Vault-13

SPDR SER TR EBND

BLOOMBERG EMERGI · ETP · CUSIP 78464A391

191 institutional holders +18 vs Q3 2023
81,599,52281.6m shares reported held*
$1.7bnreported value*
28 new 62 added 61 reduced 24 sold out net sold ≈ $4.0m (-190.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($225.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.24.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 151Q4 22: 177Q1 23: 184Q2 23: 181Q3 23: 173Q4 23: 191191Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022177
Q1 2023184
Q2 2023181
Q3 2023173
Q4 2023191

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 93 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 85 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210663
Q1 202310578
Q2 20239178
Q3 20239385
Q4 20239085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $3.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$3.5k$00.00
Q4 2023$0$0—

Biggest buyers

Empower Advisory Group, LLC Added +760,980+761.0k
SEI INVESTMENTS CO Added +340,092+340.1k
Charles Schwab Investment Advisory, Inc. Added +331,230+331.2k
Pasadena Private Wealth, LLC New +194,151+194.2k
FLOW TRADERS U.S. LLC New +147,616+147.6k
Hibernia Wealth Partners, LLC New +101,926+101.9k
UBS Group AG Added +81,303+81.3k
Envestnet Portfolio Solutions, Inc. Added +73,205+73.2k
JPMORGAN CHASE & CO Added +61,356+61.4k
Tempus Wealth Planning, LLC Added +60,421+60.4k

Biggest sellers

MACKENZIE FINANCIAL CORP Reduced -729,725-729.7k
JANE STREET GROUP, LLC Sold out -645,527-645.5k
CI INVESTMENTS INC. Reduced -219,101-219.1k
HARBOR ADVISORY CORP /MA/ Sold out -195,265-195.3k
BCWM, LLC Sold out -192,243-192.2k
COMERICA BANK Reduced -121,982-122.0k
Ironwood Wealth Management, LLC. Reduced -113,568-113.6k
STATE STREET CORP Reduced -94,378-94.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -71,737-71.7k
BANK OF AMERICA CORP /DE/ Reduced -66,244-66.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.47% of their portfolio SAN FRANCISCO, CA 48,219,79548.2m $1.0bn $1.0bn 1.47% Added +331.2k +331,230
2 Empower Advisory Group, LLC 1.44% of their portfolio Greenwood Village, CO 17,187,22717.2m $365.1m $365.1m 1.44% Added +761.0k +760,980
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,964,4323.0m $63.0m $63.0m 0.00% Reduced -94.4k -94,378
4 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 2,903,2892.9m $61.7m $61.7m 0.10% Added +340.1k +340,092
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,126,8101.1m $23.9m $23.9m 0.01% Added +39.3k +39,275
6 CI INVESTMENTS INC. 0.08% of their portfolio TORONTO, Z4 754,373754.4k $16.0m $16.0m 0.08% Reduced -219.1k -219,101
7 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 612,950613.0k $13.0m $13.0m 0.05% Reduced -9.6k -9,646
8 CAPITAL INSIGHT PARTNERS, LLC 2.28% of their portfolio SCOTTSDALE, AZ 524,861524.9k $11.1m $11.1m 2.28% Added +8.7k +8,657
9 COMERICA BANK 0.05% of their portfolio DALLAS, TX 498,797498.8k $10.6m $10.6m 0.05% Reduced -122.0k -121,982
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 430,833430.8k $9.2m $9.2m 0.00% Added +35.6k +35,628
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 418,356418.4k $8.9m $8.9m 0.00% Reduced -66.2k -66,244
12 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 393,037393.0k $8.3m $8.3m 0.01% Reduced -729.7k -729,725
13 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 335,601335.6k $7.1m $7.1m 0.01% Reduced -6.9k -6,874
14 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 276,398276.4k $5.9m $5.9m 0.02% Added +73.2k +73,205
15 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 248,999249.0k $5.3m $5.3m 0.07% Added +23.7k +23,716
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 230,432230.4k $4.9m $4.9m 0.01% Reduced -30.6k -30,617
17 Aspire Private Capital, LLC 1.27% of their portfolio Cornelius, NC 201,205201.2k $4.3m $4.3m 1.27% Reduced -3.2k -3,243
18 Pasadena Private Wealth, LLC 1.01% of their portfolio PASADENA, CA 194,151194.2k $4.1m $4.1m 1.01% New
19 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 161,078161.1k $3.4m $3.4m 0.06% Added +25.3k +25,349
20 Sound Stewardship, LLC 2.22% of their portfolio Overland Park, KS 157,787157.8k $3.4m $3.4m 2.22% Reduced -30.3k -30,287
21 City State Bank 1.59% of their portfolio NORWALK, IA 149,819149.8k $3.2m $3.2m 1.59% Added +624 +624
22 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 147,616147.6k $3.1m $3.1m 0.10% New
23 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 136,478136.5k $2.9m $2.9m 0.02% Added +27 +27
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 132,613132.6k $2.8m $2.8m 0.00% Added +81.3k +81,303
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 123,994124.0k $2.6m $2.6m 0.00% Added +61.4k +61,356
26 Tempus Wealth Planning, LLC 1.13% of their portfolio IRVINE, CA 121,703121.7k $2.6m $2.6m 1.13% Added +60.4k +60,421
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 113,695113.7k $2.4m $2.4m 0.00% Added +4.2k +4,235
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 109,804109.8k $2.3m $2.3m 0.00% Added +52.3k +52,320
29 Migdal Insurance & Financial Holdings Ltd. 0.05% of their portfolio Petach Tikva, L3 106,989107.0k $2.3m $2.3m 0.05% Reduced -3.2k -3,168
30 Hibernia Wealth Partners, LLC 1.64% of their portfolio BATON ROUGE, LA 101,926101.9k $2.2m $2.2m 1.64% New
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 100,707100.7k $2.1m $2.1m 0.01% Added +6.0k +6,004
32 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 97,61197.6k $2.0m $2.0m 0.01% Added +42.6k +42,588
33 GeoWealth Management, LLC 0.14% of their portfolio CHICAGO, IL 82,12782.1k $1.7m $1.7m 0.14% Added +7.0k +6,960
34 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 81,50081.5k $1.7m $1.7m 0.00% Added +40.5k +40,500
35 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 78,00878.0k $1.7m $1.7m 0.00% Reduced -1.7k -1,743
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 74,88574.9k $1.6m $1.6m 0.00% Added +11.6k +11,614
37 Treasure Coast Financial Planning 1.11% of their portfolio VERO BEACH, FL 74,74874.7k $1.6m $1.6m 1.11% Added +20.2k +20,200
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 70,23470.2k $1.5m $1.5m 0.00% Reduced -4 -4
39 RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC 0.61% of their portfolio HILLSDALE, NY 68,14068.1k $1.4m $1.4m 0.61% Reduced -5.7k -5,652
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 67,76067.8k $1.4m $1.4m 0.01% Added +53.0k +53,042
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 65,69465.7k $1.4m $1.4m 0.00% Reduced -3.3k -3,258
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 63,53763.5k $1.3m $1.3m 0.00% Reduced -55.6k -55,595
43 Andina Capital Management, LLC 1.13% of their portfolio LOGAN, UT 62,03562.0k $1.3m $1.3m 1.13% First filing
44 Ironwood Wealth Management, LLC. 0.43% of their portfolio CHANDLER, AZ 60,89160.9k $1.3m $1.3m 0.43% Reduced -113.6k -113,568
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 60,71660.7k $1.3m $1.3m 0.00% Added +853 +853
46 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 55,88255.9k $1.2m $1.2m 0.04% Added +1.3k +1,344
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,52551.5k $1.1m $1.1m 0.00% Reduced -71.7k -71,737
48 Raleigh Capital Management Inc. 0.51% of their portfolio CARY, NC 51,50051.5k $1.1m $1.1m 0.51% Added +352 +352
49 LEAVELL INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio MOBILE, AL 50,47750.5k $1.1m $1.1m 0.07% Reduced -6.3k -6,342
50 McNamara Financial Services, Inc. 0.22% of their portfolio MARSHFIELD, MA 46,79646.8k $993.9k $993.9k 0.22% Added +257 +257
51 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 45,16845.2k $959.4k $959.4k 0.03% Reduced -3.0k -3,038
52 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 42,31742.3k $898.8k $898.8k 0.06% Added +11.9k +11,867
53 RAINEY & RANDALL WEALTH ADVISORS INC. 0.23% of their portfolio Celebration, FL 41,57041.6k $882.9k $882.9k 0.23% Added +3.5k +3,535
54 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,17339.2k $832.0k $832.0k 0.00% Reduced -5.4k -5,389
55 DRAVO BAY LLC 0.48% of their portfolio REHOBOTH BEACH, DE 33,90333.9k $720.1k $720.1k 0.48% Added +5.0k +4,999
56 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 33,46433.5k $710.8k $710.8k 0.03% Added +652 +652
57 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 33,06933.1k $702.4k $702.4k 0.00% Added +19.3k +19,283
58 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.43% of their portfolio WALTHAM, MA 32,06532.1k $681.1k $681.1k 0.43% Added +893 +893
59 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 29,03829.0k $616.8k $616.8k 0.01% Reduced -2.3k -2,299
60 West Wealth Group, LLC 0.24% of their portfolio Irvine, CA 28,76228.8k $610.9k $610.9k 0.24% Reduced -26.3k -26,321
61 Upper Left Wealth Management, LLC 0.59% of their portfolio TAMPA, FL 28,36928.4k $602.6k $602.6k 0.59% Added +7.4k +7,407
62 FSB PREMIER WEALTH MANAGEMENT, INC. 0.30% of their portfolio WATERLOO, IA 28,13428.1k $597.6k $597.6k 0.30% Added +1.1k +1,071
63 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 26,85726.9k $570.4k $570.4k 0.07% Reduced -2.1k -2,099
64 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 26,81026.8k $569.5k $569.5k 0.03% Reduced -294 -294
65 Tortoise Investment Management, LLC 0.07% of their portfolio WHITE PLAINS, NY 25,46525.5k $540.9k $540.9k 0.07% Reduced -8.1k -8,065
66 HART & PATTERSON FINANCIAL GROUP LLC 0.27% of their portfolio AMHERST, MA 24,90224.9k $528.9k $528.9k 0.27% First filing
67 Kelly Financial Services LLC 0.21% of their portfolio BRAINTREE, MA 24,14124.1k $512.8k $512.8k 0.21% Reduced -2.2k -2,163
68 Austin Private Wealth, LLC 0.06% of their portfolio Austin, TX 23,83223.8k $506.2k $506.2k 0.06% Reduced -10.8k -10,810
69 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 23,62723.6k $496.4k $496.4k 0.01% Added +8.7k +8,675
70 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 23,62723.6k $496.4k $496.4k 0.01% Added +8.7k +8,675
71 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 23,54723.5k $500.1k $500.1k 0.02% Added +133 +133
72 Capital CS Group, LLC 0.49% of their portfolio IRVINE, CA 20,68220.7k $439.3k $439.3k 0.49% Added +2.0k +1,962
73 Financial Strategies Group, Inc. 0.12% of their portfolio OKEMOS, MI 20,29420.3k $421.9k $421.9k 0.12% Reduced -1.3k -1,321
74 EXENCIAL WEALTH ADVISORS, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 19,37019.4k $411.4k $411.4k 0.02% New
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 19,27619.3k $409.4k $409.4k 0.02% Reduced -445 -445
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,66118.7k $396.4k $396.4k 0.00% Reduced -2.8k -2,785
77 RICHARDSON FINANCIAL SERVICES INC. 0.33% of their portfolio MEDWAY, MA 17,80217.8k $378.1k $378.1k 0.33% First filing
78 Simplicity Wealth,LLC 0.14% of their portfolio SUMMIT, NJ 17,34817.3k $368.5k $368.5k 0.14% New
79 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 17,07717.1k $353.7k $353.7k 0.03% Added +32 +32
80 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 16,91116.9k $359.2k $359.2k 0.03% Reduced -15.0k -15,048
81 Aspect Partners, LLC 0.22% of their portfolio FAIRFAX, VA 16,37616.4k $347.8k $347.8k 0.22% First filing
82 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 15,85115.9k $337.0k $337.0k 0.02% Added +1.6k +1,593
83 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,59815.6k $331.0k $331.0k 0.02% Reduced -1.4k -1,445
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,24415.2k $323.8k $323.8k 0.00% Reduced -345 -345
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,99015.0k $318.0k $318.0k 0.00% Added +3.4k +3,444
86 Wealthspire Retirement, LLC 0.05% of their portfolio ALISO VIEJO, CA 14,90014.9k $316.5k $316.5k 0.05% Reduced -10.3k -10,340
87 Walkner Condon Financial Advisors LLC 0.07% of their portfolio MADISON, WI 14,70214.7k $312.3k $312.3k 0.07% New
88 Balboa Wealth Partners 0.10% of their portfolio SCOTTSDALE, AZ 13,88913.9k $295.0k $295.0k 0.10% Reduced -142 -142
89 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,83413.8k $293.8k $293.8k 0.00% Reduced -398 -398
90 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 13,35213.4k $283.6k $283.6k 0.00% New
91 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 13,28713.3k $282.2k $282.2k 0.01% Reduced -1.9k -1,931
92 CAHILL FINANCIAL ADVISORS INC 0.04% of their portfolio EDINA, MN 12,53512.5k $266.2k $266.2k 0.04% Reduced -211 -211
93 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,17112.2k $259.0k $259.0k 0.00% New
94 EWG Elevate Inc. 0.10% of their portfolio ROSEVILLE, CA 11,65511.7k $247.5k $247.5k 0.10% New
95 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,49411.5k $244.1k $244.1k 0.00% Reduced -3.3k -3,290
96 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,45211.5k $243.2k $243.2k 0.00% New
97 USAdvisors Wealth Management, LLC 0.10% of their portfolio EDEN PRAIRIE, MN 11,32911.3k $240.0k $240.0k 0.10% Reduced -29.4k -29,398
98 BROWN WEALTH MANAGEMENT, LLC 0.10% of their portfolio NAPERVILLE, IL 10,31110.3k $219.0k $219.0k 0.10% Reduced -152 -152
99 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 10,09410.1k $214.4k $214.4k 0.00% New
100 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 9,6859.7k $205.7k $205.7k 0.01% New