Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

153 institutional holders +6 vs Q3 2024
50,388,74650.4m shares reported held*
$1.4bnreported value*
15 new 71 added 43 reduced 15 sold out net bought ≈ $217.3m (+7.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($63.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.65. Options: 1 managers hold calls ($575.7k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 98Q3 23: 107Q4 23: 124Q1 24: 129Q2 24: 134Q3 24: 147Q4 24: 153153Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398
Q3 2023107
Q4 2023124
Q1 2024129
Q2 2024134
Q3 2024147
Q4 2024153

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 40 cut or sold outQ4 23: 79 bought or addedQ4 23: 43 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 57 cut or sold outQ2 24: 70 bought or addedQ2 24: 67 cut or sold outQ2 24Q3 24: 90 bought or addedQ3 24: 49 cut or sold outQ4 24: 86 bought or addedQ4 24: 58 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236431
Q2 20235836
Q3 20236640
Q4 20237943
Q1 20248457
Q2 20247067
Q3 20249049
Q4 20248658

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $43.7kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $43.0kQ2 24 puts: $206.6kQ2 24P/C 4.80Q3 24 calls: $27.0kQ3 24 puts: $3.0kQ3 24P/C 0.11Q4 24 calls: $575.7kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$43.7k$00.00
Q2 2024$43.0k$206.6k4.80
Q3 2024$27.0k$3.0k0.11
Q4 2024$575.7k$00.00

Biggest buyers

NEPC LLC Added +3,995,935+4.0m
CoreCap Advisors, LLC Added +680,538+680.5k
CX Institutional Added +551,883+551.9k
Summit Financial Wealth Advisors, LLC New +459,939+459.9k
LPL Financial LLC Added +423,700+423.7k
RWA WEALTH PARTNERS, LLC Added +390,898+390.9k
AMERIPRISE FINANCIAL INC Added +332,895+332.9k
Enstar Group LTD New +276,400+276.4k
ASSETMARK, INC Added +213,836+213.8k
AE Wealth Management LLC Added +203,286+203.3k

Biggest sellers

Prestige Wealth Management Group LLC Reduced -847,753-847.8k
OSAIC HOLDINGS, INC. Reduced -607,509-607.5k
JPMORGAN CHASE & CO Reduced -212,928-212.9k
ST GERMAIN D J CO INC Reduced -54,111-54.1k
Quadrant Private Wealth Management, LLC Reduced -51,633-51.6k
Foundations Investment Advisors, LLC Reduced -32,212-32.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -30,474-30.5k
RENAISSANCE TECHNOLOGIES LLC Sold out -30,100-30.1k
Melone Private Wealth, LLC Reduced -27,961-28.0k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -23,145-23.1k

Biggest calls

CITADEL ADVISORS LLC Added $575.7k20.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 4.86% of their portfolio BOSTON, MA 13,778,23413.8m $394.6m $394.6m 4.86% Added +390.9k +390,898
2 NEPC LLC 4.97% of their portfolio Boston, MA 6,459,5296.5m $185.0m $185.0m 4.97% Added +4.0m +3,995,935
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,615,0303.6m $103.5m $103.5m 0.04% Added +423.7k +423,700
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,449,1912.4m $70.1m $70.1m 0.01% Added +174.5k +174,529
5 ST GERMAIN D J CO INC 3.15% of their portfolio SPRINGFIELD, MA 2,419,5672.4m $69.3m $69.3m 3.15% Reduced -54.1k -54,111
6 CX Institutional 2.02% of their portfolio AUBURN, IN 1,776,8291.8m $50.9m $50.9m 2.02% Added +551.9k +551,883
7 AE Wealth Management LLC 0.35% of their portfolio TOPEKA, KS 1,440,6751.4m $41.3m $41.3m 0.35% Added +203.3k +203,286
8 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,284,6571.3m $36.8m $36.8m 0.10% Added +213.8k +213,836
9 Procyon Advisors, LLC 2.26% of their portfolio SHELTON, CT 1,234,6391.2m $35.4m $35.4m 2.26% Added +111.1k +111,098
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,205,2931.2m $34.5m $34.5m 0.01% Added +332.9k +332,895
11 Gerber Kawasaki Wealth & Investment Management 1.49% of their portfolio SANTA MONICA, CA 1,200,0941.2m $34.4m $34.4m 1.49% Added +81.8k +81,791
12 CW Advisors, LLC 0.45% of their portfolio BOSTON, MA 1,145,1721.1m $32.8m $32.8m 0.45% Added +16.8k +16,832
13 CoreCap Advisors, LLC 1.17% of their portfolio SOUTHFIELD, MI 900,237900.2k $25.8m $25.8m 1.17% Added +680.5k +680,538
14 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 779,710779.7k $22.3m $22.3m 0.13% Added +86.7k +86,650
15 Good Life Advisors, LLC 1.32% of their portfolio READING, PA 632,100632.1k $18.1m $18.1m 1.32% Added +129.3k +129,301
16 Flaharty Asset Management, LLC 2.51% of their portfolio CLEARWATER, FL 600,949600.9k $17.2m $17.2m 2.51% Reduced -19.3k -19,346
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 538,221538.2k $15.4m $15.4m 0.00% Added +15.2k +15,198
18 Financial Engines Advisors L.L.C. 0.03% of their portfolio SANTA CLARA, CA 522,155522.2k $15.0m $15.0m 0.03% Reduced -6.2k -6,208
19 ARKANSAS FINANCIAL GROUP, INC. 2.14% of their portfolio LITTLE ROCK, AR 462,865462.9k $13.3m $13.3m 2.14% Added +130.4k +130,419
20 Summit Financial Wealth Advisors, LLC 2.58% of their portfolio Lafayette, LA 459,939459.9k $13.2m $13.2m 2.58% New
21 Geneos Wealth Management Inc. 0.38% of their portfolio ENGLEWOOD, CO 377,854377.9k $10.8m $10.8m 0.38% Added +28.0k +28,001
22 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 374,703374.7k $10.7m $10.7m 0.04% Added +1.0k +1,014
23 Sterling Manor Financial, LLC 7.06% of their portfolio Saratoga Springs, NY 353,418353.4k $10.1m $10.1m 7.06% Added +20.1k +20,095
24 Financial Gravity Companies, Inc. 2.14% of their portfolio Lakeway, TX 326,430326.4k $9.3m $9.3m 2.14% Added +10.2k +10,239
25 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 294,820294.8k $8.6m $8.6m 0.02% Added +1.7k +1,687
26 CWM, LLC 0.03% of their portfolio OMAHA, NE 280,219280.2k $8.0m $8.0m 0.03% Added +46.7k +46,708
27 Enstar Group LTD 2.75% of their portfolio Hamilton, D0 276,400276.4k $7.9m $7.9m 2.75% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 246,572246.6k $7.1m $7.1m 0.00% Added +2.4k +2,416
29 FLAGSHIP HARBOR ADVISORS, LLC 0.34% of their portfolio BOSTON, MA 226,598226.6k $6.5m $6.5m 0.34% Added +91.7k +91,749
30 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 207,074207.1k $5.9m $5.9m 0.00% First filing
31 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 203,417203.4k $5.8m $5.8m 0.01% Added +197.2k +197,170
32 Jefferies Financial Group Inc. 0.06% of their portfolio NEW YORK, NY 190,000190.0k $5.4m $5.4m 0.06% New
33 BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 1.99% of their portfolio BIRMINGHAM, AL 188,000188.0k $5.4m $5.4m 1.99% New
34 Melone Private Wealth, LLC 2.62% of their portfolio AUBURN HILLS, MI 176,317176.3k $5.0m $5.0m 2.62% Reduced -28.0k -27,961
35 ZACKS INVESTMENT MANAGEMENT 0.04% of their portfolio Chicago, IL 167,454167.5k $4.8m $4.8m 0.04% Reduced -10.0k -10,046
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 162,762162.8k $4.7m $4.7m 0.01% Added +116.8k +116,833
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 132,713132.7k $3.8m $3.8m 0.01% Added +18.9k +18,866
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 132,563132.6k $3.8m $3.8m 0.00% Added +76.1k +76,072
39 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 128,955129.0k $3.7m $3.7m 0.06% Added +30.2k +30,231
40 Breakwater Capital Group 0.69% of their portfolio PARAMUS, NJ 120,978121.0k $3.5m $3.5m 0.69% Added +18.6k +18,614
41 5th Street Advisors, LLC 1.80% of their portfolio Southport, CT 120,635120.6k $3.5m $3.5m 1.80% Added +15.6k +15,596
42 Jacobi Capital Management LLC 0.25% of their portfolio PITTSTON, PA 115,212115.2k $3.3m $3.3m 0.25% Added +12.8k +12,845
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 113,220113.2k $3.2m $3.2m 0.00% Reduced -212.9k -212,928
44 Eldridge Investment Advisors, Inc. 0.75% of their portfolio MANCHESTER, NH 112,346112.3k $3.2m $3.2m 0.75% Reduced -11.5k -11,538
45 Tidemark, LLC 1.14% of their portfolio SAN DIEGO, CA 104,088104.1k $3.0m $3.0m 1.14% Added +2.0k +1,993
46 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 87,92587.9k $2.5m $2.5m 0.07% Reduced -6.8k -6,758
47 Tradewinds Capital Management, LLC 0.63% of their portfolio BELLINGHAM, WA 83,28783.3k $2.4m $2.4m 0.63% New
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 74,88174.9k $2.1m $2.1m 0.00% Reduced -607.5k -607,509
49 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 71,30771.3k $2.0m $2.0m 0.01% Added +63.6k +63,629
50 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 67,74667.7k $1.9m $1.9m 0.02% Reduced -9.0k -8,974
51 Optas, LLC 0.40% of their portfolio DRIPPING SPRINGS, TX 64,88964.9k $1.9m $1.9m 0.40% Reduced -2.9k -2,915
52 Ascentis Independent Advisors 0.35% of their portfolio DALLAS, TX 63,46963.5k $1.8m $1.8m 0.35% Added +6.6k +6,605
53 Elevated Capital Advisors, LLC 0.48% of their portfolio SANDY, UT 61,72161.7k $1.8m $1.8m 0.48% Added +32.9k +32,914
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,90760.9k $1.7m $1.7m 0.00% Reduced -30.5k -30,474
55 Keystone Wealth Services, LLC 0.46% of their portfolio PALM DESERT, CA 60,25860.3k $1.7m $1.7m 0.46% Reduced -4.1k -4,069
56 David Kennon Inc 0.68% of their portfolio SARASOTA, FL 60,14060.1k $1.7m $1.7m 0.68% Reduced -353 -353
57 Transamerica Financial Advisors, LLC 0.17% of their portfolio CEDAR RAPIDS, IA 59,01559.0k $1.7m $1.7m 0.17% Reduced -1.8k -1,779
58 KWB Wealth 0.22% of their portfolio REDLANDS, CA 58,27058.3k $1.7m $1.7m 0.22% Reduced -9.1k -9,142
59 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.09% of their portfolio ROCHESTER, NY 58,10558.1k $1.7m $1.7m 0.09% Reduced -3.5k -3,535
60 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.60% of their portfolio NEW YORK, NY 55,42955.4k $1.6m $1.6m 0.60% Added +69 +69
61 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 53,86253.9k $1.5m $1.5m 0.03% Reduced -32.2k -32,212
62 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,89150.9k $1.5m $1.5m 0.00% Added +6.2k +6,183
63 Kathleen S. Wright Associates Inc. 0.60% of their portfolio PITTSBURGH, PA 50,51250.5k $1.4m $1.4m 0.60% Added +2.9k +2,938
64 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 50,22850.2k $1.4m $1.4m 0.02% New
65 First Heartland Consultants, Inc. 0.14% of their portfolio LAKE ST. LOUIS, MO 47,28947.3k $1.4m $1.4m 0.14% New
66 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 46,65446.7k $1.3m $1.3m 0.04% Reduced -11.6k -11,607
67 ShoreHaven Wealth Partners, LLC 0.60% of their portfolio Red Bank, NJ 44,56444.6k $1.3m $1.3m 0.60% Added +2.3k +2,295
68 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 42,09142.1k $1.2m $1.2m 0.04% Added +5.8k +5,781
69 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 40,42440.4k $1.2m $1.2m 0.07% Added +2.8k +2,771
70 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,42739.4k $1.1m $1.1m 0.00% Added +9.0k +9,014
71 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 39,20039.2k $1.1m $1.1m 0.03% Reduced -5.5k -5,535
72 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 39,13039.1k $1.1m $1.1m 0.02% Reduced -114 -114
73 Quadrant Private Wealth Management, LLC 0.27% of their portfolio Center Valley, PA 37,66737.7k $1.1m $1.1m 0.27% Reduced -51.6k -51,633
74 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,19836.2k $1.0m $1.0m 0.00% Added +10.0k +10,008
75 Strategic Investment Advisors / MI 0.11% of their portfolio FARMINGTON HILLS, MI 35,36735.4k $1.0m $1.0m 0.11% Added +9.6k +9,599
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,37133.4k $955.7k $955.7k 0.00% Added +1.5k +1,477
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 31,82231.8k $911.4k $911.4k 0.00% Added +2.2k +2,245
78 Florida Trust Wealth Management Co 0.03% of their portfolio SANIBEL, FL 30,00030.0k $859.2k $859.2k 0.03% Unchanged
79 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 29,99030.0k $858.0k $858.0k 0.01% Reduced -2.7k -2,652
80 Donald L. Hagan, LLC 0.41% of their portfolio Sarasota, FL 27,40027.4k $784.7k $784.7k 0.41% Reduced -664 -664
81 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 24,80224.8k $715.8k $715.8k 0.00% Added +3.3k +3,321
82 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 22,43222.4k $642.5k $642.5k 0.03% Added +516 +516
83 Americana Partners, LLC 0.03% of their portfolio Houston, TX 21,94221.9k $628.4k $628.4k 0.03% New
84 INVENIO WEALTH PARTNERS LLC 0.26% of their portfolio CORAL GABLES, FL 21,37721.4k $612.2k $612.2k 0.26% Unchanged
85 National Wealth Management Group, LLC 0.39% of their portfolio CINCINNATI, OH 20,53420.5k $588.1k $588.1k 0.39% Added +2.3k +2,276
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,47720.5k $586.5k $586.5k 0.00% Added +1.1k +1,122
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,37320.4k $583.5k $583.5k 0.00% Reduced -150 -150
88 Laraway Financial Advisors Inc 0.44% of their portfolio SAINT CLOUD, MN 20,13420.1k $576.6k $576.6k 0.44% Reduced -440 -440
89 Center For Asset Management LLC 0.36% of their portfolio PALM BEACH GARDENS, FL 19,52919.5k $559.3k $559.3k 0.36% Reduced -181 -181
90 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 18,64818.6k $533.6k $533.6k 0.01% Reduced -23.1k -23,145
91 Prestige Wealth Management Group LLC 0.10% of their portfolio FLEMINGTON, NJ 17,20817.2k $492.8k $492.8k 0.10% Reduced -847.8k -847,753
92 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 17,05717.1k $488.5k $488.5k 0.01% Added +2.5k +2,544
93 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,98717.0k $486.5k $486.5k 0.01% Reduced -85 -85
94 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 15,14415.1k $433.7k $433.7k 0.02% Added +546 +546
95 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 13,67813.7k $391.7k $391.7k 0.04% Added +2.6k +2,553
96 Detalus Advisors, LLC 0.13% of their portfolio ST. LOUIS, MO 13,42613.4k $384.5k $384.5k 0.13% Added +4.6k +4,631
97 Rice Partnership, LLC 0.07% of their portfolio HONOLULU, HI 13,35613.4k $382.5k $382.5k 0.07% Unchanged
98 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,23013.2k $378.9k $378.9k 0.00% Added +1.7k +1,739
99 Private Wealth Group, LLC 0.18% of their portfolio Tampa, FL 13,02413.0k $373.0k $373.0k 0.18% Reduced -260 -260
100 Breakwater Investment Management 0.15% of their portfolio SEATTLE, WA 12,30312.3k $352.4k $352.4k 0.15% Added +893 +893