Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

134 institutional holders +5 vs Q1 2024
40,104,96540.1m shares reported held*
$1.2bnreported value*
22 new 48 added 48 reduced 19 sold out net bought ≈ $54.5m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($476.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.70. Options: 1 managers hold calls ($43.0k notional), 1 hold puts ($206.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 98Q3 23: 107Q4 23: 124Q1 24: 129Q2 24: 134134Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398
Q3 2023107
Q4 2023124
Q1 2024129
Q2 2024134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 40 cut or sold outQ4 23: 79 bought or addedQ4 23: 43 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 57 cut or sold outQ2 24: 70 bought or addedQ2 24: 67 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431
Q2 20235836
Q3 20236640
Q4 20237943
Q1 20248457
Q2 20247067

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $2.8kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $43.7kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $43.0kQ2 24 puts: $206.6kQ2 24P/C 4.80
Numbers
QuarterCallsPutsP/C
Q3 2023$2.8k$00.00
Q4 2023$0$0—
Q1 2024$43.7k$00.00
Q2 2024$43.0k$206.6k4.80

Biggest buyers

NEPC LLC New +2,463,594+2.5m
RWA WEALTH PARTNERS, LLC Added +264,735+264.7k
AE Wealth Management LLC Added +256,984+257.0k
Procyon Advisors, LLC Added +226,924+226.9k
Good Life Advisors, LLC Added +212,365+212.4k
OLD MISSION CAPITAL LLC New +119,239+119.2k
Gerber Kawasaki Wealth & Investment Management Added +98,633+98.6k
Savant Capital, LLC New +88,076+88.1k
LPL Financial LLC Added +85,685+85.7k
ACUTE INVESTMENT ADVISORY, LLC New +84,584+84.6k

Biggest sellers

MORGAN STANLEY Reduced -724,502-724.5k
Financial Gravity Asset Management, Inc. Reduced -272,890-272.9k
MILESTONE ASSET MANAGEMENT, LLC Sold out -214,875-214.9k
Hennion & Walsh Asset Management, Inc. Sold out -141,089-141.1k
ST GERMAIN D J CO INC Reduced -133,895-133.9k
Cambridge Investment Research Advisors, Inc. Reduced -121,674-121.7k
Raymond James Financial Services Advisors, Inc. Reduced -121,199-121.2k
RAYMOND JAMES & ASSOCIATES Reduced -107,432-107.4k
Atria Wealth Solutions, Inc. Reduced -87,876-87.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -84,625-84.6k

Biggest calls

CITADEL ADVISORS LLC Unchanged $43.0k1.5k shares

Biggest puts

CITADEL ADVISORS LLC New $206.6k7.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 5.00% of their portfolio BOSTON, MA 13,219,74613.2m $379.4m $379.4m 5.00% Added +264.7k +264,735
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,958,6713.0m $84.9m $84.9m 0.04% Added +85.7k +85,685
3 ST GERMAIN D J CO INC 3.58% of their portfolio SPRINGFIELD, MA 2,581,2282.6m $74.1m $74.1m 3.58% Reduced -133.9k -133,895
4 NEPC LLC 2.33% of their portfolio Boston, MA 2,463,5942.5m $70.7m $70.7m 2.33% New
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,228,1912.2m $63.9m $63.9m 0.01% Reduced -74.2k -74,208
6 AE Wealth Management LLC 0.35% of their portfolio TOPEKA, KS 1,230,8901.2m $35.3m $35.3m 0.35% Added +257.0k +256,984
7 CX Institutional 1.57% of their portfolio AUBURN, IN 1,162,3761.2m $33.4m $33.4m 1.57% Reduced -23.5k -23,526
8 CW Advisors, LLC 0.52% of their portfolio BOSTON, MA 1,134,3411.1m $32.6m $32.6m 0.52% Reduced -3.1k -3,111
9 Procyon Advisors, LLC 2.31% of their portfolio SHELTON, CT 1,088,7651.1m $31.2m $31.2m 2.31% Added +226.9k +226,924
10 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,072,8981.1m $30.8m $30.8m 0.10% Added +24.7k +24,737
11 Gerber Kawasaki Wealth & Investment Management 1.40% of their portfolio SANTA MONICA, CA 971,275971.3k $27.9m $27.9m 1.40% Added +98.6k +98,633
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 738,966739.0k $21.2m $21.2m 0.01% Added +3.4k +3,422
13 GREAT VALLEY ADVISOR GROUP, INC. 0.52% of their portfolio WILMINGTON, DE 641,969642.0k $18.4m $18.4m 0.52% Added +70.5k +70,504
14 Flaharty Asset Management, LLC 2.72% of their portfolio CLEARWATER, FL 641,541641.5k $18.4m $18.4m 2.72% Added +13.6k +13,555
15 Financial Engines Advisors L.L.C. 0.03% of their portfolio SANTA CLARA, CA 496,090496.1k $14.2m $14.2m 0.03% Added +18.3k +18,288
16 Good Life Advisors, LLC 1.08% of their portfolio READING, PA 456,219456.2k $13.1m $13.1m 1.08% Added +212.4k +212,365
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 420,982421.0k $12.1m $12.1m 0.00% Reduced -76.7k -76,656
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 412,261412.3k $11.8m $11.8m 0.00% Reduced -724.5k -724,502
19 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 398,995399.0k $11.5m $11.5m 0.08% Reduced -15.5k -15,529
20 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 380,671380.7k $10.9m $10.9m 0.04% Reduced -13.3k -13,312
21 Financial Gravity Asset Management, Inc. 2.42% of their portfolio Lakeway, TX 339,971340.0k $9.7m $9.7m 2.42% Reduced -272.9k -272,890
22 Geneos Wealth Management Inc. 0.39% of their portfolio ENGLEWOOD, CO 302,856302.9k $8.7m $8.7m 0.39% Added +40.9k +40,949
23 ARKANSAS FINANCIAL GROUP, INC. 1.37% of their portfolio LITTLE ROCK, AR 268,994269.0k $7.7m $7.7m 1.37% Added +20.2k +20,242
24 ZACKS INVESTMENT MANAGEMENT 0.08% of their portfolio Chicago, IL 254,965255.0k $7.3m $7.3m 0.08% Reduced -10.3k -10,317
25 CWM, LLC 0.03% of their portfolio OMAHA, NE 235,650235.7k $6.8m $6.8m 0.03% Added +294 +294
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 208,303208.3k $6.0m $6.0m 0.00% Added +982 +982
27 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 194,194194.2k $5.6m $5.6m 0.01% Reduced -10.8k -10,763
28 Melone Private Wealth, LLC 3.29% of their portfolio AUBURN HILLS, MI 193,220193.2k $5.5m $5.5m 3.29% Added +907 +907
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 159,371159.4k $4.6m $4.6m 0.00% Reduced -107.4k -107,432
30 FLAGSHIP HARBOR ADVISORS, LLC 0.22% of their portfolio BOSTON, MA 128,095128.1k $3.7m $3.7m 0.22% Reduced -22.2k -22,158
31 Eldridge Investment Advisors, Inc. 0.87% of their portfolio MANCHESTER, NH 120,455120.5k $3.5m $3.5m 0.87% Added +12.8k +12,815
32 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 119,239119.2k $3.4m $3.4m 0.09% New
33 Mariner, LLC 0.01% of their portfolio Overland Park, KS 112,449112.4k $3.2m $3.2m 0.01% Reduced -7.9k -7,930
34 ShoreHaven Wealth Partners, LLC 1.64% of their portfolio Red Bank, NJ 108,956109.0k $3.1m $3.1m 1.64% Reduced -19.8k -19,813
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 105,228105.2k $3.0m $3.0m 0.00% Added +22.2k +22,212
36 5th Street Advisors, LLC 1.58% of their portfolio Southport, CT 105,205105.2k $3.0m $3.0m 1.58% Added +60.7k +60,707
37 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 100,866100.9k $2.9m $2.9m 0.05% Reduced -761 -761
38 Tidemark, LLC 1.25% of their portfolio SAN DIEGO, CA 94,96095.0k $2.7m $2.7m 1.25% Added +10.6k +10,628
39 Breakwater Capital Group 0.60% of their portfolio PARAMUS, NJ 92,74492.7k $2.7m $2.7m 0.60% Added +20.7k +20,718
40 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 89,36689.4k $2.6m $2.6m 0.08% Reduced -28.6k -28,594
41 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 88,07688.1k $2.5m $2.5m 0.03% New
42 Jacobi Capital Management LLC 0.21% of their portfolio PITTSTON, PA 85,78185.8k $2.5m $2.5m 0.21% Added +4.7k +4,707
43 ACUTE INVESTMENT ADVISORY, LLC 1.38% of their portfolio MESA, AZ 84,58484.6k $2.4m $2.4m 1.38% New
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,57381.6k $2.3m $2.3m 0.00% Reduced -5.0k -4,993
45 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 80,66180.7k $2.3m $2.3m 0.12% Reduced -33.8k -33,762
46 Transamerica Financial Advisors, LLC 0.22% of their portfolio CEDAR RAPIDS, IA 71,61771.6k $2.1m $2.1m 0.22% Unchanged
47 KWB Wealth 0.28% of their portfolio REDLANDS, CA 70,66570.7k $2.1m $2.1m 0.28% Reduced -5.4k -5,431
48 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 68,79568.8k $2.0m $2.0m 0.05% Added +51.9k +51,889
49 Optas, LLC 0.50% of their portfolio DRIPPING SPRINGS, TX 67,43867.4k $1.9m $1.9m 0.50% Added +83 +83
50 Keystone Wealth Services, LLC 0.60% of their portfolio PALM DESERT, CA 67,10167.1k $1.9m $1.9m 0.60% Reduced -16.7k -16,662
51 David Kennon Inc 0.74% of their portfolio SARASOTA, FL 61,22561.2k $1.8m $1.8m 0.74% Reduced -1.8k -1,789
52 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.10% of their portfolio ROCHESTER, NY 58,10558.1k $1.7m $1.7m 0.10% New
53 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 55,54955.5k $1.6m $1.6m 0.04% Reduced -21.5k -21,462
54 Ascentis Independent Advisors 0.33% of their portfolio DALLAS, TX 55,07755.1k $1.6m $1.6m 0.33% First filing
55 World Investment Advisors 0.09% of their portfolio LINCROFT, NJ 51,60251.6k $1.5m $1.5m 0.09% Added +24.4k +24,432
56 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 47,39047.4k $1.3m $1.3m 0.01% First filing
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,26246.3k $1.3m $1.3m 0.00% Reduced -84.6k -84,625
58 Quadrant Private Wealth Management, LLC 0.30% of their portfolio Center Valley, PA 46,15146.2k $1.3m $1.3m 0.30% Added +3.2k +3,158
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,36145.4k $1.3m $1.3m 0.00% Reduced -7.9k -7,916
60 Kathleen S. Wright Associates Inc. 0.49% of their portfolio PITTSBURGH, PA 36,98937.0k $1.1m $1.1m 0.49% Reduced -705 -705
61 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 35,81335.8k $1.0m $1.0m 0.06% Added +42 +42
62 Donald L. Hagan, LLC 0.53% of their portfolio Sarasota, FL 35,06135.1k $1.0m $1.0m 0.53% Added +9.4k +9,422
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,08731.1k $892.0k $892.0k 0.00% Reduced -121.7k -121,674
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 29,57729.6k $848.9k $848.9k 0.00% Reduced -2 -2
65 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 28,54328.5k $819.2k $819.2k 0.03% Added +6.2k +6,243
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,82126.8k $769.8k $769.8k 0.00% Reduced -29.2k -29,219
67 Sequent Planning LLC 0.25% of their portfolio OMAHA, NE 26,08726.1k $742.2k $742.2k 0.25% Reduced -1.9k -1,896
68 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,86925.9k $742.4k $742.4k 0.01% New
69 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,39125.4k $728.7k $728.7k 0.01% Reduced -87.9k -87,876
70 Strategic Investment Advisors / MI 0.09% of their portfolio FARMINGTON HILLS, MI 25,22525.2k $724.0k $724.0k 0.09% Added +844 +844
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,35723.4k $670.3k $670.3k 0.00% Added +4.4k +4,425
72 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 22,40922.4k $643.0k $643.0k 0.00% New
73 FINANCIAL LIFE ADVISORS 0.25% of their portfolio SAN ANTONIO, TX 21,78721.8k $625.3k $625.3k 0.25% Reduced -21.6k -21,610
74 Tennessee Valley Asset Management Partners 0.06% of their portfolio KNOXVILLE, TN 20,24820.2k $581.1k $581.1k 0.06% Added +8.1k +8,112
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,24319.2k $552.3k $552.3k 0.00% Added +1.5k +1,511
76 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 18,81818.8k $542.9k $542.9k 0.03% New
77 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 18,45218.5k $529.6k $529.6k 0.02% Unchanged
78 Laraway Financial Advisors Inc 0.44% of their portfolio SAINT CLOUD, MN 18,01318.0k $517.0k $517.0k 0.44% Reduced -65 -65
79 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,86316.9k $484.0k $484.0k 0.00% Reduced -3.9k -3,942
80 Center For Asset Management LLC 0.31% of their portfolio PALM BEACH GARDENS, FL 16,12416.1k $462.8k $462.8k 0.31% New
81 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,08616.1k $461.7k $461.7k 0.00% Reduced -121.2k -121,199
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,81815.8k $454.0k $454.0k 0.00% Reduced -14.2k -14,162
83 National Wealth Management Group, LLC 0.34% of their portfolio CINCINNATI, OH 15,44115.4k $443.2k $443.2k 0.34% Added +2.5k +2,522
84 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 13,92713.9k $399.7k $399.7k 0.01% Reduced -890 -890
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,40013.4k $384.6k $384.6k 0.00% New
86 Rice Partnership, LLC 0.08% of their portfolio HONOLULU, HI 13,35613.4k $383.3k $383.3k 0.08% Unchanged
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,74912.7k $365.9k $365.9k 0.00% Added +12.0k +11,998
88 AIRE ADVISORS, LLC 0.08% of their portfolio BEVERLY HILLS, CA 12,53012.5k $359.6k $359.6k 0.08% Reduced -3 -3
89 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,53211.5k $331.0k $331.0k 0.00% Added +41 +41
90 Perennial Investment Advisors, LLC 0.05% of their portfolio Los Angeles, CA 11,41711.4k $327.6k $327.6k 0.05% Reduced -2.3k -2,319
91 Breakwater Investment Management 0.15% of their portfolio SEATTLE, WA 11,41011.4k $327.5k $327.5k 0.15% New
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,45810.5k $300.1k $300.1k 0.00% Added +1.8k +1,764
93 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 10,29310.3k $295.4k $295.4k 0.03% Added +2.6k +2,594
94 B.O.S.S. Retirement Advisors, LLC 0.07% of their portfolio Lehi, UT 9,96810.0k $286.1k $286.1k 0.07% Added +2.0k +2,017
95 Hobart Private Capital, LLC 0.08% of their portfolio CHARLOTTE, NC 9,8479.8k $282.6k $282.6k 0.08% Reduced -22.5k -22,465
96 Ascent Group, LLC 0.02% of their portfolio VIRGINIA BEACH, VA 9,7779.8k $280.6k $280.6k 0.02% Reduced -138 -138
97 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 9,5069.5k $272.8k $272.8k 0.01% New
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0139.0k $258.7k $258.7k 0.00% Added +9.0k +9,013
99 Jackson Creek Investment Advisors LLC 0.09% of their portfolio CASTLE ROCK, CO 8,7268.7k $250.0k $250.0k 0.09% Reduced -9.2k -9,174
100 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 8,5308.5k $244.8k $244.8k 0.01% New