Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

389 institutional holders -8 vs Q4 2024
84,707,21984.7m shares reported held*
$2.1bnreported value*
39 new 154 added 126 reduced 45 sold out net sold ≈ $76.7m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.24. Options: 2 managers hold calls ($965.9k notional), 2 hold puts ($1.1m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335Q1 24: 353Q2 24: 353Q3 24: 361Q4 24: 397Q1 25: 389389Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335
Q1 2024353
Q2 2024353
Q3 2024361
Q4 2024397
Q1 2025389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ3 23: 152 bought or addedQ3 23: 118 cut or sold outQ3 23Q4 23: 182 bought or addedQ4 23: 117 cut or sold outQ1 24: 168 bought or addedQ1 24: 158 cut or sold outQ1 24Q2 24: 181 bought or addedQ2 24: 147 cut or sold outQ3 24: 199 bought or addedQ3 24: 136 cut or sold outQ3 24Q4 24: 203 bought or addedQ4 24: 131 cut or sold outQ1 25: 193 bought or addedQ1 25: 171 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023122143
Q3 2023152118
Q4 2023182117
Q1 2024168158
Q2 2024181147
Q3 2024199136
Q4 2024203131
Q1 2025193171

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.5kQ3 24 puts: $233.8kQ3 24P/C 22.25Q4 24 calls: $245.6kQ4 24 puts: $79.3kQ4 24P/C 0.32Q1 25 calls: $965.9kQ1 25 puts: $1.1mQ1 25P/C 1.12
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$10.5k$233.8k22.25
Q4 2024$245.6k$79.3k0.32
Q1 2025$965.9k$1.1m1.12

Biggest buyers

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +1,921,120+1.9m
Cercano Management LLC Added +973,525+973.5k
JANE STREET GROUP, LLC Added +761,998+762.0k
Ocean Park Asset Management, LLC Added +683,800+683.8k
Tradewinds Capital Management, LLC Added +414,629+414.6k
LPL Financial LLC Added +303,452+303.5k
Avantax Planning Partners, Inc. Added +240,238+240.2k
OneDigital Investment Advisors LLC Added +236,652+236.7k
Sanctuary Advisors, LLC Added +143,911+143.9k
Keystone Financial Group Added +143,815+143.8k

Biggest sellers

FMR LLC Reduced -2,811,936-2.8m
GRIMES & Co WEALTH MANAGEMENT, LLC Reduced -2,393,491-2.4m
WELLS FARGO & COMPANY/MN Reduced -841,073-841.1k
BANK OF AMERICA CORP /DE/ Reduced -621,414-621.4k
Wealth Management Nebraska Sold out -612,065-612.1k
EXCHANGE TRADED CONCEPTS, LLC Sold out -479,480-479.5k
GOLDMAN SACHS GROUP INC Reduced -387,910-387.9k
HighTower Advisors, LLC Reduced -371,988-372.0k
M&T Bank Corp Reduced -353,050-353.1k
SEI INVESTMENTS CO Reduced -209,392-209.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $809.6k32.1k shares
CITADEL ADVISORS LLC Added $156.4k6.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $698.6k27.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $385.9k15.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 10,260,06310.3m $258.8m $258.8m 0.02% Reduced -2.8m -2,811,936
2 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 5,734,6465.7m $144.6m $144.6m 0.05% Added +140.8k +140,838
3 SEI INVESTMENTS CO 0.17% of their portfolio OAKS, PA 5,330,6105.3m $134.4m $134.4m 0.17% Reduced -209.4k -209,392
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 5,223,6815.2m $131.7m $131.7m 0.03% Reduced -841.1k -841,073
5 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 4,974,2035.0m $125.4m $125.4m 0.02% Reduced -387.9k -387,910
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,519,1834.5m $114.0m $114.0m 0.01% Reduced -621.4k -621,414
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,985,4293.0m $75.3m $75.3m 0.03% Added +303.5k +303,452
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,342,0202.3m $59.1m $59.1m 0.00% Added +15.6k +15,637
9 Ocean Park Asset Management, LLC 2.04% of their portfolio SANTA MONICA, CA 2,281,1002.3m $57.5m $57.5m 2.04% Added +683.8k +683,800
10 Avantax Planning Partners, Inc. 2.00% of their portfolio DUBUQUE, IA 2,244,9422.2m $56.6m $56.6m 2.00% Added +240.2k +240,238
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,226,9892.2m $56.2m $56.2m 0.02% Reduced -64.4k -64,402
12 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.93% of their portfolio MINNEAPOLIS, MN 1,982,3482.0m $50.0m $50.0m 0.93% Added +1.9m +1,921,120
13 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,741,4821.7m $43.9m $43.9m 0.06% Reduced -372.0k -371,988
14 Cercano Management LLC 1.03% of their portfolio BELLEVUE, WA 1,387,8251.4m $35.0m $35.0m 1.03% Added +973.5k +973,525
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 1,287,6851.3m $32.5m $32.5m 0.28% Reduced -23.7k -23,692
16 Revolve Wealth Partners, LLC 4.48% of their portfolio Hackensack, NJ 1,227,9991.2m $31.0m $31.0m 4.48% Added +130.9k +130,892
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,171,0291.2m $29.5m $29.5m 0.01% Added +97.4k +97,353
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 857,702857.7k $21.6m $21.6m 0.00% Added +41.5k +41,469
19 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 770,295770.3k $19.4m $19.4m 0.03% Added +762.0k +761,998
20 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 767,476767.5k $19.4m $19.4m 0.04% Added +39.9k +39,940
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 746,061746.1k $18.8m $18.8m 0.00% Added +83.5k +83,500
22 MATHER GROUP, LLC. 0.17% of their portfolio CHICAGO, IL 596,240596.2k $15.0m $15.0m 0.17% Added +40.7k +40,686
23 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.38% of their portfolio Seattle, WA 578,953579.0k $14.6m $14.6m 0.38% Reduced -7.9k -7,903
24 Parkside Investments, LLC 2.14% of their portfolio DEERFIELD, IL 575,600575.6k $14.5m $14.5m 2.14% Added +72.7k +72,700
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 530,977531.0k $13.4m $13.4m 0.00% Added +72.8k +72,819
26 Mariner, LLC 0.02% of their portfolio Overland Park, KS 524,352524.4k $13.2m $13.2m 0.02% Added +74.5k +74,517
27 Capital Asset Advisory Services LLC 0.64% of their portfolio Williamston, MI 497,647497.6k $12.6m $12.6m 0.64% Reduced -20.6k -20,588
28 Focus Partners Advisor Solutions, LLC 0.19% of their portfolio SAINT LOUIS, MO 483,606483.6k $12.2m $12.2m 0.19% Added +7.7k +7,654
29 AXXCESS WEALTH MANAGEMENT, LLC 0.33% of their portfolio CARLSBAD, CA 481,005481.0k $12.1m $12.1m 0.33% Reduced -18.0k -17,972
30 Tradewinds Capital Management, LLC 3.23% of their portfolio BELLINGHAM, WA 477,758477.8k $12.0m $12.0m 3.23% Added +414.6k +414,629
31 Betterment LLC 0.03% of their portfolio NEW YORK, NY 449,365449.4k $11.3m $11.3m 0.03% Reduced -11.4k -11,428
32 Meeder Advisory Services, Inc. 0.66% of their portfolio DUBLIN, OH 439,406439.4k $11.1m $11.1m 0.66% Added +17.2k +17,169
33 Brady Martz Wealth Solutions, LLC 2.47% of their portfolio GRAND FORKS, ND 432,044432.0k $10.9m $10.9m 2.47% Added +3.5k +3,474
34 Syntegra Private Wealth Group, LLC 1.25% of their portfolio Chesterfield, MO 423,089423.1k $10.7m $10.7m 1.25% Added +6.7k +6,725
35 Capital Analysts, LLC 0.39% of their portfolio FORT WASHINGTON, PA 415,547415.5k $10.5m $10.5m 0.39% Added +14.6k +14,597
36 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 392,443392.4k $9.9m $9.9m 0.07% Added +143.9k +143,911
37 Wealthspire Advisors, LLC 0.06% of their portfolio NEW YORK, NY 371,939371.9k $9.4m $9.4m 0.06% Reduced -71.8k -71,833
38 WCG Wealth Advisors LLC 0.71% of their portfolio LAS VEGAS, NV 368,425368.4k $9.3m $9.3m 0.71% Reduced -37.6k -37,626
39 Jordan Park Group LLC 0.67% of their portfolio SAN FRANCISCO, CA 365,553365.6k $9.2m $9.2m 0.67% Reduced -1.0k -1,028
40 Collaborative Wealth Managment Inc. 3.84% of their portfolio LAKE MARY, FL 325,517325.5k $8.2m $8.2m 3.84% Added +1.9k +1,862
41 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 317,638317.6k $8.0m $8.0m 0.02% Added +21.7k +21,704
42 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 316,100316.1k $8.0m $8.0m 0.01% Added +4.9k +4,865
43 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 308,204308.2k $7.8m $7.8m 0.02% Added +28.5k +28,511
44 Avidian Wealth Enterprises, LLC 0.34% of their portfolio Houston, TX 301,811301.8k $7.6m $7.6m 0.34% Reduced -179.1k -179,117
45 OLD NATIONAL BANCORP /IN/ 0.20% of their portfolio EVANSVILLE, IN 294,871294.9k $7.4m $7.4m 0.20% Added +37.0k +37,036
46 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 285,890285.9k $7.2m $7.2m 0.06% Reduced -27.3k -27,318
47 CAPITAL INSIGHT PARTNERS, LLC 1.21% of their portfolio SCOTTSDALE, AZ 275,088275.1k $6.9m $6.9m 1.21% Added +13.2k +13,196
48 OneDigital Investment Advisors LLC 0.08% of their portfolio OVERLAND PARK, KS 271,662271.7k $6.9m $6.9m 0.08% Added +236.7k +236,652
49 Prentice Wealth Management LLC 1.87% of their portfolio Rochester, NY 256,838256.8k $6.5m $6.5m 1.87% Added +10.4k +10,387
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 254,530254.5k $6.4m $6.4m 0.00% Reduced -1.9k -1,880
51 Vishria Bird Financial Group, LLC 1.90% of their portfolio MEMPHIS, TN 221,521221.5k $5.6m $5.6m 1.90% Reduced -2.4k -2,365
52 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 216,968217.0k $5.5m $5.5m 0.06% Added +30.9k +30,881
53 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 199,924199.9k $5.0m $5.0m 0.06% Added +57.1k +57,106
54 CGN Advisors LLC 0.48% of their portfolio MANHATTAN, KS 195,777195.8k $4.9m $4.9m 0.48% Added +3.8k +3,788
55 High Net Worth Advisory Group LLC 1.39% of their portfolio NAPLES, FL 194,829194.8k $4.9m $4.9m 1.39% Added +71 +71
56 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 193,793193.8k $4.9m $4.9m 0.01% Added +35.1k +35,066
57 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 190,875190.9k $4.8m $4.8m 0.11% Added +77.8k +77,768
58 CX Institutional 0.18% of their portfolio AUBURN, IN 189,223189.2k $4.8m $4.8m 0.18% Reduced -60 -60
59 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 188,428188.4k $4.8m $4.8m 0.01% Added +14.1k +14,101
60 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 183,871183.9k $4.6m $4.6m 0.06% Added +17.0k +17,029
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 182,007182.0k $4.6m $4.6m 0.01% Added +18.7k +18,725
62 Farther Finance Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 178,692178.7k $4.5m $4.5m 0.12% Added +30.8k +30,750
63 Keystone Financial Group 0.43% of their portfolio LEXINGTON, KY 171,520171.5k $4.2m $4.2m 0.43% Added +143.8k +143,815
64 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 159,517159.5k $4.0m $4.0m 0.05% Added +44.4k +44,404
65 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 157,022157.0k $3.8m $3.8m 0.01% Reduced -3.2k -3,200
66 Erickson Financial Group, LLC 2.88% of their portfolio ALLENTOWN, PA 152,986153.0k $3.9m $3.9m 2.88% Added +10.1k +10,080
67 Keystone Global Partners, LLC 2.57% of their portfolio DENVER, CO 145,592145.6k $3.7m $3.7m 2.57% First filing
68 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 145,414145.4k $3.7m $3.7m 0.05% Reduced -763 -763
69 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 144,986145.0k $3.7m $3.7m 0.02% Added +934 +934
70 Chemistry Wealth Management LLC 0.83% of their portfolio NEW YORK, NY 142,273142.3k $3.6m $3.6m 0.83% Added +932 +932
71 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 135,764135.8k $3.4m $3.4m 0.01% Added +6.6k +6,574
72 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 133,200133.2k $3.4m $3.4m 0.01% Reduced -16.1k -16,100
73 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 128,650128.7k $3.2m $3.2m 0.01% Reduced -353.1k -353,050
74 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 125,710125.7k $3.3m $3.3m 0.01% Reduced -25.9k -25,884
75 Harbor Group, Inc. 0.63% of their portfolio BEDFORD, NH 124,966125.0k $3.2m $3.2m 0.63% Reduced -20.9k -20,891
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 120,206120.2k $3.0m $3.0m 0.05% Added +2.5k +2,545
77 SAGESPRING WEALTH PARTNERS, LLC 0.08% of their portfolio FRANKLIN, TN 118,593118.6k $3.0m $3.0m 0.08% Reduced -101.0k -101,025
78 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 112,838112.8k $2.8m $2.8m 0.01% Added +76 +76
79 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 108,840108.8k $2.7m $2.7m 0.07% Reduced -1.7k -1,662
80 Legacy Financial Advisors, Inc. 0.45% of their portfolio COVINGTON, KY 106,921106.9k $2.7m $2.7m 0.45% Reduced -4.3k -4,341
81 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 104,293104.3k $2.6m $2.6m 0.07% Added +11.7k +11,715
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 103,457103.5k $2.6m $2.6m 0.00% Added +39.5k +39,546
83 Pineridge Advisors LLC 1.01% of their portfolio ST. CHARLES, MO 102,712102.7k $2.6m $2.6m 1.01% Reduced -143 -143
84 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 101,204101.2k $2.6m $2.6m 0.08% Added +53.5k +53,518
85 RIVERSEDGE ADVISORS, LLC 0.56% of their portfolio Wilmington, DE 99,03099.0k $2.5m $2.5m 0.56% Reduced -30.5k -30,497
86 FourThought Financial Partners, LLC 0.26% of their portfolio VENICE, FL 97,10497.1k $2.4m $2.4m 0.26% Reduced -2.5k -2,486
87 MATAURO, LLC 0.50% of their portfolio NEW YORK, NY 97,06397.1k $2.4m $2.4m 0.50% Added +1.8k +1,830
88 Bragg Financial Advisors, Inc 0.10% of their portfolio CHARLOTTE, NC 95,72595.7k $2.4m $2.4m 0.10% Added +7.7k +7,667
89 Thrive Wealth Management, LLC 0.46% of their portfolio AUDUBON, PA 95,05295.1k $2.4m $2.4m 0.46% Added +3.9k +3,907
90 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 94,51894.5k $2.4m $2.4m 0.01% Added +3.7k +3,714
91 ABOUND FINANCIAL, LLC 1.19% of their portfolio GRANITE BAY, CA 93,03893.0k $2.3m $2.3m 1.19% Reduced -884 -884
92 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 92,99893.0k $2.3m $2.3m 0.02% Added +2.6k +2,600
93 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 92,68092.7k $2.3m $2.3m 0.01% Added +1.8k +1,795
94 Oakwell Private Wealth Management, LLC 0.65% of their portfolio Austin, TX 92,66592.7k $2.3m $2.3m 0.65% Added +667 +667
95 WEALTH MANAGEMENT RESOURCES, INC. 0.84% of their portfolio SMITHFIELD, RI 92,05692.1k $2.3m $2.3m 0.84% Added +2.9k +2,881
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 91,97092.0k $2.3m $2.3m 0.00% Reduced -79.4k -79,446
97 Wedmont Private Capital 0.11% of their portfolio WEST CHESTER, PA 88,54688.5k $2.1m $2.1m 0.11% Added +6.7k +6,663
98 Running Point Capital Advisors, LLC 0.70% of their portfolio EL SEGUNDO, CA 87,83087.8k $2.2m $2.2m 0.70% Added +126 +126
99 KWMG, LLC 0.22% of their portfolio OVERLAND PARK, KS 84,84984.8k $2.1m $2.1m 0.22% Reduced -6.0k -6,021
100 DOHJ, LLC 0.49% of their portfolio SEATTLE, WA 84,31384.3k $2.1m $2.1m 0.49% Added +6.7k +6,727