Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

513 institutional holders +26 vs Q3 2025
25,302,91625.3m shares reported held*
$2.4bnreported value*
46 new 184 added 171 reduced 40 sold out net sold ≈ $18.8m (-597.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.34.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466Q4 24: 479Q1 25: 465Q2 25: 488Q3 25: 487Q4 25: 513513Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466
Q4 2024479
Q1 2025465
Q2 2025488
Q3 2025487
Q4 2025513

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 24: 212 bought or addedQ1 24: 181 cut or sold outQ2 24: 205 bought or addedQ2 24: 187 cut or sold outQ2 24Q3 24: 228 bought or addedQ3 24: 180 cut or sold outQ4 24: 214 bought or addedQ4 24: 187 cut or sold outQ4 24Q1 25: 213 bought or addedQ1 25: 212 cut or sold outQ2 25: 231 bought or addedQ2 25: 196 cut or sold outQ2 25Q3 25: 225 bought or addedQ3 25: 208 cut or sold outQ4 25: 230 bought or addedQ4 25: 211 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024212181
Q2 2024205187
Q3 2024228180
Q4 2024214187
Q1 2025213212
Q2 2025231196
Q3 2025225208
Q4 2025230211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 25 calls: $166.0kQ1 25 puts: $6.3kQ1 25P/C 0.04Q2 25 calls: $1.5mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $1.3mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —
Numbers
QuarterCallsPutsP/C
Q1 2025$166.0k$6.3k0.04
Q2 2025$1.5m$00.00
Q3 2025$1.3m$00.00
Q4 2025$0$0—

Biggest buyers

LPL Financial LLC Added +858,073+858.1k
WCG Wealth Advisors LLC Added +281,647+281.6k
MORGAN STANLEY Added +261,431+261.4k
Corient Private Wealth LP Added +89,353+89.4k
EARNED WEALTH ADVISORS, LLC New +75,040+75.0k
Mariner, LLC Added +59,670+59.7k
Private Advisor Group, LLC Added +54,522+54.5k
ROYAL BANK OF CANADA Added +46,463+46.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +44,951+45.0k
SUMMIT WEALTH GROUP LLC / CO New +38,119+38.1k

Biggest sellers

Arax Advisory Partners Reduced -800,551-800.6k
BANK OF AMERICA CORP /DE/ Reduced -713,048-713.0k
Fortitude Financial, LLC Sold out -250,745-250.7k
OSAIC HOLDINGS, INC. Reduced -165,475-165.5k
KWB Wealth Reduced -150,677-150.7k
Strategic Financial Concepts, LLC Sold out -77,260-77.3k
PFG Private Wealth Management, LLC Sold out -75,524-75.5k
Forbes Financial Planning, Inc. Reduced -71,506-71.5k
WELLS FARGO & COMPANY/MN Reduced -69,486-69.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -65,818-65.8k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 4,679,5064.7m $440.8m $440.8m 0.12% Added +858.1k +858,073
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,145,7641.1m $107.9m $107.9m 0.01% Reduced -713.0k -713,048
3 Financial Engines Advisors L.L.C. 0.20% of their portfolio SANTA CLARA, CA 1,143,8981.1m $107.7m $107.7m 0.20% Reduced -29.7k -29,690
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,035,2791.0m $97.5m $97.5m 0.01% Added +261.4k +261,431
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 960,802960.8k $90.5m $90.5m 0.02% Added +6.8k +6,804
6 NorthRock Partners, LLC 1.05% of their portfolio MINNEAPOLIS, MN 660,442660.4k $62.2m $62.2m 1.05% Added +112 +112
7 Diversified Enterprises, LLC 2.91% of their portfolio Wilmington, DE 519,004519.0k $48.9m $48.9m 2.91% Added +19.8k +19,815
8 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 429,747429.7k $40.5m $40.5m 0.04% Added +24.0k +24,021
9 Rodgers & Associates, LTD 4.04% of their portfolio Lancaster, PA 423,651423.7k $39.9m $39.9m 4.04% Added +1.8k +1,792
10 WCG Wealth Advisors LLC 1.06% of their portfolio LAS VEGAS, NV 399,852399.9k $37.7m $37.7m 1.06% Added +281.6k +281,647
11 Krilogy Financial LLC 1.17% of their portfolio ST. LOUIS, MO 342,944342.9k $34.4m $34.4m 1.17% Added +11.7k +11,677
12 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 336,616336.6k $31.7m $31.7m 0.22% Added +16.4k +16,373
13 FAS Wealth Partners, Inc. 2.01% of their portfolio LEAWOOD, KS 330,955331.0k $31.2m $31.2m 2.01% Added +4.2k +4,159
14 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 327,165327.2k $30.8m $30.8m 0.03% Reduced -26.7k -26,719
15 Avantax Planning Partners, Inc. 0.84% of their portfolio DUBUQUE, IA 317,341317.3k $29.9m $29.9m 0.84% Added +25.1k +25,087
16 Savant Capital, LLC 0.16% of their portfolio ROCKFORD, IL 304,582304.6k $28.7m $28.7m 0.16% Reduced -19.7k -19,686
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 295,374295.4k $27.8m $27.8m 0.01% Reduced -28.1k -28,057
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 290,412290.4k $27.4m $27.4m 0.01% Reduced -69.5k -69,486
19 Mariner, LLC 0.03% of their portfolio Overland Park, KS 282,698282.7k $26.6m $26.6m 0.03% Added +59.7k +59,670
20 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 280,170280.2k $26.4m $26.4m 0.01% Added +32.0k +32,034
21 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 276,809276.8k $26.1m $26.1m 0.04% Reduced -165.5k -165,475
22 GHP Investment Advisors, Inc. 0.96% of their portfolio Denver, CO 248,261248.3k $23.4m $23.4m 0.96% Added +1.2k +1,204
23 OpenArc Corporate Advisory, LLC 0.35% of their portfolio ATLANTA, GA 226,845226.8k $21.4m $21.4m 0.35% First filing
24 AIRE ADVISORS, LLC 3.89% of their portfolio BEVERLY HILLS, CA 226,031226.0k $21.3m $21.3m 3.89% Added +851 +851
25 Klingman & Associates, LLC 0.93% of their portfolio New York, NY 204,649204.6k $19.3m $19.3m 0.93% Added +162 +162
26 Convergence Financial, LLC 2.75% of their portfolio COLUMBIA, MO 200,153200.2k $18.9m $18.9m 2.75% Added +534 +534
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 199,739199.7k $18.8m $18.8m 0.01% Added +7.3k +7,338
28 First National Trust Co 0.62% of their portfolio Johnstown, PA 196,356196.4k $18.5m $18.5m 0.62% Added +4.0k +3,975
29 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 191,236191.2k $18.0m $18.0m 0.08% Added +54.5k +54,522
30 Shakespeare Wealth Management, LLC 3.70% of their portfolio Pewaukee, WI 177,785177.8k $16.7m $16.7m 3.70% Added +1.3k +1,342
31 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 173,534173.5k $16.3m $16.3m 0.01% Added +23.3k +23,346
32 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 171,688171.7k $16.2m $16.2m 0.02% Reduced -65.8k -65,818
33 Grey Fox Wealth Advisors, LLC 3.29% of their portfolio ROCKLAND, DE 170,785170.8k $16.1m $16.1m 3.29% Added +6.6k +6,580
34 VICTORY FINANCIAL GROUP, LLC 1.77% of their portfolio AUSTIN, TX 149,750149.8k $14.1m $14.1m 1.77% Added +13.2k +13,200
35 CWM, LLC 0.04% of their portfolio OMAHA, NE 147,632147.6k $13.9m $13.9m 0.04% Reduced -23.5k -23,497
36 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 144,529144.5k $13.6m $13.6m 0.03% Reduced -36.7k -36,686
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 141,380141.4k $13.3m $13.3m 0.00% Reduced -1.0k -1,048
38 Optimist Retirement Group LLC 5.77% of their portfolio BELLEVUE, WA 133,666133.7k $12.6m $12.6m 5.77% Reduced -63 -63
39 Roberts Financial Services LLC 3.75% of their portfolio MARQUETTE, MI 126,915126.9k $12.0m $12.0m 3.75% Added +2.8k +2,772
40 Marietta Wealth Management, LLC 1.27% of their portfolio MARIETTA, GA 116,567116.6k $11.0m $11.0m 1.27% Added +1.1k +1,115
41 BALANCED WEALTH GROUP LLC 4.01% of their portfolio WESTLAKE, OH 116,098116.1k $11.0m $11.0m 4.01% Added +4.9k +4,871
42 Csenge Advisory Group 0.49% of their portfolio CLEARWATER, FL 115,503115.5k $10.9m $10.9m 0.49% Reduced -8.4k -8,391
43 RAINEY & RANDALL WEALTH ADVISORS INC. 1.58% of their portfolio Celebration, FL 102,835102.8k $9.7m $9.7m 1.58% Reduced -281 -281
44 Wealthcare Advisory Partners LLC 0.19% of their portfolio WEST CHESTER, PA 101,845101.8k $9.6m $9.6m 0.19% Added +1.8k +1,835
45 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 100,165100.2k $9.4m $9.4m 0.10% Reduced -1.4k -1,433
46 BIP Wealth, LLC 0.32% of their portfolio ATLANTA, GA 95,62495.6k $9.0m $9.0m 0.32% Added +2.5k +2,521
47 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 92,05692.1k $8.7m $8.7m 0.01% Added +89.4k +89,353
48 Mutual Advisors, LLC 0.17% of their portfolio OMAHA, NE 86,56986.6k $8.2m $8.2m 0.17% Reduced -764 -764
49 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 85,66085.7k $8.1m $8.1m 0.05% Reduced -602 -602
50 KWB Wealth 0.75% of their portfolio REDLANDS, CA 84,15284.2k $7.9m $7.9m 0.75% Reduced -150.7k -150,677
51 Key Financial Inc 1.43% of their portfolio WEST CHESTER, PA 83,07583.1k $7.8m $7.8m 1.43% Added +869 +869
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,69082.7k $7.8m $7.8m 0.00% Added +46.5k +46,463
53 Compton Financial Group, LLC 1.76% of their portfolio TOWSON, MD 82,58482.6k $7.8m $7.8m 1.76% Added +5.6k +5,616
54 Integrity Wealth Solutions LLC 2.94% of their portfolio DENVER, CO 78,87078.9k $7.4m $7.4m 2.94% Added +3.3k +3,346
55 Nvest Wealth Strategies, Inc. 5.48% of their portfolio POWELL, OH 78,69878.7k $7.4m $7.4m 5.48% First filing
56 Financial Strategies Group, Inc. 1.37% of their portfolio OKEMOS, MI 77,35077.3k $7.6m $7.6m 1.37% Added +1.8k +1,761
57 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 76,35976.4k $7.2m $7.2m 0.09% Added +8.8k +8,791
58 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 76,27476.3k $7.2m $7.2m 0.01% Added +2.2k +2,206
59 Tradition Wealth Management, LLC 0.52% of their portfolio EDINA, MN 76,21576.2k $7.2m $7.2m 0.52% Reduced -623 -623
60 EARNED WEALTH ADVISORS, LLC 0.50% of their portfolio WALNUT CREEK, CA 75,04075.0k $7.1m $7.1m 0.50% New
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 74,86074.9k $7.1m $7.1m 0.01% Added +3.5k +3,503
62 Strategies Wealth Advisors, LLC 0.70% of their portfolio GRAND RAPIDS, MI 74,60974.6k $7.0m $7.0m 0.70% Reduced -2.0k -2,035
63 HRC WEALTH MANAGEMENT, LLC 3.36% of their portfolio Moscow, ID 74,37574.4k $7.0m $7.0m 3.36% Added +814 +814
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 72,94272.9k $7.1m $7.1m 0.01% Added +140 +140
65 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 71,94371.9k $6.8m $6.8m 0.06% Added +3.0k +3,027
66 MONECO ADVISORS, LLC 0.53% of their portfolio FAIRFIELD, CT 71,31071.3k $6.7m $6.7m 0.53% Added +14.0k +14,003
67 Fragasso Financial Advisors Inc 0.39% of their portfolio SEWICKLEY, PA 68,02068.0k $6.4m $6.4m 0.39% Added +1.7k +1,719
68 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 67,91267.9k $6.4m $6.4m 0.02% Reduced -305 -305
69 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 66,43866.4k $6.3m $6.3m 0.02% Added +3.5k +3,494
70 Cerro Pacific Wealth Advisors LLC 1.68% of their portfolio San Luis Obispo, CA 66,11866.1k $6.2m $6.2m 1.68% Added +4.1k +4,110
71 Leslie Global Wealth, LLC 2.63% of their portfolio Itasca, IL 62,06362.1k $5.8m $5.8m 2.63% Added +2.5k +2,488
72 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 61,97562.0k $5.8m $5.8m 0.01% Reduced -1.3k -1,285
73 Financial Security Advisor, Inc. 1.10% of their portfolio VIRGINIA BEACH, VA 60,31760.3k $5.7m $5.7m 1.10% Reduced -671 -671
74 Leicht Financial Planning & Wealth Management, Inc. 2.43% of their portfolio PARSIPPANY, NJ 57,80657.8k $5.4m $5.4m 2.43% Added +223 +223
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 57,21357.2k $5.4m $5.4m 0.00% Reduced -1.0k -1,028
76 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 56,45056.5k $5.3m $5.3m 0.01% Reduced -63.1k -63,074
77 WealthShield Partners, LLC 0.57% of their portfolio CARY, NC 54,99955.0k $5.2m $5.2m 0.57% Reduced -1.2k -1,151
78 New England Capital Financial Advisors LLC 1.93% of their portfolio MERIDEN, CT 52,40452.4k $4.9m $4.9m 1.93% Added +2.3k +2,293
79 Pacific Sun Financial Corp 2.36% of their portfolio LOS ANGELES, CA 51,94151.9k $4.9m $4.9m 2.36% Reduced -1.6k -1,619
80 Graney & King, LLC 2.83% of their portfolio LATHAM, NY 51,36651.4k $4.8m $4.8m 2.83% Reduced -5.8k -5,793
81 BARRETT & COMPANY, INC. 1.59% of their portfolio PROVIDENCE, RI 50,52850.5k $4.8m $4.8m 1.59% Reduced -19 -19
82 ERn Financial, LLC 0.89% of their portfolio MIDDLETON, WI 50,37550.4k $4.7m $4.7m 0.89% Reduced -924 -924
83 SIGNET FINANCIAL MANAGEMENT, LLC 0.53% of their portfolio PARSIPPANY, NJ 50,18950.2k $4.7m $4.7m 0.53% Reduced -3.6k -3,579
84 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 49,22349.2k $4.6m $4.6m 0.11% Added +2.6k +2,596
85 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 49,22249.2k $4.4m $4.4m 0.11% Added +1.0k +1,003
86 Midwest Financial Group LLC 2.04% of their portfolio Overland Park, KS 48,94148.9k $4.6m $4.6m 2.04% Added +4.3k +4,312
87 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 48,33848.3k $4.6m $4.6m 0.21% Reduced -2.1k -2,052
88 INTERACTIVE FINANCIAL ADVISORS, INC. 2.91% of their portfolio New Lenox, IL 47,87647.9k $4.5m $4.5m 2.91% Reduced -2.7k -2,668
89 Goldstone Financial Group, LLC 0.50% of their portfolio OAKBROOK TERRACE, IL 47,51947.5k $4.5m $4.5m 0.50% Added +446 +446
90 Livet Wealth, LLC 2.74% of their portfolio SALT LAKE CITY, UT 47,18947.2k $4.4m $4.4m 2.74% First filing
91 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,95447.0k $4.4m $4.4m 0.00% Reduced -10.0k -10,000
92 Probity Advisors, Inc. 0.69% of their portfolio DALLAS, TX 45,79745.8k $4.3m $4.3m 0.69% Added +3.1k +3,110
93 Marathon Mission, Inc. 2.49% of their portfolio ALBANY, NY 45,75745.8k $4.3m $4.3m 2.49% Added +1.3k +1,252
94 Focus Partners Advisor Solutions, LLC 0.05% of their portfolio SAINT LOUIS, MO 45,14145.1k $4.3m $4.3m 0.05% Reduced -6.6k -6,627
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 44,95145.0k $4.2m $4.2m 0.01% New
96 Quent Capital, LLC 0.30% of their portfolio NEW YORK, NY 44,50244.5k $4.2m $4.2m 0.30% Added +26.6k +26,575
97 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.08% of their portfolio LOS ANGELES, CA 44,39644.4k $4.2m $4.2m 0.08% Reduced -705 -705
98 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 44,13144.1k $4.2m $4.2m 0.03% Added +28.6k +28,633
99 MONETA GROUP INVESTMENT ADVISORS LLC 0.03% of their portfolio ST LOUIS, MO 43,34243.3k $4.1m $4.1m 0.03% Reduced -462 -462
100 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 43,16043.2k $4.1m $4.1m 0.06% Reduced -9.8k -9,828