Vault-13

SPDR SER TR SPLB

PORTFOLIO LN COR · ETP · CUSIP 78464A367

103 institutional holders +10 vs Q1 2023
16,347,07016.3m shares reported held*
$380.1mreported value*
18 new 40 added 24 reduced 9 sold out net bought ≈ $43.6m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.25.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 103Q1 23: 93Q2 23: 103103Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202298
Q4 2022103
Q1 202393
Q2 2023103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 33 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224847
Q1 20234648
Q2 20235833

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $13.5kQ4 22 puts: $287.4kQ4 22P/C 21.33Q1 23 calls: $252.7kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$13.5k$287.4k21.33
Q1 2023$252.7k$00.00
Q2 2023$0$0—

Biggest buyers

LPL Financial LLC Added +1,161,308+1.2m
BANK OF AMERICA CORP /DE/ Added +779,252+779.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +317,637+317.6k
Raymond James Financial Services Advisors, Inc. New +270,080+270.1k
Legacy Financial Group LLC New +239,407+239.4k
ENVESTNET ASSET MANAGEMENT INC Added +197,601+197.6k
UBS Group AG Added +145,847+145.8k
Hedeker Wealth, LLC Added +136,788+136.8k
AE Wealth Management LLC Added +125,067+125.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +118,109+118.1k

Biggest sellers

Gradient Investments LLC Reduced -1,847,378-1.8m
MORGAN STANLEY Reduced -181,403-181.4k
WELLS FARGO & COMPANY/MN Reduced -163,799-163.8k
Private Advisory Group LLC Sold out -78,823-78.8k
Cetera Advisor Networks LLC Sold out -64,164-64.2k
ROYAL BANK OF CANADA Reduced -44,616-44.6k
COMPASS FINANCIAL ADVISORS LLC Sold out -17,848-17.8k
PETERSON WEALTH MANAGEMENT Sold out -14,937-14.9k
Elevated Capital Advisors, LLC Reduced -5,180-5.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -5,024-5.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,123,4543.1m $72.7m $72.7m 0.01% Added +779.3k +779,252
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,935,5161.9m $45.0m $45.0m 0.03% Added +1.2m +1,161,308
3 NYL Investors LLC 1.95% of their portfolio NEW YORK, NY 1,865,7501.9m $43.4m $43.4m 1.95% Added +2.7k +2,700
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,518,1801.5m $35.3m $35.3m 0.00% Added +68.6k +68,596
5 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 1,006,4021.0m $23.4m $23.4m 0.14% Added +125.1k +125,067
6 Metropolitan Life Insurance Co/NY 1.13% of their portfolio New York, NY 1,000,0001.0m $23.3m $23.3m 1.13% Unchanged
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 569,965570.0k $13.3m $13.3m 0.00% Reduced -181.4k -181,403
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 502,922502.9k $11.7m $11.7m 0.01% Added +197.6k +197,601
9 Twelve Points Wealth Management LLC 4.12% of their portfolio CONCORD, MA 333,195333.2k $7.8m $7.8m 4.12% Added +32.7k +32,727
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 317,637317.6k $7.4m $7.4m 0.01% New
11 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 7.48% of their portfolio DUNMORE, PA 311,765311.8k $7.3m $7.3m 7.48% Added +35.7k +35,658
12 Hedeker Wealth, LLC 2.31% of their portfolio Lincolnshire, IL 297,788297.8k $6.9m $6.9m 2.31% Added +136.8k +136,788
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 270,080270.1k $6.3m $6.3m 0.01% New
14 Legacy Financial Group LLC 1.44% of their portfolio DES MOINES, IA 239,407239.4k $5.6m $5.6m 1.44% New
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 233,019233.0k $5.4m $5.4m 0.00% Reduced -163.8k -163,799
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 180,967181.0k $4.2m $4.2m 0.00% Added +145.8k +145,847
17 BlackRock Inc. 0.00% of their portfolio New York, NY 165,180165.2k $3.8m $3.8m 0.00% Added +66.6k +66,603
18 Collaborative Wealth Managment Inc. 2.00% of their portfolio LAKE MARY, FL 144,384144.4k $3.4m $3.4m 2.00% Added +18.1k +18,104
19 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 135,000135.0k $3.1m $3.1m 0.01% Reduced -2.0k -2,000
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 134,690134.7k $3.1m $3.1m 0.01% Added +118.1k +118,109
21 Good Life Advisors, LLC 0.34% of their portfolio READING, PA 130,858130.9k $3.0m $3.0m 0.34% Added +14.7k +14,700
22 McIlrath & Eck, LLC 0.57% of their portfolio ARLINGTON, WA 117,477117.5k $2.7m $2.7m 0.57% New
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 115,761115.8k $2.7m $2.7m 0.00% New
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 114,918114.9k $2.7m $2.7m 0.00% Added +14.9k +14,874
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 111,506111.5k $2.6m $2.6m 0.00% Added +56.9k +56,940
26 Vestmark Advisory Solutions, Inc. 0.10% of their portfolio Wakefield, MA 109,903109.9k $2.6m $2.6m 0.10% Added +20.9k +20,897
27 Elevated Capital Advisors, LLC 0.75% of their portfolio SANDY, UT 97,39497.4k $2.3m $2.3m 0.75% Reduced -5.2k -5,180
28 VAN STRUM & TOWNE INC. 0.81% of their portfolio SAN FRANCISCO, CA 84,03584.0k $2.0m $2.0m 0.81% Added +7.4k +7,430
29 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 77,18977.2k $1.8m $1.8m 0.02% Added +1.7k +1,671
30 Koshinski Asset Management, Inc. 0.16% of their portfolio DECATUR, IL 65,44265.4k $1.5m $1.5m 0.16% Added +13.1k +13,113
31 Econ Financial Services Corp 1.07% of their portfolio HARRISBURG, PA 65,09065.1k $1.5m $1.5m 1.07% Added +2.4k +2,353
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 60,41960.4k $1.4m $1.4m 0.00% Reduced -5.0k -5,024
33 CONNING INC. 0.05% of their portfolio HARTFORD, CT 60,00060.0k $1.4m $1.4m 0.05% Unchanged
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,19258.2k $1.4m $1.4m 0.01% Added +39.3k +39,336
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 57,58657.6k $1.3m $1.3m 0.01% New
36 CSM Advisors, LLC 0.10% of their portfolio WARRENDALE, PA 54,20054.2k $1.3m $1.3m 0.10% Unchanged
37 NSI Retail Advisors, LLC 0.21% of their portfolio WARRENDALE, PA 54,20054.2k $1.3m $1.3m 0.21% Unchanged
38 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 48,10048.1k $1.1m $1.1m 0.00% Reduced -3.6k -3,570
39 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,92042.9k $998.3k $998.3k 0.00% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,26840.3k $936.6k $936.6k 0.00% Reduced -2.0k -2,042
41 TRUEFG, LLC 0.38% of their portfolio CEDAR PARK, TX 38,26338.3k $890.0k $890.0k 0.38% Added +4.0k +3,963
42 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 35,16535.2k $817.9k $817.9k 0.02% Unchanged
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,11635.1k $816.6k $816.6k 0.00% Added +5.7k +5,716
44 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 35,08535.1k $841.0k $841.0k 0.02% New
45 Insight Advisors, LLC/ PA 0.16% of their portfolio Newtown, PA 31,38231.4k $729.9k $729.9k 0.16% Added +19 +19
46 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 27,90027.9k $648.9k $648.9k 0.03% Added +8.6k +8,588
47 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 24,25824.3k $564.2k $564.2k 0.07% Reduced -4 -4
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,02224.0k $558.8k $558.8k 0.00% Reduced -2.1k -2,082
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,35823.4k $543.0k $543.0k 0.00% Reduced -44.6k -44,616
50 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 19,39319.4k $451.1k $451.1k 0.03% First filing
51 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 19,12919.1k $444.9k $444.9k 0.02% Added +3.5k +3,525
52 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 18,77218.8k $436.6k $436.6k 0.01% Reduced -1.6k -1,560
53 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 18,30418.3k $425.9k $425.9k 0.02% Reduced -3.8k -3,843
54 CFS Investment Advisory Services, LLC 0.05% of their portfolio TOTOWA, NJ 17,81117.8k $414.0k $414.0k 0.05% Added +2.0k +2,040
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,26417.3k $401.6k $401.6k 0.01% New
56 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 16,49616.5k $383.7k $383.7k 0.02% Reduced -68 -68
57 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 16,08216.1k $374.0k $374.0k 0.00% New
58 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 15,96516.0k $208.8k $208.8k 0.00% Added +11.5k +11,546
59 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,67015.7k $364.5k $364.5k 0.00% Reduced -4.1k -4,074
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,99915.0k $342.0k $342.0k 0.00% New
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 14,80214.8k $344.3k $344.3k 0.03% Added +574 +574
62 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,22414.2k $330.9k $330.9k 0.00% Added +148 +148
63 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 11,75811.8k $273.5k $273.5k 0.01% Added +3.0k +3,009
64 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 10,40710.4k $242.1k $242.1k 0.01% Reduced -1.8m -1,847,378
65 Ally Invest Advisors Inc. 0.03% of their portfolio CHARLOTTE, NC 9,9239.9k $230.8k $230.8k 0.03% New
66 HF Advisory Group, LLC 0.18% of their portfolio Annapolis, MD 9,6459.6k $224.3k $224.3k 0.18% Reduced -102 -102
67 Joseph P. Lucia & Associates, LLC 0.15% of their portfolio Yorktown Heights, NY 9,3469.3k $217.4k $217.4k 0.15% Unchanged
68 CLIENT 1ST ADVISORY GROUP, LLC 0.11% of their portfolio DUNEDIN, FL 8,7698.8k $204.0k $204.0k 0.11% Reduced -661 -661
69 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,6598.7k $201.4k $201.4k 0.01% New
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,8437.8k $182.0k $182.0k 0.00% Added +7.7k +7,670
71 Northwest Capital Management Inc 0.08% of their portfolio Lake Oswego, OR 7,7427.7k $180.1k $180.1k 0.08% New
72 Archer Investment Corp 0.05% of their portfolio Carmel, IN 6,5546.6k $152.5k $152.5k 0.05% Reduced -345 -345
73 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,2523.3k $75.6k $75.6k 0.01% Added +159 +159
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,1203.1k $72.6k $72.6k 0.00% Added +543 +543
75 NEW ENGLAND ASSET MANAGEMENT INC 0.01% of their portfolio FARMINGTON, CT 3,0003.0k $69.8k $69.8k 0.01% Unchanged
76 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 2,7332.7k $63.6k $63.6k 0.01% Reduced -19 -19
77 Castleview Partners, LLC 0.04% of their portfolio DALLAS, TX 2,0352.0k $47.3k $47.3k 0.04% Added +1 +1
78 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 975975 $22.7k $22.7k 0.01% Reduced -35 -35
79 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 810810 $18.8k $18.8k 0.00% Unchanged
80 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 629629 $14.6k $14.6k 0.01% Unchanged
81 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 608608 $14.1k $14.1k 0.01% New
82 FAIRFIELD, BUSH & CO. 0.00% of their portfolio DARIEN, CT 600600 $14.0k $14.0k 0.00% New
83 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 503503 $11.7k $11.7k 0.01% Reduced -1.7k -1,690
84 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 493493 $41.7k $41.7k 0.00% Added +221 +221
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 411411 $9.6k $9.6k 0.00% Added +2 +2
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 393393 $9.2k $9.2k 0.00% Added +157 +157
87 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 386386 $8.9k $8.9k 0.00% Unchanged
88 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 376376 $8.7k $8.7k 0.00% Unchanged
89 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 280280 $6.5k $6.5k 0.00% Unchanged
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 246246 $5.7k $5.7k 0.00% Reduced -97 -97
91 FMR LLC 0.00% of their portfolio BOSTON, MA 233233 $5.4k $5.4k 0.00% New
92 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 217217 $5.1k $5.1k 0.00% Added +2 +2
93 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 164164 $3.8k $3.8k 0.00% New
94 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 154154 $3.6k $3.6k 0.00% Unchanged
95 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 116116 $2.7k $2.7k 0.00% New
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8989 $2.1k $2.1k 0.00% Unchanged
97 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 8484 $2.0k $2.0k 0.00% First filing
98 Aspire Wealth Management Corp 0.00% of their portfolio WALTHAM, MA 7474 $1.7k $1.7k 0.00% Reduced -2 -2
99 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6262 $1.4k $1.4k 0.00% Reduced -17 -17
100 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4141 $954 $954 0.00% Unchanged