Vault-13

SPDR SER TR SPLB

PORTFOLIO LN COR · ETP · CUSIP 78464A367

114 institutional holders +11 vs Q2 2023
17,232,02717.2m shares reported held*
$366.0mreported value*
28 new 31 added 39 reduced 19 sold out net bought ≈ $18.5m (+866.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.24. Options: 1 managers hold calls ($467.3k notional), 2 hold puts ($800.7k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 103Q1 23: 93Q2 23: 103Q3 23: 114114Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202298
Q4 2022103
Q1 202393
Q2 2023103
Q3 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224847
Q1 20234648
Q2 20235833
Q3 20235958

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $13.5kQ4 22 puts: $287.4kQ4 22P/C 21.33Q1 23 calls: $252.7kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $467.3kQ3 23 puts: $800.7kQ3 23P/C 1.71
Numbers
QuarterCallsPutsP/C
Q4 2022$13.5k$287.4k21.33
Q1 2023$252.7k$00.00
Q2 2023$0$0—
Q3 2023$467.3k$800.7k1.71

Biggest buyers

JANE STREET GROUP, LLC Added +1,537,053+1.5m
ROCKLAND TRUST CO New +1,240,473+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +660,863+660.9k
Clark Capital Management Group, Inc. New +500,134+500.1k
OSAIC HOLDINGS, INC. Added +373,728+373.7k
Bank of New York Mellon Corp Added +364,978+365.0k
PFG Advisors New +231,898+231.9k
Wayfinding Financial, LLC New +207,339+207.3k
JPMORGAN CHASE & CO Added +152,141+152.1k
ROYAL BANK OF CANADA Added +104,357+104.4k

Biggest sellers

STATE STREET CORP Reduced -1,354,922-1.4m
Metropolitan Life Insurance Co/NY Sold out -1,000,000-1.0m
AE Wealth Management LLC Reduced -943,292-943.3k
BANK OF AMERICA CORP /DE/ Reduced -593,094-593.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -303,937-303.9k
Raymond James Financial Services Advisors, Inc. Sold out -270,080-270.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -109,184-109.2k
WELLS FARGO & COMPANY/MN Reduced -94,329-94.3k
LPL Financial LLC Reduced -80,818-80.8k
AMERIPRISE FINANCIAL INC Reduced -78,874-78.9k

Biggest calls

CITADEL ADVISORS LLC New $467.3k22.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $711.5k33.5k shares
CITADEL ADVISORS LLC New $89.2k4.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,530,3602.5m $53.7m $53.7m 0.01% Reduced -593.1k -593,094
2 NYL Investors LLC 1.63% of their portfolio NEW YORK, NY 1,876,3501.9m $39.9m $39.9m 1.63% Added +10.6k +10,600
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,854,6981.9m $39.4m $39.4m 0.03% Reduced -80.8k -80,818
4 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,652,8141.7m $35.1m $35.1m 0.05% Added +1.5m +1,537,053
5 ROCKLAND TRUST CO 1.59% of their portfolio HANOVER, MA 1,240,4731.2m $26.3m $26.3m 1.59% New
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,163,7851.2m $24.7m $24.7m 0.01% Added +660.9k +660,863
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 640,834640.8k $13.6m $13.6m 0.00% Added +70.9k +70,869
8 Clark Capital Management Group, Inc. 0.11% of their portfolio PHILADELPHIA, PA 500,134500.1k $10.6m $10.6m 0.11% New
9 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 479,896479.9k $10.2m $10.2m 0.00% Added +365.0k +364,978
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 408,844408.8k $8.7m $8.7m 0.01% Added +373.7k +373,728
11 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 7.89% of their portfolio DUNMORE, PA 358,581358.6k $7.6m $7.6m 7.89% Added +46.8k +46,816
12 Hedeker Wealth, LLC 2.28% of their portfolio Lincolnshire, IL 309,151309.2k $6.6m $6.6m 2.28% Added +11.4k +11,363
13 Twelve Points Wealth Management LLC 3.26% of their portfolio CONCORD, MA 307,864307.9k $6.5m $6.5m 3.26% Reduced -25.3k -25,331
14 Legacy Financial Group LLC 1.34% of their portfolio DES MOINES, IA 269,162269.2k $5.7m $5.7m 1.34% Added +29.8k +29,755
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 254,286254.3k $5.4m $5.4m 0.00% Added +73.3k +73,319
16 PFG Advisors 0.44% of their portfolio Phoenix, AZ 231,898231.9k $4.9m $4.9m 0.44% New
17 Wayfinding Financial, LLC 3.28% of their portfolio LYNNWOOD, WA 207,339207.3k $4.3m $4.3m 3.28% New
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 192,409192.4k $4.1m $4.1m 0.00% Added +152.1k +152,141
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 163,258163.3k $3.5m $3.5m 0.00% Reduced -1.4m -1,354,922
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 158,000158.0k $3.4m $3.4m 0.01% Added +23.0k +23,000
21 Collaborative Wealth Managment Inc. 1.97% of their portfolio LAKE MARY, FL 155,192155.2k $3.3m $3.3m 1.97% Added +10.8k +10,808
22 Vestmark Advisory Solutions, Inc. 0.22% of their portfolio Wakefield, MA 145,589145.6k $3.1m $3.1m 0.22% Added +35.7k +35,686
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,690138.7k $2.9m $2.9m 0.00% Reduced -94.3k -94,329
24 McIlrath & Eck, LLC 0.58% of their portfolio ARLINGTON, WA 134,672134.7k $2.9m $2.9m 0.58% Added +17.2k +17,195
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 127,715127.7k $2.7m $2.7m 0.00% Added +104.4k +104,357
26 BlackRock Inc. 0.00% of their portfolio New York, NY 101,350101.3k $2.2m $2.2m 0.00% Reduced -63.8k -63,830
27 Good Life Advisors, LLC 0.23% of their portfolio READING, PA 94,33294.3k $2.0m $2.0m 0.23% Reduced -36.5k -36,526
28 Elevated Capital Advisors, LLC 0.66% of their portfolio SANDY, UT 91,39491.4k $1.9m $1.9m 0.66% Reduced -6.0k -6,000
29 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 86,55686.6k $1.8m $1.8m 0.00% New
30 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 84,35384.4k $1.8m $1.8m 0.02% Added +7.2k +7,164
31 VAN STRUM & TOWNE INC. 0.72% of their portfolio SAN FRANCISCO, CA 80,34080.3k $1.7m $1.7m 0.72% Reduced -3.7k -3,695
32 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 64,38764.4k $1.4m $1.4m 0.02% New
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 63,11063.1k $1.3m $1.3m 0.01% Reduced -943.3k -943,292
34 CONNING INC. 0.05% of their portfolio HARTFORD, CT 60,00060.0k $1.3m $1.3m 0.05% Unchanged
35 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 58,36558.4k $1.2m $1.2m 0.01% New
36 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 53,71253.7k $1.1m $1.1m 0.01% First filing
37 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 53,63153.6k $1.1m $1.1m 0.13% Reduced -11.8k -11,811
38 CSM Advisors, LLC 0.10% of their portfolio WARRENDALE, PA 51,70051.7k $1.1m $1.1m 0.10% Reduced -2.5k -2,500
39 NSI Retail Advisors, LLC 0.24% of their portfolio WARRENDALE, PA 51,70051.7k $1.1m $1.1m 0.24% Reduced -2.5k -2,500
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 49,00149.0k $1.0m $1.0m 0.00% New
41 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 47,32547.3k $1.0m $1.0m 0.00% Reduced -775 -775
42 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,92042.9k $911.6k $911.6k 0.00% Unchanged
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 39,75739.8k $844.4k $844.4k 0.01% New
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 39,19239.2k $832.4k $832.4k 0.00% Reduced -21.2k -21,227
45 TRUEFG, LLC 0.33% of their portfolio CEDAR PARK, TX 36,38036.4k $772.7k $772.7k 0.33% Reduced -1.9k -1,883
46 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 35,16535.2k $746.9k $746.9k 0.02% Unchanged
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 32,63232.6k $696.1k $696.1k 0.00% Reduced -78.9k -78,874
48 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 32,12732.1k $682.4k $682.4k 0.02% New
49 Insight Advisors, LLC/ PA 0.15% of their portfolio Newtown, PA 31,33231.3k $665.5k $665.5k 0.15% Reduced -50 -50
50 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 30,80930.8k $654.4k $654.4k 0.01% New
51 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,50625.5k $542.0k $542.0k 0.00% Reduced -109.2k -109,184
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,80824.8k $526.9k $526.9k 0.00% Added +786 +786
53 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 24,25024.2k $515.1k $515.1k 0.07% Reduced -8 -8
54 Advisory Alpha, LLC 0.03% of their portfolio HOLLAND, MI 24,05624.1k $511.1k $511.1k 0.03% Added +5.8k +5,752
55 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 21,05521.1k $447.2k $447.2k 0.02% Added +1.9k +1,926
56 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,74517.7k $377.0k $377.0k 0.00% Reduced -40.4k -40,447
57 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 16,18016.2k $343.7k $343.7k 0.02% New
58 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 15,93015.9k $338.4k $338.4k 0.02% Reduced -566 -566
59 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 15,64815.6k $332.4k $332.4k 0.02% Reduced -3.7k -3,745
60 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 15,16115.2k $322.0k $322.0k 0.02% Reduced -12.7k -12,739
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,73614.7k $313.0k $313.0k 0.00% Reduced -934 -934
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,37314.4k $305.3k $305.3k 0.00% Added +13.9k +13,880
63 Ally Invest Advisors Inc. 0.03% of their portfolio CHARLOTTE, NC 13,90813.9k $295.4k $295.4k 0.03% Added +4.0k +3,985
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,70013.7k $291.0k $291.0k 0.00% Reduced -303.9k -303,937
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,27213.3k $281.9k $281.9k 0.00% New
66 Banco Santander, S.A. 0.00% of their portfolio Madrid, U3 12,79512.8k $271.8k $271.8k 0.00% New
67 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 12,07412.1k $256.5k $256.5k 0.00% New
68 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,03212.0k $255.6k $255.6k 0.00% Reduced -2.2k -2,192
69 Strategic Financial Concepts, LLC 0.08% of their portfolio SAN ANTONIO, TX 11,83811.8k $251.4k $251.4k 0.08% New
70 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 11,80011.8k $250.6k $250.6k 0.01% New
71 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 11,75811.8k $249.7k $249.7k 0.01% Unchanged
72 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 11,14211.1k $236.7k $236.7k 0.01% Added +2.5k +2,483
73 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 10,30010.3k $219.0k $219.0k 0.00% New
74 HF Advisory Group, LLC 0.16% of their portfolio Annapolis, MD 10,20510.2k $218.7k $218.7k 0.16% Added +560 +560
75 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 10,00410.0k $212.0k $212.0k 0.01% New
76 HBW ADVISORY SERVICES LLC 0.04% of their portfolio SIMI VALLEY, CA 9,4809.5k $201.0k $201.0k 0.04% New
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 9,0899.1k $193.1k $193.1k 0.02% Reduced -5.7k -5,713
78 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 7,8567.9k $166.9k $166.9k 0.00% Reduced -8.1k -8,109
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,6116.6k $140.0k $140.0k 0.00% Reduced -1.2k -1,232
80 Archer Investment Corp 0.05% of their portfolio Carmel, IN 6,5546.6k $139.2k $139.2k 0.05% Unchanged
81 Northwest Capital Management Inc 0.05% of their portfolio Lake Oswego, OR 6,5096.5k $138.2k $138.2k 0.05% Reduced -1.2k -1,233
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,1574.2k $86.7k $86.7k 0.00% Added +1.0k +1,037
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,8453.8k $81.7k $81.7k 0.00% New
84 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 3,7403.7k $79.4k $79.4k 0.00% Reduced -6.7k -6,667
85 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,2523.3k $69.1k $69.1k 0.01% Unchanged
86 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,1383.1k $66.0k $66.0k 0.00% New
87 NEW ENGLAND ASSET MANAGEMENT INC 0.01% of their portfolio FARMINGTON, CT 3,0003.0k $63.7k $63.7k 0.01% Unchanged
88 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 2,4832.5k $52.7k $52.7k 0.00% Reduced -250 -250
89 Kelly Financial Services LLC 0.02% of their portfolio BRAINTREE, MA 1,5981.6k $33.9k $33.9k 0.02% Added +1.6k +1,598
90 Castleview Partners, LLC 0.02% of their portfolio DALLAS, TX 1,2561.3k $26.7k $26.7k 0.02% Reduced -779 -779
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $21.2k $21.2k 0.00% New
92 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 875875 $18.6k $18.6k 0.00% Reduced -100 -100
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 828828 $17.2k $17.2k 0.00% Added +435 +435
94 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 810810 $17.2k $17.2k 0.00% Unchanged
95 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 509509 $10.8k $10.8k 0.01% Added +6 +6
96 Balefire, LLC 0.00% of their portfolio DALLAS, TX 493493 $10.5k $10.5k 0.00% New
97 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 450450 $9.6k $9.6k 0.00% First filing
98 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 386386 $8.1k $8.1k 0.00% Unchanged
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 339339 $7.2k $7.2k 0.00% Added +93 +93
100 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 280280 $5.9k $5.9k 0.00% Unchanged