Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

361 institutional holders +8 vs Q2 2024
83,264,43183.3m shares reported held*
$2.2bnreported value*
39 new 160 added 106 reduced 30 sold out net sold ≈ $51.1m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($334.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.27. Options: 1 managers hold calls ($10.5k notional), 2 hold puts ($233.8k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335Q1 24: 353Q2 24: 353Q3 24: 361361Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335
Q1 2024353
Q2 2024353
Q3 2024361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ3 23: 152 bought or addedQ3 23: 118 cut or sold outQ3 23Q4 23: 182 bought or addedQ4 23: 117 cut or sold outQ1 24: 168 bought or addedQ1 24: 158 cut or sold outQ1 24Q2 24: 181 bought or addedQ2 24: 147 cut or sold outQ3 24: 199 bought or addedQ3 24: 136 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849
Q2 2023122143
Q3 2023152118
Q4 2023182117
Q1 2024168158
Q2 2024181147
Q3 2024199136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $5.1kQ4 23 puts: $184.7kQ4 23P/C 36.50Q1 24 calls: $0Q1 24 puts: $200.4kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.5kQ3 24 puts: $233.8kQ3 24P/C 22.25
Numbers
QuarterCallsPutsP/C
Q4 2023$5.1k$184.7k36.50
Q1 2024$0$200.4k—
Q2 2024$0$0—
Q3 2024$10.5k$233.8k22.25

Biggest buyers

FMR LLC Added +1,221,411+1.2m
Wealthspire Advisors, LLC New +900,292+900.3k
RENAISSANCE TECHNOLOGIES LLC Added +384,628+384.6k
JPMORGAN CHASE & CO Added +382,358+382.4k
Ocean Park Asset Management, LLC Added +364,200+364.2k
BANK OF MONTREAL /CAN/ New +282,305+282.3k
MORGAN STANLEY Added +239,656+239.7k
MATHER GROUP, LLC. Added +234,498+234.5k
Cercano Management LLC Added +214,300+214.3k
Sanctuary Advisors, LLC Added +190,023+190.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,146,628-2.1m
SEI INVESTMENTS CO Reduced -1,366,515-1.4m
GOLDMAN SACHS GROUP INC Reduced -1,131,534-1.1m
JANE STREET GROUP, LLC Reduced -774,291-774.3k
Avantax Planning Partners, Inc. Reduced -678,059-678.1k
M&T Bank Corp Sold out -597,700-597.7k
Tradewinds Capital Management, LLC Reduced -581,668-581.7k
FLOW TRADERS U.S. LLC Sold out -311,943-311.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -180,773-180.8k
STIFEL FINANCIAL CORP Reduced -125,141-125.1k

Biggest calls

CITADEL ADVISORS LLC New $10.5k400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $220.7k8.4k shares
CITADEL ADVISORS LLC New $13.1k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 15,125,96715.1m $397.4m $397.4m 0.02% Added +1.2m +1,221,411
2 SEI INVESTMENTS CO 0.19% of their portfolio OAKS, PA 5,703,5775.7m $149.8m $149.8m 0.19% Reduced -1.4m -1,366,515
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 5,072,8405.1m $133.3m $133.3m 0.03% Added +54.1k +54,098
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 4,901,0794.9m $128.8m $128.8m 0.02% Reduced -1.1m -1,131,534
5 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 4,851,4454.9m $127.4m $127.4m 0.08% Reduced -45.5k -45,464
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,076,4804.1m $107.1m $107.1m 0.01% Reduced -2.1m -2,146,628
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,370,4792.4m $62.3m $62.3m 0.03% Added +146.3k +146,261
8 GRIMES & Co WEALTH MANAGEMENT, LLC 1.64% of their portfolio WESTBOROUGH, MA 2,313,5472.3m $60.8m $60.8m 1.64% Added +46.2k +46,203
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,236,1142.2m $58.7m $58.7m 0.02% Added +55.8k +55,801
10 Avantax Planning Partners, Inc. 1.91% of their portfolio DUBUQUE, IA 2,031,5532.0m $53.4m $53.4m 1.91% Reduced -678.1k -678,059
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,951,6122.0m $51.3m $51.3m 0.00% Added +239.7k +239,656
12 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,555,1801.6m $40.8m $40.8m 0.06% Added +98.0k +98,024
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.29% of their portfolio IRVING, TX 1,330,6951.3m $35.0m $35.0m 0.29% Reduced -4.1k -4,115
14 Ocean Park Asset Management, LLC 1.38% of their portfolio SANTA MONICA, CA 1,194,4001.2m $31.4m $31.4m 1.38% Added +364.2k +364,200
15 Revolve Wealth Partners, LLC 4.20% of their portfolio Hackensack, NJ 1,047,2981.0m $27.5m $27.5m 4.20% Added +61.3k +61,340
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 962,698962.7k $25.3m $25.3m 0.01% Added +5.4k +5,409
17 Wealthspire Advisors, LLC 0.24% of their portfolio NEW YORK, NY 900,292900.3k $23.7m $23.7m 0.24% New
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 799,142799.1k $21.0m $21.0m 0.00% Added +382.4k +382,358
19 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 703,795703.8k $18.5m $18.5m 0.04% Added +46.4k +46,435
20 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 703,200703.2k $18.5m $18.5m 0.03% Added +384.6k +384,628
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 686,500686.5k $18.0m $18.0m 0.01% Reduced -32.4k -32,442
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 562,885562.9k $14.8m $14.8m 0.00% Added +77.4k +77,378
23 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.41% of their portfolio Seattle, WA 560,119560.1k $14.7m $14.7m 0.41% Added +26.7k +26,660
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 557,163557.2k $14.6m $14.6m 0.02% Reduced -9.0k -9,011
25 EXCHANGE TRADED CONCEPTS, LLC 0.33% of their portfolio Oklahoma City, OK 533,455533.5k $14.0m $14.0m 0.33% Reduced -82.5k -82,550
26 MATHER GROUP, LLC. 0.17% of their portfolio CHICAGO, IL 517,554517.6k $13.6m $13.6m 0.17% Added +234.5k +234,498
27 Capital Asset Advisory Services LLC 0.62% of their portfolio Williamston, MI 477,702477.7k $12.5m $12.5m 0.62% Added +43.0k +43,013
28 Avidian Wealth Enterprises, LLC 0.57% of their portfolio Houston, TX 476,920476.9k $12.5m $12.5m 0.57% Added +18.2k +18,154
29 Parkside Investments, LLC 1.89% of their portfolio DEERFIELD, IL 476,750476.8k $12.5m $12.5m 1.89% Added +67.7k +67,675
30 AXXCESS WEALTH MANAGEMENT, LLC 0.31% of their portfolio CARLSBAD, CA 466,815466.8k $12.3m $12.3m 0.31% Added +49.8k +49,781
31 Betterment LLC 0.03% of their portfolio NEW YORK, NY 441,544441.5k $11.6m $11.6m 0.03% Added +51.6k +51,617
32 Mariner, LLC 0.02% of their portfolio Overland Park, KS 427,356427.4k $11.2m $11.2m 0.02% Added +99.3k +99,286
33 Cercano Management LLC 0.26% of their portfolio BELLEVUE, WA 414,300414.3k $10.9m $10.9m 0.26% Added +214.3k +214,300
34 Meeder Advisory Services, Inc. 0.66% of their portfolio DUBLIN, OH 388,851388.9k $10.2m $10.2m 0.66% Added +44.7k +44,721
35 Capital Analysts, LLC 0.41% of their portfolio FORT WASHINGTON, PA 381,231381.2k $10.0m $10.0m 0.41% Added +3.2k +3,224
36 Syntegra Private Wealth Group, LLC 1.16% of their portfolio Chesterfield, MO 380,862380.9k $10.0m $10.0m 1.16% Added +135.9k +135,914
37 Jordan Park Group LLC 0.68% of their portfolio SAN FRANCISCO, CA 378,196378.2k $9.9m $9.9m 0.68% Reduced -6.5k -6,543
38 WCG Wealth Advisors LLC 0.64% of their portfolio LAS VEGAS, NV 359,219359.2k $9.4m $9.4m 0.64% Reduced -41.2k -41,157
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 323,290323.3k $8.5m $8.5m 0.01% Reduced -125.1k -125,141
40 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 320,838320.8k $8.4m $8.4m 0.01% Reduced -774.3k -774,291
41 Collaborative Wealth Managment Inc. 3.70% of their portfolio LAKE MARY, FL 311,574311.6k $8.2m $8.2m 3.70% Added +9.0k +9,003
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 298,739298.7k $7.8m $7.8m 0.00% Added +570 +570
43 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 294,512294.5k $7.7m $7.7m 0.02% Reduced -11.8k -11,790
44 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 282,740282.7k $7.4m $7.4m 0.11% Reduced -2.1k -2,098
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 282,305282.3k $7.4m $7.4m 0.00% New
46 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 267,213267.2k $6.9m $6.9m 0.04% Added +190.0k +190,023
47 CAPITAL INSIGHT PARTNERS, LLC 1.14% of their portfolio SCOTTSDALE, AZ 248,903248.9k $6.5m $6.5m 1.14% Added +8.2k +8,180
48 OLD NATIONAL BANCORP /IN/ 0.15% of their portfolio EVANSVILLE, IN 246,068246.1k $6.5m $6.5m 0.15% Added +11.6k +11,608
49 Prentice Wealth Management LLC 1.81% of their portfolio Rochester, NY 232,645232.6k $6.1m $6.1m 1.81% Added +42.1k +42,115
50 Vishria Bird Financial Group, LLC 2.25% of their portfolio MEMPHIS, TN 225,771225.8k $5.9m $5.9m 2.25% Unchanged
51 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 206,254206.3k $5.4m $5.4m 0.01% Reduced -4.3k -4,254
52 HTLF Bank 0.57% of their portfolio Denver, CO 200,071200.1k $5.3m $5.3m 0.57% Added +20.1k +20,126
53 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 195,929195.9k $5.1m $5.1m 0.01% Reduced -19.7k -19,715
54 High Net Worth Advisory Group LLC 1.43% of their portfolio NAPLES, FL 194,621194.6k $5.1m $5.1m 1.43% Reduced -402 -402
55 CX Institutional 0.22% of their portfolio AUBURN, IN 190,903190.9k $5.0m $5.0m 0.22% Added +2.8k +2,832
56 Prime Capital Investment Advisors, LLC 0.07% of their portfolio OVERLAND PARK, KS 189,312189.3k $5.0m $5.0m 0.07% Added +8.5k +8,540
57 Sage Advisory Services, Ltd.Co. 1.31% of their portfolio AUSTIN, TX 183,045183.0k $4.7m $4.7m 1.31% Unchanged
58 RFG Advisory, LLC 0.15% of their portfolio BIRMINGHAM, AL 182,287182.3k $4.8m $4.8m 0.15% Added +223 +223
59 CGN Advisors LLC 0.46% of their portfolio MANHATTAN, KS 175,544175.5k $4.6m $4.6m 0.46% Added +290 +290
60 Erickson Financial Group, LLC 3.06% of their portfolio ALLENTOWN, PA 162,358162.4k $4.3m $4.3m 3.06% Reduced -2.9k -2,926
61 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 160,239160.2k $4.2m $4.2m 0.06% Added +157.8k +157,800
62 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 154,833154.8k $4.1m $4.1m 0.05% Reduced -119.0k -119,035
63 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 145,741145.7k $3.8m $3.8m 0.01% Added +650 +650
64 Harbor Group, Inc. 0.88% of their portfolio BEDFORD, NH 144,614144.6k $3.8m $3.8m 0.88% Added +38 +38
65 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 143,127143.1k $3.8m $3.8m 0.05% Added +58 +58
66 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 140,471140.5k $3.7m $3.7m 0.01% Added +1.9k +1,865
67 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 139,717139.7k $3.7m $3.7m 0.01% Added +46.5k +46,531
68 Chemistry Wealth Management LLC 0.85% of their portfolio NEW YORK, NY 135,665135.7k $3.6m $3.6m 0.85% Added +1.3k +1,283
69 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 135,116135.1k $3.5m $3.5m 0.10% Reduced -2.2k -2,216
70 RIVERSEDGE ADVISORS, LLC 0.77% of their portfolio Wilmington, DE 129,612129.6k $3.4m $3.4m 0.77% Added +12 +12
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 123,079123.1k $3.2m $3.2m 0.01% Reduced -9.1k -9,079
72 Tradewinds Capital Management, LLC 0.85% of their portfolio BELLINGHAM, WA 121,417121.4k $3.2m $3.2m 0.85% Reduced -581.7k -581,668
73 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 120,224120.2k $3.2m $3.2m 0.04% Added +3.4k +3,397
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 119,194119.2k $3.1m $3.1m 0.06% Added +1.6k +1,619
75 Legacy Financial Advisors, Inc. 0.51% of their portfolio COVINGTON, KY 116,455116.5k $3.1m $3.1m 0.51% Reduced -1.5k -1,505
76 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 110,704110.7k $2.9m $2.9m 0.02% Added +43.0k +43,004
77 FourThought Financial Partners, LLC 0.32% of their portfolio VENICE, FL 103,746103.7k $2.7m $2.7m 0.32% Added +9.8k +9,829
78 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 102,678102.7k $2.7m $2.7m 0.08% Reduced -25.3k -25,312
79 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 102,300102.3k $2.7m $2.7m 0.06% Added +80.6k +80,585
80 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 100,349100.3k $2.6m $2.6m 0.15% Added +8.3k +8,344
81 Pineridge Advisors LLC 0.96% of their portfolio ST. CHARLES, MO 96,38196.4k $2.5m $2.5m 0.96% Reduced -3.0k -3,042
82 Thrive Wealth Management, LLC 0.46% of their portfolio AUDUBON, PA 95,89195.9k $2.5m $2.5m 0.46% Added +6.6k +6,602
83 Wedmont Private Capital 0.14% of their portfolio WEST CHESTER, PA 94,39794.4k $2.5m $2.5m 0.14% Added +20.0k +19,991
84 KWMG, LLC 0.25% of their portfolio OVERLAND PARK, KS 94,12894.1k $2.5m $2.5m 0.25% Added +8 +8
85 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 92,38092.4k $2.4m $2.4m 0.02% Added +18.8k +18,752
86 Oakwell Private Wealth Management, LLC 0.69% of their portfolio Austin, TX 91,58891.6k $2.4m $2.4m 0.69% Reduced -2.2k -2,196
87 Orcam Financial Group 2.32% of their portfolio ENCINITAS, CA 91,21091.2k $2.4m $2.4m 2.32% Added +928 +928
88 Dogwood Wealth Management LLC 1.33% of their portfolio LENEXA, KS 87,75287.8k $2.3m $2.3m 1.33% Added +616 +616
89 Traveka Wealth, LLC 1.17% of their portfolio LOS ALTOS, CA 87,74487.7k $2.3m $2.3m 1.17% Reduced -4.7k -4,721
90 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 86,60386.6k $2.3m $2.3m 0.06% Added +48.9k +48,857
91 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 85,75585.8k $2.3m $2.3m 0.01% Reduced -18.0k -18,005
92 Farther Finance Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 85,74985.7k $2.3m $2.3m 0.08% Added +33.3k +33,288
93 Running Point Capital Advisors, LLC 0.87% of their portfolio EL SEGUNDO, CA 85,63385.6k $2.2m $2.2m 0.87% Reduced -195 -195
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 82,32882.3k $2.2m $2.2m 0.00% Added +27.1k +27,106
95 Redwood Investment Management, LLC 0.19% of their portfolio SCOTTSDALE, AZ 82,20082.2k $2.2m $2.2m 0.19% Unchanged
96 Bragg Financial Advisors, Inc 0.09% of their portfolio CHARLOTTE, NC 80,02080.0k $2.1m $2.1m 0.09% Added +3.7k +3,717
97 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 79,31979.3k $2.1m $2.1m 0.00% Added +6.4k +6,351
98 Sebold Capital Management, Inc. 1.36% of their portfolio LISLE, IL 78,81378.8k $2.1m $2.1m 1.36% Added +1.7k +1,687
99 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 76,38176.4k $2.0m $2.0m 0.02% Reduced -39.2k -39,156
100 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 75,17875.2k $2.0m $2.0m 0.01% Reduced -8.4k -8,389