Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

185 institutional holders +9 vs Q3 2024
14,467,45214.5m shares reported held*
$477.4mreported value*
20 new 64 added 53 reduced 17 sold out net bought ≈ $35.5m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.00. Options: 1 managers hold calls ($128.7k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199Q1 23: 194Q2 23: 186Q3 23: 172Q4 23: 181Q1 24: 168Q2 24: 169Q3 24: 176Q4 24: 185185Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022199
Q1 2023194
Q2 2023186
Q3 2023172
Q4 2023181
Q1 2024168
Q2 2024169
Q3 2024176
Q4 2024185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 94 bought or addedQ1 23: 82 cut or sold outQ2 23: 71 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 94 cut or sold outQ4 23: 79 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 87 cut or sold outQ2 24: 84 bought or addedQ2 24: 62 cut or sold outQ2 24Q3 24: 82 bought or addedQ3 24: 66 cut or sold outQ4 24: 84 bought or addedQ4 24: 70 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239482
Q2 20237196
Q3 20235394
Q4 20237983
Q1 20246287
Q2 20248462
Q3 20248266
Q4 20248470

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $128.7kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$128.7k$00.00

Biggest buyers

MORGAN STANLEY Added +180,514+180.5k
BlackRock, Inc. New +122,871+122.9k
ZACKS INVESTMENT MANAGEMENT New +112,742+112.7k
ST GERMAIN D J CO INC Added +104,560+104.6k
GeoWealth Management, LLC New +87,580+87.6k
Elevation Capital Advisory, LLC New +87,580+87.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +82,725+82.7k
Fifth Third Securities, Inc. Added +72,300+72.3k
&PARTNERS Added +53,840+53.8k
PARK AVENUE SECURITIES LLC Added +49,045+49.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -64,253-64.3k
Barry Investment Advisors, LLC Reduced -36,523-36.5k
MERCER GLOBAL ADVISORS INC /ADV Reduced -26,999-27.0k
TRUIST FINANCIAL CORP Reduced -25,267-25.3k
Tradewinds Capital Management, LLC Reduced -23,436-23.4k
SYNOVUS FINANCIAL CORP Reduced -21,977-22.0k
FINANCIAL COUNSELORS INC Reduced -17,902-17.9k
Sage Advisory Services, Ltd.Co. Reduced -14,356-14.4k
FLOW TRADERS U.S. LLC Sold out -13,734-13.7k
LPL Financial LLC Reduced -9,028-9.0k

Biggest calls

CITADEL ADVISORS LLC New $128.7k3.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,121,0341.1m $37.0m $37.0m 0.00% Added +180.5k +180,514
2 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,046,7391.0m $34.5m $34.5m 0.01% Reduced -5.5k -5,480
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 852,411852.4k $28.1m $28.1m 0.01% Added +33.2k +33,227
4 State of Wisconsin - Board of Commissioners of Public Lands 17.70% of their portfolio MADISON, WI 840,093840.1k $27.7m $27.7m 17.70% Unchanged
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 803,410803.4k $26.5m $26.5m 0.01% Added +27.2k +27,222
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 594,020594.0k $19.6m $19.6m 0.01% Reduced -9.0k -9,028
7 FLPUTNAM INVESTMENT MANAGEMENT CO 0.35% of their portfolio PORTLAND, ME 573,747573.7k $18.9m $18.9m 0.35% Added +29.2k +29,243
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 500,176500.2k $16.5m $16.5m 0.01% Added +9.7k +9,676
9 Atlas Private Wealth Advisors 2.16% of their portfolio RED BANK, NJ 461,256461.3k $15.2m $15.2m 2.16% Added +14.1k +14,090
10 PARK AVENUE SECURITIES LLC 0.14% of their portfolio NEW YORK, NY 417,139417.1k $13.8m $13.8m 0.14% Added +49.0k +49,045
11 Tradewinds Capital Management, LLC 2.69% of their portfolio BELLINGHAM, WA 308,831308.8k $10.2m $10.2m 2.69% Reduced -23.4k -23,436
12 Crews Bank & Trust 1.62% of their portfolio PORT CHARLOTTE, FL 290,655290.7k $9.6m $9.6m 1.62% First filing
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 272,078272.1k $9.0m $9.0m 0.00% Added +11.2k +11,151
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 253,156253.2k $8.4m $8.4m 0.00% Added +45.3k +45,296
15 ST GERMAIN D J CO INC 0.35% of their portfolio SPRINGFIELD, MA 233,536233.5k $7.7m $7.7m 0.35% Added +104.6k +104,560
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 233,529233.5k $7.7m $7.7m 0.00% First filing
17 NewSquare Capital LLC 0.60% of their portfolio NEWTOWN SQUARE, PA 228,226228.2k $7.5m $7.5m 0.60% Added +925 +925
18 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 222,413222.4k $7.3m $7.3m 0.05% Reduced -6.8k -6,829
19 Barry Investment Advisors, LLC 2.19% of their portfolio NEW BEDFORD, MA 206,421206.4k $6.8m $6.8m 2.19% Reduced -36.5k -36,523
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 205,103205.1k $6.8m $6.8m 0.01% Reduced -25.3k -25,267
21 FINANCIAL COUNSELORS INC 0.09% of their portfolio Overland Park, KS 197,125197.1k $6.5m $6.5m 0.09% Reduced -17.9k -17,902
22 Sage Advisory Services, Ltd.Co. 3.53% of their portfolio AUSTIN, TX 180,526180.5k $6.0m $6.0m 3.53% Reduced -14.4k -14,356
23 Long Run Wealth Advisors, LLC 1.30% of their portfolio Lake Placid, NY 164,574164.6k $5.4m $5.4m 1.30% Added +13.2k +13,198
24 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 163,119163.1k $5.5m $5.5m 0.03% Reduced -5.7k -5,732
25 Sound Income Strategies, LLC 0.32% of their portfolio FT LAUDERDALE, FL 156,643156.6k $5.2m $5.2m 0.32% Added +6.7k +6,684
26 Shilanski & Associates, Inc. 1.39% of their portfolio ANCHORAGE, AK 131,361131.4k $4.3m $4.3m 1.39% Added +5.2k +5,220
27 Twelve Points Wealth Management LLC 1.17% of their portfolio CONCORD, MA 123,527123.5k $4.1m $4.1m 1.17% Added +40.2k +40,167
28 BlackRock, Inc. 0.00% of their portfolio New York, NY 122,871122.9k $4.1m $4.1m 0.00% New
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 122,402122.4k $4.0m $4.0m 0.00% Reduced -7.8k -7,771
30 Shulman DeMeo Asset Management LLC 1.01% of their portfolio LAKE SUCCESS, NY 112,898112.9k $3.7m $3.7m 1.01% Reduced -3.5k -3,472
31 ZACKS INVESTMENT MANAGEMENT 0.03% of their portfolio Chicago, IL 112,742112.7k $3.7m $3.7m 0.03% New
32 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 102,777102.8k $3.4m $3.4m 0.01% Added +8.5k +8,457
33 Investors Research Corp 0.68% of their portfolio ATLANTA, GA 94,48094.5k $3.1m $3.1m 0.68% Reduced -1.2k -1,236
34 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 93,24593.2k $3.1m $3.1m 0.01% Reduced -27.0k -26,999
35 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 89,03589.0k $2.9m $2.9m 0.07% Added +1.9k +1,945
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 88,77188.8k $2.9m $2.9m 0.00% Reduced -678 -678
37 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 87,58087.6k $2.9m $2.9m 0.09% New
38 Elevation Capital Advisory, LLC 1.24% of their portfolio BEND, OR 87,58087.6k $2.9m $2.9m 1.24% New
39 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 86,93786.9k $2.9m $2.9m 0.04% Added +53.8k +53,840
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 83,13283.1k $2.7m $2.7m 0.00% Added +517 +517
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 82,72582.7k $2.7m $2.7m 0.01% New
42 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 82,33282.3k $2.6m $2.6m 0.01% Added +26.1k +26,115
43 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 82,23982.2k $2.7m $2.7m 0.23% Added +72.3k +72,300
44 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 70,76470.8k $2.3m $2.3m 0.08% Added +4.4k +4,441
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 68,66668.7k $2.3m $2.3m 0.00% Added +2.2k +2,235
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,60166.6k $2.2m $2.2m 0.00% Added +38.4k +38,360
47 Nilsine Partners, LLC 0.23% of their portfolio GREENWOOD VILLAGE, CO 65,62865.6k $2.2m $2.2m 0.23% Added +7.3k +7,279
48 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 64,64164.6k $2.1m $2.1m 0.02% Reduced -1.0k -1,041
49 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 64,64164.6k $2.1m $2.1m 0.02% Reduced -1.0k -1,041
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 63,99164.0k $2.1m $2.1m 0.00% Reduced -64.3k -64,253
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 61,29761.3k $2.0m $2.0m 0.01% Added +453 +453
52 Aspetuck Financial Management LLC 1.49% of their portfolio WESTPORT, CT 58,01058.0k $1.9m $1.9m 1.49% First filing
53 Voya Financial Advisors, Inc. 0.20% of their portfolio WINDSOR, CT 54,57154.6k $1.8m $1.8m 0.20% Added +1.6k +1,599
54 Rosenberg Matthew Hamilton 0.46% of their portfolio GRAND JUNCTION, CO 53,36553.4k $1.8m $1.8m 0.46% Added +1.7k +1,742
55 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 52,10752.1k $1.7m $1.7m 0.00% Added +2.8k +2,755
56 FDx Advisors, Inc. 0.45% of their portfolio BERWYN, PA 47,07347.1k $1.6m $1.6m 0.45% Added +6.4k +6,419
57 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 47,00047.0k $1.5m $1.5m 0.01% Added +11.0k +11,000
58 Wealthspire Retirement, LLC 0.12% of their portfolio ALISO VIEJO, CA 46,60846.6k $1.5m $1.5m 0.12% Reduced -1.6k -1,618
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 42,25542.3k $1.4m $1.4m 0.00% Reduced -5.5k -5,481
60 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 41,17241.2k $1.4m $1.4m 0.04% Reduced -8.3k -8,298
61 SK Wealth Management, LLC 0.62% of their portfolio PROVIDENCE, RI 37,19437.2k $1.2m $1.2m 0.62% Added +45 +45
62 FULTON BREAKEFIELD BROENNIMAN LLC 0.08% of their portfolio Bethesda, MD 35,78135.8k $1.2m $1.2m 0.08% New
63 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 34,31534.3k $1.1m $1.1m 0.01% Added +925 +925
64 Bath Savings Trust Co 0.11% of their portfolio BATH, ME 33,72733.7k $1.1m $1.1m 0.11% Reduced -600 -600
65 XML Financial, LLC 0.10% of their portfolio BETHESDA, MD 32,64132.6k $1.1m $1.1m 0.10% Added +6.6k +6,602
66 McAdam, LLC 0.06% of their portfolio Philadelphia, PA 32,36532.4k $1.1m $1.1m 0.06% Reduced -3.0k -3,043
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,26932.3k $1.1m $1.1m 0.00% Added +2.2k +2,170
68 Provenance Wealth Advisors, LLC 0.13% of their portfolio FORT LAUDERDALE, FL 31,53531.5k $1.0m $1.0m 0.13% Unchanged
69 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,36430.4k $1.0m $1.0m 0.00% Reduced -3.9k -3,897
70 ALEXANDER LABRUNERIE & CO., INC. 0.41% of their portfolio COLUMBIA, MO 28,22728.2k $931.2k $931.2k 0.41% Reduced -97 -97
71 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 27,76327.8k $915.9k $915.9k 0.03% Added +2.2k +2,157
72 Financial Insights, Inc. 0.33% of their portfolio TACOMA, WA 27,23327.2k $898.4k $898.4k 0.33% Added +1.2k +1,160
73 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 26,41326.4k $871.4k $871.4k 0.00% Added +1.2k +1,155
74 Transamerica Financial Advisors, LLC 0.09% of their portfolio CEDAR RAPIDS, IA 26,32726.3k $869.0k $869.0k 0.09% Added +243 +243
75 Betterment LLC 0.00% of their portfolio NEW YORK, NY 23,84923.8k $787.0k $787.0k 0.00% Unchanged
76 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 23,44123.4k $773.3k $773.3k 0.18% Reduced -10 -10
77 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 0.76% of their portfolio SEATTLE, WA 23,05423.1k $760.6k $760.6k 0.76% Reduced -355 -355
78 Crestwood Advisors Group, LLC 0.01% of their portfolio BOSTON, MA 22,82122.8k $752.9k $752.9k 0.01% Unchanged
79 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 20,62220.6k $680.4k $680.4k 0.01% Reduced -22.0k -21,977
80 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,63219.6k $648.0k $648.0k 0.00% Added +1.0k +1,013
81 GLOBALT Investments LLC / GA 0.02% of their portfolio Atlanta, GA 17,63417.6k $581.7k $581.7k 0.02% Reduced -351 -351
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,31317.3k $571.2k $571.2k 0.01% Added +15.7k +15,722
83 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,08017.1k $563.5k $563.5k 0.00% Added +6.8k +6,847
84 Sharper & Granite LLC 0.25% of their portfolio EL SEGUNDO, CA 16,98517.0k $560.3k $560.3k 0.25% Reduced -700 -700
85 CGN Advisors LLC 0.05% of their portfolio MANHATTAN, KS 16,55316.6k $546.1k $546.1k 0.05% Reduced -827 -827
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 16,44816.4k $542.6k $542.6k 0.01% Reduced -5.2k -5,166
87 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 16,38616.4k $540.6k $540.6k 0.01% Reduced -304 -304
88 Matrix Trust Co 0.09% of their portfolio DENVER, CO 16,33316.3k $539.0k $539.0k 0.09% Added +14.4k +14,432
89 Euro Pacific Asset Management, LLC 0.12% of their portfolio DORADO, PR 15,96516.0k $539.0k $539.0k 0.12% Unchanged
90 Cornerstone Financial Group, LLC /NE/ 0.51% of their portfolio OMAHA, NE 15,66715.7k $516.9k $516.9k 0.51% First filing
91 NBT BANK, N.A. 0.03% of their portfolio NORWICH, NY 15,22115.2k $502.1k $502.1k 0.03% Unchanged
92 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 14,97615.0k $494.1k $494.1k 0.03% Reduced -387 -387
93 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,57614.6k $480.9k $480.9k 0.00% Unchanged
94 Pure Financial Advisors, LLC 0.01% of their portfolio SAN DIEGO, CA 14,51614.5k $478.9k $478.9k 0.01% Added +1.1k +1,149
95 Hilton Capital Management, LLC 0.04% of their portfolio Garden City, NY 14,01014.0k $462.2k $462.2k 0.04% Added +3.7k +3,735
96 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 13,83013.8k $456.3k $456.3k 0.03% Added +1.1k +1,115
97 Sequent Planning LLC 0.17% of their portfolio OMAHA, NE 13,72913.7k $452.9k $452.9k 0.17% Reduced -3.0k -3,015
98 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 13,26913.3k $437.7k $437.7k 0.04% Unchanged
99 ECLECTIC ASSOCIATES INC /ADV 0.11% of their portfolio FULLERTON, CA 11,61311.6k $383.1k $383.1k 0.11% Added +240 +240
100 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 11,39211.4k $371.7k $371.7k 0.02% Added +178 +178