Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

199 institutional holders +4 vs Q3 2022
12,109,11912.1m shares reported held*
$397.2mreported value*
29 new 65 added 62 reduced 33 sold out net bought ≈ $22.9m (+713.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.80.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199199Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022195
Q4 2022199

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +216,926+216.9k
Raymond James Financial Services Advisors, Inc. Added +192,202+192.2k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +153,145+153.1k
WELLS FARGO & COMPANY/MN Added +94,801+94.8k
Shilanski & Associates, Inc. New +92,641+92.6k
MORGAN STANLEY Added +89,017+89.0k
BlackRock Inc. Added +72,884+72.9k
JANE STREET GROUP, LLC New +71,704+71.7k
Charles Schwab Investment Advisory, Inc. Added +63,317+63.3k
TRUIST FINANCIAL CORP Added +50,836+50.8k

Biggest sellers

Prospera Financial Services Inc Reduced -168,219-168.2k
RFG Advisory, LLC Sold out -97,351-97.4k
Sage Advisory Services, Ltd.Co. Reduced -89,024-89.0k
FIRST TRUST ADVISORS LP Sold out -48,990-49.0k
AMERIPRISE FINANCIAL INC Reduced -38,726-38.7k
MassMutual Private Wealth & Trust, FSB Reduced -37,319-37.3k
Transamerica Financial Advisors, LLC Reduced -34,226-34.2k
Genesee Capital Advisors, LLC Sold out -30,631-30.6k
Householder Group Estate & Retirement Specialist, LLC Sold out -30,152-30.2k
Bluespring Wealth Management, LLC Reduced -26,396-26.4k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PFS INVESTMENTS INC. 0.58% of their portfolio DULUTH, GA 938,178938.2k $30.8m $30.8m 0.58% Added +50.7k +50,693
2 FLPUTNAM INVESTMENT MANAGEMENT CO 0.92% of their portfolio PORTLAND, ME 774,148774.1k $25.4m $25.4m 0.92% Reduced -17.2k -17,202
3 PROTECTIVE LIFE CORP 19.23% of their portfolio BIRMINGHAM, AL 731,500731.5k $24.0m $24.0m 19.23% Unchanged
4 CNO Financial Group, Inc. 35.60% of their portfolio Carmel, IN 700,000700.0k $23.0m $23.0m 35.60% Unchanged
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 632,881632.9k $20.8m $20.8m 0.01% Added +94.8k +94,801
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 584,138584.1k $19.2m $19.2m 0.01% Added +12.9k +12,914
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 502,023502.0k $16.5m $16.5m 0.00% Added +216.9k +216,926
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 500,087500.1k $16.4m $16.4m 0.01% Added +30.2k +30,193
9 Sage Advisory Services, Ltd.Co. 3.81% of their portfolio AUSTIN, TX 396,694396.7k $13.0m $13.0m 3.81% Reduced -89.0k -89,024
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 376,826376.8k $12.4m $12.4m 0.01% Added +28.9k +28,922
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 336,355336.4k $11.0m $11.0m 0.00% Added +89.0k +89,017
12 Barry Investment Advisors, LLC 2.85% of their portfolio NEW BEDFORD, MA 275,311275.3k $9.0m $9.0m 2.85% Reduced -7.1k -7,093
13 MassMutual Private Wealth & Trust, FSB 0.33% of their portfolio Windsor, CT 243,844243.8k $8.0m $8.0m 0.33% Reduced -37.3k -37,319
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 231,955232.0k $7.6m $7.6m 0.00% Added +3.2k +3,242
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 213,524213.5k $7.0m $7.0m 0.01% Added +192.2k +192,202
16 Good Life Advisors, LLC 0.83% of their portfolio READING, PA 183,219183.2k $6.0m $6.0m 0.83% Reduced -711 -711
17 Vickerman Investment Advisors, Inc. 2.58% of their portfolio SPOKANE, WA 173,152173.2k $5.7m $5.7m 2.58% Added +14.9k +14,888
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 170,951171.0k $5.6m $5.6m 0.01% Added +50.8k +50,836
19 Long Run Wealth Advisors, LLC 1.95% of their portfolio Lake Placid, NY 165,411165.4k $5.4m $5.4m 1.95% Reduced -2.4k -2,363
20 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.19% of their portfolio MINNEAPOLIS, MN 153,145153.1k $5.0m $5.0m 0.19% New
21 Charles Schwab Investment Advisory, Inc. 0.01% of their portfolio SAN FRANCISCO, CA 150,951151.0k $5.0m $5.0m 0.01% Added +63.3k +63,317
22 Shulman DeMeo Asset Management LLC 1.32% of their portfolio LAKE SUCCESS, NY 120,639120.6k $4.0m $4.0m 1.32% Reduced -419 -419
23 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 120,551120.6k $4.0m $4.0m 0.07% Added +30.5k +30,538
24 ST GERMAIN D J CO INC 0.23% of their portfolio SPRINGFIELD, MA 114,792114.8k $3.8m $3.8m 0.23% Reduced -991 -991
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 108,891108.9k $3.6m $3.6m 0.00% Reduced -1.8k -1,782
26 PARK AVENUE SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 106,951107.0k $3.5m $3.5m 0.06% Added +10.3k +10,318
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 99,27899.3k $3.3m $3.3m 0.02% Added +2.3k +2,269
28 Investors Research Corp 0.86% of their portfolio ATLANTA, GA 96,58696.6k $3.2m $3.2m 0.86% Added +3.4k +3,387
29 Sound Income Strategies, LLC 0.40% of their portfolio FT LAUDERDALE, FL 96,52196.5k $3.2m $3.2m 0.40% Added +6.3k +6,283
30 Shilanski & Associates, Inc. 1.33% of their portfolio ANCHORAGE, AK 92,64192.6k $3.0m $3.0m 1.33% New
31 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 87,56287.6k $2.9m $2.9m 0.14% Added +5.2k +5,199
32 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 84,31184.3k $2.8m $2.8m 0.10% Reduced -2.7k -2,722
33 BlackRock Inc. 0.00% of their portfolio New York, NY 79,85079.8k $2.6m $2.6m 0.00% Added +72.9k +72,884
34 New Hampshire Trust 0.67% of their portfolio CONCORD, NH 76,59476.6k $2.5m $2.5m 0.67% First filing
35 IFG Advisory, LLC 0.24% of their portfolio ATLANTA, GA 74,85474.9k $2.5m $2.5m 0.24% Reduced -3.6k -3,640
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 71,70471.7k $2.4m $2.4m 0.00% New
37 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 69,06069.1k $2.3m $2.3m 0.07% Reduced -3.3k -3,270
38 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 64,27164.3k $2.1m $2.1m 0.02% Added +40.5k +40,464
39 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 63,31763.3k $2.1m $2.1m 0.03% Added +35.8k +35,797
40 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 56,31556.3k $1.8m $1.8m 0.05% Added +17.2k +17,189
41 Bath Savings Trust Co 0.22% of their portfolio BATH, ME 52,84652.8k $1.7m $1.7m 0.22% Reduced -3.9k -3,930
42 PETERSON WEALTH MANAGEMENT 1.77% of their portfolio SPARKS, NV 52,79252.8k $1.7m $1.7m 1.77% Reduced -9.6k -9,567
43 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 51,32551.3k $1.7m $1.7m 0.08% Reduced -439 -439
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 50,65150.7k $1.7m $1.7m 0.00% Reduced -1.4k -1,363
45 Wealthspire Retirement, LLC 0.36% of their portfolio ALISO VIEJO, CA 50,52550.5k $1.7m $1.7m 0.36% Added +1.8k +1,812
46 Rosenberg Matthew Hamilton 0.54% of their portfolio GRAND JUNCTION, CO 48,11848.1k $1.6m $1.6m 0.54% Added +2.0k +2,032
47 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 46,38546.4k $1.5m $1.5m 0.02% Added +8.6k +8,622
48 Stonehearth Capital Management, LLC 0.85% of their portfolio DANVERS, MA 45,94945.9k $1.5m $1.5m 0.85% Reduced -8.1k -8,136
49 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 44,73744.7k $1.5m $1.5m 0.02% Reduced -12.5k -12,543
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 44,37644.4k $1.5m $1.5m 0.00% Reduced -3.2k -3,200
51 Powers Advisory Group, LLC 1.01% of their portfolio Highland, IL 41,86041.9k $1.4m $1.4m 1.01% Reduced -318 -318
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 39,83139.8k $1.3m $1.3m 0.00% Added +636 +636
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,73339.7k $1.3m $1.3m 0.00% Added +2.1k +2,115
54 FDx Advisors, Inc. 0.06% of their portfolio BERWYN, PA 39,71639.7k $1.3m $1.3m 0.06% Added +2.5k +2,471
55 Bluespring Wealth Management, LLC 0.17% of their portfolio AUSTIN, TX 38,33738.3k $1.3m $1.3m 0.17% Reduced -26.4k -26,396
56 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 38,10938.1k $1.3m $1.3m 0.02% Added +26.9k +26,917
57 SWS Partners 0.59% of their portfolio COLUMBUS, OH 37,76037.8k $1.2m $1.2m 0.59% Reduced -6.6k -6,611
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,88735.9k $1.2m $1.2m 0.00% Reduced -6.0k -5,953
59 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 35,44235.4k $1.2m $1.2m 0.00% Reduced -18.0k -18,001
60 1900 WEALTH MANAGEMENT LLC 0.12% of their portfolio SAN ANTONIO, TX 34,46234.5k $1.1m $1.1m 0.12% Reduced -5.9k -5,881
61 Twelve Points Wealth Management LLC 0.74% of their portfolio CONCORD, MA 33,19933.2k $1.1m $1.1m 0.74% Added +3.5k +3,536
62 Voya Financial Advisors, Inc. 0.13% of their portfolio WINDSOR, CT 30,68430.7k $1.0m $1.0m 0.13% Reduced -369 -369
63 Golden Green, Inc. 1.04% of their portfolio Seneca, SC 30,67030.7k $1.0m $1.0m 1.04% Added +502 +502
64 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 30,65530.7k $1.0m $1.0m 0.02% Added +12.0k +11,995
65 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 30,17930.2k $990.5k $990.5k 0.00% First filing
66 United Asset Strategies, Inc. 0.14% of their portfolio GARDEN CITY, NY 29,60029.6k $971.5k $971.5k 0.14% Reduced -2.8k -2,847
67 XML Financial, LLC 0.12% of their portfolio BETHESDA, MD 28,40328.4k $932.2k $932.2k 0.12% Reduced -2.9k -2,944
68 HARBOR ADVISORY CORP /MA/ 0.38% of their portfolio PORTSMOUTH, NH 28,00128.0k $919.0k $919.0k 0.38% New
69 Endurance Wealth Management, Inc. 0.13% of their portfolio Providence, RI 27,10027.1k $889.0k $889.0k 0.13% Reduced -1.0k -1,004
70 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,34525.3k $831.0k $831.0k 0.00% Reduced -38.7k -38,726
71 Diligent Investors, LLC 0.27% of their portfolio REDLANDS, CA 25,33625.3k $831.5k $831.5k 0.27% Reduced -164 -164
72 World Investment Advisors 0.18% of their portfolio LINCROFT, NJ 23,80523.8k $781.3k $781.3k 0.18% Unchanged
73 Treynor Bancshares, Inc. 0.54% of their portfolio TREYNOR, IA 23,80423.8k $781.2k $781.2k 0.54% Added +1.6k +1,639
74 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 23,15023.1k $760.0k $760.0k 0.02% Reduced -711 -711
75 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 21,89821.9k $718.7k $718.7k 0.00% Reduced -8.7k -8,706
76 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 20,43220.4k $670.6k $670.6k 0.05% New
77 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,25319.3k $245.9k $245.9k 0.01% Reduced -944 -944
78 Baltimore-Washington Financial Advisors, Inc. 0.06% of their portfolio Columbia, MD 19,14319.1k $628.3k $628.3k 0.06% Added +17.2k +17,234
79 Artemis Wealth Advisors, LLC 0.09% of their portfolio Port Washington, NY 18,93618.9k $621.7k $621.7k 0.09% Reduced -3.9k -3,876
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,33118.3k $602.0k $602.0k 0.00% Added +8.8k +8,811
81 CGN Advisors LLC 0.10% of their portfolio MANHATTAN, KS 17,26917.3k $566.8k $566.8k 0.10% Added +11.1k +11,119
82 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 16,85016.9k $553.0k $553.0k 0.08% Added +2.0k +2,000
83 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 16,50416.5k $542.0k $542.0k 0.01% Added +8.3k +8,252
84 1834 INVESTMENT ADVISORS CO 0.08% of their portfolio Milwaukee, WI 16,22116.2k $532.4k $532.4k 0.08% Reduced -8.3k -8,272
85 West Wealth Group, LLC 0.25% of their portfolio Irvine, CA 15,27615.3k $501.4k $501.4k 0.25% Added +219 +219
86 Inscription Capital, LLC 0.17% of their portfolio HOUSTON, TX 15,14115.1k $496.9k $496.9k 0.17% New
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,86114.9k $511.0k $511.0k 0.00% Added +49 +49
88 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,51314.5k $476.0k $476.0k 0.00% Reduced -1.3k -1,346
89 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 14,19814.2k $466.0k $466.0k 0.01% Added +296 +296
90 CHATHAM CAPITAL GROUP, INC. 0.11% of their portfolio SAVANNAH, GA 14,07014.1k $461.8k $461.8k 0.11% Reduced -13.4k -13,400
91 Key Financial Inc 0.22% of their portfolio WEST CHESTER, PA 13,59913.6k $474.1k $474.1k 0.22% Unchanged
92 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,38513.4k $439.0k $439.0k 0.00% Reduced -233 -233
93 Legacy PCG, LLC 0.19% of their portfolio IRVINE, CA 12,77912.8k $419.4k $419.4k 0.19% Added +652 +652
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,38712.4k $406.5k $406.5k 0.00% New
95 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 12,03412.0k $394.9k $394.9k 0.05% Added +8 +8
96 Destination Wealth Management 0.02% of their portfolio Walnut Creek, CA 11,55311.6k $379.2k $379.2k 0.02% New
97 Sharper & Granite LLC 0.25% of their portfolio EL SEGUNDO, CA 11,43511.4k $375.3k $375.3k 0.25% First filing
98 Ten Capital Wealth Advisors, LLC 0.15% of their portfolio SPOKANE, WA 11,41311.4k $374.6k $374.6k 0.15% Reduced -3.2k -3,246
99 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,14011.1k $365.6k $365.6k 0.01% New
100 Financial Insights, Inc. 0.17% of their portfolio TACOMA, WA 10,99011.0k $360.7k $360.7k 0.17% Added +1.5k +1,522