Vault-13

SPDR SER TR EBND

BLOOMBERG EMERGI · ETP · CUSIP 78464A391

173 institutional holders -8 vs Q2 2023
81,659,39181.7m shares reported held*
$1.6bnreported value*
22 new 71 added 53 reduced 32 sold out net bought ≈ $182.3m (+9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($228.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.83. Options: 1 managers hold calls ($3.5k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 151Q4 22: 177Q1 23: 184Q2 23: 181Q3 23: 173173Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022177
Q1 2023184
Q2 2023181
Q3 2023173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 93 bought or addedQ3 23: 85 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210663
Q1 202310578
Q2 20239178
Q3 20239385

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $3.5kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$3.5k$00.00

Biggest buyers

Empower Advisory Group, LLC Added +10,417,563+10.4m
Charles Schwab Investment Advisory, Inc. Added +757,099+757.1k
COMERICA BANK New +620,779+620.8k
BANK OF AMERICA CORP /DE/ Added +123,266+123.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +123,262+123.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +119,132+119.1k
SEI INVESTMENTS CO Added +108,034+108.0k
CI INVESTMENTS INC. Added +58,116+58.1k
OSAIC HOLDINGS, INC. Added +56,004+56.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +51,999+52.0k

Biggest sellers

SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -996,100-996.1k
JANE STREET GROUP, LLC Reduced -449,016-449.0k
NewSquare Capital LLC Reduced -359,090-359.1k
Prospera Financial Services Inc Sold out -282,837-282.8k
MACKENZIE FINANCIAL CORP Reduced -188,489-188.5k
True Wealth Design, LLC Sold out -153,532-153.5k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -131,992-132.0k
Nilsine Partners, LLC Sold out -97,629-97.6k
Econ Financial Services Corp Sold out -78,658-78.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -77,234-77.2k

Biggest calls

Private Advisor Group, LLC New $3.5k17.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.50% of their portfolio SAN FRANCISCO, CA 47,888,56547.9m $949.6m $949.6m 1.50% Added +757.1k +757,099
2 Empower Advisory Group, LLC 1.44% of their portfolio Greenwood Village, CO 16,426,24716.4m $325.7m $325.7m 1.44% Added +10.4m +10,417,563
3 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,058,8103.1m $60.7m $60.7m 0.00% Added +21.3k +21,270
4 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 2,563,1972.6m $50.8m $50.8m 0.09% Added +108.0k +108,034
5 MACKENZIE FINANCIAL CORP 0.04% of their portfolio TORONTO ONTARIO, A6 1,122,7621.1m $21.8m $21.8m 0.04% Reduced -188.5k -188,489
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,087,5351.1m $21.6m $21.6m 0.02% Added +18.0k +17,980
7 CI INVESTMENTS INC. 0.11% of their portfolio TORONTO, Z4 973,474973.5k $19.3m $19.3m 0.11% Added +58.1k +58,116
8 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 645,527645.5k $12.8m $12.8m 0.02% Reduced -449.0k -449,016
9 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 622,596622.6k $12.3m $12.3m 0.05% Added +19.5k +19,512
10 COMERICA BANK 0.06% of their portfolio DALLAS, TX 620,779620.8k $12.3m $12.3m 0.06% New
11 CAPITAL INSIGHT PARTNERS, LLC 2.33% of their portfolio SCOTTSDALE, AZ 516,204516.2k $10.2m $10.2m 2.33% Added +18.4k +18,403
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 484,600484.6k $9.6m $9.6m 0.00% Added +123.3k +123,266
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 395,205395.2k $7.8m $7.8m 0.00% Reduced -77.2k -77,234
14 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 342,475342.5k $6.8m $6.8m 0.01% Reduced -5.2k -5,178
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 261,049261.0k $5.2m $5.2m 0.01% Added +56.0k +56,004
16 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 225,283225.3k $4.5m $4.5m 0.07% Added +21.0k +20,955
17 Aspire Private Capital, LLC 1.32% of their portfolio Cornelius, NC 204,448204.4k $4.1m $4.1m 1.32% Added +9.1k +9,097
18 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 203,193203.2k $4.0m $4.0m 0.02% First filing
19 HARBOR ADVISORY CORP /MA/ 1.40% of their portfolio PORTSMOUTH, NH 195,265195.3k $3.9m $3.9m 1.40% Reduced -2.0k -2,000
20 BCWM, LLC 1.39% of their portfolio OVERLAND PARK, KS 192,243192.2k $3.8m $3.8m 1.39% Reduced -2.8k -2,798
21 Sound Stewardship, LLC 2.50% of their portfolio Overland Park, KS 188,074188.1k $3.7m $3.7m 2.50% Added +4.2k +4,155
22 Ironwood Wealth Management, LLC. 1.41% of their portfolio CHANDLER, AZ 174,459174.5k $3.5m $3.5m 1.41% Reduced -65.4k -65,391
23 City State Bank 1.63% of their portfolio NORWALK, IA 149,195149.2k $3.0m $3.0m 1.63% Added +15.8k +15,805
24 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 136,451136.5k $2.7m $2.7m 0.02% Added +5.6k +5,554
25 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 135,729135.7k $2.7m $2.7m 0.06% Added +687 +687
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 123,262123.3k $2.4m $2.4m 0.00% New
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 119,132119.1k $2.4m $2.4m 0.00% New
28 Migdal Insurance & Financial Holdings Ltd. 0.05% of their portfolio Petach Tikva, L3 110,157110.2k $2.2m $2.2m 0.05% Reduced -5.1k -5,062
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 109,460109.5k $2.2m $2.2m 0.00% Reduced -16.9k -16,930
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 94,70394.7k $1.9m $1.9m 0.01% Added +7.9k +7,927
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 79,75179.8k $1.6m $1.6m 0.00% Reduced -3.4k -3,443
32 GeoWealth Management, LLC 0.17% of their portfolio CHICAGO, IL 75,16775.2k $1.5m $1.5m 0.17% Added +9.7k +9,652
33 RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC 0.69% of their portfolio HILLSDALE, NY 73,79273.8k $1.5m $1.5m 0.69% Reduced -1.7k -1,701
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 70,23870.2k $1.4m $1.4m 0.00% Reduced -41.0k -40,994
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 68,95269.0k $1.4m $1.4m 0.00% Added +52.0k +51,999
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 63,27163.3k $1.3m $1.3m 0.00% Added +2.3k +2,285
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 62,63862.6k $1.2m $1.2m 0.00% Added +1.6k +1,622
38 Tempus Wealth Planning, LLC 0.61% of their portfolio IRVINE, CA 61,28261.3k $1.2m $1.2m 0.61% Reduced -59.5k -59,543
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 59,86359.9k $1.2m $1.2m 0.00% Reduced -2.1k -2,104
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 57,48457.5k $1.1m $1.1m 0.00% Reduced -18.5k -18,543
41 LEAVELL INVESTMENT MANAGEMENT, INC. 0.08% of their portfolio MOBILE, AL 56,81956.8k $1.1m $1.1m 0.08% Reduced -2.8k -2,791
42 West Wealth Group, LLC 0.48% of their portfolio Irvine, CA 55,08355.1k $1.1m $1.1m 0.48% Reduced -1.8k -1,794
43 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 55,02355.0k $1.1m $1.1m 0.01% Added +2.9k +2,880
44 Treasure Coast Financial Planning 0.75% of their portfolio VERO BEACH, FL 54,54854.5k $1.1m $1.1m 0.75% Added +172 +172
45 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 54,53854.5k $1.1m $1.1m 0.04% Added +273 +273
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 51,31051.3k $1.0m $1.0m 0.00% Added +10.7k +10,697
47 Raleigh Capital Management Inc. 0.52% of their portfolio CARY, NC 51,14851.1k $1.0m $1.0m 0.52% Added +7.7k +7,722
48 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 48,20648.2k $955.9k $955.9k 0.03% Added +2.1k +2,084
49 McNamara Financial Services, Inc. 0.23% of their portfolio MARSHFIELD, MA 46,53946.5k $922.9k $922.9k 0.23% Added +1.4k +1,398
50 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 44,56244.6k $883.7k $883.7k 0.00% Added +297 +297
51 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 41,00041.0k $813.0k $813.0k 0.00% Reduced -6.6k -6,586
52 USAdvisors Wealth Management, LLC 0.36% of their portfolio EDEN PRAIRIE, MN 40,72740.7k $807.0k $807.0k 0.36% Added +922 +922
53 RAINEY & RANDALL WEALTH ADVISORS INC. 0.22% of their portfolio Celebration, FL 38,03538.0k $754.2k $754.2k 0.22% Added +3.8k +3,793
54 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 37,96438.0k $752.8k $752.8k 0.00% New
55 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 37,61937.6k $746.0k $746.0k 0.06% Reduced -1.0k -1,009
56 Austin Private Wealth, LLC 0.10% of their portfolio Austin, TX 34,64234.6k $687.0k $687.0k 0.10% Reduced -4.7k -4,708
57 Tortoise Investment Management, LLC 0.10% of their portfolio WHITE PLAINS, NY 33,53033.5k $664.9k $664.9k 0.10% Reduced -8.4k -8,355
58 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 32,81232.8k $650.7k $650.7k 0.03% Added +90 +90
59 Freedom Investment Management, Inc. 0.08% of their portfolio SOUTH WINDSOR, CT 31,95932.0k $633.7k $633.7k 0.08% Reduced -767 -767
60 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 31,33731.3k $621.4k $621.4k 0.01% New
61 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.45% of their portfolio WALTHAM, MA 31,17231.2k $618.2k $618.2k 0.45% Added +8.2k +8,206
62 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 30,45030.4k $603.8k $603.8k 0.09% Added +29.5k +29,462
63 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 30,11230.1k $597.1k $597.1k 0.02% Reduced -1.2k -1,230
64 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 28,95629.0k $574.2k $574.2k 0.08% Added +572 +572
65 DRAVO BAY LLC 0.42% of their portfolio REHOBOTH BEACH, DE 28,90428.9k $573.2k $573.2k 0.42% Added +1.8k +1,794
66 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,10427.1k $537.5k $537.5k 0.02% Reduced -44.1k -44,132
67 FSB PREMIER WEALTH MANAGEMENT, INC. 0.30% of their portfolio WATERLOO, IA 27,06327.1k $536.7k $536.7k 0.30% Added +1.2k +1,167
68 Kelly Financial Services LLC 0.24% of their portfolio BRAINTREE, MA 26,30426.3k $521.6k $521.6k 0.24% Added +881 +881
69 Wealthspire Retirement, LLC 0.10% of their portfolio ALISO VIEJO, CA 25,24025.2k $500.5k $500.5k 0.10% Reduced -872 -872
70 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 23,41423.4k $464.3k $464.3k 0.02% Reduced -1 -1
71 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,78522.8k $451.8k $451.8k 0.00% New
72 Financial Strategies Group, Inc. 0.13% of their portfolio OKEMOS, MI 21,61521.6k $423.9k $423.9k 0.13% Added +3.6k +3,596
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,44621.4k $425.3k $425.3k 0.00% Added +4.5k +4,534
74 Upper Left Wealth Management, LLC 0.43% of their portfolio TAMPA, FL 20,96221.0k $415.7k $415.7k 0.43% Reduced -98 -98
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 19,72119.7k $391.1k $391.1k 0.02% Added +1.8k +1,842
76 Capital CS Group, LLC 0.44% of their portfolio IRVINE, CA 18,72018.7k $371.2k $371.2k 0.44% Reduced -2.0k -1,978
77 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 17,64717.6k $349.9k $349.9k 0.01% Added +15.2k +15,179
78 COLLECTIVE FAMILY OFFICE LLC 0.13% of their portfolio YORK, PA 17,06117.1k $338.3k $338.3k 0.13% Reduced -2.7k -2,679
79 Ascent Group, LLC 0.04% of their portfolio VIRGINIA BEACH, VA 17,04517.0k $340.7k $340.7k 0.04% Reduced -3.6k -3,552
80 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 17,04317.0k $338.0k $338.0k 0.02% Reduced -16.3k -16,344
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,58915.6k $309.1k $309.1k 0.00% Added +971 +971
82 Argent Trust Co 0.02% of their portfolio NASHVILLE, TN 15,21815.2k $301.8k $301.8k 0.02% Reduced -2.5k -2,531
83 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 14,95215.0k $296.5k $296.5k 0.00% Reduced -111 -111
84 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 14,95215.0k $296.5k $296.5k 0.00% Reduced -111 -111
85 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,78414.8k $293.2k $293.2k 0.00% Reduced -378 -378
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,71814.7k $291.9k $291.9k 0.00% Added +1.9k +1,925
87 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 14,25814.3k $283.0k $283.0k 0.02% Added +1.7k +1,724
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,23214.2k $282.2k $282.2k 0.00% Added +521 +521
89 Balboa Wealth Partners 0.10% of their portfolio SCOTTSDALE, AZ 14,03114.0k $278.2k $278.2k 0.10% Added +685 +685
90 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,78613.8k $273.4k $273.4k 0.00% Added +1.3k +1,311
91 CAHILL FINANCIAL ADVISORS INC 0.04% of their portfolio EDINA, MN 12,74612.7k $252.8k $252.8k 0.04% Added +101 +101
92 Wayfinding Financial, LLC 0.18% of their portfolio LYNNWOOD, WA 12,19412.2k $239.0k $239.0k 0.18% Reduced -573 -573
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,54611.5k $229.0k $229.0k 0.00% Added +131 +131
94 BROWN WEALTH MANAGEMENT, LLC 0.10% of their portfolio NAPERVILLE, IL 10,46310.5k $207.5k $207.5k 0.10% Reduced -22.1k -22,101
95 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 10,09610.1k $200.2k $200.2k 0.00% Added +562 +562
96 Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio Ramat Gan, L3 9,0009.0k $178.0k $178.0k 0.00% Unchanged
97 Versant Capital Management, Inc 0.04% of their portfolio PHOENIX, AZ 6,6276.6k $131.4k $131.4k 0.04% Unchanged
98 FMR LLC 0.00% of their portfolio BOSTON, MA 6,5156.5k $129.2k $129.2k 0.00% Added +2.6k +2,642
99 VALLEY NATIONAL ADVISERS INC 0.02% of their portfolio BETHLEHEM, PA 6,0416.0k $120.0k $120.0k 0.02% Unchanged
100 Castleview Partners, LLC 0.11% of their portfolio DALLAS, TX 6,0236.0k $119.4k $119.4k 0.11% Reduced -3.1k -3,127