Vault-13

SPDR SERIES TRUST BWZ

BLOOMBERG SHORT · ETP · CUSIP 78464A334

36 institutional holders -5 vs Q2 2023
5,095,7235.1m shares reported held*
$131.3mreported value*
0 new 10 added 17 reduced 6 sold out net sold ≈ $11.3m (-437.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.77.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 44Q4 22: 50Q1 23: 45Q2 23: 41Q3 23: 3636Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202244
Q4 202250
Q1 202345
Q2 202341
Q3 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 23 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221821
Q1 20231723
Q2 20231721
Q3 20231023

Biggest buyers

Financial Management Professionals, Inc. Added +114,128+114.1k
OSAIC HOLDINGS, INC. Added +49,416+49.4k
Quent Capital, LLC Added +28,147+28.1k
Walkner Condon Financial Advisors LLC Added +18,788+18.8k
Denver PWM, LLC Added +3,902+3.9k
Clearstead Advisors, LLC Added +3,509+3.5k
ROYAL BANK OF CANADA Added +1,444+1.4k
MML INVESTORS SERVICES, LLC Added +869+869
UBS Group AG Added +93+93
Palisades Hudson Asset Management, L.P. Added +31+31

Biggest sellers

RETIREMENT CAPITAL STRATEGIES Sold out -223,121-223.1k
Checchi Capital Advisers, LLC Reduced -120,111-120.1k
JANE STREET GROUP, LLC Reduced -72,712-72.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -67,452-67.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -66,052-66.1k
BANK OF AMERICA CORP /DE/ Reduced -37,226-37.2k
CITADEL ADVISORS LLC Sold out -15,135-15.1k
Creative Planning Reduced -11,884-11.9k
FREEDOM WEALTH ALLIANCE, LLC Sold out -10,786-10.8k
Global Retirement Partners, LLC Sold out -9,067-9.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,141,3471.1m $29.4m $29.4m 0.01% Reduced -66.1k -66,052
2 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 1,032,3331.0m $26.6m $26.6m 0.10% Reduced -67.5k -67,452
3 Checchi Capital Advisers, LLC 1.58% of their portfolio BEVERLY HILLS, CA 659,847659.8k $17.0m $17.0m 1.58% Reduced -120.1k -120,111
4 Financial Management Professionals, Inc. 2.56% of their portfolio AUSTIN, TX 564,492564.5k $14.5m $14.5m 2.56% Added +114.1k +114,128
5 Quent Capital, LLC 1.40% of their portfolio NEW YORK, NY 347,758347.8k $9.0m $9.0m 1.40% Added +28.1k +28,147
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 261,512261.5k $6.7m $6.7m 0.01% Reduced -72.7k -72,712
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,143133.1k $3.4m $3.4m 0.00% Added +1.4k +1,444
8 Walkner Condon Financial Advisors LLC 0.89% of their portfolio MADISON, WI 129,679129.7k $3.3m $3.3m 0.89% Added +18.8k +18,788
9 Elmwood Wealth Management, Inc. 1.43% of their portfolio BERKELEY, CA 114,919114.9k $3.0m $3.0m 1.43% Reduced -5.5k -5,493
10 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 114,350114.3k $2.9m $2.9m 0.00% Reduced -11.9k -11,884
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 110,936110.9k $2.9m $2.9m 0.00% Added +49.4k +49,416
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 107,910107.9k $2.8m $2.8m 0.01% Reduced -3.1k -3,107
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.15% of their portfolio BIRMINGHAM, AL 76,55276.6k $2.0m $2.0m 0.15% Reduced -351 -351
14 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 75,73775.7k $2.0m $2.0m 0.01% Added +869 +869
15 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 41,16041.2k $1.1m $1.1m 0.05% Reduced -5.5k -5,476
16 Denver PWM, LLC 0.34% of their portfolio DENVER, CO 31,54031.5k $809.6k $809.6k 0.34% Added +3.9k +3,902
17 Legacy Wealth Asset Management, LLC 0.25% of their portfolio WOODBURY, MN 26,49626.5k $682.8k $682.8k 0.25% Reduced -1.8k -1,838
18 Lunt Capital Management, Inc. 0.33% of their portfolio HOLLADAY, UT 24,10224.1k $621.1k $621.1k 0.33% Reduced -391 -391
19 Martin Capital Partners, LLC 0.19% of their portfolio EUGENE, OR 17,66517.7k $455.0k $455.0k 0.19% Reduced -127 -127
20 Windham Capital Management, LLC 0.18% of their portfolio BOSTON, MA 17,11317.1k $441.0k $441.0k 0.18% Reduced -2.9k -2,942
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,80312.8k $329.9k $329.9k 0.00% Added +93 +93
22 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 11,17611.2k $288.0k $288.0k 0.02% Unchanged
23 Palisades Hudson Asset Management, L.P. 0.14% of their portfolio FORT LAUDERDALE, FL 9,8719.9k $254.0k $254.0k 0.14% Added +31 +31
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,3579.4k $241.1k $241.1k 0.00% Reduced -1.6k -1,630
25 LFA - Lugano Financial Advisors SA 0.16% of their portfolio LUGANO, V8 7,1577.2k $184.4k $184.4k 0.16% Unchanged
26 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 7,0187.0k $180.9k $180.9k 0.01% Added +3.5k +3,509
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,2714.3k $110.1k $110.1k 0.00% Reduced -37.2k -37,226
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,9832.0k $51.1k $51.1k 0.00% Reduced -1.4k -1,390
29 Running Point Capital Advisors, LLC 0.01% of their portfolio EL SEGUNDO, CA 903903 $23.3k $23.3k 0.01% Unchanged
30 Caldwell Trust Co 0.00% of their portfolio Venice, FL 819819 $21.1k $21.1k 0.00% Unchanged
31 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 720720 $18.6k $18.6k 0.00% Not comparable
32 LAM GROUP, INC. 0.02% of their portfolio LAKE OSWEGO, OR 645645 $16.6k $16.6k 0.02% Reduced -35 -35
33 CARDIFF PARK ADVISORS, LLC 0.00% of their portfolio SAN MARCOS, CA 325325 $8.4k $8.4k 0.00% Unchanged
34 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 8181 $2.1k $2.1k 0.00% Unchanged
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33 $77 $77 0.00% Unchanged
36 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $52 $52 0.00% Unchanged