Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

124 institutional holders +17 vs Q3 2023
38,827,53538.8m shares reported held*
$1.1bnreported value*
24 new 55 added 33 reduced 10 sold out net bought ≈ $157.7m (+5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.86.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 98Q3 23: 107Q4 23: 124124Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398
Q3 2023107
Q4 2023124

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 40 cut or sold outQ3 23Q4 23: 79 bought or addedQ4 23: 43 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431
Q2 20235836
Q3 20236640
Q4 20237943

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $4.0mQ1 23 puts: $21.4mQ1 23P/C 5.41Q2 23 calls: $34.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $2.8kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$4.0m$21.4m5.41
Q2 2023$34.6k$00.00
Q3 2023$2.8k$00.00
Q4 2023$0$0—

Biggest buyers

RWA WEALTH PARTNERS, LLC Added +2,524,010+2.5m
BANK OF AMERICA CORP /DE/ Added +1,218,581+1.2m
Financial Engines Advisors L.L.C. Added +599,446+599.4k
LPL Financial LLC Added +540,667+540.7k
MORGAN STANLEY Added +416,053+416.1k
JPMORGAN CHASE & CO Added +323,965+324.0k
Financial Gravity Asset Management, Inc. Added +294,104+294.1k
GREAT VALLEY ADVISOR GROUP, INC. Added +250,350+250.3k
RAYMOND JAMES & ASSOCIATES Added +227,778+227.8k
JANE STREET GROUP, LLC New +212,248+212.2k

Biggest sellers

CITADEL ADVISORS LLC Sold out -821,541-821.5k
IHT Wealth Management, LLC Sold out -773,168-773.2k
ST GERMAIN D J CO INC Reduced -425,973-426.0k
Bridgeworth, LLC Reduced -188,156-188.2k
Perennial Investment Advisors, LLC Reduced -102,232-102.2k
AMERIPRISE FINANCIAL INC Reduced -91,541-91.5k
TRUIST FINANCIAL CORP Reduced -79,245-79.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -71,248-71.2k
Squarepoint Ops LLC Sold out -62,459-62.5k
Thrivent Financial for Lutherans Reduced -48,388-48.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 5.33% of their portfolio BOSTON, MA 12,697,67312.7m $373.4m $373.4m 5.33% Added +2.5m +2,524,010
2 Financial Gravity Asset Management, Inc. 1.13% of their portfolio Lakeway, TX 4,165,5564.2m $101.5m $101.5m 1.13% Added +294.1k +294,104
3 ST GERMAIN D J CO INC 4.61% of their portfolio SPRINGFIELD, MA 3,012,2573.0m $88.6m $88.6m 4.61% Reduced -426.0k -425,973
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,875,5842.9m $84.6m $84.6m 0.05% Added +540.7k +540,667
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,053,9762.1m $60.4m $60.4m 0.01% Added +1.2m +1,218,581
6 CW Advisors, LLC 0.61% of their portfolio BOSTON, MA 1,122,1651.1m $33.0m $33.0m 0.61% Reduced -24.5k -24,473
7 CX Institutional 1.65% of their portfolio AUBURN, IN 1,048,2911.0m $30.8m $30.8m 1.65% Reduced -38.9k -38,874
8 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 833,970834.0k $24.3m $24.3m 0.12% Added +151.3k +151,253
9 Financial Engines Advisors L.L.C. 0.06% of their portfolio SANTA CLARA, CA 828,100828.1k $24.4m $24.4m 0.06% Added +599.4k +599,446
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 718,908718.9k $21.1m $21.1m 0.00% Added +416.1k +416,053
11 Gerber Kawasaki Wealth & Investment Management 1.26% of their portfolio SANTA MONICA, CA 715,675715.7k $21.0m $21.0m 1.26% Added +139.3k +139,319
12 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 687,713687.7k $20.2m $20.2m 0.04% Reduced -48.4k -48,388
13 Flaharty Asset Management, LLC 3.03% of their portfolio CLEARWATER, FL 651,513651.5k $19.2m $19.2m 3.03% Reduced -42.2k -42,179
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 521,073521.1k $15.3m $15.3m 0.00% Reduced -91.5k -91,541
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 511,484511.5k $15.0m $15.0m 0.00% Added +324.0k +323,965
16 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 439,497439.5k $12.9m $12.9m 0.10% Added +5.8k +5,778
17 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 427,692427.7k $12.6m $12.6m 0.06% Reduced -8.2k -8,232
18 GREAT VALLEY ADVISOR GROUP, INC. 0.43% of their portfolio WILMINGTON, DE 420,923420.9k $12.4m $12.4m 0.43% Added +250.3k +250,350
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 263,431263.4k $7.7m $7.7m 0.00% Added +170.6k +170,578
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 250,152250.2k $7.4m $7.4m 0.01% Added +227.8k +227,778
21 CWM, LLC 0.04% of their portfolio OMAHA, NE 230,103230.1k $6.8m $6.8m 0.04% Added +88.9k +88,913
22 Good Life Advisors, LLC 0.64% of their portfolio READING, PA 221,237221.2k $6.5m $6.5m 0.64% Added +177 +177
23 Advisor Resource Council 0.74% of their portfolio DALLAS, TX 217,072217.1k $6.4m $6.4m 0.74% Added +208.8k +208,753
24 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 212,248212.2k $6.2m $6.2m 0.01% New
25 ARKANSAS FINANCIAL GROUP, INC. 1.08% of their portfolio LITTLE ROCK, AR 198,167198.2k $5.8m $5.8m 1.08% Added +30.4k +30,438
26 Melone Private Wealth, LLC 3.61% of their portfolio AUBURN HILLS, MI 192,889192.9k $5.7m $5.7m 3.61% Added +12.6k +12,602
27 Hennion & Walsh Asset Management, Inc. 0.31% of their portfolio Parsippany, NJ 183,772183.8k $5.4m $5.4m 0.31% New
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 174,453174.5k $5.1m $5.1m 0.01% Added +627 +627
29 Geneos Wealth Management Inc. 0.24% of their portfolio ENGLEWOOD, CO 163,546163.5k $4.8m $4.8m 0.24% Added +53.8k +53,825
30 Eldridge Investment Advisors, Inc. 1.19% of their portfolio MANCHESTER, NH 153,853153.9k $4.5m $4.5m 1.19% Added +88.6k +88,586
31 FLAGSHIP HARBOR ADVISORS, LLC 0.29% of their portfolio BOSTON, MA 137,631137.6k $4.0m $4.0m 0.29% Added +4.4k +4,422
32 Hobart Private Capital, LLC 1.26% of their portfolio CHARLOTTE, NC 129,246129.2k $3.8m $3.8m 1.26% Added +51.8k +51,821
33 ShoreHaven Wealth Partners, LLC 2.26% of their portfolio Red Bank, NJ 126,211126.2k $3.7m $3.7m 2.26% Added +61.4k +61,378
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 124,689124.7k $3.7m $3.7m 0.00% Reduced -71.2k -71,248
35 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 102,945102.9k $3.0m $3.0m 0.06% Added +50.2k +50,209
36 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 96,78396.8k $2.8m $2.8m 0.08% New
37 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 96,22496.2k $2.8m $2.8m 0.10% Added +67.8k +67,779
38 Bridgeworth, LLC 0.27% of their portfolio BIRMINGHAM, AL 92,65292.7k $2.7m $2.7m 0.27% Reduced -188.2k -188,156
39 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 84,40584.4k $2.5m $2.5m 0.08% New
40 Keystone Wealth Services, LLC 0.80% of their portfolio PALM DESERT, CA 79,25979.3k $2.3m $2.3m 0.80% Added +19.1k +19,140
41 FINANCIAL LIFE ADVISORS 0.94% of their portfolio SAN ANTONIO, TX 74,30774.3k $2.2m $2.2m 0.94% Reduced -7.5k -7,517
42 Breakwater Capital Group 0.58% of their portfolio PARAMUS, NJ 70,15970.2k $2.0m $2.0m 0.58% Added +1.4k +1,424
43 Optas, LLC 0.60% of their portfolio DRIPPING SPRINGS, TX 67,92867.9k $2.0m $2.0m 0.60% Reduced -6.5k -6,520
44 David Kennon Inc 0.87% of their portfolio SARASOTA, FL 66,19766.2k $1.9m $1.9m 0.87% Reduced -2.7k -2,680
45 Tidemark, LLC 1.18% of their portfolio SAN DIEGO, CA 64,01364.0k $1.9m $1.9m 1.18% First filing
46 Ascentis Independent Advisors 0.40% of their portfolio DALLAS, TX 56,33856.3k $1.7m $1.7m 0.40% Added +40.5k +40,465
47 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 53,77353.8k $1.6m $1.6m 0.00% Reduced -1.7k -1,665
48 Detalus Advisors, LLC 0.54% of their portfolio ST. LOUIS, MO 46,26446.3k $1.4m $1.4m 0.54% Reduced -118 -118
49 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 45,44045.4k $1.3m $1.3m 0.00% Added +7.0k +6,984
50 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 40,64140.6k $1.2m $1.2m 0.08% Added +4.4k +4,428
51 Quadrant Private Wealth Management, LLC 0.33% of their portfolio Center Valley, PA 40,60440.6k $1.2m $1.2m 0.33% Added +14.0k +13,990
52 Jacobi Capital Management LLC 0.11% of their portfolio PITTSTON, PA 37,96238.0k $1.1m $1.1m 0.11% Added +5.8k +5,823
53 Kingdom Financial Group LLC. 0.97% of their portfolio PEORIA, AZ 37,87537.9k $1.1m $1.1m 0.97% Added +10.9k +10,874
54 WEALTHSOURCE PARTNERS, LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 37,40837.4k $1.1m $1.1m 0.07% Added +13.8k +13,784
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,22537.2k $1.1m $1.1m 0.00% Reduced -3.8k -3,845
56 Kathleen S. Wright Associates Inc. 0.55% of their portfolio PITTSBURGH, PA 36,93236.9k $1.1m $1.1m 0.55% Added +10.4k +10,387
57 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 34,51734.5k $1.0m $1.0m 0.07% Added +1.2k +1,154
58 KWB Wealth 0.14% of their portfolio REDLANDS, CA 32,28632.3k $949.5k $949.5k 0.14% New
59 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 29,90629.9k $879.5k $879.5k 0.02% Added +13.0k +13,000
60 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 29,57729.6k $869.9k $869.9k 0.00% Unchanged
61 Simplicity Wealth,LLC 0.33% of their portfolio SUMMIT, NJ 28,58828.6k $840.8k $840.8k 0.33% New
62 BEACON FINANCIAL GROUP 0.10% of their portfolio DALLAS, TX 27,78827.8k $817.2k $817.2k 0.10% New
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,40825.4k $747.0k $747.0k 0.00% Added +12.3k +12,253
64 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 24,93124.9k $733.2k $733.2k 0.00% New
65 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 24,12324.1k $709.5k $709.5k 0.05% New
66 Transamerica Financial Advisors, LLC 0.10% of their portfolio CEDAR RAPIDS, IA 23,72423.7k $698.0k $698.0k 0.10% Added +1.6k +1,557
67 Jackson Creek Investment Advisors LLC 0.24% of their portfolio CASTLE ROCK, CO 20,96621.0k $617.0k $617.0k 0.24% Added +391 +391
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,27620.3k $596.3k $596.3k 0.00% Added +2.4k +2,353
69 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 20,17720.2k $593.0k $593.0k 0.06% Reduced -2.0k -1,993
70 Laraway Financial Advisors Inc 0.54% of their portfolio SAINT CLOUD, MN 19,34219.3k $568.9k $568.9k 0.54% Reduced -193 -193
71 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 18,45218.5k $542.7k $542.7k 0.03% New
72 Vertex Planning Partners, LLC 0.15% of their portfolio DOWNERS GROVE, IL 17,78417.8k $523.0k $523.0k 0.15% Added +2.9k +2,909
73 Slagle Financial, LLC 0.13% of their portfolio Edwardsville, IL 15,43215.4k $226.9k $226.9k 0.13% Added +7.2k +7,164
74 Keystone Financial Group 0.08% of their portfolio LEXINGTON, KY 14,99815.0k $441.1k $441.1k 0.08% Added +477 +477
75 National Wealth Management Group, LLC 0.40% of their portfolio CINCINNATI, OH 14,17714.2k $416.9k $416.9k 0.40% Added +3.3k +3,294
76 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 14,16014.2k $414.0k $414.0k 0.03% Added +2.9k +2,860
77 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 14,09914.1k $414.7k $414.7k 0.02% First filing
78 Perennial Investment Advisors, LLC 0.06% of their portfolio Los Angeles, CA 12,77412.8k $375.7k $375.7k 0.06% Reduced -102.2k -102,232
79 AIRE ADVISORS, LLC 0.09% of their portfolio BEVERLY HILLS, CA 12,51412.5k $368.1k $368.1k 0.09% New
80 Coppell Advisory Solutions LLC 0.07% of their portfolio COPPELL, TX 12,39512.4k $364.5k $364.5k 0.07% Added +10.9k +10,935
81 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,85411.9k $348.6k $348.6k 0.00% Unchanged
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11,69911.7k $344.1k $344.1k 0.00% Added +1.6k +1,619
83 Donald L. Hagan, LLC 0.19% of their portfolio Sarasota, FL 11,62911.6k $342.0k $342.0k 0.19% Reduced -8.3k -8,325
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,49111.5k $337.9k $337.9k 0.00% Unchanged
85 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 11,40211.4k $335.4k $335.4k 0.03% New
86 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,83810.8k $318.7k $318.7k 0.00% Reduced -1.5k -1,538
87 Centurion Wealth Management LLC 0.13% of their portfolio Mclean, VA 10,16810.2k $299.0k $299.0k 0.13% New
88 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 9,98310.0k $290.8k $290.8k 0.01% New
89 Ascent Group, LLC 0.03% of their portfolio VIRGINIA BEACH, VA 9,9429.9k $287.4k $287.4k 0.03% New
90 B.O.S.S. Retirement Advisors, LLC 0.06% of their portfolio Lehi, UT 9,8439.8k $289.5k $289.5k 0.06% Added +160 +160
91 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 8,9529.0k $263.3k $263.3k 0.00% New
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,7838.8k $258.3k $258.3k 0.00% Added +741 +741
93 Security Financial Services, INC. 0.06% of their portfolio Fort Wayne, IN 8,6878.7k $255.5k $255.5k 0.06% New
94 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,5008.5k $250.0k $250.0k 0.01% Reduced -7.0k -7,030
95 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,3198.3k $244.7k $244.7k 0.00% Reduced -134 -134
96 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,9978.0k $235.0k $235.0k 0.00% Reduced -1.8k -1,804
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,6687.7k $225.5k $225.5k 0.00% Reduced -42.1k -42,103
98 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 7,4167.4k $218.1k $218.1k 0.03% Reduced -61 -61
99 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 7,2937.3k $212.9k $212.9k 0.02% New
100 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 7,0937.1k $208.6k $208.6k 0.01% Reduced -19.2k -19,225