Vault-13

SPDR SER TR SPLB

PORTFOLIO LN COR · ETP · CUSIP 78464A367

93 institutional holders -10 vs Q4 2022
14,518,66714.5m shares reported held*
$343.0mreported value*
12 new 34 added 27 reduced 21 sold out net bought ≈ $65.6m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($829.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.63. Options: 1 managers hold calls ($252.7k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 103Q1 23: 9393Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202298
Q4 2022103
Q1 202393

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 48 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224847
Q1 20234648

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $13.5kQ4 22 puts: $287.4kQ4 22P/C 21.33Q1 23 calls: $252.7kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$13.5k$287.4k21.33
Q1 2023$252.7k$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,626,667+1.6m
Gradient Investments LLC Added +448,389+448.4k
LPL Financial LLC Added +424,351+424.4k
ENVESTNET ASSET MANAGEMENT INC Added +225,267+225.3k
Hedeker Wealth, LLC New +161,000+161.0k
CAPSTONE WEALTH MANAGEMENT GROUP, LLC Added +159,789+159.8k
Twelve Points Wealth Management LLC Added +97,757+97.8k
Vestmark Advisory Solutions, Inc. New +89,006+89.0k
Private Advisory Group LLC New +78,823+78.8k
VAN STRUM & TOWNE INC. New +76,605+76.6k

Biggest sellers

STATE STREET CORP Reduced -237,723-237.7k
JANE STREET GROUP, LLC Sold out -233,558-233.6k
Arete Wealth Advisors, LLC Sold out -116,641-116.6k
CreativeOne Wealth, LLC Sold out -108,635-108.6k
Clark Capital Management Group, Inc. Sold out -104,760-104.8k
OLD MISSION CAPITAL LLC Sold out -100,747-100.7k
FINANCIAL LIFE ADVISORS Sold out -88,494-88.5k
CITADEL ADVISORS LLC Sold out -46,444-46.4k
OSAIC HOLDINGS, INC. Reduced -28,473-28.5k
WEALTHSOURCE PARTNERS, LLC Sold out -26,059-26.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $252.7k10.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,344,2022.3m $55.4m $55.4m 0.01% Added +1.6m +1,626,667
2 NYL Investors LLC 2.69% of their portfolio NEW YORK, NY 1,863,0501.9m $44.0m $44.0m 2.69% Added +3.8k +3,800
3 Gradient Investments LLC 1.20% of their portfolio ARDEN HILLS, MN 1,857,7851.9m $43.9m $43.9m 1.20% Added +448.4k +448,389
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,449,5841.4m $34.2m $34.2m 0.00% Reduced -237.7k -237,723
5 Metropolitan Life Insurance Co/NY 1.21% of their portfolio New York, NY 1,000,0001.0m $23.6m $23.6m 1.21% Unchanged
6 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 881,335881.3k $20.8m $20.8m 0.13% Added +49.1k +49,094
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 774,208774.2k $18.3m $18.3m 0.01% Added +424.4k +424,351
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 751,368751.4k $17.7m $17.7m 0.00% Added +22.2k +22,181
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 396,818396.8k $9.4m $9.4m 0.00% Added +23.4k +23,399
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 305,321305.3k $7.2m $7.2m 0.00% Added +225.3k +225,267
11 Twelve Points Wealth Management LLC 4.07% of their portfolio CONCORD, MA 300,468300.5k $7.1m $7.1m 4.07% Added +97.8k +97,757
12 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 7.23% of their portfolio DUNMORE, PA 276,107276.1k $6.5m $6.5m 7.23% Added +159.8k +159,789
13 Hedeker Wealth, LLC 1.35% of their portfolio Lincolnshire, IL 161,000161.0k $3.8m $3.8m 1.35% New
14 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 137,000137.0k $3.2m $3.2m 0.01% Added +15.0k +15,000
15 Collaborative Wealth Managment Inc. 1.88% of their portfolio LAKE MARY, FL 126,280126.3k $3.0m $3.0m 1.88% Added +42.2k +42,190
16 Good Life Advisors, LLC 0.35% of their portfolio READING, PA 116,158116.2k $2.7m $2.7m 0.35% Added +38.1k +38,056
17 Elevated Capital Advisors, LLC 0.87% of their portfolio SANDY, UT 102,574102.6k $2.4m $2.4m 0.87% Reduced -4.0k -3,960
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 100,044100.0k $2.4m $2.4m 0.00% Added +16.2k +16,224
19 BlackRock Inc. 0.00% of their portfolio New York, NY 98,57798.6k $2.3m $2.3m 0.00% Reduced -7.9k -7,947
20 Vestmark Advisory Solutions, Inc. 0.09% of their portfolio Wakefield, MA 89,00689.0k $2.1m $2.1m 0.09% New
21 Private Advisory Group LLC 0.40% of their portfolio REDMOND, WA 78,82378.8k $1.9m $1.9m 0.40% New
22 VAN STRUM & TOWNE INC. 0.77% of their portfolio SAN FRANCISCO, CA 76,60576.6k $1.8m $1.8m 0.77% New
23 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 75,51875.5k $1.8m $1.8m 0.02% Added +35.3k +35,342
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 67,97468.0k $1.6m $1.6m 0.00% Added +64.0k +64,017
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 65,44365.4k $1.5m $1.5m 0.00% Added +5 +5
26 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 64,16464.2k $1.5m $1.5m 0.01% Added +15.6k +15,618
27 Econ Financial Services Corp 1.12% of their portfolio HARRISBURG, PA 62,73762.7k $1.5m $1.5m 1.12% New
28 CONNING INC. 0.05% of their portfolio HARTFORD, CT 60,00060.0k $1.4m $1.4m 0.05% Unchanged
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,56654.6k $1.3m $1.3m 0.00% Added +23.1k +23,142
30 CSM Advisors, LLC 0.11% of their portfolio WARRENDALE, PA 54,20054.2k $1.3m $1.3m 0.11% Unchanged
31 NSI Retail Advisors, LLC 0.28% of their portfolio WARRENDALE, PA 54,20054.2k $1.3m $1.3m 0.28% Unchanged
32 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 52,32952.3k $1.2m $1.2m 0.12% New
33 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 51,67051.7k $1.2m $1.2m 0.01% Reduced -1.3k -1,310
34 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,92042.9k $1.0m $1.0m 0.00% New
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,31042.3k $999.0k $999.0k 0.00% Added +2.8k +2,783
36 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 35,16535.2k $830.6k $830.6k 0.02% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 35,12035.1k $829.5k $829.5k 0.00% Reduced -4.6k -4,611
38 TRUEFG, LLC 0.37% of their portfolio CEDAR PARK, TX 34,30034.3k $810.2k $810.2k 0.37% Reduced -393 -393
39 Insight Advisors, LLC/ PA 0.17% of their portfolio Newtown, PA 31,36331.4k $740.8k $740.8k 0.17% Added +1.5k +1,537
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,40029.4k $694.5k $694.5k 0.00% Reduced -28.5k -28,473
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,10426.1k $616.6k $616.6k 0.00% Added +3.6k +3,641
42 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 24,26224.3k $573.1k $573.1k 0.08% Added +20.1k +20,133
43 Advisory Alpha, LLC 0.03% of their portfolio HOLLAND, MI 22,14722.1k $523.1k $523.1k 0.03% Reduced -1.6k -1,617
44 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 20,33220.3k $480.2k $480.2k 0.02% Added +16 +16
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,74419.7k $466.3k $466.3k 0.01% Reduced -1.8k -1,754
46 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 19,31219.3k $456.2k $456.2k 0.03% Reduced -1.5k -1,467
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,85618.9k $445.0k $445.0k 0.00% Added +151 +151
48 COMPASS FINANCIAL ADVISORS LLC 0.53% of their portfolio FORT WAYNE, IN 17,84817.8k $421.6k $421.6k 0.53% Added +1.5k +1,547
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,58116.6k $391.0k $391.0k 0.00% Reduced -2.2k -2,196
50 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 16,56416.6k $391.2k $391.2k 0.02% Reduced -336 -336
51 CFS Investment Advisory Services, LLC 0.07% of their portfolio TOTOWA, NJ 15,77115.8k $373.0k $373.0k 0.07% Added +3.9k +3,861
52 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 15,60415.6k $368.6k $368.6k 0.02% Added +833 +833
53 PETERSON WEALTH MANAGEMENT 0.34% of their portfolio SPARKS, NV 14,93714.9k $352.8k $352.8k 0.34% Added +99 +99
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 14,22814.2k $336.1k $336.1k 0.03% Reduced -1.0k -1,003
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,07614.1k $332.5k $332.5k 0.00% Added +1.4k +1,443
56 HF Advisory Group, LLC 0.20% of their portfolio Annapolis, MD 9,7479.7k $230.2k $230.2k 0.20% Reduced -924 -924
57 CLIENT 1ST ADVISORY GROUP, LLC 0.12% of their portfolio DUNEDIN, FL 9,4309.4k $222.7k $222.7k 0.12% Reduced -1.2k -1,238
58 Joseph P. Lucia & Associates, LLC 0.15% of their portfolio Yorktown Heights, NY 9,3469.3k $220.8k $220.8k 0.15% Reduced -2.2k -2,207
59 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 8,7498.7k $206.7k $206.7k 0.00% New
60 Archer Investment Corp 0.06% of their portfolio Carmel, IN 6,8996.9k $163.0k $163.0k 0.06% Unchanged
61 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 4,4194.4k $209.1k $209.1k 0.00% Reduced -4.4k -4,390
62 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 3,6513.7k $86.2k $86.2k 0.00% Reduced -2.8k -2,760
63 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,0933.1k $72.1k $72.1k 0.01% New
64 NEW ENGLAND ASSET MANAGEMENT INC 0.01% of their portfolio FARMINGTON, CT 3,0003.0k $70.9k $70.9k 0.01% Unchanged
65 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 2,7522.8k $65.0k $65.0k 0.01% Reduced -69 -69
66 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,5772.6k $60.8k $60.8k 0.00% Added +2.1k +2,082
67 Iron Horse Wealth Management, LLC 0.03% of their portfolio JOHSTON, IA 2,1932.2k $51.8k $51.8k 0.03% Reduced -28 -28
68 Castleview Partners, LLC 0.04% of their portfolio DALLAS, TX 2,0342.0k $48.0k $48.0k 0.04% Reduced -47 -47
69 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,6021.6k $37.8k $37.8k 0.00% Reduced -155 -155
70 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,2661.3k $29.9k $29.9k 0.00% Added +104 +104
71 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,0101.0k $23.9k $23.9k 0.01% Unchanged
72 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 810810 $19.1k $19.1k 0.00% Unchanged
73 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 629629 $14.9k $14.9k 0.01% Unchanged
74 Morton Brown Family Wealth, LLC 0.01% of their portfolio ALLENTOWN, PA 559559 $13.2k $13.2k 0.01% New
75 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 450450 $11.0k $11.0k 0.00% New
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 409409 $9.7k $9.7k 0.00% Added +34 +34
77 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 386386 $9.1k $9.1k 0.00% Unchanged
78 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 376376 $8.9k $8.9k 0.00% Unchanged
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 360360 $8.5k $8.5k 0.00% Reduced -3.1k -3,096
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 343343 $8.1k $8.1k 0.00% Added +11 +11
81 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 280280 $6.6k $6.6k 0.00% Reduced -144 -144
82 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 272272 $6.4k $6.4k 0.00% Unchanged
83 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 236236 $5.5k $5.5k 0.00% Not comparable
84 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 215215 $5.1k $5.1k 0.00% Reduced -120 -120
85 CWM, LLC 0.00% of their portfolio OMAHA, NE 173173 $4.0k $4.0k 0.00% Reduced -760 -760
86 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 154154 $3.6k $3.6k 0.00% Unchanged
87 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8989 $2.0k $2.0k 0.00% Unchanged
88 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 7979 $1.9k $1.9k 0.00% New
89 Aspire Wealth Management Corp 0.00% of their portfolio WALTHAM, MA 7676 $1.8k $1.8k 0.00% Reduced -179 -179
90 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4141 $968 $968 0.00% Unchanged
91 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 2020 $472 $472 0.00% Unchanged
92 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 44 $1.0k $1.0k 0.00% Unchanged
93 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 00 $3 $3 0.00% Unchanged