Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

129 institutional holders +5 vs Q4 2023
38,121,12038.1m shares reported held*
$1.1bnreported value*
29 new 55 added 36 reduced 21 sold out net bought ≈ $5.6m (-531.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.11. Options: 1 managers hold calls ($43.7k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 98Q3 23: 107Q4 23: 124Q1 24: 129129Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398
Q3 2023107
Q4 2023124
Q1 2024129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 40 cut or sold outQ3 23Q4 23: 79 bought or addedQ4 23: 43 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 57 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431
Q2 20235836
Q3 20236640
Q4 20237943
Q1 20248457

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ2 23 calls: $34.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $2.8kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $43.7kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$34.6k$00.00
Q3 2023$2.8k$00.00
Q4 2023$0$0—
Q1 2024$43.7k$00.00

Biggest buyers

ASSETMARK, INC New +1,048,161+1.0m
Procyon Advisors, LLC New +861,841+861.8k
MORGAN STANLEY Added +417,855+417.9k
ZACKS INVESTMENT MANAGEMENT New +265,282+265.3k
RWA WEALTH PARTNERS, LLC Added +257,338+257.3k
BANK OF AMERICA CORP /DE/ Added +248,423+248.4k
MILESTONE ASSET MANAGEMENT, LLC New +214,875+214.9k
AMERIPRISE FINANCIAL INC Added +214,471+214.5k
Gerber Kawasaki Wealth & Investment Management Added +156,967+157.0k
GREAT VALLEY ADVISOR GROUP, INC. Added +150,542+150.5k

Biggest sellers

Financial Gravity Asset Management, Inc. Reduced -3,552,695-3.6m
Thrivent Financial for Lutherans Reduced -482,756-482.8k
Financial Engines Advisors L.L.C. Reduced -350,298-350.3k
ST GERMAIN D J CO INC Reduced -297,134-297.1k
Advisor Resource Council Reduced -188,576-188.6k
JANE STREET GROUP, LLC Reduced -129,232-129.2k
Hobart Private Capital, LLC Reduced -96,934-96.9k
OLD MISSION CAPITAL LLC Sold out -96,783-96.8k
Mutual Advisors, LLC Sold out -96,224-96.2k
ROYAL BANK OF CANADA Reduced -56,110-56.1k

Biggest calls

CITADEL ADVISORS LLC New $43.7k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 5.08% of their portfolio BOSTON, MA 12,955,01113.0m $377.1m $377.1m 5.08% Added +257.3k +257,338
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,872,9862.9m $83.6m $83.6m 0.04% Reduced -2.6k -2,598
3 ST GERMAIN D J CO INC 3.86% of their portfolio SPRINGFIELD, MA 2,715,1232.7m $79.0m $79.0m 3.86% Reduced -297.1k -297,134
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,302,3992.3m $67.0m $67.0m 0.01% Added +248.4k +248,423
5 CX Institutional 1.66% of their portfolio AUBURN, IN 1,185,9021.2m $34.5m $34.5m 1.66% Added +137.6k +137,611
6 CW Advisors, LLC 0.57% of their portfolio BOSTON, MA 1,137,4521.1m $33.1m $33.1m 0.57% Added +15.3k +15,287
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,136,7631.1m $33.1m $33.1m 0.00% Added +417.9k +417,855
8 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,048,1611.0m $30.5m $30.5m 0.10% New
9 AE Wealth Management LLC 0.32% of their portfolio TOPEKA, KS 973,906973.9k $28.4m $28.4m 0.32% Added +139.9k +139,936
10 Gerber Kawasaki Wealth & Investment Management 1.37% of their portfolio SANTA MONICA, CA 872,642872.6k $25.4m $25.4m 1.37% Added +157.0k +156,967
11 Procyon Advisors, LLC 1.94% of their portfolio SHELTON, CT 861,841861.8k $25.1m $25.1m 1.94% New
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 735,544735.5k $21.4m $21.4m 0.01% Added +214.5k +214,471
13 Flaharty Asset Management, LLC 2.71% of their portfolio CLEARWATER, FL 627,986628.0k $18.3m $18.3m 2.71% Reduced -23.5k -23,527
14 Financial Gravity Asset Management, Inc. 2.40% of their portfolio Lakeway, TX 612,861612.9k $17.9m $17.9m 2.40% Reduced -3.6m -3,552,695
15 GREAT VALLEY ADVISOR GROUP, INC. 0.51% of their portfolio WILMINGTON, DE 571,465571.5k $16.6m $16.6m 0.51% Added +150.5k +150,542
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 497,638497.6k $14.5m $14.5m 0.00% Reduced -13.8k -13,846
17 Financial Engines Advisors L.L.C. 0.03% of their portfolio SANTA CLARA, CA 477,802477.8k $13.9m $13.9m 0.03% Reduced -350.3k -350,298
18 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 414,524414.5k $12.1m $12.1m 0.09% Reduced -25.0k -24,973
19 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 393,983394.0k $11.5m $11.5m 0.05% Reduced -33.7k -33,709
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 266,803266.8k $7.8m $7.8m 0.01% Added +16.7k +16,651
21 ZACKS INVESTMENT MANAGEMENT 0.08% of their portfolio Chicago, IL 265,282265.3k $7.7m $7.7m 0.08% New
22 Geneos Wealth Management Inc. 0.35% of their portfolio ENGLEWOOD, CO 261,907261.9k $7.6m $7.6m 0.35% Added +98.4k +98,361
23 ARKANSAS FINANCIAL GROUP, INC. 1.27% of their portfolio LITTLE ROCK, AR 248,752248.8k $7.2m $7.2m 1.27% Added +50.6k +50,585
24 Good Life Advisors, LLC 0.63% of their portfolio READING, PA 243,854243.9k $7.1m $7.1m 0.63% Added +22.6k +22,617
25 CWM, LLC 0.03% of their portfolio OMAHA, NE 235,356235.4k $6.9m $6.9m 0.03% Added +5.3k +5,253
26 MILESTONE ASSET MANAGEMENT, LLC 1.79% of their portfolio PITTSBURGH, PA 214,875214.9k $6.3m $6.3m 1.79% New
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 207,321207.3k $6.0m $6.0m 0.00% Reduced -56.1k -56,110
28 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 204,957205.0k $6.0m $6.0m 0.01% Reduced -482.8k -482,756
29 Melone Private Wealth, LLC 3.36% of their portfolio AUBURN HILLS, MI 192,313192.3k $5.6m $5.6m 3.36% Reduced -576 -576
30 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 152,761152.8k $4.4m $4.4m 0.02% Added +127.4k +127,353
31 FLAGSHIP HARBOR ADVISORS, LLC 0.28% of their portfolio BOSTON, MA 150,253150.3k $4.4m $4.4m 0.28% Added +12.6k +12,622
32 Hennion & Walsh Asset Management, Inc. 0.22% of their portfolio Parsippany, NJ 141,089141.1k $4.1m $4.1m 0.22% Reduced -42.7k -42,683
33 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 137,285137.3k $4.0m $4.0m 0.01% Added +125.4k +125,431
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 130,887130.9k $3.8m $3.8m 0.01% Added +93.7k +93,662
35 ShoreHaven Wealth Partners, LLC 2.06% of their portfolio Red Bank, NJ 128,769128.8k $3.7m $3.7m 2.06% Added +2.6k +2,558
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 120,379120.4k $3.5m $3.5m 0.01% Reduced -54.1k -54,074
37 RFG Advisory, LLC 0.12% of their portfolio BIRMINGHAM, AL 117,960118.0k $3.4m $3.4m 0.12% New
38 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 114,423114.4k $3.3m $3.3m 0.13% Added +73.8k +73,782
39 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 113,267113.3k $3.3m $3.3m 0.04% Added +102.4k +102,429
40 Eldridge Investment Advisors, Inc. 0.80% of their portfolio MANCHESTER, NH 107,640107.6k $3.1m $3.1m 0.80% Reduced -46.2k -46,213
41 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 101,627101.6k $3.0m $3.0m 0.05% Reduced -1.3k -1,318
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 86,56686.6k $2.5m $2.5m 0.00% Reduced -38.1k -38,123
43 Tidemark, LLC 1.37% of their portfolio SAN DIEGO, CA 84,33284.3k $2.5m $2.5m 1.37% Added +20.3k +20,319
44 Keystone Wealth Services, LLC 0.79% of their portfolio PALM DESERT, CA 83,76383.8k $2.4m $2.4m 0.79% Added +4.5k +4,504
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 83,01683.0k $2.4m $2.4m 0.00% Reduced -129.2k -129,232
46 Jacobi Capital Management LLC 0.22% of their portfolio PITTSTON, PA 81,07481.1k $2.4m $2.4m 0.22% Added +43.1k +43,112
47 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 77,01177.0k $2.2m $2.2m 0.05% Reduced -7.4k -7,394
48 KWB Wealth 0.30% of their portfolio REDLANDS, CA 76,09676.1k $2.2m $2.2m 0.30% Added +43.8k +43,810
49 Breakwater Capital Group 0.53% of their portfolio PARAMUS, NJ 72,02672.0k $2.1m $2.1m 0.53% Added +1.9k +1,867
50 Transamerica Financial Advisors, LLC 0.21% of their portfolio CEDAR RAPIDS, IA 71,61771.6k $2.1m $2.1m 0.21% Added +47.9k +47,893
51 Optas, LLC 0.54% of their portfolio DRIPPING SPRINGS, TX 67,35567.4k $2.0m $2.0m 0.54% Reduced -573 -573
52 David Kennon Inc 0.78% of their portfolio SARASOTA, FL 63,01463.0k $1.8m $1.8m 0.78% Reduced -3.2k -3,183
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 56,04056.0k $1.6m $1.6m 0.00% Added +48.4k +48,372
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,27753.3k $1.6m $1.6m 0.00% Added +33.0k +33,001
55 5th Street Advisors, LLC 0.73% of their portfolio Southport, CT 44,49844.5k $1.3m $1.3m 0.73% New
56 FINANCIAL LIFE ADVISORS 0.53% of their portfolio SAN ANTONIO, TX 43,39743.4k $1.3m $1.3m 0.53% Reduced -30.9k -30,910
57 Quadrant Private Wealth Management, LLC 0.32% of their portfolio Center Valley, PA 42,99343.0k $1.3m $1.3m 0.32% Added +2.4k +2,389
58 Kathleen S. Wright Associates Inc. 0.52% of their portfolio PITTSBURGH, PA 37,69437.7k $1.1m $1.1m 0.52% Added +762 +762
59 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 35,77135.8k $1.0m $1.0m 0.06% Added +1.3k +1,254
60 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 34,55234.6k $1.0m $1.0m 0.05% New
61 Hobart Private Capital, LLC 0.29% of their portfolio CHARLOTTE, NC 32,31232.3k $940.6k $940.6k 0.29% Reduced -96.9k -96,934
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,98030.0k $872.7k $872.7k 0.00% New
63 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 29,57929.6k $861.0k $861.0k 0.00% Added +2 +2
64 Advisor Resource Council 0.36% of their portfolio DALLAS, TX 28,49628.5k $838.1k $838.1k 0.36% Reduced -188.6k -188,576
65 Sequent Planning LLC 0.29% of their portfolio OMAHA, NE 27,98328.0k $814.6k $814.6k 0.29% First filing
66 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 27,17027.2k $790.9k $790.9k 0.11% New
67 Donald L. Hagan, LLC 0.39% of their portfolio Sarasota, FL 25,63925.6k $746.4k $746.4k 0.39% Added +14.0k +14,010
68 Strategic Investment Advisors / MI 0.09% of their portfolio FARMINGTON HILLS, MI 24,38124.4k $709.7k $709.7k 0.09% New
69 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 22,30022.3k $649.0k $649.0k 0.03% New
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,80520.8k $605.6k $605.6k 0.00% New
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,93218.9k $551.1k $551.1k 0.00% New
72 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 18,45218.5k $537.1k $537.1k 0.02% Unchanged
73 Laraway Financial Advisors Inc 0.46% of their portfolio SAINT CLOUD, MN 18,07818.1k $526.2k $526.2k 0.46% Reduced -1.3k -1,264
74 Jackson Creek Investment Advisors LLC 0.19% of their portfolio CASTLE ROCK, CO 17,90017.9k $521.0k $521.0k 0.19% Reduced -3.1k -3,066
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 17,73217.7k $516.2k $516.2k 0.00% Added +6.0k +6,033
76 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,90616.9k $466.3k $466.3k 0.01% Reduced -13.0k -13,000
77 Keystone Financial Group 0.07% of their portfolio LEXINGTON, KY 16,13816.1k $469.8k $469.8k 0.07% Added +1.1k +1,140
78 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 14,81714.8k $431.3k $431.3k 0.01% Added +718 +718
79 Convergence Financial, LLC 0.17% of their portfolio COLUMBIA, MO 13,99714.0k $407.5k $407.5k 0.17% New
80 Perennial Investment Advisors, LLC 0.06% of their portfolio Los Angeles, CA 13,73613.7k $399.8k $399.8k 0.06% Added +962 +962
81 Rice Partnership, LLC 0.09% of their portfolio HONOLULU, HI 13,35613.4k $388.8k $388.8k 0.09% New
82 National Wealth Management Group, LLC 0.29% of their portfolio CINCINNATI, OH 12,91912.9k $376.1k $376.1k 0.29% Reduced -1.3k -1,258
83 AIRE ADVISORS, LLC 0.08% of their portfolio BEVERLY HILLS, CA 12,53312.5k $364.9k $364.9k 0.08% Added +19 +19
84 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 12,44212.4k $362.2k $362.2k 0.03% Added +1.0k +1,040
85 Tennessee Valley Asset Management Partners 0.09% of their portfolio KNOXVILLE, TN 12,13612.1k $353.3k $353.3k 0.09% Added +5.7k +5,650
86 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,49111.5k $334.5k $334.5k 0.00% Unchanged
87 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,37410.4k $302.0k $302.0k 0.00% New
88 Coppell Advisory Solutions Corp. 0.06% of their portfolio COPPELL, TX 10,22010.2k $297.5k $297.5k 0.06% First filing
89 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 9,9159.9k $288.6k $288.6k 0.03% Reduced -27 -27
90 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,5749.6k $278.7k $278.7k 0.01% Added +1.1k +1,074
91 Detalus Advisors, LLC 0.09% of their portfolio ST. LOUIS, MO 9,1569.2k $266.5k $266.5k 0.09% Reduced -37.1k -37,108
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,6948.7k $253.1k $253.1k 0.00% Reduced -89 -89
93 Arlington Financial Advisors, LLC 0.05% of their portfolio SANTA BARBARA, CA 8,2648.3k $240.6k $240.6k 0.05% New
94 B.O.S.S. Retirement Advisors, LLC 0.09% of their portfolio Lehi, UT 7,9518.0k $233.8k $233.8k 0.09% Reduced -1.9k -1,892
95 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 7,6997.7k $224.1k $224.1k 0.02% Added +283 +283
96 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 7,3887.4k $212.7k $212.7k 0.02% Added +95 +95
97 Security Financial Services, INC. 0.05% of their portfolio Fort Wayne, IN 7,3557.4k $214.1k $214.1k 0.05% Reduced -1.3k -1,332
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,2847.3k $212.0k $212.0k 0.00% Added +3.1k +3,122
99 TUCKER ASSET MANAGEMENT LLC 0.05% of their portfolio LITTLETON, CO 7,2627.3k $211.4k $211.4k 0.05% New
100 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 7,0847.1k $206.2k $206.2k 0.00% New