Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

174 institutional holders -11 vs Q4 2024
14,742,16814.7m shares reported held*
$477.4mreported value*
13 new 64 added 50 reduced 25 sold out net sold ≈ $14.2m (-436.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.39. Options: 1 managers hold calls ($197.6k notional), 1 hold puts ($100.4k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199Q1 23: 194Q2 23: 186Q3 23: 172Q4 23: 181Q1 24: 168Q2 24: 169Q3 24: 176Q4 24: 185Q1 25: 174174Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022195
Q4 2022199
Q1 2023194
Q2 2023186
Q3 2023172
Q4 2023181
Q1 2024168
Q2 2024169
Q3 2024176
Q4 2024185
Q1 2025174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 71 bought or addedQ2 23: 96 cut or sold outQ3 23: 53 bought or addedQ3 23: 94 cut or sold outQ3 23Q4 23: 79 bought or addedQ4 23: 83 cut or sold outQ1 24: 62 bought or addedQ1 24: 87 cut or sold outQ1 24Q2 24: 84 bought or addedQ2 24: 62 cut or sold outQ3 24: 82 bought or addedQ3 24: 66 cut or sold outQ3 24Q4 24: 84 bought or addedQ4 24: 70 cut or sold outQ1 25: 77 bought or addedQ1 25: 75 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20237196
Q3 20235394
Q4 20237983
Q1 20246287
Q2 20248462
Q3 20248266
Q4 20248470
Q1 20257775

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $128.7kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $197.6kQ1 25 puts: $100.4kQ1 25P/C 0.51
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$128.7k$00.00
Q1 2025$197.6k$100.4k0.51

Biggest buyers

MORGAN STANLEY Added +244,410+244.4k
ROYAL BANK OF CANADA Added +183,181+183.2k
WELLS FARGO & COMPANY/MN Added +105,501+105.5k
Sage Advisory Services, Ltd.Co. Added +94,923+94.9k
TRUIST FINANCIAL CORP Added +68,230+68.2k
ENVESTNET ASSET MANAGEMENT INC Added +66,590+66.6k
Bank of New York Mellon Corp Added +63,727+63.7k
Orion Portfolio Solutions, LLC Added +62,116+62.1k
FLPUTNAM INVESTMENT MANAGEMENT CO Added +54,603+54.6k
RAYMOND JAMES FINANCIAL INC Added +50,728+50.7k

Biggest sellers

Tradewinds Capital Management, LLC Reduced -302,138-302.1k
NewSquare Capital LLC Reduced -227,741-227.7k
BlackRock, Inc. Sold out -122,871-122.9k
Elevation Capital Advisory, LLC Sold out -87,580-87.6k
GeoWealth Management, LLC Sold out -87,580-87.6k
Atlas Private Wealth Advisors Reduced -84,832-84.8k
ZACKS INVESTMENT MANAGEMENT Reduced -80,298-80.3k
Prospera Financial Services Inc Reduced -78,578-78.6k
Nilsine Partners, LLC Sold out -65,628-65.6k
Fifth Third Securities, Inc. Reduced -63,008-63.0k

Biggest calls

CITADEL ADVISORS LLC Added $197.6k6.1k shares

Biggest puts

CITADEL ADVISORS LLC New $100.4k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,365,4441.4m $44.2m $44.2m 0.00% Added +244.4k +244,410
2 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,110,4661.1m $36.0m $36.0m 0.01% Added +63.7k +63,727
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 986,591986.6k $32.0m $32.0m 0.01% Added +183.2k +183,181
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 957,912957.9k $31.0m $31.0m 0.01% Added +105.5k +105,501
5 State of Wisconsin - Board of Commissioners of Public Lands 17.57% of their portfolio MADISON, WI 840,093840.1k $27.2m $27.2m 17.57% Unchanged
6 CNO Financial Group, Inc. 18.96% of their portfolio Carmel, IN 700,000700.0k $22.7m $22.7m 18.96% First filing
7 FLPUTNAM INVESTMENT MANAGEMENT CO 0.38% of their portfolio PORTLAND, ME 628,350628.4k $20.4m $20.4m 0.38% Added +54.6k +54,603
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 566,766566.8k $18.4m $18.4m 0.01% Added +66.6k +66,590
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 560,804560.8k $18.2m $18.2m 0.01% Reduced -33.2k -33,216
10 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 465,468465.5k $15.1m $15.1m 0.19% Added +48.3k +48,329
11 Atlas Private Wealth Advisors 1.70% of their portfolio RED BANK, NJ 376,424376.4k $12.2m $12.2m 1.70% Reduced -84.8k -84,832
12 Crews Bank & Trust 1.62% of their portfolio PORT CHARLOTTE, FL 293,603293.6k $9.5m $9.5m 1.62% Added +2.9k +2,948
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 284,257284.3k $9.2m $9.2m 0.00% Added +50.7k +50,728
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 276,560276.6k $9.0m $9.0m 0.00% Added +4.5k +4,482
15 Sage Advisory Services, Ltd.Co. 5.24% of their portfolio AUSTIN, TX 275,449275.4k $8.9m $8.9m 5.24% Added +94.9k +94,923
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 273,333273.3k $8.9m $8.9m 0.01% Added +68.2k +68,230
17 ST GERMAIN D J CO INC 0.41% of their portfolio SPRINGFIELD, MA 268,321268.3k $8.7m $8.7m 0.41% Added +34.8k +34,785
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 214,821214.8k $7.0m $7.0m 0.00% Reduced -38.3k -38,335
19 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 212,034212.0k $6.9m $6.9m 0.04% Reduced -10.4k -10,379
20 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 198,909198.9k $6.4m $6.4m 0.10% Added +1.8k +1,784
21 Barry Investment Advisors, LLC 1.70% of their portfolio NEW BEDFORD, MA 198,020198.0k $6.4m $6.4m 1.70% Reduced -8.4k -8,401
22 Long Run Wealth Advisors, LLC 1.36% of their portfolio Lake Placid, NY 185,124185.1k $6.0m $6.0m 1.36% Added +20.6k +20,550
23 Sound Income Strategies, LLC 0.31% of their portfolio FT LAUDERDALE, FL 162,992163.0k $5.3m $5.3m 0.31% Added +6.3k +6,349
24 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 156,104156.1k $5.0m $5.0m 0.03% Reduced -7.0k -7,015
25 Twelve Points Wealth Management LLC 1.27% of their portfolio CONCORD, MA 144,463144.5k $4.7m $4.7m 1.27% Added +20.9k +20,936
26 Shilanski & Associates, Inc. 1.41% of their portfolio ANCHORAGE, AK 139,890139.9k $4.5m $4.5m 1.41% Added +8.5k +8,529
27 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 126,757126.8k $4.1m $4.1m 0.02% Added +62.1k +62,116
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 117,644117.6k $3.8m $3.8m 0.00% Reduced -4.8k -4,758
29 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 116,514116.5k $3.8m $3.8m 0.00% Added +27.7k +27,743
30 Shulman DeMeo Asset Management LLC 1.02% of their portfolio LAKE SUCCESS, NY 112,426112.4k $3.6m $3.6m 1.02% Reduced -472 -472
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 101,819101.8k $3.3m $3.3m 0.01% Reduced -958 -958
32 Investors Research Corp 0.66% of their portfolio ATLANTA, GA 94,48994.5k $3.1m $3.1m 0.66% Added +9 +9
33 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 88,72888.7k $2.9m $2.9m 0.03% Added +1.8k +1,791
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 82,68182.7k $2.7m $2.7m 0.00% Reduced -451 -451
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 79,66179.7k $2.6m $2.6m 0.00% Reduced -3.1k -3,064
36 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 78,03978.0k $2.5m $2.5m 0.01% Reduced -15.2k -15,206
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 77,68677.7k $2.5m $2.5m 0.00% Added +9.0k +9,020
38 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 75,67475.7k $2.5m $2.5m 0.10% Added +4.9k +4,910
39 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 62,11662.1k $2.0m $2.0m 0.02% Reduced -2.5k -2,525
40 Rosenberg Matthew Hamilton 0.50% of their portfolio GRAND JUNCTION, CO 61,82361.8k $2.0m $2.0m 0.50% Added +8.5k +8,458
41 FDx Advisors, Inc. 0.65% of their portfolio BERWYN, PA 61,45761.5k $2.0m $2.0m 0.65% Added +14.4k +14,384
42 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 60,21860.2k $2.0m $2.0m 0.01% Reduced -1.1k -1,079
43 Aspetuck Financial Management LLC 1.62% of their portfolio WESTPORT, CT 57,97058.0k $1.9m $1.9m 1.62% Reduced -40 -40
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,62853.6k $1.7m $1.7m 0.00% Reduced -10.4k -10,363
45 Voya Financial Advisors, Inc. 0.19% of their portfolio WINDSOR, CT 52,93552.9k $1.7m $1.7m 0.19% Reduced -1.6k -1,636
46 Wealthspire Retirement, LLC 0.12% of their portfolio ALISO VIEJO, CA 47,87847.9k $1.6m $1.6m 0.12% Added +1.3k +1,270
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 42,62242.6k $1.4m $1.4m 0.00% Added +367 +367
48 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 37,74637.7k $1.2m $1.2m 0.03% Reduced -3.4k -3,426
49 SK Wealth Management, LLC 0.63% of their portfolio PROVIDENCE, RI 37,39337.4k $1.2m $1.2m 0.63% Added +199 +199
50 FULTON BREAKEFIELD BROENNIMAN LLC 0.08% of their portfolio Bethesda, MD 35,93135.9k $1.2m $1.2m 0.08% Added +150 +150
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,01535.0k $1.1m $1.1m 0.00% Reduced -47.3k -47,317
52 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 33,91133.9k $1.1m $1.1m 0.00% Added +7.5k +7,498
53 Bath Savings Trust Co 0.11% of their portfolio BATH, ME 33,04733.0k $1.1m $1.1m 0.11% Reduced -680 -680
54 ZACKS INVESTMENT MANAGEMENT 0.01% of their portfolio Chicago, IL 32,44432.4k $1.1m $1.1m 0.01% Reduced -80.3k -80,298
55 XML Financial, LLC 0.10% of their portfolio BETHESDA, MD 32,40932.4k $1.0m $1.0m 0.10% Reduced -232 -232
56 Provenance Wealth Advisors, LLC 0.15% of their portfolio FORT LAUDERDALE, FL 31,53531.5k $1.0m $1.0m 0.15% Unchanged
57 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,31329.3k $949.0k $949.0k 0.00% Reduced -3.0k -2,956
58 Financial Insights, Inc. 0.37% of their portfolio TACOMA, WA 28,52928.5k $924.1k $924.1k 0.37% Added +1.3k +1,296
59 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 0.93% of their portfolio SEATTLE, WA 28,17728.2k $912.7k $912.7k 0.93% Added +5.1k +5,123
60 ALEXANDER LABRUNERIE & CO., INC. 0.38% of their portfolio COLUMBIA, MO 27,37827.4k $886.8k $886.8k 0.38% Reduced -849 -849
61 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,08425.1k $812.0k $812.0k 0.00% Reduced -5.3k -5,280
62 Betterment LLC 0.00% of their portfolio NEW YORK, NY 23,96624.0k $776.0k $776.0k 0.00% Added +117 +117
63 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 23,44623.4k $759.4k $759.4k 0.18% Added +5 +5
64 Matrix Trust Co 0.13% of their portfolio DENVER, CO 22,99923.0k $745.0k $745.0k 0.13% Added +6.7k +6,666
65 Crestwood Advisors Group, LLC 0.01% of their portfolio BOSTON, MA 22,82122.8k $739.2k $739.2k 0.01% Unchanged
66 McAdam, LLC 0.04% of their portfolio Philadelphia, PA 21,99722.0k $712.5k $712.5k 0.04% Reduced -10.4k -10,368
67 CGN Advisors LLC 0.07% of their portfolio MANHATTAN, KS 21,89021.9k $709.0k $709.0k 0.07% Added +5.3k +5,337
68 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 21,22321.2k $687.4k $687.4k 0.01% Added +601 +601
69 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,56620.6k $666.0k $666.0k 0.00% Added +934 +934
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,72119.7k $638.7k $638.7k 0.00% Reduced -14.6k -14,594
71 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 19,23119.2k $622.9k $622.9k 0.05% Reduced -63.0k -63,008
72 Cornerstone Financial Group, LLC /NE/ 0.51% of their portfolio OMAHA, NE 17,84917.8k $564.9k $564.9k 0.51% Added +2.2k +2,182
73 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 17,70317.7k $573.4k $573.4k 0.06% Added +4.4k +4,434
74 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 17,62817.6k $571.0k $571.0k 0.01% Added +1.2k +1,180
75 Sharper & Granite LLC 0.21% of their portfolio EL SEGUNDO, CA 16,02516.0k $519.0k $519.0k 0.21% Reduced -960 -960
76 Euro Pacific Asset Management, LLC 0.09% of their portfolio DORADO, PR 15,96516.0k $515.0k $515.0k 0.09% Unchanged
77 GLOBALT Investments LLC / GA 0.02% of their portfolio Atlanta, GA 15,96416.0k $517.1k $517.1k 0.02% Reduced -1.7k -1,670
78 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 15,73315.7k $509.6k $509.6k 0.01% Reduced -653 -653
79 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 15,35415.4k $497.3k $497.3k 0.02% New
80 NBT BANK, N.A. 0.04% of their portfolio NORWICH, NY 15,22115.2k $493.0k $493.0k 0.04% Unchanged
81 Pure Financial Advisors, LLC 0.01% of their portfolio SAN DIEGO, CA 14,74814.7k $477.7k $477.7k 0.01% Added +232 +232
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,57214.6k $472.0k $472.0k 0.00% Reduced -4 -4
83 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 14,42914.4k $467.4k $467.4k 0.01% Added +7.3k +7,309
84 Hilton Capital Management, LLC 0.04% of their portfolio Garden City, NY 14,01014.0k $453.8k $453.8k 0.04% Unchanged
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,39013.4k $433.7k $433.7k 0.00% Reduced -53.2k -53,211
86 Inscription Capital, LLC 0.08% of their portfolio HOUSTON, TX 13,07313.1k $455.9k $455.9k 0.08% First filing
87 Sequent Planning LLC 0.15% of their portfolio OMAHA, NE 13,05813.1k $423.0k $423.0k 0.15% Reduced -671 -671
88 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 13,05213.1k $423.1k $423.1k 0.02% Added +2.6k +2,625
89 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,70611.7k $380.6k $380.6k 0.00% Added +3.0k +2,958
90 ECLECTIC ASSOCIATES INC /ADV 0.10% of their portfolio FULLERTON, CA 11,62811.6k $376.6k $376.6k 0.10% Added +15 +15
91 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 11,58111.6k $359.8k $359.8k 0.02% Added +189 +189
92 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,45710.5k $338.8k $338.8k 0.01% Reduced -78.6k -78,578
93 Artemis Wealth Advisors, LLC 0.07% of their portfolio Port Washington, NY 10,20010.2k $330.4k $330.4k 0.07% Added +110 +110
94 PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC 0.05% of their portfolio MINNEAPOLIS, MN 10,00010.0k $323.9k $323.9k 0.05% Unchanged
95 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,96610.0k $322.8k $322.8k 0.00% Added +465 +465
96 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 9,7619.8k $316.2k $316.2k 0.00% Added +954 +954
97 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.05% of their portfolio INDIANAPOLIS, IN 9,7529.8k $315.9k $315.9k 0.05% Added +2.8k +2,770
98 FORM Wealth Advisors, LLC 0.04% of their portfolio Lake Geneva, WI 9,6949.7k $314.0k $314.0k 0.04% First filing
99 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,3909.4k $304.1k $304.1k 0.00% Reduced -879 -879
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,1059.1k $294.9k $294.9k 0.00% Added +35 +35