Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

397 institutional holders +36 vs Q3 2024
87,771,84587.8m shares reported held*
$2.3bnreported value*
38 new 165 added 109 reduced 22 sold out net bought ≈ $70.9m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.89. Options: 2 managers hold calls ($245.6k notional), 1 hold puts ($79.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335Q1 24: 353Q2 24: 353Q3 24: 361Q4 24: 397397Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335
Q1 2024353
Q2 2024353
Q3 2024361
Q4 2024397

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ2 23: 122 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 152 bought or addedQ3 23: 118 cut or sold outQ4 23: 182 bought or addedQ4 23: 117 cut or sold outQ4 23Q1 24: 168 bought or addedQ1 24: 158 cut or sold outQ2 24: 181 bought or addedQ2 24: 147 cut or sold outQ2 24Q3 24: 199 bought or addedQ3 24: 136 cut or sold outQ4 24: 203 bought or addedQ4 24: 131 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202324849
Q2 2023122143
Q3 2023152118
Q4 2023182117
Q1 2024168158
Q2 2024181147
Q3 2024199136
Q4 2024203131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $0Q1 24 puts: $200.4kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.5kQ3 24 puts: $233.8kQ3 24P/C 22.25Q4 24 calls: $245.6kQ4 24 puts: $79.3kQ4 24P/C 0.32
Numbers
QuarterCallsPutsP/C
Q1 2024$0$200.4k—
Q2 2024$0$0—
Q3 2024$10.5k$233.8k22.25
Q4 2024$245.6k$79.3k0.32

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,064,117+1.1m
WELLS FARGO & COMPANY/MN Added +991,914+991.9k
HighTower Advisors, LLC Added +558,290+558.3k
M&T Bank Corp New +481,700+481.7k
GOLDMAN SACHS GROUP INC Added +461,034+461.0k
Focus Partners Advisor Solutions, LLC Added +430,927+430.9k
Ocean Park Asset Management, LLC Added +402,900+402.9k
MORGAN STANLEY Added +374,771+374.8k
LPL Financial LLC Added +311,498+311.5k
Steward Partners Investment Advisory, LLC Added +268,929+268.9k

Biggest sellers

FMR LLC Reduced -2,053,968-2.1m
RENAISSANCE TECHNOLOGIES LLC Reduced -553,900-553.9k
Wealthspire Advisors, LLC Reduced -456,520-456.5k
JPMORGAN CHASE & CO Reduced -340,984-341.0k
JANE STREET GROUP, LLC Reduced -312,541-312.5k
BANK OF MONTREAL /CAN/ Sold out -282,305-282.3k
Sage Advisory Services, Ltd.Co. Sold out -183,045-183.0k
SEI INVESTMENTS CO Reduced -163,575-163.6k
Redwood Investment Management, LLC Sold out -82,200-82.2k
Stratos Wealth Partners, LTD. Reduced -68,583-68.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $243.0k9.5k shares
CITADEL ADVISORS LLC Reduced $2.6k100 shares

Biggest puts

CITADEL ADVISORS LLC Added $79.3k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 13,071,99913.1m $334.4m $334.4m 0.02% Reduced -2.1m -2,053,968
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 6,064,7546.1m $155.1m $155.1m 0.04% Added +991.9k +991,914
3 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 5,593,8085.6m $143.1m $143.1m 0.05% First filing
4 SEI INVESTMENTS CO 0.18% of their portfolio OAKS, PA 5,540,0025.5m $141.7m $141.7m 0.18% Reduced -163.6k -163,575
5 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 5,362,1135.4m $137.2m $137.2m 0.03% Added +461.0k +461,034
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,140,5975.1m $131.5m $131.5m 0.01% Added +1.1m +1,064,117
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,681,9772.7m $68.6m $68.6m 0.03% Added +311.5k +311,498
8 GRIMES & Co WEALTH MANAGEMENT, LLC 1.78% of their portfolio WESTBOROUGH, MA 2,411,7512.4m $61.7m $61.7m 1.78% Added +98.2k +98,204
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,326,3832.3m $59.5m $59.5m 0.00% Added +374.8k +374,771
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,291,3912.3m $58.6m $58.6m 0.02% Added +55.3k +55,277
11 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 2,113,4702.1m $54.1m $54.1m 0.07% Added +558.3k +558,290
12 Avantax Planning Partners, Inc. 1.85% of their portfolio DUBUQUE, IA 2,004,7042.0m $51.3m $51.3m 1.85% Reduced -26.8k -26,849
13 Ocean Park Asset Management, LLC 1.39% of their portfolio SANTA MONICA, CA 1,597,3001.6m $40.9m $40.9m 1.39% Added +402.9k +402,900
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 1,311,3771.3m $33.5m $33.5m 0.28% Reduced -19.3k -19,318
15 Revolve Wealth Partners, LLC 4.14% of their portfolio Hackensack, NJ 1,097,1071.1m $28.1m $28.1m 4.14% Added +49.8k +49,809
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,073,6761.1m $27.5m $27.5m 0.01% Added +111.0k +110,978
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 816,233816.2k $20.9m $20.9m 0.00% Added +129.7k +129,733
18 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 727,536727.5k $18.6m $18.6m 0.05% Added +23.7k +23,741
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 662,561662.6k $16.9m $16.9m 0.00% Added +99.7k +99,676
20 Wealth Management Nebraska 6.86% of their portfolio Norfolk, NE 612,065612.1k $42.2m $42.2m 6.86% First filing
21 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.41% of their portfolio Seattle, WA 586,856586.9k $15.0m $15.0m 0.41% Added +26.7k +26,737
22 MATHER GROUP, LLC. 0.18% of their portfolio CHICAGO, IL 555,554555.6k $14.2m $14.2m 0.18% Added +38.0k +38,000
23 Capital Asset Advisory Services LLC 0.65% of their portfolio Williamston, MI 518,235518.2k $13.3m $13.3m 0.65% Added +40.5k +40,533
24 Parkside Investments, LLC 1.93% of their portfolio DEERFIELD, IL 502,900502.9k $12.9m $12.9m 1.93% Added +26.1k +26,150
25 AXXCESS WEALTH MANAGEMENT, LLC 0.32% of their portfolio CARLSBAD, CA 498,977499.0k $12.8m $12.8m 0.32% Added +32.2k +32,162
26 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 481,700481.7k $12.3m $12.3m 0.04% New
27 Avidian Wealth Enterprises, LLC 0.55% of their portfolio Houston, TX 480,928480.9k $12.3m $12.3m 0.55% Added +4.0k +4,008
28 EXCHANGE TRADED CONCEPTS, LLC 0.25% of their portfolio Oklahoma City, OK 479,480479.5k $12.3m $12.3m 0.25% Reduced -54.0k -53,975
29 Focus Partners Advisor Solutions, LLC 0.21% of their portfolio SAINT LOUIS, MO 475,952476.0k $12.2m $12.2m 0.21% Added +430.9k +430,927
30 Betterment LLC 0.03% of their portfolio NEW YORK, NY 460,793460.8k $11.8m $11.8m 0.03% Added +19.2k +19,249
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 458,158458.2k $11.7m $11.7m 0.00% Reduced -341.0k -340,984
32 Mariner, LLC 0.02% of their portfolio Overland Park, KS 449,835449.8k $11.5m $11.5m 0.02% Added +22.5k +22,479
33 Wealthspire Advisors, LLC 0.11% of their portfolio NEW YORK, NY 443,772443.8k $11.4m $11.4m 0.11% Reduced -456.5k -456,520
34 Brady Martz Wealth Solutions, LLC 2.61% of their portfolio GRAND FORKS, ND 428,570428.6k $10.8m $10.8m 2.61% First filing
35 Meeder Advisory Services, Inc. 0.67% of their portfolio DUBLIN, OH 422,237422.2k $10.8m $10.8m 0.67% Added +33.4k +33,386
36 Syntegra Private Wealth Group, LLC 1.20% of their portfolio Chesterfield, MO 416,364416.4k $10.7m $10.7m 1.20% Added +35.5k +35,502
37 Cercano Management LLC 0.27% of their portfolio BELLEVUE, WA 414,300414.3k $10.6m $10.6m 0.27% Unchanged
38 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 406,051406.1k $10.4m $10.4m 0.69% Added +46.8k +46,832
39 Capital Analysts, LLC 0.41% of their portfolio FORT WASHINGTON, PA 400,950400.9k $10.3m $10.3m 0.41% Added +19.7k +19,719
40 Jordan Park Group LLC 0.69% of their portfolio SAN FRANCISCO, CA 366,581366.6k $9.4m $9.4m 0.69% Reduced -11.6k -11,615
41 Collaborative Wealth Managment Inc. 3.76% of their portfolio LAKE MARY, FL 323,655323.7k $8.3m $8.3m 3.76% Added +12.1k +12,081
42 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 313,208313.2k $8.0m $8.0m 0.07% Added +268.9k +268,929
43 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 311,235311.2k $8.0m $8.0m 0.01% Reduced -12.1k -12,055
44 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 295,934295.9k $7.6m $7.6m 0.02% Added +1.4k +1,422
45 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 279,693279.7k $7.2m $7.2m 0.01% Added +73.4k +73,439
46 CAPITAL INSIGHT PARTNERS, LLC 1.16% of their portfolio SCOTTSDALE, AZ 261,892261.9k $6.7m $6.7m 1.16% Added +13.0k +12,989
47 OLD NATIONAL BANCORP /IN/ 0.16% of their portfolio EVANSVILLE, IN 257,835257.8k $6.6m $6.6m 0.16% Added +11.8k +11,767
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 256,410256.4k $6.6m $6.6m 0.00% Reduced -42.3k -42,329
49 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 248,532248.5k $6.4m $6.4m 0.04% Reduced -18.7k -18,681
50 Prentice Wealth Management LLC 1.82% of their portfolio Rochester, NY 246,451246.5k $6.3m $6.3m 1.82% Added +13.8k +13,806
51 Vishria Bird Financial Group, LLC 2.01% of their portfolio MEMPHIS, TN 223,886223.9k $5.7m $5.7m 2.01% Reduced -1.9k -1,885
52 SAGESPRING WEALTH PARTNERS, LLC 0.15% of their portfolio FRANKLIN, TN 219,618219.6k $5.6m $5.6m 0.15% First filing
53 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 214,157214.2k $5.5m $5.5m 0.08% Reduced -68.6k -68,583
54 Elequin Capital, LP 0.58% of their portfolio NEW YORK, NY 196,601196.6k $5.0m $5.0m 0.58% Added +143.2k +143,224
55 High Net Worth Advisory Group LLC 1.39% of their portfolio NAPLES, FL 194,758194.8k $5.0m $5.0m 1.39% Added +137 +137
56 CGN Advisors LLC 0.48% of their portfolio MANHATTAN, KS 191,989192.0k $4.9m $4.9m 0.48% Added +16.4k +16,445
57 HTLF Bank 0.55% of their portfolio Denver, CO 191,411191.4k $4.9m $4.9m 0.55% Reduced -8.7k -8,660
58 CX Institutional 0.19% of their portfolio AUBURN, IN 189,283189.3k $4.8m $4.8m 0.19% Reduced -1.6k -1,620
59 Prime Capital Investment Advisors, LLC 0.07% of their portfolio OVERLAND PARK, KS 186,087186.1k $4.8m $4.8m 0.07% Reduced -3.2k -3,225
60 RFG Advisory, LLC 0.13% of their portfolio BIRMINGHAM, AL 183,835183.8k $4.7m $4.7m 0.13% Added +1.5k +1,548
61 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 174,327174.3k $4.5m $4.5m 0.01% Added +33.9k +33,856
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 171,416171.4k $4.4m $4.4m 0.00% Added +89.1k +89,088
63 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 166,842166.8k $4.3m $4.3m 0.06% Added +6.6k +6,603
64 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 165,517165.5k $4.2m $4.2m 0.10% Added +63.2k +63,217
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 163,282163.3k $4.2m $4.2m 0.01% Added +40.2k +40,203
66 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 160,222160.2k $4.1m $4.1m 0.01% Reduced -35.7k -35,707
67 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 158,727158.7k $4.1m $4.1m 0.01% Added +19.0k +19,010
68 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 151,594151.6k $3.9m $3.9m 0.01% Added +5.9k +5,853
69 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 149,300149.3k $3.8m $3.8m 0.01% Reduced -553.9k -553,900
70 Farther Finance Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 147,942147.9k $3.8m $3.8m 0.14% Added +62.2k +62,193
71 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 146,177146.2k $3.7m $3.7m 0.05% Reduced -8.7k -8,656
72 Harbor Group, Inc. 0.84% of their portfolio BEDFORD, NH 145,857145.9k $3.7m $3.7m 0.84% Added +1.2k +1,243
73 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 144,052144.1k $3.7m $3.7m 0.02% Added +33.3k +33,348
74 Erickson Financial Group, LLC 2.60% of their portfolio ALLENTOWN, PA 142,906142.9k $3.7m $3.7m 2.60% Reduced -19.5k -19,452
75 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 142,818142.8k $3.7m $3.7m 0.04% Reduced -309 -309
76 Chemistry Wealth Management LLC 0.85% of their portfolio NEW YORK, NY 141,341141.3k $3.6m $3.6m 0.85% Added +5.7k +5,676
77 RIVERSEDGE ADVISORS, LLC 0.75% of their portfolio Wilmington, DE 129,527129.5k $3.3m $3.3m 0.75% Reduced -85 -85
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 129,190129.2k $3.3m $3.3m 0.01% Added +75.7k +75,701
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 117,661117.7k $3.0m $3.0m 0.05% Reduced -1.5k -1,533
80 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 116,280116.3k $3.0m $3.0m 0.00% Added +105.5k +105,542
81 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 115,113115.1k $2.9m $2.9m 0.03% Reduced -5.1k -5,111
82 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 113,107113.1k $2.9m $2.9m 0.07% Added +10.4k +10,429
83 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 112,762112.8k $2.9m $2.9m 0.01% Added +33.4k +33,443
84 Legacy Financial Advisors, Inc. 0.47% of their portfolio COVINGTON, KY 111,262111.3k $2.8m $2.8m 0.47% Reduced -5.2k -5,193
85 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 110,502110.5k $2.8m $2.8m 0.07% Reduced -24.6k -24,614
86 Pineridge Advisors LLC 0.99% of their portfolio ST. CHARLES, MO 102,855102.9k $2.6m $2.6m 0.99% Added +6.5k +6,474
87 FourThought Financial Partners, LLC 0.26% of their portfolio VENICE, FL 99,59099.6k $2.5m $2.5m 0.26% Reduced -4.2k -4,156
88 MATAURO, LLC 0.53% of their portfolio NEW YORK, NY 95,23395.2k $2.4m $2.4m 0.53% First filing
89 ABOUND FINANCIAL, LLC 1.22% of their portfolio GRANITE BAY, CA 93,92293.9k $2.4m $2.4m 1.22% First filing
90 McAdam, LLC 0.13% of their portfolio Philadelphia, PA 92,59592.6k $2.4m $2.4m 0.13% Reduced -7.8k -7,754
91 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 92,57892.6k $2.4m $2.4m 0.07% Added +6.0k +5,975
92 Oakwell Private Wealth Management, LLC 0.66% of their portfolio Austin, TX 91,99892.0k $2.4m $2.4m 0.66% Added +410 +410
93 Thrive Wealth Management, LLC 0.42% of their portfolio AUDUBON, PA 91,14591.1k $2.3m $2.3m 0.42% Reduced -4.7k -4,746
94 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 90,88590.9k $2.3m $2.3m 0.01% Added +5.1k +5,130
95 KWMG, LLC 0.24% of their portfolio OVERLAND PARK, KS 90,87090.9k $2.3m $2.3m 0.24% Reduced -3.3k -3,258
96 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 90,80490.8k $2.3m $2.3m 0.01% Added +15.6k +15,626
97 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 90,39890.4k $2.3m $2.3m 0.03% Added +19.7k +19,688
98 WEALTH MANAGEMENT RESOURCES, INC. 0.84% of their portfolio SMITHFIELD, RI 89,17589.2k $2.3m $2.3m 0.84% Added +21.2k +21,178
99 Bragg Financial Advisors, Inc 0.09% of their portfolio CHARLOTTE, NC 88,05888.1k $2.3m $2.3m 0.09% Added +8.0k +8,038
100 Running Point Capital Advisors, LLC 0.77% of their portfolio EL SEGUNDO, CA 87,70487.7k $2.2m $2.2m 0.77% Added +2.1k +2,071