Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

172 institutional holders -14 vs Q2 2023
10,784,72210.8m shares reported held*
$350.1mreported value*
12 new 41 added 68 reduced 26 sold out net bought ≈ $20.2m (+621.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.46. Options: 1 managers hold calls ($19.5k notional), 2 hold puts ($824.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199Q1 23: 194Q2 23: 186Q3 23: 172172Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022195
Q4 2022199
Q1 2023194
Q2 2023186
Q3 2023172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 94 bought or addedQ4 22: 95 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 82 cut or sold outQ1 23Q2 23: 71 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 94 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229495
Q1 20239482
Q2 20237196
Q3 20235394

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $3.4kQ1 23 puts: $849.0kQ1 23P/C 250.00Q2 23 calls: $20.1kQ2 23 puts: $1.0mQ2 23P/C 50.43Q3 23 calls: $19.5kQ3 23 puts: $824.5kQ3 23P/C 42.33
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$3.4k$849.0k250.00
Q2 2023$20.1k$1.0m50.43
Q3 2023$19.5k$824.5k42.33

Biggest buyers

FINANCIAL COUNSELORS INC New +1,219,150+1.2m
MORGAN STANLEY Added +56,061+56.1k
LPL Financial LLC Added +54,921+54.9k
Ameritas Advisory Services, LLC New +54,874+54.9k
PARK AVENUE SECURITIES LLC Added +37,017+37.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,584+17.6k
Crestwood Advisors Group, LLC New +14,700+14.7k
EAGLE HARBOR ASSET MANAGEMENT INC /ADV New +12,185+12.2k
Shilanski & Associates, Inc. Added +10,234+10.2k
COMERICA BANK New +9,127+9.1k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -198,133-198.1k
JANE STREET GROUP, LLC Reduced -99,918-99.9k
MassMutual Private Wealth & Trust, FSB Reduced -99,070-99.1k
IFG Advisory, LLC Sold out -74,217-74.2k
BANK OF AMERICA CORP /DE/ Reduced -47,887-47.9k
WELLS FARGO & COMPANY/MN Reduced -47,782-47.8k
B. Riley Wealth Advisors, Inc. Reduced -33,897-33.9k
SVB WEALTH LLC Reduced -22,466-22.5k
GeoWealth Management, LLC Sold out -20,192-20.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -18,700-18.7k

Biggest calls

CITADEL ADVISORS LLC Unchanged $19.5k600 shares

Biggest puts

Belvedere Trading LLC Unchanged $486.9k15.0k shares
CITADEL ADVISORS LLC Added $337.6k10.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FINANCIAL COUNSELORS INC 0.79% of their portfolio Overland Park, KS 1,219,1501.2m $39.6m $39.6m 0.79% New
2 State of Wisconsin - Board of Commissioners of Public Lands 6.58% of their portfolio MADISON, WI 840,093840.1k $27.3m $27.3m 6.58% Unchanged
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 761,338761.3k $24.7m $24.7m 0.01% Reduced -47.8k -47,782
4 CNO Financial Group, Inc. 99.44% of their portfolio Carmel, IN 700,000700.0k $22.7m $22.7m 99.44% Unchanged
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 664,341664.3k $21.6m $21.6m 0.02% Added +54.9k +54,921
6 FLPUTNAM INVESTMENT MANAGEMENT CO 0.42% of their portfolio PORTLAND, ME 471,223471.2k $15.3m $15.3m 0.42% Reduced -353 -353
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 465,913465.9k $15.1m $15.1m 0.00% Added +56.1k +56,061
8 Mariner, LLC 0.04% of their portfolio Overland Park, KS 461,013461.0k $15.0m $15.0m 0.04% Reduced -12.8k -12,833
9 Barry Investment Advisors, LLC 3.29% of their portfolio NEW BEDFORD, MA 281,336281.3k $9.1m $9.1m 3.29% Reduced -2.2k -2,168
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 268,928268.9k $8.7m $8.7m 0.00% Reduced -2.7k -2,709
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 246,463246.5k $8.0m $8.0m 0.00% Reduced -47.9k -47,887
12 MassMutual Private Wealth & Trust, FSB 0.29% of their portfolio Windsor, CT 239,521239.5k $7.8m $7.8m 0.29% Reduced -99.1k -99,070
13 Vickerman Investment Advisors, Inc. 2.86% of their portfolio SPOKANE, WA 215,860215.9k $7.0m $7.0m 2.86% Added +1.3k +1,280
14 Provenance Wealth Advisors, LLC 1.04% of their portfolio FORT LAUDERDALE, FL 198,846198.8k $6.5m $6.5m 1.04% First filing
15 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 197,008197.0k $6.4m $6.4m 0.10% Added +37.0k +37,017
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 159,661159.7k $5.2m $5.2m 0.00% Added +5.1k +5,110
17 Charles Schwab Investment Advisory, Inc. 0.01% of their portfolio SAN FRANCISCO, CA 141,635141.6k $4.6m $4.6m 0.01% Reduced -1.1k -1,118
18 Long Run Wealth Advisors, LLC 1.41% of their portfolio Lake Placid, NY 133,769133.8k $4.3m $4.3m 1.41% Reduced -607 -607
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 133,246133.2k $4.3m $4.3m 0.01% Added +1.9k +1,927
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 130,414130.4k $4.2m $4.2m 0.00% Reduced -17.2k -17,162
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 129,210129.2k $4.2m $4.2m 0.00% Added +5.5k +5,479
22 Shulman DeMeo Asset Management LLC 1.30% of their portfolio LAKE SUCCESS, NY 119,723119.7k $3.9m $3.9m 1.30% Reduced -106 -106
23 ST GERMAIN D J CO INC 0.22% of their portfolio SPRINGFIELD, MA 119,575119.6k $3.9m $3.9m 0.22% Reduced -4.7k -4,721
24 Sound Income Strategies, LLC 0.31% of their portfolio FT LAUDERDALE, FL 114,684114.7k $3.7m $3.7m 0.31% Added +6.8k +6,845
25 Shilanski & Associates, Inc. 1.42% of their portfolio ANCHORAGE, AK 107,167107.2k $3.5m $3.5m 1.42% Added +10.2k +10,234
26 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 106,015106.0k $3.4m $3.4m 0.04% Reduced -11.0k -11,011
27 Investors Research Corp 0.84% of their portfolio ATLANTA, GA 99,11699.1k $3.2m $3.2m 0.84% Reduced -6.7k -6,653
28 Sage Advisory Services, Ltd.Co. 0.78% of their portfolio AUSTIN, TX 85,79585.8k $2.8m $2.8m 0.78% Unchanged
29 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 68,24068.2k $2.2m $2.2m 0.03% Reduced -3.2k -3,228
30 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 68,24068.2k $2.2m $2.2m 0.03% Reduced -3.2k -3,228
31 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 67,47767.5k $2.2m $2.2m 0.10% Reduced -2.7k -2,658
32 Twelve Points Wealth Management LLC 0.90% of their portfolio CONCORD, MA 55,62355.6k $1.8m $1.8m 0.90% Added +5.8k +5,843
33 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 54,87454.9k $1.8m $1.8m 0.09% New
34 New Hampshire Trust 0.48% of their portfolio CONCORD, NH 54,63454.6k $1.8m $1.8m 0.48% Reduced -18.0k -17,951
35 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 49,55249.6k $1.6m $1.6m 0.02% Reduced -4.2k -4,160
36 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 48,75748.8k $1.6m $1.6m 0.00% Reduced -8.6k -8,647
37 Powers Advisory Group, LLC 1.05% of their portfolio Highland, IL 47,43747.4k $1.5m $1.5m 1.05% Reduced -362 -362
38 Wealthspire Retirement, LLC 0.29% of their portfolio ALISO VIEJO, CA 46,88746.9k $1.5m $1.5m 0.29% Added +304 +304
39 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,88844.9k $1.5m $1.5m 0.00% Reduced -397 -397
40 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 43,56143.6k $1.4m $1.4m 0.01% Reduced -1.4k -1,443
41 Rosenberg Matthew Hamilton 0.45% of their portfolio GRAND JUNCTION, CO 42,06242.1k $1.4m $1.4m 0.45% Reduced -1.7k -1,716
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,77341.8k $1.4m $1.4m 0.00% Added +17.6k +17,584
43 McAdam, LLC 0.11% of their portfolio Philadelphia, PA 41,45841.5k $1.3m $1.3m 0.11% Added +3.0k +3,040
44 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 41,32941.3k $1.3m $1.3m 0.00% Added +267 +267
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,13340.1k $1.3m $1.3m 0.00% Reduced -198.1k -198,133
46 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 38,29638.3k $1.2m $1.2m 0.01% Added +239 +239
47 Bath Savings Trust Co 0.15% of their portfolio BATH, ME 37,09737.1k $1.2m $1.2m 0.15% Reduced -3.7k -3,735
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,59134.6k $1.1m $1.1m 0.00% Reduced -18.6k -18,555
49 SWS Partners 0.40% of their portfolio COLUMBUS, OH 33,62533.6k $1.1m $1.1m 0.40% Added +164 +164
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,72631.7k $1.0m $1.0m 0.00% Reduced -1.9k -1,857
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,35429.4k $953.0k $953.0k 0.00% Reduced -3.4k -3,384
52 United Asset Strategies, Inc. 0.12% of their portfolio GARDEN CITY, NY 29,08929.1k $944.2k $944.2k 0.12% Reduced -102 -102
53 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 28,57028.6k $927.4k $927.4k 0.02% Reduced -1.8k -1,773
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,58226.6k $862.9k $862.9k 0.00% Reduced -683 -683
55 Treynor Bancshares, Inc. 0.53% of their portfolio TREYNOR, IA 25,56025.6k $829.6k $829.6k 0.53% Added +1.8k +1,772
56 1900 WEALTH MANAGEMENT LLC 0.08% of their portfolio SAN ANTONIO, TX 25,54825.5k $829.3k $829.3k 0.08% Reduced -514 -514
57 Diligent Investors, LLC 0.25% of their portfolio REDLANDS, CA 25,28525.3k $820.7k $820.7k 0.25% Reduced -75 -75
58 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 24,63724.6k $799.7k $799.7k 0.01% Added +3.7k +3,710
59 XML Financial, LLC 0.09% of their portfolio BETHESDA, MD 24,14224.1k $783.7k $783.7k 0.09% Reduced -636 -636
60 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 23,80523.8k $772.7k $772.7k 0.15% Unchanged
61 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,76922.8k $739.1k $739.1k 0.00% Reduced -99.9k -99,918
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,80521.8k $708.0k $708.0k 0.00% Reduced -9.9k -9,874
63 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 21,66721.7k $703.3k $703.3k 0.02% Reduced -22.5k -22,466
64 CGN Advisors LLC 0.09% of their portfolio MANHATTAN, KS 19,72419.7k $640.2k $640.2k 0.09% Reduced -108 -108
65 HARBOR ADVISORY CORP /MA/ 0.23% of their portfolio PORTSMOUTH, NH 19,70119.7k $639.5k $639.5k 0.23% Unchanged
66 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 19,69419.7k $639.3k $639.3k 0.03% Reduced -14 -14
67 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,15919.2k $621.9k $621.9k 0.00% Reduced -899 -899
68 West Wealth Group, LLC 0.27% of their portfolio Irvine, CA 18,71018.7k $607.3k $607.3k 0.27% Reduced -525 -525
69 Falcon Wealth Planning 0.13% of their portfolio Ontario, CA 18,49818.5k $600.4k $600.4k 0.13% Added +7.6k +7,565
70 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,16816.2k $524.8k $524.8k 0.01% Reduced -33.9k -33,897
71 Financial Insights, Inc. 0.17% of their portfolio TACOMA, WA 15,85715.9k $486.0k $486.0k 0.17% Reduced -16 -16
72 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,89714.9k $484.0k $484.0k 0.00% Added +22 +22
73 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 14,81314.8k $480.8k $480.8k 0.01% Added +239 +239
74 NBT BANK, N.A. 0.05% of their portfolio NORWICH, NY 14,75514.8k $478.9k $478.9k 0.05% Added +1.7k +1,690
75 Crestwood Advisors Group, LLC 0.01% of their portfolio BOSTON, MA 14,70014.7k $477.2k $477.2k 0.01% New
76 Pure Financial Advisors, LLC 0.02% of their portfolio SAN DIEGO, CA 14,24614.2k $462.4k $462.4k 0.02% Added +302 +302
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,84213.8k $449.3k $449.3k 0.00% Added +4.4k +4,367
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 13,75013.8k $446.3k $446.3k 0.01% Added +4.5k +4,500
79 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,60013.6k $441.0k $441.0k 0.00% Reduced -18.7k -18,700
80 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 13,38313.4k $434.4k $434.4k 0.01% Added +11 +11
81 Inscription Capital, LLC 0.14% of their portfolio HOUSTON, TX 13,07313.1k $424.4k $424.4k 0.14% Unchanged
82 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,93012.9k $419.7k $419.7k 0.00% Added +179 +179
83 Sharper & Granite LLC 0.24% of their portfolio EL SEGUNDO, CA 12,89512.9k $418.6k $418.6k 0.24% Added +2.2k +2,200
84 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 0.52% of their portfolio SEATTLE, WA 12,18512.2k $395.5k $395.5k 0.52% New
85 CHATHAM CAPITAL GROUP, INC. 0.08% of their portfolio SAVANNAH, GA 11,51011.5k $373.6k $373.6k 0.08% Unchanged
86 ZACKS INVESTMENT MANAGEMENT 0.00% of their portfolio Chicago, IL 11,19311.2k $363.3k $363.3k 0.00% Reduced -15.9k -15,872
87 Householder Group Estate & Retirement Specialist, LLC 0.13% of their portfolio SCOTTSDALE, AZ 11,03811.0k $358.3k $358.3k 0.13% First filing
88 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 10,95311.0k $355.5k $355.5k 0.03% Reduced -134 -134
89 BEAM WEALTH ADVISORS, INC. 0.25% of their portfolio COVINGTON, LA 10,79910.8k $350.5k $350.5k 0.25% Added +9 +9
90 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 10,49510.5k $340.7k $340.7k 0.04% Added +94 +94
91 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 10,48710.5k $340.4k $340.4k 0.04% Unchanged
92 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 9,7009.7k $314.9k $314.9k 0.00% Reduced -350 -350
93 Artemis Wealth Advisors, LLC 0.06% of their portfolio Port Washington, NY 9,4279.4k $306.0k $306.0k 0.06% Reduced -9.4k -9,427
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,1279.1k $296.3k $296.3k 0.00% New
95 Key Financial Inc 0.10% of their portfolio WEST CHESTER, PA 8,7928.8k $285.4k $285.4k 0.10% Reduced -1.4k -1,406
96 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 8,5468.5k $277.4k $277.4k 0.01% Reduced -340 -340
97 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 8,5098.5k $276.2k $276.2k 0.00% New
98 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,0198.0k $260.3k $260.3k 0.01% Reduced -1.3k -1,314
99 ECLECTIC ASSOCIATES INC /ADV 0.13% of their portfolio FULLERTON, CA 8,0128.0k $260.1k $260.1k 0.13% Unchanged
100 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 7,9958.0k $259.5k $259.5k 0.00% Unchanged