Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

169 institutional holders +1 vs Q1 2024
10,349,70010.3m shares reported held*
$346.5mreported value*
22 new 62 added 41 reduced 21 sold out net bought ≈ $8.3m (+252.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.48.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199Q1 23: 194Q2 23: 186Q3 23: 172Q4 23: 181Q1 24: 168Q2 24: 169169Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022199
Q1 2023194
Q2 2023186
Q3 2023172
Q4 2023181
Q1 2024168
Q2 2024169

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 94 bought or addedQ4 22: 95 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 82 cut or sold outQ2 23: 71 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 94 cut or sold outQ4 23: 79 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 87 cut or sold outQ2 24: 84 bought or addedQ2 24: 62 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229495
Q1 20239482
Q2 20237196
Q3 20235394
Q4 20237983
Q1 20246287
Q2 20248462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 23 calls: $19.5kQ3 23 puts: $824.5kQ3 23P/C 42.33Q4 23 calls: $67.0kQ4 23 puts: $13.4kQ4 23P/C 0.20Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$19.5k$824.5k42.33
Q4 2023$67.0k$13.4k0.20
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Bank of New York Mellon Corp New +587,945+587.9k
ROYAL BANK OF CANADA Added +200,992+201.0k
ENVESTNET ASSET MANAGEMENT INC Added +179,783+179.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +140,428+140.4k
Sage Advisory Services, Ltd.Co. Added +116,067+116.1k
RAYMOND JAMES & ASSOCIATES Added +98,049+98.0k
Lido Advisors, LLC Added +89,154+89.2k
Atlas Private Wealth Advisors Added +74,571+74.6k
TRUIST FINANCIAL CORP Added +49,426+49.4k
PARK AVENUE SECURITIES LLC Added +47,096+47.1k

Biggest sellers

MORGAN STANLEY Reduced -986,987-987.0k
Mariner, LLC Reduced -272,663-272.7k
Charles Schwab Investment Advisory, Inc. Sold out -145,990-146.0k
FINANCIAL COUNSELORS INC Reduced -69,801-69.8k
Powers Advisory Group, LLC Sold out -47,821-47.8k
CAPTRUST FINANCIAL ADVISORS Sold out -26,666-26.7k
Global Assets Advisory, LLC Sold out -24,318-24.3k
TOWNSQUARE CAPITAL LLC Reduced -21,585-21.6k
HARBOR ADVISORY CORP /MA/ Sold out -17,075-17.1k
Treynor Bancshares, Inc. Reduced -15,910-15.9k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 State of Wisconsin - Board of Commissioners of Public Lands 6.85% of their portfolio MADISON, WI 840,093840.1k $28.5m $28.5m 6.85% Unchanged
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 693,983694.0k $23.5m $23.5m 0.01% Added +40.8k +40,757
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 634,128634.1k $21.5m $21.5m 0.01% Added +7.9k +7,906
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 630,222630.2k $21.4m $21.4m 0.01% Added +201.0k +200,992
5 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 587,945587.9k $19.9m $19.9m 0.00% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 516,004516.0k $17.5m $17.5m 0.00% Reduced -987.0k -986,987
7 FLPUTNAM INVESTMENT MANAGEMENT CO 0.28% of their portfolio PORTLAND, ME 435,833435.8k $14.8m $14.8m 0.28% Added +16.6k +16,632
8 PARK AVENUE SECURITIES LLC 0.14% of their portfolio NEW YORK, NY 332,827332.8k $11.3m $11.3m 0.14% Added +47.1k +47,096
9 Lido Advisors, LLC 0.09% of their portfolio Los Angeles, CA 326,576326.6k $11.1m $11.1m 0.09% Added +89.2k +89,154
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 314,732314.7k $10.7m $10.7m 0.00% Added +179.8k +179,783
11 FINANCIAL COUNSELORS INC 0.14% of their portfolio Overland Park, KS 252,281252.3k $8.6m $8.6m 0.14% Reduced -69.8k -69,801
12 Barry Investment Advisors, LLC 2.82% of their portfolio NEW BEDFORD, MA 247,200247.2k $8.4m $8.4m 2.82% Reduced -12.8k -12,788
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 243,947243.9k $8.3m $8.3m 0.00% Reduced -10.2k -10,194
14 Sage Advisory Services, Ltd.Co. 1.86% of their portfolio AUSTIN, TX 194,882194.9k $6.6m $6.6m 1.86% Added +116.1k +116,067
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 194,694194.7k $6.6m $6.6m 0.00% Reduced -7.6k -7,645
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 189,781189.8k $6.4m $6.4m 0.01% Added +49.4k +49,426
17 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 169,482169.5k $5.8m $5.8m 0.04% Added +2.5k +2,456
18 Sound Income Strategies, LLC 0.31% of their portfolio FT LAUDERDALE, FL 144,311144.3k $4.9m $4.9m 0.31% Added +11.5k +11,480
19 Atlas Private Wealth Advisors 0.79% of their portfolio RED BANK, NJ 144,130144.1k $4.9m $4.9m 0.79% Added +74.6k +74,571
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 140,428140.4k $4.8m $4.8m 0.00% New
21 Long Run Wealth Advisors, LLC 1.21% of their portfolio Lake Placid, NY 140,364140.4k $4.8m $4.8m 1.21% Added +5.6k +5,621
22 Shilanski & Associates, Inc. 1.47% of their portfolio ANCHORAGE, AK 129,140129.1k $4.4m $4.4m 1.47% Added +4.8k +4,827
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 126,480126.5k $4.3m $4.3m 0.00% Reduced -746 -746
24 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 124,411124.4k $544.7k $544.7k 0.00% Added +1.4k +1,367
25 ST GERMAIN D J CO INC 0.20% of their portfolio SPRINGFIELD, MA 121,325121.3k $4.1m $4.1m 0.20% Added +9.1k +9,073
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 117,635117.6k $4.0m $4.0m 0.00% Added +98.0k +98,049
27 Shulman DeMeo Asset Management LLC 1.03% of their portfolio LAKE SUCCESS, NY 116,584116.6k $4.0m $4.0m 1.03% Reduced -741 -741
28 Investors Research Corp 0.76% of their portfolio ATLANTA, GA 95,76595.8k $3.2m $3.2m 0.76% Reduced -131 -131
29 Elevation Capital Advisory, LLC 1.34% of their portfolio BEND, OR 86,39186.4k $2.9m $2.9m 1.34% First filing
30 Mariner, LLC 0.01% of their portfolio Overland Park, KS 81,84681.8k $2.8m $2.8m 0.01% Reduced -272.7k -272,663
31 Twelve Points Wealth Management LLC 0.85% of their portfolio CONCORD, MA 71,28571.3k $2.4m $2.4m 0.85% Added +10.1k +10,123
32 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 66,19166.2k $2.2m $2.2m 0.02% Reduced -2.8k -2,796
33 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 66,19166.2k $2.2m $2.2m 0.02% Reduced -2.8k -2,796
34 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 64,87364.9k $2.2m $2.2m 0.08% Added +6.2k +6,160
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 64,21664.2k $2.2m $2.2m 0.01% Added +37.2k +37,201
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 58,45458.5k $2.0m $2.0m 0.00% Added +16.2k +16,207
37 Provenance Wealth Advisors, LLC 0.24% of their portfolio FORT LAUDERDALE, FL 51,53551.5k $1.7m $1.7m 0.24% Unchanged
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,12551.1k $1.7m $1.7m 0.00% Added +10.5k +10,496
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 50,89550.9k $1.7m $1.7m 0.00% Reduced -1.5k -1,519
40 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 48,58248.6k $1.6m $1.6m 0.00% Added +13.3k +13,303
41 Wealthspire Retirement, LLC 0.13% of their portfolio ALISO VIEJO, CA 47,42647.4k $1.6m $1.6m 0.13% Added +1.1k +1,107
42 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 47,31447.3k $1.6m $1.6m 0.05% Reduced -2.3k -2,287
43 Rosenberg Matthew Hamilton 0.47% of their portfolio GRAND JUNCTION, CO 47,14447.1k $1.6m $1.6m 0.47% Added +3.2k +3,152
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,58846.6k $1.6m $1.6m 0.00% Added +46.4k +46,353
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 44,26544.3k $1.5m $1.5m 0.01% Added +121 +121
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 43,91943.9k $1.5m $1.5m 0.00% Reduced -5.5k -5,519
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,67540.7k $1.4m $1.4m 0.00% Added +890 +890
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,13040.1k $1.4m $1.4m 0.00% Reduced -2.0k -2,006
49 McAdam, LLC 0.07% of their portfolio Philadelphia, PA 36,32136.3k $1.2m $1.2m 0.07% Added +1.9k +1,876
50 Bath Savings Trust Co 0.13% of their portfolio BATH, ME 35,76035.8k $1.2m $1.2m 0.13% Reduced -725 -725
51 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 31,91431.9k $1.1m $1.1m 0.01% Added +4.2k +4,225
52 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 31,22431.2k $920 $920 0.00% New
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 29,89629.9k $1.0m $1.0m 0.00% Added +141 +141
54 ALEXANDER LABRUNERIE & CO., INC. 0.52% of their portfolio COLUMBIA, MO 28,32428.3k $961.0k $961.0k 0.52% Reduced -416 -416
55 FDx Advisors, Inc. 0.26% of their portfolio BERWYN, PA 28,02328.0k $951.0k $951.0k 0.26% New
56 XML Financial, LLC 0.09% of their portfolio BETHESDA, MD 26,31926.3k $893.0k $893.0k 0.09% Added +659 +659
57 Voya Financial Advisors, Inc. 0.10% of their portfolio WINDSOR, CT 25,36725.4k $862.5k $862.5k 0.10% New
58 Diligent Investors, LLC 0.20% of their portfolio REDLANDS, CA 24,00124.0k $814.4k $814.4k 0.20% Reduced -324 -324
59 Betterment LLC 0.00% of their portfolio NEW YORK, NY 23,84923.8k $809.0k $809.0k 0.00% Unchanged
60 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 23,80523.8k $807.7k $807.7k 0.05% Unchanged
61 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 0.85% of their portfolio SEATTLE, WA 23,40923.4k $794.3k $794.3k 0.85% Added +1.5k +1,494
62 Crestwood Advisors Group, LLC 0.02% of their portfolio BOSTON, MA 22,40422.4k $760.2k $760.2k 0.02% Added +8.7k +8,704
63 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 21,71521.7k $736.8k $736.8k 0.00% Added +5.0k +4,989
64 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 20,47520.5k $694.7k $694.7k 0.01% Added +468 +468
65 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 20,27220.3k $687.8k $687.8k 0.01% Reduced -2.1k -2,100
66 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,66919.7k $667.0k $667.0k 0.00% Reduced -3.0k -2,989
67 Sequent Planning LLC 0.22% of their portfolio OMAHA, NE 19,26519.3k $646.9k $646.9k 0.22% Added +2.6k +2,617
68 GLOBALT Investments LLC / GA 0.03% of their portfolio Atlanta, GA 18,46718.5k $626.6k $626.6k 0.03% Reduced -2.1k -2,063
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,35518.4k $622.8k $622.8k 0.00% Added +10.0k +10,046
70 CGN Advisors LLC 0.07% of their portfolio MANHATTAN, KS 18,08718.1k $613.7k $613.7k 0.07% Added +3.0k +2,978
71 Financial Insights, Inc. 0.17% of their portfolio TACOMA, WA 18,04918.0k $612.4k $612.4k 0.17% Added +2.8k +2,827
72 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 17,82617.8k $604.8k $604.8k 0.02% Reduced -1.6k -1,643
73 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 17,01117.0k $577.2k $577.2k 0.05% Added +4.6k +4,553
74 Sharper & Granite LLC 0.25% of their portfolio EL SEGUNDO, CA 15,19515.2k $515.6k $515.6k 0.25% Reduced -2.7k -2,670
75 Pure Financial Advisors, LLC 0.01% of their portfolio SAN DIEGO, CA 14,91014.9k $505.9k $505.9k 0.01% Added +747 +747
76 NBT BANK, N.A. 0.04% of their portfolio NORWICH, NY 14,64014.6k $496.7k $496.7k 0.04% Unchanged
77 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 13,99214.0k $474.7k $474.7k 0.01% Reduced -8.3k -8,339
78 Inscription Capital, LLC 0.07% of their portfolio HOUSTON, TX 13,07313.1k $443.6k $443.6k 0.07% Unchanged
79 Cornerstone Planning Group LLC 0.13% of their portfolio FAIRFIELD, NJ 13,03013.0k $437.5k $437.5k 0.13% New
80 ECLECTIC ASSOCIATES INC /ADV 0.17% of their portfolio FULLERTON, CA 11,19611.2k $379.9k $379.9k 0.17% Added +175 +175
81 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 11,04111.0k $379.5k $379.5k 0.02% Added +174 +174
82 BEAM WEALTH ADVISORS, INC. 0.12% of their portfolio COVINGTON, LA 10,71710.7k $363.6k $363.6k 0.12% Added +256 +256
83 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 10,54010.5k $357.6k $357.6k 0.04% Added +15 +15
84 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 10,48810.5k $355.9k $355.9k 0.02% Added +1.2k +1,242
85 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,16810.2k $345.0k $345.0k 0.00% Reduced -21.6k -21,585
86 Artemis Wealth Advisors, LLC 0.06% of their portfolio Port Washington, NY 9,7289.7k $330.1k $330.1k 0.06% Added +152 +152
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,6049.6k $325.9k $325.9k 0.00% Added +663 +663
88 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 9,3669.4k $317.8k $317.8k 0.03% Unchanged
89 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,3539.4k $317.4k $317.4k 0.01% Added +471 +471
90 Treynor Bancshares, Inc. 0.32% of their portfolio TREYNOR, IA 9,0759.1k $307.9k $307.9k 0.32% Reduced -15.9k -15,910
91 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 8,9849.0k $304.8k $304.8k 0.00% Added +66 +66
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,9488.9k $303.6k $303.6k 0.00% Reduced -4.9k -4,858
93 CHATHAM CAPITAL GROUP, INC. 0.05% of their portfolio SAVANNAH, GA 8,7008.7k $295.2k $295.2k 0.05% Unchanged
94 Hilton Capital Management, LLC 0.02% of their portfolio Garden City, NY 8,5408.5k $289.8k $289.8k 0.02% Added +615 +615
95 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 8,3588.4k $283.6k $283.6k 0.01% Unchanged
96 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 8,1008.1k $274.8k $274.8k 0.00% Unchanged
97 Falcon Wealth Planning 0.04% of their portfolio Ontario, CA 8,0588.1k $273.4k $273.4k 0.04% Reduced -13.5k -13,544
98 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,9638.0k $270.2k $270.2k 0.01% New
99 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,8607.9k $267.0k $267.0k 0.00% Reduced -188 -188
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,8557.9k $266.5k $266.5k 0.00% Reduced -3.3k -3,252