Vault-13

SPDR SER TR SPMB

PORT MTG BK ETF · ETP · CUSIP 78464A383

242 institutional holders -8 vs Q4 2025
285,441,596285.4m shares reported held*
$6.4bnreported value*
28 new 104 added 75 reduced 33 sold out net bought ≈ $179.1m (+8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.50.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 163Q1 23: 167Q2 23: 178Q3 23: 173Q4 23: 195Q1 24: 210Q2 24: 210Q3 24: 212Q4 24: 228Q1 25: 225Q2 25: 228Q3 25: 228Q4 25: 250Q1 26: 242242Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022155
Q4 2022163
Q1 2023167
Q2 2023178
Q3 2023173
Q4 2023195
Q1 2024210
Q2 2024210
Q3 2024212
Q4 2024228
Q1 2025225
Q2 2025228
Q3 2025228
Q4 2025250
Q1 2026242

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 96 bought or addedQ2 24: 103 cut or sold outQ3 24: 116 bought or addedQ3 24: 93 cut or sold outQ3 24Q4 24: 127 bought or addedQ4 24: 75 cut or sold outQ1 25: 110 bought or addedQ1 25: 113 cut or sold outQ1 25Q2 25: 117 bought or addedQ2 25: 98 cut or sold outQ3 25: 126 bought or addedQ3 25: 89 cut or sold outQ3 25Q4 25: 129 bought or addedQ4 25: 89 cut or sold outQ1 26: 132 bought or addedQ1 26: 108 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202496103
Q3 202411693
Q4 202412775
Q1 2025110113
Q2 202511798
Q3 202512689
Q4 202512989
Q1 2026132108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 25 calls: $327.1kQ2 25 puts: $497.2kQ2 25P/C 1.52Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —
Numbers
QuarterCallsPutsP/C
Q2 2025$327.1k$497.2k1.52
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$0$0—

Biggest buyers

LPL Financial LLC Added +3,187,367+3.2m
Independent Advisor Alliance Added +1,503,617+1.5m
STATE STREET CORP Added +1,271,125+1.3m
Summit Financial, LLC New +672,888+672.9k
Gladstone Institutional Advisory LLC Added +670,978+671.0k
Private Advisory Group LLC New +587,175+587.2k
Gibbs Wealth Management Added +386,993+387.0k
BENJAMIN EDWARDS INC Added +307,324+307.3k
STIFEL FINANCIAL CORP Added +258,778+258.8k
Financial Plan, Inc. Added +233,762+233.8k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -450,485-450.5k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -406,525-406.5k
Stratos Wealth Partners, LTD. Reduced -343,470-343.5k
Compton Financial Group, LLC Reduced -336,169-336.2k
RETIREMENT CAPITAL STRATEGIES Sold out -250,812-250.8k
Lido Advisors, LLC Reduced -190,579-190.6k
JANE STREET GROUP, LLC Sold out -151,202-151.2k
Kestra Investment Management, LLC Reduced -134,201-134.2k
Q3 Asset Management Sold out -128,601-128.6k
Collaborative Wealth Managment Inc. Reduced -117,506-117.5k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.56% of their portfolio SANTA CLARA, CA 188,312,251188.3m $4.2bn $4.2bn 8.56% Reduced -450.5k -450,485
2 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 23,426,33723.4m $524.5m $524.5m 0.14% Added +3.2m +3,187,367
3 STIFEL FINANCIAL CORP 0.16% of their portfolio ST. LOUIS, MO 7,861,7107.9m $176.0m $176.0m 0.16% Added +258.8k +258,778
4 BENJAMIN EDWARDS INC 1.43% of their portfolio Clayton, MO 6,426,5046.4m $143.9m $143.9m 1.43% Added +307.3k +307,324
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,291,3076.3m $140.9m $140.9m 0.00% Added +1.3m +1,271,125
6 CONFLUENCE INVESTMENT MANAGEMENT LLC 1.34% of their portfolio ST. LOUIS, MO 3,853,4933.9m $86.3m $86.3m 1.34% Reduced -406.5k -406,525
7 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 3,476,9023.5m $77.8m $77.8m 0.02% Added +67.0k +67,032
8 CX Institutional 1.83% of their portfolio AUBURN, IN 2,672,6912.7m $59.8m $59.8m 1.83% Added +21.9k +21,949
9 CWM, LLC 0.14% of their portfolio OMAHA, NE 2,413,8882.4m $54.0m $54.0m 0.14% Added +78.0k +78,024
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,183,0782.2m $48.9m $48.9m 0.00% Added +135.4k +135,391
11 Advisory Alpha, LLC 1.33% of their portfolio HOLLAND, MI 2,167,2422.2m $48.5m $48.5m 1.33% Reduced -89.3k -89,294
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,891,9831.9m $42.4m $42.4m 0.00% Added +101.3k +101,323
13 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 1,813,3631.8m $40.6m $40.6m 0.08% Added +71.4k +71,381
14 Compton Financial Group, LLC 8.72% of their portfolio TOWSON, MD 1,762,0701.8m $39.5m $39.5m 8.72% Reduced -336.2k -336,169
15 Independent Advisor Alliance 0.37% of their portfolio CHARLOTTE, NC 1,551,4531.6m $34.7m $34.7m 0.37% Added +1.5m +1,503,617
16 Zurich Insurance Group Ltd/FI 0.26% of their portfolio ZURICH, V8 1,482,2951.5m $33.2m $33.2m 0.26% Unchanged
17 Hirtle & Co., LLC 1.06% of their portfolio WEST CONSHOHOCKEN, PA 1,385,3021.4m $31.0m $31.0m 1.06% Reduced -3.4k -3,350
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,348,1941.3m $30.1m $30.1m 0.00% Added +195.3k +195,299
19 Financial Plan, Inc. 3.05% of their portfolio BELLINGHAM, WA 1,271,6221.3m $28.5m $28.5m 3.05% Added +233.8k +233,762
20 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 1,075,1761.1m $24.1m $24.1m 0.04% Added +43.6k +43,609
21 FINANCIAL LIFE ADVISORS 7.26% of their portfolio SAN ANTONIO, TX 1,041,3801.0m $23.3m $23.3m 7.26% Added +88.2k +88,218
22 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 1,001,8791.0m $22.4m $22.4m 0.12% Added +26.6k +26,631
23 Leicht Financial Planning & Wealth Management, Inc. 9.31% of their portfolio PARSIPPANY, NJ 916,363916.4k $20.5m $20.5m 9.31% Reduced -91 -91
24 ALTFEST L J & CO INC 2.07% of their portfolio NEW YORK, NY 862,594862.6k $19.3m $19.3m 2.07% Added +9.6k +9,615
25 Gibbs Wealth Management 2.49% of their portfolio Alpharetta, GA 843,445843.4k $18.9m $18.9m 2.49% Added +387.0k +386,993
26 Gladstone Institutional Advisory LLC 0.68% of their portfolio Bedminster, NJ 822,025822.0k $18.4m $18.4m 0.68% Added +671.0k +670,978
27 93 Financial Group, LLC 7.78% of their portfolio WOBURN, MA 779,674779.7k $17.5m $17.5m 7.78% Added +23.2k +23,200
28 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 768,195768.2k $17.2m $17.2m 0.02% Added +217.4k +217,397
29 ST GERMAIN D J CO INC 0.61% of their portfolio SPRINGFIELD, MA 686,198686.2k $15.4m $15.4m 0.61% Added +30.5k +30,521
30 SIGNET FINANCIAL MANAGEMENT, LLC 1.69% of their portfolio PARSIPPANY, NJ 674,477674.5k $15.1m $15.1m 1.69% Reduced -697 -697
31 Summit Financial, LLC 0.19% of their portfolio PARSIPPANY, NJ 672,888672.9k $15.1m $15.1m 0.19% New
32 Collier Financial 10.73% of their portfolio DENVER, CO 628,359628.4k $14.1m $14.1m 10.73% Added +7.2k +7,205
33 Stokes Family Office, LLC 1.39% of their portfolio NEW ORLEANS, LA 602,665602.7k $13.5m $13.5m 1.39% Reduced -24.3k -24,323
34 Private Advisory Group LLC 0.91% of their portfolio REDMOND, WA 587,175587.2k $13.1m $13.1m 0.91% New
35 Tidemark, LLC 3.31% of their portfolio SAN DIEGO, CA 582,067582.1k $13.0m $13.0m 3.31% Added +48.8k +48,817
36 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 553,135553.1k $12.4m $12.4m 0.06% Reduced -33.9k -33,861
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 462,734462.7k $10.4m $10.4m 0.01% Reduced -11.0k -10,952
38 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 436,553436.6k $9.8m $9.8m 0.06% Added +9.1k +9,086
39 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 422,572422.6k $9.5m $9.5m 0.11% Reduced -343.5k -343,470
40 Certified Advisory Corp 0.83% of their portfolio ALTAMONTE SPRINGS, FL 415,543415.5k $9.3m $9.3m 0.83% Added +15.5k +15,456
41 FLAGSHIP HARBOR ADVISORS, LLC 0.38% of their portfolio BOSTON, MA 390,465390.5k $8.7m $8.7m 0.38% Reduced -75.8k -75,754
42 Chesapeake Wealth Management 2.18% of their portfolio WILLIAMSBURG, VA 316,789316.8k $7.1m $7.1m 2.18% Added +10.5k +10,544
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 305,628305.6k $6.8m $6.8m 0.00% Reduced -16.9k -16,889
44 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.50% of their portfolio NEW YORK, NY 304,484304.5k $6.8m $6.8m 0.50% Added +62.6k +62,552
45 Detalus Advisors, LLC 1.43% of their portfolio ST. LOUIS, MO 279,659279.7k $6.3m $6.3m 1.43% Added +21.7k +21,732
46 Portside Wealth Group, LLC 0.81% of their portfolio Provo, UT 267,523267.5k $6.0m $6.0m 0.81% Added +9.9k +9,949
47 ABOUND FINANCIAL, LLC 2.61% of their portfolio GRANITE BAY, CA 266,628266.6k $6.0m $6.0m 2.61% Reduced -14.3k -14,327
48 TSFG, LLC 0.84% of their portfolio LAKE FOREST, IL 247,538247.5k $5.5m $5.5m 0.84% Added +3.5k +3,462
49 Clearwater Capital Advisors, LLC 0.43% of their portfolio HOFFMAN ESTATES, IL 236,435236.4k $5.3m $5.3m 0.43% Reduced -97.6k -97,592
50 Checchi Capital Advisers, LLC 0.34% of their portfolio BEVERLY HILLS, CA 223,175223.2k $5.0m $5.0m 0.34% Reduced -70.0k -69,951
51 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 217,259217.3k $4.9m $4.9m 0.10% Added +40.5k +40,472
52 Midwest Capital Advisors, LLC 2.21% of their portfolio Grand Rapids, MI 210,909210.9k $4.7m $4.7m 2.21% Added +33.4k +33,429
53 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 210,632210.6k $4.7m $4.7m 0.04% Added +11.4k +11,437
54 HORIZON FINANCIAL SERVICES, LLC 2.08% of their portfolio WINSTON SALEM, NC 210,420210.4k $4.7m $4.7m 2.08% Reduced -2.8k -2,768
55 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 206,116206.1k $4.6m $4.6m 0.04% Added +40.0k +40,018
56 Drucker Wealth 3.0, LLC 0.80% of their portfolio WOODCLIFF LAKE, NJ 204,701204.7k $4.6m $4.6m 0.80% Added +3.7k +3,747
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 204,152204.2k $4.6m $4.6m 0.00% Added +25.1k +25,129
58 Boltwood Capital Management 1.15% of their portfolio WALNUT CREEK, CA 202,063202.1k $4.5m $4.5m 1.15% Added +17.8k +17,827
59 Western Wealth Management, LLC 0.16% of their portfolio GOLDEN, CO 189,261189.3k $4.2m $4.2m 0.16% Reduced -3.7k -3,653
60 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 174,263174.3k $3.9m $3.9m 0.05% Added +19.6k +19,599
61 Keystone Financial Group 0.26% of their portfolio LEXINGTON, KY 171,707171.7k $3.8m $3.8m 0.26% Added +11.3k +11,322
62 Visionary Wealth Advisors 0.16% of their portfolio O'FALLON, IL 163,560163.6k $3.7m $3.7m 0.16% Added +4.3k +4,348
63 West Wealth Group, LLC 0.70% of their portfolio Irvine, CA 158,721158.7k $3.6m $3.6m 0.70% Added +10.3k +10,340
64 Vertex Planning Partners, LLC 0.60% of their portfolio DOWNERS GROVE, IL 138,786138.8k $3.1m $3.1m 0.60% Added +13.2k +13,197
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 137,196137.2k $3.1m $3.1m 0.00% Reduced -1.2k -1,216
66 Vise Technologies, Inc. 0.06% of their portfolio NEW YORK, NY 132,595132.6k $3.0m $3.0m 0.06% Unchanged
67 EHRLICH FINANCIAL GROUP 1.69% of their portfolio LAGUNA NIGUEL, CA 131,490131.5k $2.9m $2.9m 1.69% Added +3.8k +3,834
68 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 129,862129.9k $2.9m $2.9m 0.03% Added +6.9k +6,923
69 Spectrum Planning & Advisory Services Inc. 1.42% of their portfolio SAN DIEGO, CA 128,424128.4k $2.9m $2.9m 1.42% Added +5.1k +5,145
70 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 123,948123.9k $2.8m $2.8m 0.00% Reduced -5.5k -5,548
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 122,607122.6k $2.7m $2.7m 0.00% New
72 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 122,455122.5k $2.7m $2.7m 0.09% Added +1.4k +1,391
73 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 119,021119.0k $2.7m $2.7m 0.04% Reduced -6.0k -6,017
74 Seed Wealth Management, Inc. 1.83% of their portfolio EVANSTON, IL 118,560118.6k $2.7m $2.7m 1.83% Reduced -4.5k -4,550
75 Apollon Financial, LLC 0.36% of their portfolio MOUNT PLEASANT, SC 115,219115.2k $2.6m $2.6m 0.36% New
76 CacheTech Inc. 0.46% of their portfolio LOGAN, UT 106,495106.5k $2.4m $2.4m 0.46% Added +24.0k +24,020
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 103,264103.3k $2.3m $2.3m 0.00% Added +7.9k +7,874
78 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 99,73499.7k $2.2m $2.2m 0.04% Added +78.4k +78,426
79 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 98,27898.3k $2.2m $2.2m 0.01% Reduced -96.6k -96,625
80 Alesco Advisors, LLC, An ESL Co 0.05% of their portfolio Pittsford, NY 96,07096.1k $2.2m $2.2m 0.05% Unchanged
81 Adams Wealth Management 0.47% of their portfolio LOGAN, UT 96,06196.1k $2.2m $2.2m 0.47% Added +23.6k +23,597
82 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 94,55994.6k $2.1m $2.1m 0.00% Reduced -1.6k -1,634
83 Forefront Wealth Partners, LLC 0.84% of their portfolio AUSTIN, TX 89,16189.2k $2.0m $2.0m 0.84% Added +8.2k +8,193
84 Archer Investment Management, LLC 0.82% of their portfolio AUSTIN, TX 87,19387.2k $2.0m $2.0m 0.82% Added +68.5k +68,450
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 86,65086.7k $1.9m $1.9m 0.00% New
86 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 85,53585.5k $1.9m $1.9m 0.00% Added +4.8k +4,772
87 PRIVATE TRUST CO NA 0.17% of their portfolio CLEVELAND, OH 85,48585.5k $1.9m $1.9m 0.17% Added +6.7k +6,706
88 EWA, LLC 0.42% of their portfolio PITTSBURGH, PA 82,32382.3k $1.8m $1.8m 0.42% Added +17.4k +17,404
89 Marks Group Wealth Management, Inc 0.17% of their portfolio MINNETONKA, MN 76,68776.7k $1.7m $1.7m 0.17% New
90 Collaborative Wealth Managment Inc. 0.78% of their portfolio LAKE MARY, FL 75,27275.3k $1.7m $1.7m 0.78% Reduced -117.5k -117,506
91 Amundi 0.00% of their portfolio Paris, I0 74,05774.1k $1.7m $1.7m 0.00% New
92 KINTRA WEALTH, LLC 0.11% of their portfolio WILLIAMSPORT, PA 67,53467.5k $1.5m $1.5m 0.11% New
93 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,73659.7k $1.3m $1.3m 0.00% Added +4.4k +4,387
94 Fort Point Capital Partners LLC 0.17% of their portfolio San Francisco, CA 59,27659.3k $1.3m $1.3m 0.17% Added +926 +926
95 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 57,24557.2k $1.3m $1.3m 0.00% New
96 JPL Wealth Management, LLC 0.29% of their portfolio GREENWOOD VILLAGE, CO 57,18157.2k $1.3m $1.3m 0.29% Added +18.6k +18,587
97 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 55,39055.4k $1.2m $1.2m 0.07% Added +79 +79
98 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 52,51252.5k $1.2m $1.2m 0.02% Reduced -52.3k -52,336
99 Idaho Trust Co 0.37% of their portfolio BOISE, ID 51,06751.1k $1.1m $1.1m 0.37% Reduced -5.4k -5,420
100 Center For Asset Management LLC 0.57% of their portfolio PALM BEACH GARDENS, FL 50,87450.9k $1.1m $1.1m 0.57% Added +4.8k +4,790