Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

283 institutional holders +5 vs Q2 2023
59,583,12259.6m shares reported held*
$1.4bnreported value*
39 new 113 added 83 reduced 35 sold out net sold ≈ $2.3m (-100.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($55.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.88.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283283Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ4 22Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 152 bought or addedQ3 23: 118 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849
Q2 2023122143
Q3 2023152118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $305.0kQ4 22 puts: $1.7mQ4 22P/C 5.56Q1 23 calls: $60.1kQ1 23 puts: $15.0kQ1 23P/C 0.25Q2 23 calls: $480.2kQ2 23 puts: $580.2kQ2 23P/C 1.21Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$305.0k$1.7m5.56
Q1 2023$60.1k$15.0k0.25
Q2 2023$480.2k$580.2k1.21
Q3 2023$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,025,046+1.0m
Avantax Planning Partners, Inc. Added +736,338+736.3k
Tradewinds Capital Management, LLC Added +541,263+541.3k
SEI INVESTMENTS CO Added +524,364+524.4k
AXXCESS WEALTH MANAGEMENT, LLC New +440,341+440.3k
ROYAL BANK OF CANADA Added +395,670+395.7k
BANK OF AMERICA CORP /DE/ Added +316,070+316.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +244,966+245.0k
MATHER GROUP, LLC. Added +168,042+168.0k
LPL Financial LLC Added +155,713+155.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,929,802-1.9m
Jordan Park Group LLC Reduced -723,932-723.9k
Pallas Capital Advisors LLC Reduced -681,424-681.4k
Private Ocean, LLC Reduced -359,380-359.4k
ORG Partners LLC Sold out -333,506-333.5k
Ocean Park Asset Management, LLC Sold out -281,900-281.9k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -253,428-253.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -199,502-199.5k
RENAISSANCE TECHNOLOGIES LLC Sold out -167,851-167.9k
Atria Investments, Inc Sold out -159,319-159.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 8,635,7798.6m $205.7m $205.7m 0.02% Reduced -143.3k -143,322
2 SEI INVESTMENTS CO 0.28% of their portfolio OAKS, PA 6,555,0976.6m $156.1m $156.1m 0.28% Added +524.4k +524,364
3 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 4,913,2854.9m $117.0m $117.0m 0.10% Added +89.0k +88,952
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 4,260,7304.3m $101.5m $101.5m 0.03% Added +1.0m +1,025,046
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,727,5503.7m $88.8m $88.8m 0.01% Added +316.1k +316,070
6 Avantax Planning Partners, Inc. 3.01% of their portfolio DUBUQUE, IA 3,021,7193.0m $72.0m $72.0m 3.01% Added +736.3k +736,338
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,884,6362.9m $68.7m $68.7m 0.02% Reduced -1.9m -1,929,802
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,392,3572.4m $57.0m $57.0m 0.03% Reduced -199.5k -199,502
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.36% of their portfolio IRVING, TX 2,308,7082.3m $55.0m $55.0m 0.36% Reduced -253.4k -253,428
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,196,7952.2m $52.3m $52.3m 0.04% Added +155.7k +155,713
11 Private Ocean, LLC 3.37% of their portfolio SAN RAFAEL, CA 1,114,4261.1m $26.5m $26.5m 3.37% Reduced -359.4k -359,380
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,091,7881.1m $26.0m $26.0m 0.00% Added +17.6k +17,580
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 743,766743.8k $17.7m $17.7m 0.01% Added +395.7k +395,670
14 Revolve Wealth Partners, LLC 4.01% of their portfolio Hackensack, NJ 724,261724.3k $17.3m $17.3m 4.01% Added +149.6k +149,586
15 1900 WEALTH MANAGEMENT LLC 1.50% of their portfolio SAN ANTONIO, TX 631,870631.9k $15.1m $15.1m 1.50% Reduced -11.6k -11,591
16 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 618,582618.6k $14.7m $14.7m 0.03% Added +13.9k +13,867
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 613,941613.9k $14.5m $14.5m 0.00% Added +98.9k +98,916
18 Tradewinds Capital Management, LLC 4.42% of their portfolio BELLINGHAM, WA 541,457541.5k $12.9m $12.9m 4.42% Added +541.3k +541,263
19 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.51% of their portfolio Seattle, WA 540,042540.0k $12.9m $12.9m 0.51% Added +82.2k +82,198
20 CX Institutional 0.68% of their portfolio AUBURN, IN 517,213517.2k $12.3m $12.3m 0.68% Added +30.1k +30,111
21 WCG Wealth Advisors LLC 0.87% of their portfolio LAS VEGAS, NV 479,716479.7k $11.9m $11.9m 0.87% Added +35.7k +35,670
22 UBS Group AG 0.01% of their portfolio ZURICH, V8 476,789476.8k $11.4m $11.4m 0.01% Reduced -38.2k -38,206
23 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 470,245470.2k $11.2m $11.2m 0.04% Reduced -61.4k -61,405
24 Capital Asset Advisory Services LLC 0.75% of their portfolio Williamston, MI 457,596457.6k $10.9m $10.9m 0.75% Added +16.1k +16,060
25 AXXCESS WEALTH MANAGEMENT, LLC 0.36% of their portfolio CARLSBAD, CA 440,341440.3k $10.5m $10.5m 0.36% New
26 Parkside Investments, LLC 1.72% of their portfolio DEERFIELD, IL 392,503392.5k $9.3m $9.3m 1.72% Added +9.6k +9,625
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 295,601295.6k $7.0m $7.0m 0.01% Added +73.4k +73,392
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 271,939271.9k $6.5m $6.5m 0.02% Added +245.0k +244,966
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 267,971268.0k $6.4m $6.4m 0.01% Added +33.6k +33,612
30 Avidian Wealth Enterprises, LLC 0.45% of their portfolio Houston, TX 266,249266.2k $6.3m $6.3m 0.45% Reduced -19.8k -19,845
31 Collaborative Wealth Managment Inc. 3.50% of their portfolio LAKE MARY, FL 246,102246.1k $5.9m $5.9m 3.50% Added +25.5k +25,537
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 241,037241.0k $5.7m $5.7m 0.00% Added +56.0k +55,999
33 Syntegra Private Wealth Group, LLC 0.85% of their portfolio Chesterfield, MO 228,375228.4k $5.4m $5.4m 0.85% Added +5.1k +5,142
34 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 226,515226.5k $5.4m $5.4m 0.01% Added +4.2k +4,192
35 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 222,218222.2k $5.3m $5.3m 0.22% Added +27.3k +27,293
36 CAPITAL INSIGHT PARTNERS, LLC 1.19% of their portfolio SCOTTSDALE, AZ 220,177220.2k $5.2m $5.2m 1.19% Added +8.9k +8,949
37 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 220,168220.2k $5.2m $5.2m 0.09% Added +168.0k +168,042
38 RIVERSEDGE ADVISORS, LLC 1.43% of their portfolio Wilmington, DE 204,117204.1k $4.9m $4.9m 1.43% Reduced -23.8k -23,801
39 CAPE COD FIVE CENTS SAVINGS BANK 0.26% of their portfolio HYANNIS, MA 203,078203.1k $4.8m $4.8m 0.26% Added +95.8k +95,782
40 High Net Worth Advisory Group LLC 1.82% of their portfolio NAPLES, FL 190,751190.8k $4.5m $4.5m 1.82% Added +73 +73
41 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 180,037180.0k $4.3m $4.3m 0.01% Added +37.0k +37,021
42 RFG Advisory, LLC 0.19% of their portfolio BIRMINGHAM, AL 176,041176.0k $4.2m $4.2m 0.19% Added +116.0k +116,050
43 Dubuque Bank & Trust Co 0.53% of their portfolio Dubuque, IA 167,163167.2k $4.0m $4.0m 0.53% Added +4.9k +4,887
44 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 162,997163.0k $3.9m $3.9m 0.07% Reduced -35.9k -35,945
45 Running Point Capital Advisors, LLC 2.19% of their portfolio EL SEGUNDO, CA 158,704158.7k $3.8m $3.8m 2.19% Reduced -15.8k -15,833
46 Erickson Financial Group, LLC 3.48% of their portfolio ALLENTOWN, PA 156,095156.1k $3.7m $3.7m 3.48% Added +612 +612
47 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 147,983148.0k $3.5m $3.5m 0.17% Added +136.5k +136,514
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 143,267143.3k $3.4m $3.4m 0.00% New
49 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 137,137137.1k $3.3m $3.3m 0.04% Reduced -37.4k -37,351
50 CGN Advisors LLC 0.43% of their portfolio MANHATTAN, KS 133,701133.7k $3.2m $3.2m 0.43% Reduced -53.4k -53,414
51 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 132,719132.7k $3.2m $3.2m 0.05% Reduced -448 -448
52 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 129,155129.2k $3.1m $3.1m 0.02% Added +12.3k +12,300
53 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 112,080112.1k $5.6m $5.6m 0.02% Reduced -5.6k -5,600
54 Perigon Wealth Management, LLC 0.11% of their portfolio SAN FRANCISCO, CA 109,733109.7k $2.6m $2.6m 0.11% Added +726 +726
55 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 101,402101.4k $2.4m $2.4m 0.03% Added +35.0k +35,003
56 Melone Private Wealth, LLC 1.70% of their portfolio AUBURN HILLS, MI 99,50399.5k $2.4m $2.4m 1.70% Added +172 +172
57 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 95,52995.5k $2.3m $2.3m 0.01% Added +19.8k +19,753
58 Executive Wealth Management, LLC 0.23% of their portfolio BRIGHTON, MI 93,93593.9k $2.2m $2.2m 0.23% Added +7.8k +7,800
59 Orcam Financial Group 2.92% of their portfolio ENCINITAS, CA 90,97491.0k $2.2m $2.2m 2.92% Reduced -3.0k -3,019
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 88,85788.9k $2.1m $2.1m 0.00% Reduced -82.9k -82,894
61 James J. Burns & Company, LLC 0.56% of their portfolio MELVILLE, NY 88,13588.1k $2.1m $2.1m 0.56% Reduced -42.8k -42,777
62 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 88,07288.1k $2.1m $2.1m 0.08% Added +13.9k +13,938
63 Jordan Park Group LLC 0.15% of their portfolio SAN FRANCISCO, CA 87,79087.8k $2.1m $2.1m 0.15% Reduced -723.9k -723,932
64 KWMG, LLC 0.26% of their portfolio OVERLAND PARK, KS 85,61285.6k $2.0m $2.0m 0.26% Added +4.6k +4,582
65 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 85,50585.5k $2.0m $2.0m 0.10% Added +7.1k +7,086
66 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 82,50382.5k $2.0m $2.0m 0.04% Reduced -70.3k -70,326
67 Oakwell Private Wealth Management, LLC 0.81% of their portfolio Austin, TX 80,17580.2k $1.9m $1.9m 0.81% New
68 Performance Wealth Partners, LLC 0.09% of their portfolio HINSDALE, IL 78,97679.0k $1.9m $1.9m 0.09% Reduced -2.8k -2,829
69 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 78,40678.4k $1.9m $1.9m 0.03% Added +6.3k +6,252
70 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 78,39078.4k $1.9m $1.9m 0.15% Added +6.3k +6,270
71 SVB WEALTH LLC 0.04% of their portfolio BOSTON, MA 72,14872.1k $1.7m $1.7m 0.04% Reduced -12.9k -12,895
72 Bragg Financial Advisors, Inc 0.09% of their portfolio CHARLOTTE, NC 71,75771.8k $1.7m $1.7m 0.09% Reduced -27.9k -27,915
73 Wedmont Private Capital 0.17% of their portfolio WEST CHESTER, PA 69,80569.8k $1.7m $1.7m 0.17% Reduced -6.3k -6,326
74 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 68,74068.7k $1.6m $1.6m 0.00% Added +3.9k +3,920
75 Tennessee Valley Asset Management Partners 0.53% of their portfolio KNOXVILLE, TN 67,87467.9k $1.6m $1.6m 0.53% Added +395 +395
76 Thrive Wealth Management, LLC 0.40% of their portfolio AUDUBON, PA 62,64962.6k $1.5m $1.5m 0.40% Reduced -2.5k -2,485
77 DRAVO BAY LLC 1.06% of their portfolio REHOBOTH BEACH, DE 60,98761.0k $1.5m $1.5m 1.06% Reduced -941 -941
78 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 60,67660.7k $1.4m $1.4m 0.07% Added +850 +850
79 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 59,51059.5k $1.4m $1.4m 0.01% Added +7.3k +7,265
80 Washington Trust Bank 0.15% of their portfolio Spokane, WA 59,06559.1k $1.4m $1.4m 0.15% Not comparable
81 Sebold Capital Management, Inc. 1.13% of their portfolio LISLE, IL 57,91757.9k $1.4m $1.4m 1.13% Added +15.5k +15,501
82 AFT, FORSYTH & COMPANY, INC. 1.01% of their portfolio JUPITER, FL 57,75057.8k $1.4m $1.4m 1.01% Unchanged
83 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 57,57057.6k $1.4m $1.4m 0.01% Added +5.6k +5,630
84 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 56,42356.4k $1.3m $1.3m 0.02% Reduced -798 -798
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 56,05556.1k $1.3m $1.3m 0.00% Reduced -10.5k -10,537
86 SevenBridge Financial Group, LLC 0.34% of their portfolio HARRISBURG, PA 54,92154.9k $1.3m $1.3m 0.34% Reduced -5.3k -5,285
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,17453.2k $1.3m $1.3m 0.00% Added +14.9k +14,925
88 GYL Financial Synergies, LLC 0.12% of their portfolio West Hartford, CT 51,15551.2k $1.2m $1.2m 0.12% Added +18.1k +18,133
89 Goodwin Investment Advisory 0.72% of their portfolio WOODSTOCK, GA 51,03251.0k $1.2m $1.2m 0.72% New
90 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,23049.2k $1.2m $1.2m 0.00% Added +8.7k +8,746
91 BROWN WEALTH MANAGEMENT, LLC 0.56% of their portfolio NAPERVILLE, IL 49,08849.1k $1.2m $1.2m 0.56% Reduced -75.3k -75,314
92 Chemistry Wealth Management LLC 0.38% of their portfolio NEW YORK, NY 48,75548.8k $1.2m $1.2m 0.38% Added +358 +358
93 Manhattan West Asset Management, LLC 0.35% of their portfolio Los Angeles, CA 48,63048.6k $1.1m $1.1m 0.35% New
94 Keystone Financial Group 0.19% of their portfolio LEXINGTON, KY 47,34447.3k $1.1m $1.1m 0.19% Unchanged
95 FLAGSHIP HARBOR ADVISORS, LLC 0.09% of their portfolio BOSTON, MA 46,99047.0k $1.1m $1.1m 0.09% Added +1.5k +1,526
96 JOURNEY STRATEGIC WEALTH LLC 0.05% of their portfolio SUMMIT, NJ 46,88746.9k $1.1m $1.1m 0.05% New
97 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 45,94645.9k $1.1m $1.1m 0.01% Reduced -3.4k -3,449
98 QP WEALTH MANAGEMENT, LLC 1.90% of their portfolio BOCA RATON, FL 45,80345.8k $1.1m $1.1m 1.90% Added +2.1k +2,085
99 Betterment LLC 0.00% of their portfolio NEW YORK, NY 45,21045.2k $1.1m $1.1m 0.00% Added +29.3k +29,283
100 OLD NATIONAL BANCORP /IN/ 0.03% of their portfolio EVANSVILLE, IN 44,64844.6k $1.1m $1.1m 0.03% New