Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

465 institutional holders -14 vs Q4 2024
26,503,58226.5m shares reported held*
$2.2bnreported value*
34 new 179 added 170 reduced 42 sold out net bought ≈ $36.3m (+440.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.03. Options: 2 managers hold calls ($166.0k notional), 1 hold puts ($6.3k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466Q4 24: 479Q1 25: 465465Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466
Q4 2024479
Q1 2025465

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 171 bought or addedQ2 23: 160 cut or sold outQ3 23: 189 bought or addedQ3 23: 149 cut or sold outQ3 23Q4 23: 196 bought or addedQ4 23: 155 cut or sold outQ1 24: 212 bought or addedQ1 24: 181 cut or sold outQ1 24Q2 24: 205 bought or addedQ2 24: 187 cut or sold outQ3 24: 228 bought or addedQ3 24: 180 cut or sold outQ3 24Q4 24: 214 bought or addedQ4 24: 187 cut or sold outQ1 25: 213 bought or addedQ1 25: 212 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023171160
Q3 2023189149
Q4 2023196155
Q1 2024212181
Q2 2024205187
Q3 2024228180
Q4 2024214187
Q1 2025213212

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 24 calls: $214.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $166.0kQ1 25 puts: $6.3kQ1 25P/C 0.04
Numbers
QuarterCallsPutsP/C
Q2 2024$214.7k$00.00
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$166.0k$6.3k0.04

Biggest buyers

CITIGROUP INC Added +458,677+458.7k
LPL Financial LLC Added +235,593+235.6k
HighTower Advisors, LLC Added +234,403+234.4k
MORGAN STANLEY Added +97,962+98.0k
VICTORY FINANCIAL GROUP, LLC Added +89,822+89.8k
TOWNSQUARE CAPITAL LLC Added +66,797+66.8k
CWM, LLC Added +65,988+66.0k
BANK OF AMERICA CORP /DE/ Added +57,139+57.1k
Mutual Advisors, LLC Added +50,596+50.6k
Geneos Wealth Management Inc. Added +45,898+45.9k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -175,137-175.1k
BENJAMIN EDWARDS INC Reduced -140,264-140.3k
WELLS FARGO & COMPANY/MN Reduced -104,976-105.0k
FINANCIAL CONSULATE, INC Sold out -104,190-104.2k
Systelligence, LLC Sold out -103,811-103.8k
UNIVEST FINANCIAL Corp Reduced -84,252-84.3k
OSAIC HOLDINGS, INC. Reduced -80,933-80.9k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -79,668-79.7k
Equitable Holdings, Inc. Reduced -46,223-46.2k
Spire Wealth Management Reduced -41,538-41.5k

Biggest calls

CITADEL ADVISORS LLC New $166.0k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Quaker Wealth Management, LLC First filing $6.3k76 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITIGROUP INC 0.16% of their portfolio NEW YORK, NY 2,589,7532.6m $214.9m $214.9m 0.16% Added +458.7k +458,677
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,503,2842.5m $207.8m $207.8m 0.08% Added +235.6k +235,593
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,760,2921.8m $146.1m $146.1m 0.01% Added +57.1k +57,139
4 Financial Engines Advisors L.L.C. 0.23% of their portfolio SANTA CLARA, CA 1,267,5681.3m $105.2m $105.2m 0.23% Reduced -21.1k -21,149
5 TOWNSQUARE CAPITAL LLC 0.92% of their portfolio Lehi, UT 1,035,3181.0m $85.9m $85.9m 0.92% Added +66.8k +66,797
6 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 984,515984.5k $81.6m $81.6m 0.02% Reduced -6.9k -6,930
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 729,906729.9k $60.6m $60.6m 0.00% Added +98.0k +97,962
8 NorthRock Partners, LLC 1.78% of their portfolio MINNEAPOLIS, MN 639,123639.1k $53.0m $53.0m 1.78% Added +8.7k +8,655
9 Diversified Enterprises, LLC 3.17% of their portfolio Wilmington, DE 453,264453.3k $37.6m $37.6m 3.17% Added +27.7k +27,686
10 Rodgers & Associates, LTD 4.02% of their portfolio Lancaster, PA 397,598397.6k $33.0m $33.0m 4.02% Added +11.3k +11,333
11 Avantax Planning Partners, Inc. 1.06% of their portfolio DUBUQUE, IA 360,275360.3k $29.9m $29.9m 1.06% Reduced -15.4k -15,394
12 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 350,027350.0k $29.1m $29.1m 0.04% Added +234.4k +234,403
13 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 322,481322.5k $26.8m $26.8m 0.03% Reduced -175.1k -175,137
14 Savant Capital, LLC 0.23% of their portfolio ROCKFORD, IL 322,066322.1k $26.7m $26.7m 0.23% Reduced -4.0k -3,997
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 298,242298.2k $24.8m $24.8m 0.01% Added +11.1k +11,120
16 FAS Wealth Partners, Inc. 2.02% of their portfolio LEAWOOD, KS 298,116298.1k $24.7m $24.7m 2.02% Added +6.5k +6,505
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 294,599294.6k $24.5m $24.5m 0.01% Reduced -105.0k -104,976
18 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 286,573286.6k $23.8m $23.8m 0.05% Reduced -80.9k -80,933
19 Krilogy Financial LLC 1.46% of their portfolio ST. LOUIS, MO 271,300271.3k $22.5m $22.5m 1.46% Added +17.1k +17,070
20 BENJAMIN EDWARDS INC 0.30% of their portfolio Clayton, MO 263,125263.1k $21.8m $21.8m 0.30% Reduced -140.3k -140,264
21 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 261,030261.0k $21.7m $21.7m 0.03% Reduced -32.0k -32,014
22 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 254,287254.3k $21.1m $21.1m 0.04% Added +19.8k +19,820
23 GHP Investment Advisors, Inc. 0.95% of their portfolio Denver, CO 237,710237.7k $19.7m $19.7m 0.95% Added +2.2k +2,197
24 Convergence Financial, LLC 3.81% of their portfolio COLUMBIA, MO 233,499233.5k $19.4m $19.4m 3.81% Added +5.2k +5,248
25 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 230,598230.6k $19.1m $19.1m 0.18% Reduced -46.2k -46,223
26 Roberts Financial Services LLC 3.70% of their portfolio MARQUETTE, MI 229,505229.5k $19.0m $19.0m 3.70% Added +988 +988
27 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 226,441226.4k $18.8m $18.8m 0.01% Added +23.5k +23,470
28 AIRE ADVISORS, LLC 3.91% of their portfolio BEVERLY HILLS, CA 224,039224.0k $18.6m $18.6m 3.91% Added +2.9k +2,902
29 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 201,283201.3k $16.7m $16.7m 0.05% Added +2.0k +1,979
30 KWB Wealth 2.09% of their portfolio REDLANDS, CA 191,333191.3k $17.3m $17.3m 2.09% Reduced -14.7k -14,735
31 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 185,192185.2k $15.4m $15.4m 0.09% Reduced -17.9k -17,851
32 Klingman & Associates, LLC 0.91% of their portfolio New York, NY 179,669179.7k $14.9m $14.9m 0.91% Added +6.8k +6,821
33 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 173,290173.3k $14.4m $14.4m 0.04% Added +8.2k +8,159
34 Mariner, LLC 0.02% of their portfolio Overland Park, KS 173,233173.2k $14.4m $14.4m 0.02% Reduced -11.9k -11,855
35 First National Trust Co 0.57% of their portfolio Johnstown, PA 169,260169.3k $14.0m $14.0m 0.57% Reduced -6.0k -5,956
36 Shakespeare Wealth Management, LLC 3.66% of their portfolio Pewaukee, WI 164,594164.6k $13.7m $13.7m 3.66% Added +13.0k +12,953
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 159,856159.9k $13.3m $13.3m 0.01% Added +41.1k +41,131
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 147,844147.8k $12.3m $12.3m 0.00% Reduced -10.9k -10,902
39 Grey Fox Wealth Advisors, LLC 3.21% of their portfolio ROCKLAND, DE 145,139145.1k $12.0m $12.0m 3.21% Added +3.4k +3,358
40 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 137,352137.4k $11.3m $11.3m 0.01% Added +27.1k +27,081
41 Optimist Retirement Group LLC 5.45% of their portfolio BELLEVUE, WA 131,164131.2k $10.9m $10.9m 5.45% Added +1.1k +1,123
42 Csenge Advisory Group 0.57% of their portfolio CLEARWATER, FL 129,703129.7k $10.1m $10.1m 0.57% Reduced -5.9k -5,941
43 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ST. LOUIS, MO 126,762126.8k $10.5m $10.5m 0.15% Reduced -79.7k -79,668
44 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 125,465125.5k $10.4m $10.4m 0.02% Reduced -8.1k -8,137
45 WCG Wealth Advisors LLC 0.76% of their portfolio LAS VEGAS, NV 120,879120.9k $10.0m $10.0m 0.76% Reduced -18.0k -17,958
46 MATHER GROUP, LLC. 0.11% of their portfolio CHICAGO, IL 119,355119.4k $9.9m $9.9m 0.11% Added +1.7k +1,748
47 CWM, LLC 0.04% of their portfolio OMAHA, NE 118,871118.9k $9.9m $9.9m 0.04% Added +66.0k +65,988
48 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 113,940113.9k $9.5m $9.5m 0.02% Reduced -6.3k -6,291
49 RAINEY & RANDALL WEALTH ADVISORS INC. 1.72% of their portfolio Celebration, FL 105,782105.8k $8.8m $8.8m 1.72% Added +727 +727
50 Forbes Financial Planning, Inc. 6.41% of their portfolio EAST GREENWICH, RI 104,305104.3k $8.7m $8.7m 6.41% Reduced -1.5k -1,505
51 BALANCED WEALTH GROUP LLC 4.02% of their portfolio WESTLAKE, OH 100,208100.2k $8.3m $8.3m 4.02% Reduced -1.6k -1,582
52 VICTORY FINANCIAL GROUP, LLC 1.51% of their portfolio AUSTIN, TX 95,02895.0k $7.9m $7.9m 1.51% Added +89.8k +89,822
53 Wealthcare Advisory Partners LLC 0.20% of their portfolio WEST CHESTER, PA 91,65891.7k $7.6m $7.6m 0.20% Reduced -3.4k -3,438
54 BIP Wealth, LLC 0.49% of their portfolio ATLANTA, GA 90,17790.2k $7.5m $7.5m 0.49% Added +4.0k +3,984
55 O'Dell Group, LLC 1.88% of their portfolio CINCINNATI, OH 87,41787.4k $7.3m $7.3m 1.88% Reduced -3.6k -3,602
56 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 87,16687.2k $7.2m $7.2m 0.10% Added +45.9k +45,898
57 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 85,07185.1k $7.1m $7.1m 0.05% Reduced -3.3k -3,339
58 Key Financial Inc 1.53% of their portfolio WEST CHESTER, PA 84,95885.0k $7.1m $7.1m 1.53% Reduced -2.1k -2,087
59 Tradition Wealth Management, LLC 0.61% of their portfolio EDINA, MN 84,17384.2k $7.0m $7.0m 0.61% Reduced -931 -931
60 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 79,08779.1k $6.6m $6.6m 0.01% Reduced -293 -293
61 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 76,41976.4k $6.3m $6.3m 0.02% Added +3.8k +3,790
62 Mutual Advisors, LLC 0.18% of their portfolio OMAHA, NE 76,00976.0k $6.1m $6.1m 0.18% Added +50.6k +50,596
63 Marietta Wealth Management, LLC 0.89% of their portfolio MARIETTA, GA 73,02073.0k $6.1m $6.1m 0.89% Added +4.4k +4,356
64 ERn Financial, LLC 0.95% of their portfolio MIDDLETON, WI 72,36372.4k $6.0m $6.0m 0.95% Reduced -1.4k -1,413
65 Integrity Wealth Solutions LLC 3.20% of their portfolio DENVER, CO 71,03871.0k $5.9m $5.9m 3.20% Added +368 +368
66 HRC WEALTH MANAGEMENT, LLC 3.63% of their portfolio Moscow, ID 70,57770.6k $5.9m $5.9m 3.63% Added +448 +448
67 Financial Strategies Group, Inc. 1.29% of their portfolio OKEMOS, MI 69,90869.9k $5.5m $5.5m 1.29% Added +551 +551
68 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 69,83769.8k $5.8m $5.8m 0.01% Added +1.4k +1,374
69 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 66,43566.4k $5.5m $5.5m 0.03% Added +1.0k +1,033
70 Financial Security Advisor, Inc. 1.35% of their portfolio VIRGINIA BEACH, VA 63,99564.0k $5.3m $5.3m 1.35% Reduced -1.5k -1,549
71 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 62,22862.2k $5.2m $5.2m 0.05% Added +4.6k +4,602
72 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 60,64260.6k $5.0m $5.0m 0.06% Added +6.4k +6,388
73 Blue Barn Wealth, LLC 2.52% of their portfolio OREM, UT 58,25458.3k $4.8m $4.8m 2.52% Added +3.1k +3,111
74 SIGNET FINANCIAL MANAGEMENT, LLC 0.65% of their portfolio PARSIPPANY, NJ 57,88557.9k $4.8m $4.8m 0.65% Reduced -8.7k -8,705
75 Pacific Sun Financial Corp 2.63% of their portfolio LOS ANGELES, CA 55,79355.8k $4.6m $4.6m 2.63% Added +499 +499
76 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 55,41855.4k $4.6m $4.6m 0.05% Added +7.6k +7,615
77 INTERACTIVE FINANCIAL ADVISORS, INC. 2.37% of their portfolio New Lenox, IL 54,03654.0k $4.5m $4.5m 2.37% Added +2.4k +2,377
78 WealthShield Partners, LLC 0.57% of their portfolio CARY, NC 53,72653.7k $4.5m $4.5m 0.57% Added +600 +600
79 Graney & King, LLC 3.30% of their portfolio LATHAM, NY 53,34853.3k $4.4m $4.4m 3.30% Added +2.6k +2,589
80 Focus Partners Advisor Solutions, LLC 0.07% of their portfolio SAINT LOUIS, MO 52,87252.9k $4.4m $4.4m 0.07% Reduced -2.9k -2,874
81 Portside Wealth Group, LLC 0.71% of their portfolio Provo, UT 52,59652.6k $4.4m $4.4m 0.71% Added +3.5k +3,504
82 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.11% of their portfolio LOS ANGELES, CA 52,55352.6k $4.4m $4.4m 0.11% Reduced -8.1k -8,143
83 McAdam, LLC 0.27% of their portfolio Philadelphia, PA 52,48452.5k $4.4m $4.4m 0.27% Reduced -1.8k -1,781
84 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 52,07552.1k $4.3m $4.3m 0.08% Added +567 +567
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 52,01352.0k $4.3m $4.3m 0.00% Reduced -1.4k -1,363
86 BARRETT & COMPANY, INC. 1.84% of their portfolio PROVIDENCE, RI 51,43451.4k $4.3m $4.3m 1.84% Added +60 +60
87 Gibbs Wealth Management 1.02% of their portfolio Alpharetta, GA 50,85350.9k $4.2m $4.2m 1.02% Added +7.2k +7,197
88 Strategies Wealth Advisors, LLC 0.51% of their portfolio GRAND RAPIDS, MI 50,42050.4k $4.2m $4.2m 0.51% Added +2.2k +2,172
89 Pinnacle Financial Partners Inc 0.09% of their portfolio Nashville, TN 49,87249.9k $4.5m $4.5m 0.09% Added +74 +74
90 Goldstone Financial Group, LLC 0.60% of their portfolio OAKBROOK TERRACE, IL 47,49547.5k $3.9m $3.9m 0.60% Reduced -2.1k -2,112
91 Leslie Global Wealth, LLC 1.92% of their portfolio Itasca, IL 47,47147.5k $3.9m $3.9m 1.92% Added +4.5k +4,550
92 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,15947.2k $3.9m $3.9m 0.00% Unchanged
93 Cerro Pacific Wealth Advisors LLC 1.37% of their portfolio San Luis Obispo, CA 46,54946.5k $4.2m $4.2m 1.37% Added +7.1k +7,057
94 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 46,00346.0k $3.8m $3.8m 0.12% Added +33.5k +33,462
95 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 45,85545.9k $3.8m $3.8m 0.00% Reduced -2.8k -2,779
96 New England Capital Financial Advisors LLC 1.90% of their portfolio MERIDEN, CT 44,96645.0k $3.7m $3.7m 1.90% Reduced -3.4k -3,440
97 MONECO ADVISORS, LLC 0.37% of their portfolio FAIRFIELD, CT 42,80142.8k $3.6m $3.6m 0.37% Added +4.8k +4,796
98 Marathon Mission, Inc. 2.39% of their portfolio ALBANY, NY 41,22041.2k $3.4m $3.4m 2.39% Added +4.4k +4,436
99 Councilor Wealth, LLC 1.71% of their portfolio BETHESDA, MD 41,20541.2k $3.4m $3.4m 1.71% Reduced -568 -568
100 Bristlecone Advisors, LLC 0.28% of their portfolio BELLEVUE, WA 40,90040.9k $3.4m $3.4m 0.28% Added +6.7k +6,714