SPDR SER TR SPLB
PORTFOLIO LN COR · ETP · CUSIP 78464A367
103
institutional holders
+5 vs Q3 2022
11.8m
shares reported held*
$267.2mreported value*
17 new
31 added
32 reduced
15 sold out
net sold ≈ $6.7m (-514.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.64. Options: 1 managers hold calls ($13.5k notional), 2 hold puts ($287.4k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 98 |
| Q4 2022 | 103 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $13.5k | $287.4k | 21.33 |
Biggest buyers
| AE Wealth Management LLC | New | +832.2k |
| Gradient Investments LLC | Added | +692.5k |
| STATE STREET CORP | Added | +249.1k |
| Twelve Points Wealth Management LLC | New | +202.7k |
| Arete Wealth Advisors, LLC | New | +116.6k |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC | New | +116.3k |
| BlackRock Inc. | New | +106.5k |
| Clark Capital Management Group, Inc. | New | +104.8k |
| BANK OF AMERICA CORP /DE/ | Added | +102.0k |
| OLD MISSION CAPITAL LLC | New | +100.7k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -1.5m |
| Advisory Alpha, LLC | Reduced | -834.1k |
| CITADEL ADVISORS LLC | Reduced | -290.5k |
| GOLDMAN SACHS GROUP INC | Sold out | -243.3k |
| CFS Investment Advisory Services, LLC | Reduced | -216.5k |
| WELLS FARGO & COMPANY/MN | Reduced | -125.4k |
| MORGAN STANLEY | Reduced | -117.6k |
| HORIZON FINANCIAL SERVICES, LLC | Sold out | -88.0k |
| HRT FINANCIAL LP | Sold out | -69.3k |
| WEALTHSOURCE PARTNERS, LLC | Reduced | -29.6k |
Biggest calls
| CITADEL ADVISORS LLC | New | $13.5k600 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $235.7k10.5k shares |
| CITADEL ADVISORS LLC | New | $51.6k2.3k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| NYL Investors LLC 3.00% of their portfolio | 1.9m $41.7m | Added +55.1k |
| STATE STREET CORP 0.00% of their portfolio | 1.7m $37.9m | Added +249.1k |
| Gradient Investments LLC 1.00% of their portfolio | 1.4m $31.6m | Added +692.5k |
| Metropolitan Life Insurance Co/NY 1.00% of their portfolio | 1.0m $22.4m | Unchanged |
| AE Wealth Management LLC 0.14% of their portfolio | 832.2k $18.7m | New |
| MORGAN STANLEY 0.00% of their portfolio | 729.2k $16.4m | Reduced -117.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 717.5k $16.1m | Added +102.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 373.4k $8.4m | Reduced -125.4k |
| LPL Financial LLC 0.01% of their portfolio | 349.9k $7.9m | Added +4.9k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 233.6k $5.2m | Reduced -1.5m |
| Twelve Points Wealth Management LLC 3.10% of their portfolio | 202.7k $4.6m | New |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 122.0k $2.7m | Added +66.0k |
| Arete Wealth Advisors, LLC 0.46% of their portfolio | 116.6k $5.2m | New |
| CAPSTONE WEALTH MANAGEMENT GROUP, LLC 2.81% of their portfolio | 116.3k $2.6m | New |
| CreativeOne Wealth, LLC 0.13% of their portfolio | 108.6k $2.4m | Added +11.2k |
| Elevated Capital Advisors, LLC 0.91% of their portfolio | 106.5k $2.4m | Reduced -10.3k |
| BlackRock Inc. 0.00% of their portfolio | 106.5k $2.4m | New |
| Clark Capital Management Group, Inc. 0.02% of their portfolio | 104.8k $2.4m | New |
| OLD MISSION CAPITAL LLC 0.10% of their portfolio | 100.7k $2.3m | New |
| FINANCIAL LIFE ADVISORS 0.92% of their portfolio | 88.5k $2.0m | Added +31.7k |
| Collaborative Wealth Managment Inc. 1.24% of their portfolio | 84.1k $1.9m | Added +4.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 83.8k $1.9m | Added +30.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 80.1k $1.8m | Added +35.2k |
| Good Life Advisors, LLC 0.24% of their portfolio | 78.1k $1.8m | Added +67.1k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 65.4k $1.5m | Added +44.1k |
| CONNING INC. 0.04% of their portfolio | 60.0k $1.3m | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 57.9k $1.3m | Added +848 |
| CSM Advisors, LLC 0.12% of their portfolio | 54.2k $1.2m | Reduced -4.7k |
| NSI Retail Advisors, LLC 0.29% of their portfolio | 54.2k $1.2m | Reduced -4.7k |
| ASSETMARK, INC 0.01% of their portfolio | 53.0k $1.2m | Added +1.5k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 48.5k $1.1m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 46.4k $1.0m | Reduced -290.5k |
| Private Advisor Group, LLC 0.03% of their portfolio | 40.2k $902.0k | Reduced -280 |
| UBS Group AG 0.00% of their portfolio | 39.7k $892.0k | Reduced -5.9k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 39.5k $887.0k | Added +13.7k |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio | 35.2k $789.5k | New |
| TRUEFG, LLC 0.37% of their portfolio | 34.7k $778.9k | Reduced -2.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 31.4k $705.0k | Added +13.4k |
| Insight Advisors, LLC/ PA 0.24% of their portfolio | 29.8k $677.0k | Added +4.4k |
| WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio | 26.1k $585.0k | Reduced -29.6k |
| Advisory Alpha, LLC 0.04% of their portfolio | 23.8k $533.7k | Reduced -834.1k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 22.5k $504.3k | Reduced -1.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 21.5k $15.2k | Reduced -2.9k |
| IHT Wealth Management, LLC 0.03% of their portfolio | 20.8k $466.5k | Added +231 |
| Composition Wealth, LLC 0.02% of their portfolio | 20.3k $456.1k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 18.8k $421.0k | Added +2.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 18.7k $420.0k | Added +1.7k |
| CoreCap Advisors, LLC 0.03% of their portfolio | 18.0k $403.7k | Added +1.5k |
| HARBOUR INVESTMENTS, INC. 0.02% of their portfolio | 16.9k $379.4k | Reduced -3.7k |
| COMPASS FINANCIAL ADVISORS LLC 0.49% of their portfolio | 16.3k $366.0k | Reduced -153 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio | 15.2k $341.9k | Reduced -162 |
| PETERSON WEALTH MANAGEMENT 0.34% of their portfolio | 14.8k $333.1k | Added +2.2k |
| Geneos Wealth Management Inc. 0.02% of their portfolio | 14.8k $331.6k | Added +256 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 12.6k $283.6k | Added +286 |
| CFS Investment Advisory Services, LLC 0.06% of their portfolio | 11.9k $267.0k | Reduced -216.5k |
| Joseph P. Lucia & Associates, LLC 0.19% of their portfolio | 11.6k $259.4k | Reduced -547 |
| Quadrant Private Wealth Management, LLC 0.08% of their portfolio | 10.8k $241.5k | First filing |
| HF Advisory Group, LLC 0.24% of their portfolio | 10.7k $239.6k | First filing |
| CLIENT 1ST ADVISORY GROUP, LLC 0.14% of their portfolio | 10.7k $239.5k | Reduced -18.2k |
| Legacy Financial Group LLC 0.07% of their portfolio | 10.4k $232.7k | Reduced -490 |
| Crew Capital Management, Ltd 0.29% of their portfolio | 9.1k $204.0k | Reduced -1.2k |
| EP Wealth Advisors, LLC 0.00% of their portfolio | 8.8k $197.8k | New |
| Kaizen Financial Strategies 0.20% of their portfolio | 8.4k $202.0k | New |
| Archer Investment Corp 0.06% of their portfolio | 6.9k $154.9k | Unchanged |
| Advisors Asset Management, Inc. 0.00% of their portfolio | 6.4k $143.9k | Reduced -3.0k |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 4.1k $93.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.0k $89.0k | Reduced -16.9k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 3.5k $78.0k | New |
| HERITAGE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 3.3k $73.1k | Added +1.4k |
| NEW ENGLAND ASSET MANAGEMENT INC 0.00% of their portfolio | 3.0k $67.3k | Unchanged |
| Sound Income Strategies, LLC 0.01% of their portfolio | 2.8k $63.3k | Reduced -65 |
| Iron Horse Wealth Management, LLC 0.03% of their portfolio | 2.2k $50.0k | Added +1.9k |
| Castleview Partners, LLC 0.05% of their portfolio | 2.1k $46.7k | Added +121 |
| Belpointe Asset Management LLC 0.00% of their portfolio | 1.8k $39.4k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.2k $26.1k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 1.0k $22.9k | New |
| TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio | 1.0k $22.9k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 933 $21.0k | Added +932 |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 810 $18.2k | Added +288 |
| WR Wealth Planners, LLC 0.01% of their portfolio | 629 $14.1k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 495 $11.1k | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 424 $9.5k | Unchanged |
| Global Financial Private Client, LLC 0.00% of their portfolio | 386 $8.7k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 376 $8.4k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 375 $8.4k | Reduced -364 |
| Zullo Investment Group, Inc. 0.00% of their portfolio | 353 $7.9k | Unchanged |
| Aspire Private Capital, LLC 0.00% of their portfolio | 335 $7.5k | Reduced -190 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 332 $7.5k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 272 $6.1k | Reduced -14.6k |
| Aspire Wealth Management Corp 0.00% of their portfolio | 255 $5.7k | Reduced -194 |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 232 $5.2k | First filing |
| Coppell Advisory Solutions Corp. 0.00% of their portfolio | 232 $5.2k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 172 $7.0k | Reduced -135 |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 154 $3.5k | First filing |
| Fiduciary Alliance LLC 0.00% of their portfolio | 116 $2.6k | First filing |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 89 $2.0k | Unchanged |
| NFSG Corp 0.00% of their portfolio | 41 $920 | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 36 $1.0k | Added +1 |
| Rosenberg Matthew Hamilton 0.00% of their portfolio | 31 $696 | Reduced -46 |
| Clearview Wealth Advisors LLC 0.00% of their portfolio | 20 $449 | Reduced -1.4k |