Vault-13

SPDR SERIES TRUST SPYG

PRTFLO S&P500 GW · ETP · CUSIP 78464A409

953 institutional holders +34 vs Q4 2023
280,913,942280.9m shares reported held*
$20.5bnreported value*
83 new 383 added 355 reduced 50 sold out net bought ≈ $861.6m (+12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($76.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.82. Options: 8 managers hold calls ($46.0m notional), 6 hold puts ($5.7m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 678Q4 22: 757Q1 23: 760Q2 23: 802Q3 23: 828Q4 23: 919Q1 24: 953953Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022678
Q4 2022757
Q1 2023760
Q2 2023802
Q3 2023828
Q4 2023919
Q1 2024953

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 421 bought or addedQ4 22: 243 cut or sold outQ4 22Q1 23: 383 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 304 cut or sold outQ2 23Q3 23: 425 bought or addedQ3 23: 328 cut or sold outQ3 23Q4 23: 424 bought or addedQ4 23: 355 cut or sold outQ4 23Q1 24: 466 bought or addedQ1 24: 405 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022421243
Q1 2023383306
Q2 2023410304
Q3 2023425328
Q4 2023424355
Q1 2024466405

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $33.2mQ2 23 puts: $6.4mQ2 23P/C 0.19Q3 23 calls: $11.1mQ3 23 puts: $6.5mQ3 23P/C 0.58Q4 23 calls: $12.0mQ4 23 puts: $4.9mQ4 23P/C 0.41Q1 24 calls: $46.0mQ1 24 puts: $5.7mQ1 24P/C 0.12
Numbers
QuarterCallsPutsP/C
Q2 2023$33.2m$6.4m0.19
Q3 2023$11.1m$6.5m0.58
Q4 2023$12.0m$4.9m0.41
Q1 2024$46.0m$5.7m0.12

Biggest buyers

MORGAN STANLEY Added +6,753,357+6.8m
JPMORGAN CHASE & CO Added +2,039,988+2.0m
Cetera Investment Advisers Added +1,619,888+1.6m
LPL Financial LLC Added +1,561,590+1.6m
BALANCED WEALTH GROUP LLC Added +1,165,022+1.2m
AMERIPRISE FINANCIAL INC Added +750,186+750.2k
CWM, LLC Added +747,906+747.9k
Horizon Investments, LLC Added +681,952+682.0k
Quotient Wealth Partners, LLC Added +621,142+621.1k
ELEVATION POINT WEALTH PARTNERS, LLC New +561,155+561.2k

Biggest sellers

Financial Gravity Asset Management, Inc. Reduced -1,785,073-1.8m
Cetera Advisor Networks LLC Sold out -1,337,074-1.3m
OSAIC HOLDINGS, INC. Reduced -1,068,943-1.1m
BANK OF AMERICA CORP /DE/ Reduced -843,377-843.4k
Financial Engines Advisors L.L.C. Reduced -800,187-800.2k
FFT WEALTH MANAGEMENT LLC Reduced -541,762-541.8k
AE Wealth Management LLC Reduced -512,602-512.6k
LGL PARTNERS, LLC Sold out -511,735-511.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -380,769-380.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -310,818-310.8k

Biggest calls

NATIONAL BANK OF CANADA /FI/ New $20.8m4.1k shares
Twin Tree Management, LP New $14.2m194.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.4m88.1k shares
CITADEL ADVISORS LLC Added $3.3m45.2k shares
JANE STREET GROUP, LLC Added $1.1m15.3k shares
Belvedere Trading LLC New $102.4k1.4k shares
Cutler Group LLC / CA Reduced $30.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.3m30.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m22.9k shares
Belvedere Trading LLC New $972.9k13.3k shares
Sequoia Financial Advisors, LLC New $512.0k7.0k shares
WOLVERINE TRADING, LLC Reduced $285.3k3.9k shares
Cutler Group LLC / CA Reduced $0400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 1.10% of their portfolio FORT MILL, SC 28,035,26228.0m $2.1bn $2.1bn 1.10% Added +1.6m +1,561,590
2 Financial Engines Advisors L.L.C. 3.57% of their portfolio SANTA CLARA, CA 21,655,39921.7m $1.6bn $1.6bn 3.57% Reduced -800.2k -800,187
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 19,210,31119.2m $1.4bn $1.4bn 0.04% Added +6.8m +6,753,357
4 Allworth Financial LP 6.59% of their portfolio FOLSOM, CA 12,757,73012.8m $933.2m $933.2m 6.59% Added +310.4k +310,361
5 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 9,895,9609.9m $723.9m $723.9m 0.03% Added +2.0m +2,039,988
6 AMERIPRISE FINANCIAL INC 0.16% of their portfolio MINNEAPOLIS, MN 7,886,3287.9m $576.9m $576.9m 0.16% Added +750.2k +750,186
7 Horizon Investments, LLC 14.28% of their portfolio Charlotte, NC 7,436,5507.4m $544.0m $544.0m 14.28% Added +682.0k +681,952
8 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 5,359,6875.4m $392.1m $392.1m 0.15% Reduced -380.8k -380,769
9 Equitable Holdings, Inc. 4.17% of their portfolio NEW YORK, NY 5,064,9005.1m $370.5m $370.5m 4.17% Added +216.1k +216,080
10 Valmark Advisers, Inc. 6.25% of their portfolio AKRON, OH 4,905,3374.9m $358.8m $358.8m 6.25% Added +5.1k +5,110
11 HB Wealth Management, LLC 3.71% of their portfolio Atlanta, GA 4,149,3944.1m $294.7m $294.7m 3.71% Added +238.4k +238,356
12 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,681,5423.7m $269.3m $269.3m 0.09% Added +36.7k +36,734
13 Dynasty Wealth Management, LLC 8.37% of their portfolio ST. PETERSBURG, FL 3,589,9613.6m $262.6m $262.6m 8.37% First filing
14 Quotient Wealth Partners, LLC 9.02% of their portfolio DALLAS, TX 3,453,5403.5m $252.6m $252.6m 9.02% Added +621.1k +621,142
15 Bank of New York Mellon Corp 0.05% of their portfolio NEW YORK, NY 3,443,2033.4m $251.9m $251.9m 0.05% Added +462.2k +462,228
16 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,984,6183.0m $218.3m $218.3m 0.02% Reduced -843.4k -843,377
17 Advisory Alpha, LLC 8.67% of their portfolio HOLLAND, MI 2,886,7742.9m $211.2m $211.2m 8.67% Added +206.6k +206,571
18 Orgel Wealth Management, LLC 5.67% of their portfolio ALTOONA, WI 2,824,6712.8m $206.6m $206.6m 5.67% Reduced -76.9k -76,942
19 Private Advisor Group, LLC 1.44% of their portfolio MORRISTOWN, NJ 2,738,2422.7m $200.3m $200.3m 1.44% Added +268.8k +268,811
20 RFG Advisory, LLC 6.55% of their portfolio BIRMINGHAM, AL 2,629,4112.6m $192.3m $192.3m 6.55% Added +5.1k +5,145
21 CWM, LLC 0.86% of their portfolio OMAHA, NE 2,428,0342.4m $177.6m $177.6m 0.86% Added +747.9k +747,906
22 OSAIC HOLDINGS, INC. 0.38% of their portfolio SCOTTSDALE, AZ 2,335,4562.3m $170.8m $170.8m 0.38% Reduced -1.1m -1,068,943
23 Willis Johnson & Associates, Inc. 14.26% of their portfolio Houston, TX 2,243,0332.2m $164.1m $164.1m 14.26% Reduced -97.3k -97,338
24 Raymond James Financial Services Advisors, Inc. 0.24% of their portfolio ST. PETERSBURG, FL 2,212,3812.2m $161.8m $161.8m 0.24% Reduced -238.7k -238,665
25 Cetera Investment Advisers 0.38% of their portfolio SCHAUMBURG, IL 2,192,6422.2m $160.4m $160.4m 0.38% Added +1.6m +1,619,888
26 FMR LLC 0.01% of their portfolio BOSTON, MA 2,071,1622.1m $151.5m $151.5m 0.01% Reduced -11.9k -11,905
27 SCS Capital Management LLC 1.48% of their portfolio BOSTON, MA 1,902,5661.9m $139.2m $139.2m 1.48% Reduced -100.0k -100,010
28 TOWNSQUARE CAPITAL LLC 2.01% of their portfolio Lehi, UT 1,878,4751.9m $137.4m $137.4m 2.01% Added +58.4k +58,428
29 NorthRock Partners, LLC 5.23% of their portfolio MINNEAPOLIS, MN 1,861,4761.9m $136.2m $136.2m 5.23% Added +38.4k +38,377
30 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,831,4141.8m $134.0m $134.0m 0.04% Reduced -15.1k -15,095
31 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 1,776,3521.8m $129.9m $129.9m 0.22% Reduced -310.8k -310,818
32 First National Trust Co 5.26% of their portfolio Johnstown, PA 1,771,1651.8m $129.6m $129.6m 5.26% Added +250.9k +250,912
33 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,729,8381.7m $126.5m $126.5m 0.03% Added +65.8k +65,808
34 NICOLET ADVISORY SERVICES, LLC 12.24% of their portfolio GREEN BAY, WI 1,651,1801.7m $120.5m $120.5m 12.24% Reduced -109.5k -109,462
35 Corient Private Wealth LP 0.21% of their portfolio MIAMI, FL 1,599,7801.6m $117.0m $117.0m 0.21% Reduced -139.0k -138,958
36 First Command Advisory Services, Inc. 1.13% of their portfolio FORT WORTH, TX 1,471,2991.5m $107.7m $107.7m 1.13% Added +55.4k +55,403
37 Focused Wealth Management, Inc 15.98% of their portfolio Newburgh, NY 1,398,9681.4m $102.3m $102.3m 15.98% Added +47.8k +47,840
38 HighTower Advisors, LLC 0.16% of their portfolio CHICAGO, IL 1,381,3151.4m $101.0m $101.0m 0.16% Added +80.8k +80,824
39 Connecticut Wealth Management, LLC 5.34% of their portfolio FARMINGTON, CT 1,371,1641.4m $100.3m $100.3m 5.34% Added +34.9k +34,871
40 KWB Wealth 13.34% of their portfolio REDLANDS, CA 1,355,3431.4m $99.1m $99.1m 13.34% Added +137.8k +137,755
41 Janney Montgomery Scott LLC 0.28% of their portfolio PHILADELPHIA, PA 1,304,7941.3m $95.4m $95.4m 0.28% Added +2.8k +2,792
42 Black Swift Group, LLC 23.63% of their portfolio BOULDER, CO 1,287,7021.3m $92.2m $92.2m 23.63% Added +132.7k +132,674
43 BALANCED WEALTH GROUP LLC 8.61% of their portfolio WESTLAKE, OH 1,277,5591.3m $19.3m $19.3m 8.61% Added +1.2m +1,165,022
44 AE Wealth Management LLC 1.04% of their portfolio TOPEKA, KS 1,259,5041.3m $92.1m $92.1m 1.04% Reduced -512.6k -512,602
45 AlphaStar Capital Management, LLC 8.88% of their portfolio CORNELIUS, NC 1,183,4801.2m $86.6m $86.6m 8.88% Reduced -76.4k -76,428
46 GLOBALT Investments LLC / GA 3.44% of their portfolio Atlanta, GA 1,179,7431.2m $86.3m $86.3m 3.44% Reduced -51.7k -51,672
47 Savant Capital, LLC 0.97% of their portfolio ROCKFORD, IL 1,154,7271.2m $84.5m $84.5m 0.97% Reduced -11.3k -11,314
48 Syntegra Private Wealth Group, LLC 10.47% of their portfolio Chesterfield, MO 1,108,2241.1m $81.1m $81.1m 10.47% Added +5.5k +5,502
49 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,096,7691.1m $80.2m $80.2m 0.02% Reduced -186.4k -186,439
50 CoreCap Advisors, LLC 4.14% of their portfolio SOUTHFIELD, MI 1,068,9731.1m $78.2m $78.2m 4.14% Added +271.9k +271,880
51 OLD NATIONAL BANCORP /IN/ 1.80% of their portfolio EVANSVILLE, IN 1,036,9501.0m $75.9m $75.9m 1.80% Added +583 +583
52 TIAA TRUST, NATIONAL ASSOCIATION 0.23% of their portfolio CHARLOTTE, NC 1,034,9811.0m $75.7m $75.7m 0.23% Reduced -249.7k -249,655
53 Roberts Financial Services LLC 14.69% of their portfolio MARQUETTE, MI 983,450983.5k $71.9m $71.9m 14.69% Reduced -35.3k -35,316
54 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 13.48% of their portfolio GRAND BLANC, MI 974,809974.8k $71.3m $71.3m 13.48% Added +18.5k +18,504
55 PRUDENTIAL FINANCIAL INC 0.10% of their portfolio NEWARK, NJ 939,234939.2k $68.7m $68.7m 0.10% Added +57.0k +56,956
56 FLAGSHIP HARBOR ADVISORS, LLC 4.10% of their portfolio BOSTON, MA 872,346872.3k $63.8m $63.8m 4.10% Reduced -125.3k -125,270
57 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.42% of their portfolio MINNEAPOLIS, MN 850,552850.6k $62.2m $62.2m 1.42% Added +78.9k +78,927
58 Cannon Financial Strategists, Inc. 11.86% of their portfolio ATHENS, GA 824,324824.3k $60.3m $60.3m 11.86% Reduced -5.7k -5,692
59 Envestnet Portfolio Solutions, Inc. 0.22% of their portfolio BERWYN, PA 792,470792.5k $58.0m $58.0m 0.22% Added +42.5k +42,548
60 Mariner, LLC 0.12% of their portfolio Overland Park, KS 765,194765.2k $56.0m $56.0m 0.12% Reduced -5.2k -5,219
61 NOTTINGHAM ADVISORS, INC. 6.33% of their portfolio AMHERST, NY 707,587707.6k $51.8m $51.8m 6.33% Reduced -39.1k -39,106
62 Kestra Advisory Services, LLC 0.34% of their portfolio AUSTIN, TX 698,851698.9k $51.1m $51.1m 0.34% Reduced -8.3k -8,343
63 Compton Financial Group, LLC 17.12% of their portfolio TOWSON, MD 695,900695.9k $50.9m $50.9m 17.12% Added +94.1k +94,093
64 Klingman & Associates, LLC 3.53% of their portfolio New York, NY 694,399694.4k $50.8m $50.8m 3.53% Reduced -37.2k -37,161
65 Cambridge Investment Research Advisors, Inc. 0.19% of their portfolio FAIRFIELD, IA 678,649678.6k $49.6m $49.6m 0.19% Added +61.0k +60,984
66 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 674,708674.7k $49.4m $49.4m 0.03% Added +45.1k +45,092
67 RESTON WEALTH MANAGEMENT LLC 20.03% of their portfolio Reston, VA 674,343674.3k $49.3m $49.3m 20.03% Reduced -10.2k -10,227
68 Goodman Advisory Group, LLC 15.55% of their portfolio NEEDHAM, MA 670,433670.4k $49.0m $49.0m 15.55% Added +58.9k +58,865
69 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 656,254656.3k $48.0m $48.0m 0.10% Reduced -947 -947
70 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 655,028655.0k $47.9m $47.9m 0.20% Added +37.3k +37,283
71 Octavia Wealth Advisors, LLC 7.05% of their portfolio CINCINNATI, OH 652,481652.5k $47.7m $47.7m 7.05% Added +342.6k +342,650
72 Merit Financial Group, LLC 1.11% of their portfolio ALPHARETTA, GA 645,233645.2k $46.6m $46.6m 1.11% Added +48.5k +48,526
73 Financial Planning & Information Services, Inc. 7.05% of their portfolio DE PERE, WI 641,599641.6k $46.9m $46.9m 7.05% Reduced -31.9k -31,941
74 FOUNDERS FINANCIAL SECURITIES LLC 4.66% of their portfolio TOWSON, MD 606,687606.7k $44.4m $44.4m 4.66% Reduced -179.0k -178,953
75 ESL Trust Services, LLC 11.34% of their portfolio ROCHESTER, NY 592,433592.4k $43.3m $43.3m 11.34% Added +2.7k +2,670
76 Integrated Wealth Concepts LLC 0.63% of their portfolio WALTHAM, MA 590,973591.0k $43.2m $43.2m 0.63% Added +111.8k +111,839
77 Perennial Investment Advisors, LLC 6.40% of their portfolio Los Angeles, CA 574,959575.0k $42.1m $42.1m 6.40% Reduced -85.9k -85,895
78 Brookstone Capital Management 0.75% of their portfolio WHEATON, IL 571,305571.3k $41.8m $41.8m 0.75% Reduced -86.4k -86,359
79 ELEVATION POINT WEALTH PARTNERS, LLC 3.15% of their portfolio DENVER, CO 561,155561.2k $41.0m $41.0m 3.15% New
80 Trilogy Capital Inc. 2.33% of their portfolio IRVINE, CA 554,617554.6k $40.6m $40.6m 2.33% Reduced -86.5k -86,524
81 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 533,751533.8k $39.0m $39.0m 0.04% Added +101.9k +101,894
82 Rodgers & Associates, LTD 5.00% of their portfolio Lancaster, PA 532,208532.2k $38.9m $38.9m 5.00% Reduced -32.2k -32,168
83 Ameritas Advisory Services, LLC 1.59% of their portfolio Lincoln, NE 530,411530.4k $38.6m $38.6m 1.59% Added +112.6k +112,581
84 Leicht Financial Planning & Wealth Management, Inc. 20.57% of their portfolio PARSIPPANY, NJ 513,062513.1k $37.5m $37.5m 20.57% Reduced -97.7k -97,743
85 SilverOak Wealth Management LLC 8.97% of their portfolio Edina, MN 493,536493.5k $36.1m $36.1m 8.97% Added +7.1k +7,131
86 Alera Investment Advisors, LLC 4.88% of their portfolio DEERFIELD, IL 492,945492.9k $36.1m $36.1m 4.88% Reduced -53.1k -53,137
87 TRUEFG, LLC 13.05% of their portfolio CEDAR PARK, TX 486,728486.7k $35.6m $35.6m 13.05% Reduced -5.5k -5,488
88 Kingsview Wealth Management, LLC 0.87% of their portfolio GRANTS PASS, OR 475,901475.9k $34.8m $34.8m 0.87% Added +85.9k +85,944
89 IHT Wealth Management, LLC 1.35% of their portfolio Chicago, IL 461,876461.9k $33.8m $33.8m 1.35% Reduced -27.9k -27,923
90 Winthrop Advisory Group LLC 4.28% of their portfolio BOSTON, MA 461,676461.7k $29.6m $29.6m 4.28% Added +429.0k +428,964
91 Measured Wealth Private Client Group, LLC 11.24% of their portfolio PORTSMOUTH, NH 440,022440.0k $32.2m $32.2m 11.24% Reduced -13.9k -13,946
92 Ackerman Capital Advisors, LLC 8.84% of their portfolio DALLAS, TX 437,229437.2k $32.0m $32.0m 8.84% Added +16.6k +16,584
93 Strategic Wealth Partners, Ltd. 3.49% of their portfolio INDEPENDENCE, OH 434,748434.7k $31.8m $31.8m 3.49% Added +8.4k +8,360
94 Executive Wealth Management, LLC 2.79% of their portfolio BRIGHTON, MI 434,631434.6k $31.8m $31.8m 2.79% Added +148.1k +148,148
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 433,721433.7k $31.7m $31.7m 0.08% Reduced -6.4k -6,374
96 Gerber Kawasaki Wealth & Investment Management 1.70% of their portfolio SANTA MONICA, CA 430,829430.8k $31.5m $31.5m 1.70% Added +20.0k +20,032
97 AMERICAN INTERNATIONAL GROUP, INC. 0.11% of their portfolio New York, NY 429,000429.0k $31.4m $31.4m 0.11% Added +140.6k +140,573
98 PARK AVENUE SECURITIES LLC 0.39% of their portfolio NEW YORK, NY 408,168408.2k $29.9m $29.9m 0.39% Added +404.2k +404,171
99 NICOLET BANKSHARES INC 7.37% of their portfolio GREEN BAY, WI 407,563407.6k $29.8m $29.8m 7.37% Reduced -14.6k -14,597
100 Edmonds Duncan Registered Investment Advisors, LLC 7.45% of their portfolio LAWRENCE, KS 406,204406.2k $29.7m $29.7m 7.45% Added +1.7k +1,691