23.4k $23.4k 0.00% Unchanged
89 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 249249 $23.3k $23.3k 0.00% Reduced -3 -3
90 Stephens Consulting, LLC 0.01% of their portfolio FLINT, MI 206206 $19.3k $19.3k 0.01% Unchanged
91 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 200200 $18.7k $18.7k 0.00% Unchanged
92 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 180180 $16.8k $16.8k 0.00% Unchanged
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 175175 $16.4k $16.4k 0.00% Unchanged
94 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 160160 $15.0k $15.0k 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 158158 $14.8k $14.8k 0.00% Unchanged
96 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 156156 $19.6k $19.6k 0.00% Unchanged
97 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 150150 $14.0k $14.0k 0.00% Unchanged
98 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 115115 $10.8k $10.8k 0.00% New
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 107107 $10.0k $10.0k 0.00% Added +41 +41
100 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 100100 $9.4k $9.4k 0.00% Unchanged