Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

466 institutional holders +22 vs Q2 2024
25,528,95225.5m shares reported held*
$2.4bnreported value*
43 new 185 added 157 reduced 23 sold out net bought ≈ $108.9m (+623.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.93. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466466Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 168 bought or addedQ4 22: 133 cut or sold outQ1 23: 195 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 171 bought or addedQ2 23: 160 cut or sold outQ3 23: 189 bought or addedQ3 23: 149 cut or sold outQ3 23Q4 23: 196 bought or addedQ4 23: 155 cut or sold outQ1 24: 212 bought or addedQ1 24: 181 cut or sold outQ1 24Q2 24: 205 bought or addedQ2 24: 187 cut or sold outQ3 24: 228 bought or addedQ3 24: 180 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022168133
Q1 2023195142
Q2 2023171160
Q3 2023189149
Q4 2023196155
Q1 2024212181
Q2 2024205187
Q3 2024228180

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $150.5kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $174.5kQ1 24 puts: $87.2kQ1 24P/C 0.50Q2 24 calls: $214.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$150.5k$00.00
Q1 2024$174.5k$87.2k0.50
Q2 2024$214.7k$00.00
Q3 2024$0$0—

Biggest buyers

AMERIPRISE FINANCIAL INC Added +386,247+386.2k
BENJAMIN EDWARDS INC Added +365,499+365.5k
Financial Enhancement Group LLC New +124,658+124.7k
TOWNSQUARE CAPITAL LLC Added +100,163+100.2k
UNIVEST FINANCIAL Corp New +98,978+99.0k
Systelligence, LLC New +78,840+78.8k
BANK OF AMERICA CORP /DE/ Added +57,864+57.9k
LPL Financial LLC Added +46,942+46.9k
MORGAN STANLEY Added +45,403+45.4k
Equitable Holdings, Inc. Added +42,072+42.1k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -370,073-370.1k
AE Wealth Management LLC Reduced -220,025-220.0k
BALANCED WEALTH GROUP LLC Reduced -206,078-206.1k
STIFEL FINANCIAL CORP Reduced -113,962-114.0k
ERn Financial, LLC Reduced -74,635-74.6k
Redwood Investment Management, LLC Reduced -55,677-55.7k
OSAIC HOLDINGS, INC. Reduced -47,141-47.1k
GOLDMAN SACHS GROUP INC Reduced -42,982-43.0k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -36,576-36.6k
Avantax Planning Partners, Inc. Reduced -34,896-34.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 2,321,3342.3m $216.1m $216.1m 0.10% Added +46.9k +46,942
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,679,3661.7m $156.4m $156.4m 0.01% Added +57.9k +57,864
3 CITIGROUP INC 0.14% of their portfolio NEW YORK, NY 1,619,8091.6m $150.8m $150.8m 0.14% Added +6.4k +6,425
4 Financial Engines Advisors L.L.C. 0.26% of their portfolio SANTA CLARA, CA 1,325,5291.3m $123.4m $123.4m 0.26% Reduced -13.8k -13,847
5 TOWNSQUARE CAPITAL LLC 1.34% of their portfolio Lehi, UT 1,203,2751.2m $112.0m $112.0m 1.34% Added +100.2k +100,163
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,061,1331.1m $99.3m $99.3m 0.03% Added +386.2k +386,247
7 NorthRock Partners, LLC 1.91% of their portfolio MINNEAPOLIS, MN 622,013622.0k $57.9m $57.9m 1.91% Added +8.3k +8,341
8 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 473,742473.7k $44.1m $44.1m 0.05% Reduced -114.0k -113,962
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 421,243421.2k $39.2m $39.2m 0.00% Added +45.4k +45,403
10 Rodgers & Associates, LTD 4.36% of their portfolio Lancaster, PA 392,285392.3k $36.5m $36.5m 4.36% Reduced -5.3k -5,258
11 BENJAMIN EDWARDS INC 0.52% of their portfolio Clayton, MO 382,402382.4k $35.6m $35.6m 0.52% Added +365.5k +365,499
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 361,639361.6k $33.7m $33.7m 0.01% Added +17.7k +17,659
13 Avantax Planning Partners, Inc. 1.20% of their portfolio DUBUQUE, IA 357,881357.9k $33.3m $33.3m 1.20% Reduced -34.9k -34,896
14 Savant Capital, LLC 0.26% of their portfolio ROCKFORD, IL 332,001332.0k $30.9m $30.9m 0.26% Added +29.5k +29,545
15 FAS Wealth Partners, Inc. 2.24% of their portfolio LEAWOOD, KS 302,802302.8k $28.2m $28.2m 2.24% Added +6.2k +6,173
16 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 284,579284.6k $26.5m $26.5m 0.04% Reduced -924 -924
17 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 263,805263.8k $24.6m $24.6m 0.06% Reduced -47.1k -47,141
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 259,317259.3k $24.1m $24.1m 0.01% Added +25.8k +25,834
19 Krilogy Financial LLC 1.62% of their portfolio ST. LOUIS, MO 253,020253.0k $23.6m $23.6m 1.62% Reduced -8.5k -8,526
20 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 249,019249.0k $23.2m $23.2m 0.22% Added +42.1k +42,072
21 Financial Planning & Information Services, Inc. 3.06% of their portfolio DE PERE, WI 238,458238.5k $22.2m $22.2m 3.06% Added +9.7k +9,656
22 GHP Investment Advisors, Inc. 0.99% of their portfolio Denver, CO 231,858231.9k $21.6m $21.6m 0.99% Added +2.2k +2,208
23 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 231,139231.1k $21.5m $21.5m 0.05% Added +21.1k +21,114
24 Roberts Financial Services LLC 3.95% of their portfolio MARQUETTE, MI 226,726226.7k $21.1m $21.1m 3.95% Added +3.3k +3,315
25 AIRE ADVISORS, LLC 4.47% of their portfolio BEVERLY HILLS, CA 217,050217.1k $20.2m $20.2m 4.47% Reduced -4.1k -4,147
26 KWB Wealth 2.39% of their portfolio REDLANDS, CA 213,661213.7k $18.3m $18.3m 2.39% Added +15.6k +15,573
27 Convergence Financial, LLC 4.21% of their portfolio COLUMBIA, MO 212,742212.7k $19.8m $19.8m 4.21% Added +17.7k +17,665
28 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.25% of their portfolio ST. LOUIS, MO 199,350199.3k $18.6m $18.6m 0.25% Reduced -36.6k -36,576
29 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 198,790198.8k $18.5m $18.5m 0.11% Added +25.1k +25,148
30 Mariner, LLC 0.03% of their portfolio Overland Park, KS 196,970197.0k $18.3m $18.3m 0.03% Reduced -9.0k -8,973
31 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 191,060191.1k $17.8m $17.8m 0.05% Reduced -550 -550
32 Redwood Investment Management, LLC 1.51% of their portfolio SCOTTSDALE, AZ 182,629182.6k $17.0m $17.0m 1.51% Reduced -55.7k -55,677
33 Klingman & Associates, LLC 1.01% of their portfolio New York, NY 174,915174.9k $16.3m $16.3m 1.01% Reduced -463 -463
34 First National Trust Co 0.63% of their portfolio Johnstown, PA 174,279174.3k $16.2m $16.2m 0.63% Added +9.5k +9,492
35 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 161,100161.1k $15.0m $15.0m 0.02% Added +18.9k +18,905
36 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 156,132156.1k $14.5m $14.5m 0.04% Added +13.1k +13,063
37 Shakespeare Wealth Management, LLC 3.76% of their portfolio Pewaukee, WI 154,631154.6k $14.4m $14.4m 3.76% Added +10.8k +10,821
38 Csenge Advisory Group 0.72% of their portfolio CLEARWATER, FL 149,613149.6k $13.9m $13.9m 0.72% Reduced -8.4k -8,435
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 144,035144.0k $13.4m $13.4m 0.00% Added +1.8k +1,754
40 WCG Wealth Advisors LLC 0.87% of their portfolio LAS VEGAS, NV 137,783137.8k $12.8m $12.8m 0.87% Reduced -9.5k -9,456
41 Grey Fox Wealth Advisors, LLC 3.57% of their portfolio ROCKLAND, DE 137,420137.4k $12.8m $12.8m 3.57% Added +34.8k +34,834
42 Optimist Retirement Group LLC 5.28% of their portfolio BELLEVUE, WA 125,622125.6k $11.7m $11.7m 5.28% Added +2.7k +2,717
43 Financial Enhancement Group LLC 1.71% of their portfolio ANDERSON, IN 124,658124.7k $8.8m $8.8m 1.71% New
44 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 119,696119.7k $11.1m $11.1m 0.02% Added +2.8k +2,827
45 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 119,585119.6k $11.1m $11.1m 0.14% Reduced -6.6k -6,556
46 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 119,146119.1k $11.1m $11.1m 0.02% Added +5.8k +5,823
47 Forbes Financial Planning, Inc. 7.10% of their portfolio EAST GREENWICH, RI 105,887105.9k $9.9m $9.9m 7.10% Added +1.8k +1,835
48 RAINEY & RANDALL WEALTH ADVISORS INC. 2.05% of their portfolio Celebration, FL 102,528102.5k $9.5m $9.5m 2.05% Added +356 +356
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 101,092101.1k $9.4m $9.4m 0.01% Added +15.6k +15,576
50 Kades & Cheifetz LLC 5.39% of their portfolio Berwyn, PA 101,071101.1k $9.4m $9.4m 5.39% Reduced -760 -760
51 FINANCIAL CONSULATE, INC 2.49% of their portfolio HUNT VALLEY, MD 100,658100.7k $9.4m $9.4m 2.49% Added +5.4k +5,415
52 UNIVEST FINANCIAL Corp 0.61% of their portfolio SOUDERTON, PA 98,97899.0k $9.2m $9.2m 0.61% New
53 BALANCED WEALTH GROUP LLC 3.86% of their portfolio WESTLAKE, OH 95,07795.1k $8.7m $8.7m 3.86% Reduced -206.1k -206,078
54 Perennial Investment Advisors, LLC 1.15% of their portfolio Los Angeles, CA 94,80594.8k $8.8m $8.8m 1.15% Reduced -652 -652
55 Wealthcare Advisory Partners LLC 0.25% of their portfolio WEST CHESTER, PA 93,92693.9k $8.7m $8.7m 0.25% Added +1.4k +1,394
56 O'Dell Group, LLC 1.84% of their portfolio CINCINNATI, OH 88,92288.9k $8.3m $8.3m 1.84% Added +5.9k +5,870
57 Key Financial Inc 1.77% of their portfolio WEST CHESTER, PA 86,05386.1k $8.0m $8.0m 1.77% Added +4.5k +4,541
58 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 84,72184.7k $7.9m $7.9m 0.01% Added +24.7k +24,700
59 MAI Capital Management 0.07% of their portfolio INDEPENDENCE, OH 83,41883.4k $7.8m $7.8m 0.07% Reduced -446 -446
60 Tradition Wealth Management, LLC 0.67% of their portfolio EDINA, MN 80,40080.4k $7.5m $7.5m 0.67% Added +146 +146
61 BIP Wealth, LLC 0.50% of their portfolio ATLANTA, GA 78,92978.9k $7.3m $7.3m 0.50% Added +8.5k +8,544
62 Systelligence, LLC 1.82% of their portfolio BLOOMINGTON, MN 78,84078.8k $7.3m $7.3m 1.82% New
63 ERn Financial, LLC 1.09% of their portfolio MIDDLETON, WI 76,66576.7k $7.1m $7.1m 1.09% Reduced -74.6k -74,635
64 Leslie Global Wealth, LLC 3.42% of their portfolio Itasca, IL 75,53675.5k $7.0m $7.0m 3.42% Added +4.9k +4,936
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 74,80274.8k $7.0m $7.0m 0.01% Added +7.8k +7,809
66 Financial Strategies Group, Inc. 1.53% of their portfolio OKEMOS, MI 69,66469.7k $6.5m $6.5m 1.53% Added +151 +151
67 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 69,22869.2k $6.4m $6.4m 0.01% Added +10.4k +10,430
68 SIGNET FINANCIAL MANAGEMENT, LLC 0.82% of their portfolio PARSIPPANY, NJ 69,03469.0k $6.4m $6.4m 0.82% Reduced -3.0k -3,021
69 Integrity Wealth Solutions LLC 3.75% of their portfolio DENVER, CO 68,98169.0k $6.4m $6.4m 3.75% Added +18.5k +18,541
70 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 68,40968.4k $6.4m $6.4m 0.02% Added +4.8k +4,822
71 Marietta Wealth Management, LLC 0.91% of their portfolio MARIETTA, GA 67,46267.5k $6.3m $6.3m 0.91% Added +1.1k +1,077
72 Financial Security Advisor, Inc. 1.54% of their portfolio VIRGINIA BEACH, VA 66,42666.4k $6.2m $6.2m 1.54% Reduced -362 -362
73 HRC WEALTH MANAGEMENT, LLC 3.78% of their portfolio Moscow, ID 62,91762.9k $5.9m $5.9m 3.78% Added +1.7k +1,675
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,61761.6k $5.7m $5.7m 0.00% Added +36.6k +36,559
75 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 60,36260.4k $5.6m $5.6m 0.13% Reduced -20.0k -19,974
76 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 59,40559.4k $5.5m $5.5m 0.05% Added +13.5k +13,492
77 Portside Wealth Group, LLC 0.93% of their portfolio Provo, UT 58,58958.6k $5.5m $5.5m 0.93% Added +6.0k +5,982
78 McAdam, LLC 0.30% of their portfolio Philadelphia, PA 58,31258.3k $5.4m $5.4m 0.30% Reduced -14.2k -14,229
79 Pacific Sun Financial Corp 2.84% of their portfolio LOS ANGELES, CA 55,34455.3k $5.2m $5.2m 2.84% Reduced -469 -469
80 Diversified, LLC 0.55% of their portfolio Wilmington, DE 54,13754.1k $5.0m $5.0m 0.55% Added +2.3k +2,258
81 Diversified Enterprises, LLC 0.55% of their portfolio Wilmington, DE 54,13754.1k $5.0m $5.0m 0.55% First filing
82 Blue Barn Wealth, LLC 2.52% of their portfolio OREM, UT 52,69552.7k $4.9m $4.9m 2.52% Added +1.5k +1,495
83 WALLER FINANCIAL PLANNING GROUP, INC 1.21% of their portfolio COLUMBUS, OH 52,59752.6k $4.9m $4.9m 1.21% Added +2.6k +2,638
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,53452.5k $4.9m $4.9m 0.00% Added +656 +656
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 51,92051.9k $4.8m $4.8m 0.00% Reduced -1.4k -1,443
86 Strategies Wealth Advisors, LLC 0.65% of their portfolio GRAND RAPIDS, MI 51,82151.8k $4.8m $4.8m 0.65% Added +185 +185
87 CWM, LLC 0.02% of their portfolio OMAHA, NE 51,77251.8k $4.8m $4.8m 0.02% Added +14.9k +14,900
88 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 51,51751.5k $4.8m $4.8m 0.07% Added +9.5k +9,502
89 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 51,33851.3k $4.8m $4.8m 0.00% Reduced -2.5k -2,526
90 BARRETT & COMPANY, INC. 2.07% of their portfolio PROVIDENCE, RI 51,25051.2k $4.8m $4.8m 2.07% Added +523 +523
91 WealthShield Partners, LLC 0.64% of their portfolio CARY, NC 50,98551.0k $4.7m $4.7m 0.64% Added +3.3k +3,254
92 INTERACTIVE FINANCIAL ADVISORS, INC. 2.43% of their portfolio New Lenox, IL 50,71550.7k $4.7m $4.7m 2.43% Added +292 +292
93 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 50,07050.1k $4.7m $4.7m 0.10% Added +16.0k +16,013
94 Pinnacle Financial Partners Inc 0.09% of their portfolio Nashville, TN 49,79849.8k $4.6m $4.6m 0.09% Added +70 +70
95 Whitegate Investment Counselors, Inc. 1.20% of their portfolio CONCORD, NH 48,58648.6k $4.5m $4.5m 1.20% Added +82 +82
96 Dakota Wealth Management 0.10% of their portfolio PALM BEACH GARDENS, FL 48,39648.4k $4.5m $4.5m 0.10% Reduced -16.3k -16,339
97 New England Capital Financial Advisors LLC 2.26% of their portfolio MERIDEN, CT 46,73846.7k $4.4m $4.4m 2.26% Added +846 +846
98 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,15946.2k $4.3m $4.3m 0.00% Reduced -43.0k -42,982
99 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 45,66745.7k $4.3m $4.3m 0.03% Added +8.5k +8,475
100 Spire Wealth Management 0.14% of their portfolio MCLEAN, VA 45,26045.3k $4.2m $4.2m 0.14% Added +196 +196