SPDR SER TR XTN
S&P TRANSN ETF · ETP · CUSIP 78464A532
85
institutional holders
-9 vs Q1 2023
857.5k
shares reported held*
$70.7mreported value*
10 new
15 added
28 reduced
20 sold out
net sold ≈ $6.7m (-79.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $82.46. Options: 1 managers hold calls ($803.9k notional), 1 hold puts ($628.0k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 80 |
| Q4 2022 | 100 |
| Q1 2023 | 94 |
| Q2 2023 | 85 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 34 |
| Q1 2023 | 30 | 43 |
| Q2 2023 | 25 | 48 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $551.1k | $692.4k | 1.26 |
| Q1 2023 | $775.4k | $645.0k | 0.83 |
| Q2 2023 | $803.9k | $628.0k | 0.78 |
Biggest buyers
| Synergy Asset Management, LLC | New | +42.7k |
| Gladstone Institutional Advisory LLC | New | +35.8k |
| STEPHENS INC /AR/ | New | +15.0k |
| AlphaStar Capital Management, LLC | New | +5.0k |
| BAROMETER CAPITAL MANAGEMENT INC. | New | +4.2k |
| LPL Financial LLC | Added | +3.7k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +3.6k |
| Private Advisor Group, LLC | New | +3.3k |
| CREDIT SUISSE AG/ | Added | +2.7k |
| Cetera Investment Advisers | New | +2.5k |
Biggest sellers
| WIN ADVISORS, INC | Reduced | -33.3k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -30.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -20.8k |
| HBW ADVISORY SERVICES LLC | Sold out | -15.3k |
| Composition Wealth, LLC | Reduced | -13.0k |
| NOMURA ASSET MANAGEMENT CO LTD | Reduced | -12.8k |
| AE Wealth Management LLC | Sold out | -10.4k |
| Q3 Asset Management | Sold out | -7.2k |
| FLOW TRADERS U.S. LLC | Reduced | -7.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -5.8k |
Biggest calls
| Belvedere Trading LLC | Reduced | $803.9k9.6k shares |
Biggest puts
| Belvedere Trading LLC | Reduced | $628.0k7.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 108.8k $9.1m | Reduced -20.8k |
| MORGAN STANLEY 0.00% of their portfolio | 93.3k $7.8m | Reduced -1.3k |
| LPL Financial LLC 0.00% of their portfolio | 81.0k $6.8m | Added +3.7k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 48.1k $4.0m | Reduced -3.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 48.1k $4.0m | Added +439 |
| Genesee Capital Advisors, LLC 2.71% of their portfolio | 47.4k $4.0m | Reduced -1.3k |
| Synergy Asset Management, LLC 0.89% of their portfolio | 42.7k $3.6m | New |
| Gladstone Institutional Advisory LLC 0.18% of their portfolio | 35.8k $3.0m | New |
| Nilsine Partners, LLC 0.28% of their portfolio | 22.4k $1.9m | Reduced -977 |
| UBS Group AG 0.00% of their portfolio | 22.4k $1.9m | Reduced -3.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 22.2k $1.9m | Reduced -571 |
| TRUST CO OF OKLAHOMA 0.63% of their portfolio | 20.5k $1.7m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.7k $1.6m | Added +428 |
| Cetera Advisors LLC 0.02% of their portfolio | 16.5k $1.4m | Reduced -3.8k |
| HOLLENCREST CAPITAL MANAGEMENT 0.14% of their portfolio | 16.0k $1.3m | Unchanged |
| STEPHENS INC /AR/ 0.02% of their portfolio | 15.0k $1.3m | New |
| Syntegra Private Wealth Group, LLC 0.17% of their portfolio | 13.5k $1.1m | Unchanged |
| WIN ADVISORS, INC 0.00% of their portfolio | 12.3k $0 | Reduced -33.3k |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 11.3k $946.8k | Reduced -12.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 10.7k $891.8k | Reduced -1.1k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 10.1k $845.6k | Added +2.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 9.5k $793.9k | Reduced -30.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 9.5k $792.2k | Added +3.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.7k $726.7k | Reduced -635 |
| Mariner, LLC 0.00% of their portfolio | 8.1k $682.2k | Reduced -408 |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 7.8k $649.0k | Reduced -7.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 7.5k $627.0k | Reduced -1.1k |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 7.2k $606.4k | Reduced -267 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 6.8k $570.0k | Added +1.6k |
| Composition Wealth, LLC 0.02% of their portfolio | 6.8k $567.7k | Reduced -13.0k |
| AlphaStar Capital Management, LLC 0.05% of their portfolio | 5.0k $415.4k | New |
| Gryphon Financial Partners LLC 0.09% of their portfolio | 4.8k $402.0k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 4.6k $385.2k | Reduced -5.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.5k $379.0k | Added +227 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 4.2k $354.5k | Reduced -224 |
| BAROMETER CAPITAL MANAGEMENT INC. 0.09% of their portfolio | 4.2k $351.7k | New |
| Cadent Capital Advisors, LLC 0.22% of their portfolio | 4.2k $349.9k | Added +6 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 4.0k $332.0k | Added +462 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 3.4k $284.3k | Added +590 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 3.4k $280.5k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 3.3k $274.3k | New |
| B&D White Capital Company, LLC 0.09% of their portfolio | 3.3k $272.2k | Added +5 |
| CITIGROUP INC 0.00% of their portfolio | 3.2k $264.2k | Reduced -3.1k |
| RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio | 2.8k $232.5k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 2.5k $211.3k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.8k $81.2k | Added +1.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.2k $104.4k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.2k $97.8k | Added +76 |
| Spire Wealth Management 0.00% of their portfolio | 1.1k $88.9k | Reduced -262 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 700 $59.0k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 644 $54.0k | Reduced -86 |
| CENTRAL TRUST Co 0.00% of their portfolio | 500 $41.9k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 500 $41.9k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 470 $35.0k | Added +175 |
| Global Financial Private Client, LLC 0.02% of their portfolio | 425 $35.8k | Unchanged |
| Financial Freedom, LLC 0.02% of their portfolio | 408 $34.2k | Unchanged |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 339 $28.4k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 328 $27.6k | Unchanged |
| FMR LLC 0.00% of their portfolio | 293 $24.5k | Reduced -423 |
| Parallel Advisors, LLC 0.00% of their portfolio | 219 $18.4k | Reduced -15 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 212 $17.8k | Unchanged |
| BROWN, LISLE/CUMMINGS, INC. 0.01% of their portfolio | 200 $16.7k | Unchanged |
| Norwood Financial Corp 0.03% of their portfolio | 200 $16.7k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 177 $14.8k | Reduced -4 |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 124 $10.4k | Unchanged |
| Kalos Management, Inc. 0.02% of their portfolio | 105 $8.8k | Unchanged |
| Beaird Harris Wealth Management, LLC 0.00% of their portfolio | 91 $7.7k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 80 $6.7k | Added +57 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 65 $5.4k | Unchanged |
| New Millennium Group LLC 0.00% of their portfolio | 54 $4.5k | Unchanged |
| Costello Asset Management, INC 0.00% of their portfolio | 53 $4.4k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 51 $4.3k | Unchanged |
| Realta Investment Advisors 0.00% of their portfolio | 50 $4.2k | New |
| Stephens Consulting, LLC 0.00% of their portfolio | 50 $4.2k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 36 $3.0k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 32 $2.0k | New |
| Impact Partnership Wealth, LLC 0.00% of their portfolio | 32 $2.7k | First filing |
| Ancora Advisors LLC 0.00% of their portfolio | 20 $1.7k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 15 $1.3k | Reduced -6 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 13 $1.1k | Reduced -8 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11 $921 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 5 $419 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $84 | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 1 $84 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |