Vault-13

SPDR SER TR SPLB

PORTFOLIO LN COR · ETP · CUSIP 78464A367

146 institutional holders +4 vs Q3 2024
22,494,65122.5m shares reported held*
$501.0mreported value*
18 new 57 added 38 reduced 21 sold out net sold ≈ $3.9m (-9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($90.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.27. Options: 1 managers hold calls ($2.2k notional), 1 hold puts ($97.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 103Q1 23: 93Q2 23: 103Q3 23: 114Q4 23: 128Q1 24: 131Q2 24: 143Q3 24: 142Q4 24: 146146Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202298
Q4 2022103
Q1 202393
Q2 2023103
Q3 2023114
Q4 2023128
Q1 2024131
Q2 2024143
Q3 2024142
Q4 2024146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 46 bought or addedQ1 23: 48 cut or sold outQ2 23: 58 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ4 23: 61 bought or addedQ4 23: 57 cut or sold outQ4 23Q1 24: 78 bought or addedQ1 24: 51 cut or sold outQ2 24: 84 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 78 bought or addedQ3 24: 62 cut or sold outQ4 24: 75 bought or addedQ4 24: 59 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234648
Q2 20235833
Q3 20235958
Q4 20236157
Q1 20247851
Q2 20248451
Q3 20247862
Q4 20247559

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $65.1kQ1 24 puts: $1.5mQ1 24P/C 22.89Q2 24 calls: $257.1kQ2 24 puts: $417.2kQ2 24P/C 1.62Q3 24 calls: $802.1kQ3 24 puts: $176.4kQ3 24P/C 0.22Q4 24 calls: $2.2kQ4 24 puts: $97.8kQ4 24P/C 44.00
Numbers
QuarterCallsPutsP/C
Q1 2024$65.1k$1.5m22.89
Q2 2024$257.1k$417.2k1.62
Q3 2024$802.1k$176.4k0.22
Q4 2024$2.2k$97.8k44.00

Biggest buyers

Sterling Financial Group, Inc. New +815,305+815.3k
MILESTONE ASSET MANAGEMENT, LLC New +318,280+318.3k
Cambridge Investment Research Advisors, Inc. Added +118,981+119.0k
Atria Wealth Solutions, Inc. New +113,632+113.6k
JANE STREET GROUP, LLC Added +113,101+113.1k
Strategic Advocates LLC Added +106,696+106.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +104,738+104.7k
WELLS FARGO & COMPANY/MN Added +91,573+91.6k
Goldstone Financial Group, LLC Added +81,032+81.0k
ROYAL BANK OF CANADA Added +79,487+79.5k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -9,281,869-9.3m
Twelve Points Wealth Management LLC Reduced -433,378-433.4k
NewSquare Capital LLC Reduced -330,308-330.3k
Legacy Financial Group LLC Reduced -257,540-257.5k
Squarepoint Ops LLC Sold out -207,889-207.9k
GOLDMAN SACHS GROUP INC Sold out -148,730-148.7k
&PARTNERS Reduced -120,757-120.8k
JPMORGAN CHASE & CO Reduced -113,871-113.9k
BNP PARIBAS FINANCIAL MARKETS Reduced -109,294-109.3k
Good Life Advisors, LLC Sold out -97,268-97.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.2k100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $97.8k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,447,7072.4m $54.4m $54.4m 0.02% Reduced -61.0k -60,950
2 ROCKLAND TRUST CO 1.79% of their portfolio HANOVER, MA 1,586,7471.6m $35.3m $35.3m 1.79% Added +73.2k +73,214
3 NYL Investors LLC 2.90% of their portfolio NEW YORK, NY 1,444,5501.4m $32.1m $32.1m 2.90% Added +2.6k +2,600
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 989,801989.8k $22.0m $22.0m 0.00% Added +65.6k +65,644
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 853,597853.6k $19.0m $19.0m 0.02% Added +61.5k +61,522
6 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 853,084853.1k $19.9m $19.9m 0.04% Added +56.5k +56,490
7 Sterling Financial Group, Inc. 6.74% of their portfolio PASADENA, CA 815,305815.3k $18.1m $18.1m 6.74% New
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 804,224804.2k $17.9m $17.9m 0.00% Added +91.6k +91,573
9 Strategic Advocates LLC 5.68% of their portfolio SACRAMENTO, CA 756,287756.3k $16.8m $16.8m 5.68% Added +106.7k +106,696
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 656,235656.2k $14.6m $14.6m 0.00% Reduced -16.2k -16,170
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 643,806643.8k $14.3m $14.3m 0.00% Reduced -70.3k -70,277
12 Goldstone Financial Group, LLC 2.19% of their portfolio OAKBROOK TERRACE, IL 628,071628.1k $14.0m $14.0m 2.19% Added +81.0k +81,032
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 549,306549.3k $12.2m $12.2m 0.00% Added +25.7k +25,661
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 461,854461.9k $10.3m $10.3m 0.00% First filing
15 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 4.84% of their portfolio DUNMORE, PA 406,738406.7k $9.0m $9.0m 4.84% Reduced -23.6k -23,564
16 Hedeker Wealth, LLC 2.12% of their portfolio Lincolnshire, IL 383,171383.2k $8.5m $8.5m 2.12% Reduced -22.2k -22,185
17 Passumpsic Savings Bank 4.99% of their portfolio ST. JOHNSBURY, VT 359,766359.8k $8.0m $8.0m 4.99% Added +1.2k +1,191
18 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 349,968350.0k $7.8m $7.8m 0.04% Added +34.4k +34,442
19 Gotham Asset Management, LLC 0.07% of their portfolio NEW YORK, NY 338,461338.5k $7.5m $7.5m 0.07% Added +23.3k +23,296
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 332,443332.4k $7.4m $7.4m 0.00% Added +79.5k +79,487
21 MILESTONE ASSET MANAGEMENT, LLC 1.56% of their portfolio PITTSBURGH, PA 318,280318.3k $7.1m $7.1m 1.56% New
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 313,062313.1k $7.0m $7.0m 0.02% Reduced -49.4k -49,356
23 PFG Advisors 0.42% of their portfolio Phoenix, AZ 311,550311.6k $6.9m $6.9m 0.42% Added +7.8k +7,778
24 White & Co Financial Planning Inc 5.84% of their portfolio SUNNYSIDE, WA 309,695309.7k $6.9m $6.9m 5.84% First filing
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 273,787273.8k $6.1m $6.1m 0.00% Reduced -58.1k -58,129
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 262,194262.2k $5.8m $5.8m 0.00% Added +617 +617
27 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 245,799245.8k $5.5m $5.5m 0.18% Added +13.2k +13,250
28 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 223,000223.0k $5.0m $5.0m 0.02% Reduced -72.0k -72,000
29 Collaborative Wealth Managment Inc. 2.15% of their portfolio LAKE MARY, FL 213,402213.4k $4.7m $4.7m 2.15% Added +8.6k +8,623
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 211,602211.6k $4.7m $4.7m 0.01% Added +113.1k +113,101
31 VAN STRUM & TOWNE INC. 1.50% of their portfolio SAN FRANCISCO, CA 191,618191.6k $4.3m $4.3m 1.50% Reduced -9.8k -9,829
32 BlackRock, Inc. 0.00% of their portfolio New York, NY 172,639172.6k $3.8m $3.8m 0.00% Added +5.3k +5,253
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 159,173159.2k $3.5m $3.5m 0.01% Added +29.0k +28,991
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 155,412155.4k $3.5m $3.5m 0.01% Added +119.0k +118,981
35 Aspetuck Financial Management LLC 2.58% of their portfolio WESTPORT, CT 148,732148.7k $3.3m $3.3m 2.58% First filing
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 143,507143.5k $3.2m $3.2m 0.00% Reduced -113.9k -113,871
37 Graney & King, LLC 2.28% of their portfolio LATHAM, NY 135,819135.8k $3.0m $3.0m 2.28% First filing
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 126,631126.6k $2.8m $2.8m 0.00% Added +104.7k +104,738
39 Caitlin John, LLC 1.91% of their portfolio BRIGHTON, MI 126,391126.4k $2.8m $2.8m 1.91% Reduced -17.6k -17,561
40 CONNING INC. 0.10% of their portfolio HARTFORD, CT 124,080124.1k $2.8m $2.8m 0.10% Unchanged
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 117,579117.6k $2.6m $2.6m 0.00% Reduced -1.5k -1,541
42 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 113,632113.6k $2.5m $2.5m 0.03% New
43 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 107,195107.2k $2.4m $2.4m 0.10% Added +78.2k +78,249
44 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 102,779102.8k $2.3m $2.3m 0.03% Reduced -16.8k -16,788
45 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 98,39698.4k $2.2m $2.2m 0.03% Reduced -89.6k -89,626
46 Nilsine Partners, LLC 0.23% of their portfolio GREENWOOD VILLAGE, CO 97,43097.4k $2.2m $2.2m 0.23% Added +11.2k +11,152
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 94,23794.2k $2.1m $2.1m 0.00% Reduced -74.1k -74,093
48 Fifth Third Securities, Inc. 0.17% of their portfolio Cincinnati, OH 92,33592.3k $2.1m $2.1m 0.17% Added +3.5k +3,497
49 CARY STREET PARTNERS FINANCIAL LLC 0.06% of their portfolio RICHMOND, VA 83,47183.5k $1.9m $1.9m 0.06% First filing
50 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 80,75180.8k $1.8m $1.8m 0.04% Added +17.8k +17,765
51 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 70,26070.3k $1.6m $1.6m 0.04% Reduced -52.4k -52,418
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 61,12261.1k $1.4m $1.4m 0.00% New
53 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 59,00359.0k $1.3m $1.3m 0.01% Added +2.6k +2,638
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 56,30456.3k $1.3m $1.3m 0.00% New
55 Advyzon Investment Management, LLC 0.47% of their portfolio LISLE, IL 54,74254.7k $1.2m $1.2m 0.47% First filing
56 Twelve Points Wealth Management LLC 0.35% of their portfolio CONCORD, MA 54,02254.0k $1.2m $1.2m 0.35% Reduced -433.4k -433,378
57 Matrix Trust Co 0.20% of their portfolio DENVER, CO 52,88752.9k $1.2m $1.2m 0.20% Added +45.7k +45,710
58 Boltwood Capital Management 0.35% of their portfolio WALNUT CREEK, CA 51,30051.3k $1.1m $1.1m 0.35% Reduced -150 -150
59 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 51,00751.0k $1.1m $1.1m 0.10% Reduced -2.1k -2,063
60 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 45,16345.2k $1.0m $1.0m 0.01% Reduced -120.8k -120,757
61 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 45,13245.1k $1.0m $1.0m 0.00% Added +7.4k +7,445
62 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 44,69844.7k $993.6k $993.6k 0.00% Added +1.3k +1,287
63 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,92042.9k $954.1k $954.1k 0.00% Unchanged
64 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,79741.8k $929.1k $929.1k 0.00% Added +7.3k +7,340
65 TRUEFG, LLC 0.30% of their portfolio CEDAR PARK, TX 41,19741.2k $915.8k $915.8k 0.30% Added +3.5k +3,504
66 NOVEM GROUP 0.13% of their portfolio Rochester, NY 39,99940.0k $889.2k $889.2k 0.13% First filing
67 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 39,53239.5k $878.8k $878.8k 0.01% Reduced -3.8k -3,764
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 39,28239.3k $873.2k $873.2k 0.01% Added +7.0k +6,962
69 Insight Advisors, LLC/ PA 0.15% of their portfolio Newtown, PA 38,42738.4k $858.5k $858.5k 0.15% Added +238 +238
70 KKM Financial LLC 0.34% of their portfolio CHICAGO, IL 36,31336.3k $813.2k $813.2k 0.34% New
71 Fourth Dimension Wealth, LLC 0.41% of their portfolio MIDDLEBURG HEIGHTS, OH 34,95635.0k $777.1k $777.1k 0.41% First filing
72 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 34,21434.2k $760.6k $760.6k 0.02% New
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 32,36032.4k $719.4k $719.4k 0.00% New
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 32,00032.0k $711.4k $711.4k 0.01% New
75 Ally Invest Advisors Inc. 0.06% of their portfolio CHARLOTTE, NC 29,20429.2k $649.2k $649.2k 0.06% Added +3.5k +3,519
76 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 29,16029.2k $648.2k $648.2k 0.02% Added +323 +323
77 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 26,65726.7k $592.6k $592.6k 0.02% Reduced -4.5k -4,473
78 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 24,80624.8k $551.4k $551.4k 0.00% Reduced -109.3k -109,294
79 RMR Capital Management, LLC 0.40% of their portfolio Tustin, CA 23,97124.0k $532.9k $532.9k 0.40% Unchanged
80 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 22,72322.7k $505.1k $505.1k 0.05% Reduced -10.0k -10,000
81 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 22,41922.4k $498.4k $498.4k 0.00% Added +18.7k +18,730
82 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 21,49821.5k $477.9k $477.9k 0.02% Added +533 +533
83 RiverFront Investment Group, LLC 0.01% of their portfolio RICHMOND, VA 21,15621.2k $470.3k $470.3k 0.01% Unchanged
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 20,80320.8k $462.5k $462.5k 0.02% Unchanged
85 Banco Santander, S.A. 0.00% of their portfolio Madrid, U3 17,82217.8k $396.2k $396.2k 0.00% Unchanged
86 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,74517.7k $394.0k $394.0k 0.00% New
87 Westside Investment Management, Inc. 0.07% of their portfolio SANTA MONICA, CA 15,88715.9k $353.2k $353.2k 0.07% Added +7.5k +7,464
88 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,60315.6k $346.9k $346.9k 0.01% Reduced -214 -214
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,55615.6k $345.8k $345.8k 0.00% Added +93 +93
90 Legacy Financial Group LLC 0.05% of their portfolio DES MOINES, IA 12,81112.8k $284.8k $284.8k 0.05% Reduced -257.5k -257,540
91 Strategic Financial Concepts, LLC 0.05% of their portfolio SAN ANTONIO, TX 12,70512.7k $282.4k $282.4k 0.05% Added +1.0k +1,000
92 Global Endowment Management, LP 0.04% of their portfolio CHARLOTTE, NC 12,68512.7k $282.0k $282.0k 0.04% New
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 12,30712.3k $274.6k $274.6k 0.02% Added +7.9k +7,877
94 City Center Advisors, LLC 0.30% of their portfolio TROY, MI 12,06512.1k $268.2k $268.2k 0.30% Added +1.8k +1,755
95 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 12,05912.1k $268.1k $268.1k 0.03% Added +706 +706
96 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 12,01812.0k $267.2k $267.2k 0.00% Unchanged
97 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 12,00112.0k $266.8k $266.8k 0.01% Reduced -319 -319
98 Glass Jacobson Investment Advisors llc 0.08% of their portfolio OWINGS MILLS, MD 11,59411.6k $257.7k $257.7k 0.08% Added +8.4k +8,358
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 10,83510.8k $241.0k $241.0k 0.00% Added +640 +640
100 Global Financial Private Client, LLC 0.09% of their portfolio Sarasota, FL 10,57710.6k $235.1k $235.1k 0.09% Added +777 +777