Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

107 institutional holders +9 vs Q2 2023
33,559,84633.6m shares reported held*
$917.8mreported value*
23 new 43 added 25 reduced 15 sold out net bought ≈ $393.9m (+14.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.35. Options: 1 managers hold calls ($2.8k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 98Q3 23: 107107Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398
Q3 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 66 bought or addedQ3 23: 40 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431
Q2 20235836
Q3 20236640

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $9.9mQ4 22 puts: $62.7mQ4 22P/C 6.31Q1 23 calls: $4.0mQ1 23 puts: $21.4mQ1 23P/C 5.41Q2 23 calls: $34.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $2.8kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$9.9m$62.7m6.31
Q1 2023$4.0m$21.4m5.41
Q2 2023$34.6k$00.00
Q3 2023$2.8k$00.00

Biggest buyers

RWA WEALTH PARTNERS, LLC New +10,173,663+10.2m
Financial Gravity Asset Management, Inc. Added +3,715,161+3.7m
CITADEL ADVISORS LLC Added +812,966+813.0k
Gerber Kawasaki Wealth & Investment Management Added +536,753+536.8k
Thrivent Financial for Lutherans Added +510,341+510.3k
Polaris Wealth Advisory Group, LLC New +472,888+472.9k
JPMORGAN CHASE & CO New +187,519+187.5k
GREAT VALLEY ADVISOR GROUP, INC. New +170,573+170.6k
CX Institutional Added +139,426+139.4k
ENVESTNET ASSET MANAGEMENT INC Added +125,218+125.2k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -736,081-736.1k
ST GERMAIN D J CO INC Reduced -667,515-667.5k
BANK OF AMERICA CORP /DE/ Reduced -526,346-526.3k
CW Advisors, LLC Reduced -459,887-459.9k
JANE STREET GROUP, LLC Sold out -246,198-246.2k
IFG Advisory, LLC Sold out -222,050-222.1k
CreativeOne Wealth, LLC Reduced -150,961-151.0k
J.W. COLE ADVISORS, INC. Sold out -115,094-115.1k
Squarepoint Ops LLC Reduced -102,403-102.4k
Private Advisor Group, LLC Reduced -84,048-84.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.8k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 6.11% of their portfolio BOSTON, MA 10,173,66310.2m $280.6m $280.6m 6.11% New
2 Financial Gravity Asset Management, Inc. 1.12% of their portfolio Lakeway, TX 3,871,4523.9m $99.0m $99.0m 1.12% Added +3.7m +3,715,161
3 ST GERMAIN D J CO INC 5.33% of their portfolio SPRINGFIELD, MA 3,438,2303.4m $94.8m $94.8m 5.33% Reduced -667.5k -667,515
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,334,9172.3m $64.4m $64.4m 0.05% Added +116.5k +116,525
5 CW Advisors, LLC 0.65% of their portfolio BOSTON, MA 1,146,6381.1m $31.6m $31.6m 0.65% Reduced -459.9k -459,887
6 CX Institutional 1.65% of their portfolio AUBURN, IN 1,087,1651.1m $29.9m $29.9m 1.65% Added +139.4k +139,426
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 835,395835.4k $23.0m $23.0m 0.00% Reduced -526.3k -526,346
8 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 821,541821.5k $22.7m $22.7m 0.02% Added +813.0k +812,966
9 IHT Wealth Management, LLC 1.08% of their portfolio Chicago, IL 773,168773.2k $21.3m $21.3m 1.08% Reduced -66.6k -66,562
10 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 736,101736.1k $20.4m $20.4m 0.05% Added +510.3k +510,341
11 Flaharty Asset Management, LLC 3.20% of their portfolio CLEARWATER, FL 693,692693.7k $19.1m $19.1m 3.20% Added +28.1k +28,108
12 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 682,717682.7k $18.8m $18.8m 0.11% Added +89.3k +89,264
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 612,614612.6k $16.9m $16.9m 0.01% Reduced -736.1k -736,081
14 Gerber Kawasaki Wealth & Investment Management 1.08% of their portfolio SANTA MONICA, CA 576,356576.4k $15.9m $15.9m 1.08% Added +536.8k +536,753
15 Polaris Wealth Advisory Group, LLC 0.99% of their portfolio SAN RAFAEL, CA 472,888472.9k $13.0m $13.0m 0.99% New
16 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 435,924435.9k $12.0m $12.0m 0.07% Added +23.9k +23,872
17 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 433,719433.7k $12.0m $12.0m 0.11% Reduced -84.0k -84,048
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 302,855302.9k $8.4m $8.4m 0.00% Added +4.8k +4,823
19 Bridgeworth, LLC 0.86% of their portfolio BIRMINGHAM, AL 280,808280.8k $7.7m $7.7m 0.86% Added +9.0k +8,993
20 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 228,654228.7k $6.3m $6.3m 0.02% Added +55.8k +55,845
21 Good Life Advisors, LLC 0.70% of their portfolio READING, PA 221,060221.1k $6.1m $6.1m 0.70% Added +15.3k +15,260
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 195,937195.9k $5.4m $5.4m 0.00% Added +125.2k +125,218
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 187,519187.5k $5.2m $5.2m 0.00% New
24 Melone Private Wealth, LLC 3.56% of their portfolio AUBURN HILLS, MI 180,287180.3k $5.0m $5.0m 3.56% Added +9.2k +9,228
25 Mariner, LLC 0.01% of their portfolio Overland Park, KS 173,826173.8k $4.8m $4.8m 0.01% Added +33.6k +33,639
26 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 170,573170.6k $4.7m $4.7m 0.20% New
27 ARKANSAS FINANCIAL GROUP, INC. 0.94% of their portfolio LITTLE ROCK, AR 167,729167.7k $4.6m $4.6m 0.94% Added +14.9k +14,913
28 CWM, LLC 0.02% of their portfolio OMAHA, NE 141,190141.2k $3.9m $3.9m 0.02% Added +52.3k +52,327
29 FLAGSHIP HARBOR ADVISORS, LLC 0.31% of their portfolio BOSTON, MA 133,209133.2k $3.7m $3.7m 0.31% Added +6.3k +6,337
30 Perennial Investment Advisors, LLC 0.58% of their portfolio Los Angeles, CA 115,006115.0k $3.2m $3.2m 0.58% Reduced -3.0k -3,008
31 Geneos Wealth Management Inc. 0.16% of their portfolio ENGLEWOOD, CO 109,721109.7k $3.0m $3.0m 0.16% Added +58.9k +58,866
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,85392.9k $2.6m $2.6m 0.00% Added +44.5k +44,528
33 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 86,20786.2k $2.4m $2.4m 0.00% Added +75.9k +75,883
34 FINANCIAL LIFE ADVISORS 0.97% of their portfolio SAN ANTONIO, TX 81,82481.8k $2.3m $2.3m 0.97% Reduced -2.5k -2,546
35 Hobart Private Capital, LLC 0.81% of their portfolio CHARLOTTE, NC 77,42577.4k $2.1m $2.1m 0.81% New
36 Optas, LLC 0.68% of their portfolio DRIPPING SPRINGS, TX 74,44874.4k $2.1m $2.1m 0.68% Reduced -2.8k -2,801
37 David Kennon Inc 0.91% of their portfolio SARASOTA, FL 68,87768.9k $1.9m $1.9m 0.91% Reduced -499 -499
38 Breakwater Capital Group 0.64% of their portfolio PARAMUS, NJ 68,73568.7k $1.9m $1.9m 0.64% New
39 Eldridge Investment Advisors, Inc. 0.59% of their portfolio MANCHESTER, NH 65,26765.3k $1.8m $1.8m 0.59% New
40 ShoreHaven Wealth Partners, LLC 1.23% of their portfolio Red Bank, NJ 64,83364.8k $1.8m $1.8m 1.23% Reduced -51.5k -51,546
41 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 62,45962.5k $1.7m $1.7m 0.01% Reduced -102.4k -102,403
42 Keystone Wealth Services, LLC 0.63% of their portfolio PALM DESERT, CA 60,11960.1k $1.7m $1.7m 0.63% Added +7.0k +7,036
43 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 55,43855.4k $1.5m $1.5m 0.00% Unchanged
44 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 52,73652.7k $1.5m $1.5m 0.03% Reduced -2.4k -2,356
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,77149.8k $1.4m $1.4m 0.00% Added +9.5k +9,544
46 Detalus Advisors, LLC 0.60% of their portfolio ST. LOUIS, MO 46,38246.4k $1.3m $1.3m 0.60% New
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,07041.1k $1.1m $1.1m 0.00% Reduced -1.4k -1,389
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 38,45638.5k $1.1m $1.1m 0.00% Added +2.7k +2,670
49 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 36,21336.2k $998.0k $998.0k 0.07% Reduced -151.0k -150,961
50 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 33,36333.4k $920.1k $920.1k 0.07% Added +2.5k +2,497
51 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 32,13932.1k $886.4k $886.4k 0.10% Added +6.3k +6,268
52 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 29,57729.6k $815.7k $815.7k 0.00% New
53 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 28,44528.4k $784.5k $784.5k 0.03% Added +8.7k +8,667
54 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 27,30027.3k $752.9k $752.9k 0.00% Unchanged
55 Kingdom Financial Group LLC. 0.70% of their portfolio PEORIA, AZ 27,00127.0k $744.7k $744.7k 0.70% Added +3.3k +3,293
56 Quadrant Private Wealth Management, LLC 0.25% of their portfolio Center Valley, PA 26,61426.6k $734.0k $734.0k 0.25% Reduced -4.3k -4,337
57 Kathleen S. Wright Associates Inc. 0.41% of their portfolio PITTSBURGH, PA 26,54526.5k $732.1k $732.1k 0.41% Added +5.9k +5,907
58 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 26,31826.3k $725.9k $725.9k 0.05% Reduced -468 -468
59 WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio SAN LUIS OBISPO, CA 23,62423.6k $651.5k $651.5k 0.04% Reduced -17.2k -17,210
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,37422.4k $617.1k $617.1k 0.00% New
61 LANARK FINANCIAL, INC. 0.07% of their portfolio BIRMINGHAM, AL 22,17022.2k $611.0k $611.0k 0.07% First filing
62 Transamerica Financial Advisors, LLC 0.08% of their portfolio CEDAR RAPIDS, IA 22,16722.2k $612.0k $612.0k 0.08% Reduced -9.6k -9,565
63 Jackson Creek Investment Advisors LLC 0.24% of their portfolio CASTLE ROCK, CO 20,57520.6k $567.0k $567.0k 0.24% Added +159 +159
64 Donald L. Hagan, LLC 0.33% of their portfolio Sarasota, FL 19,95420.0k $550.3k $550.3k 0.33% Added +1.7k +1,662
65 Laraway Financial Advisors Inc 0.56% of their portfolio SAINT CLOUD, MN 19,53519.5k $538.8k $538.8k 0.56% Unchanged
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,92317.9k $494.3k $494.3k 0.00% Added +6.3k +6,347
67 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,90616.9k $466.3k $466.3k 0.01% Added +163 +163
68 Ascentis Independent Advisors 0.12% of their portfolio DALLAS, TX 15,87315.9k $437.8k $437.8k 0.12% New
69 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 15,53015.5k $428.3k $428.3k 0.02% Added +900 +900
70 Vertex Planning Partners, LLC 0.14% of their portfolio DOWNERS GROVE, IL 14,87514.9k $410.3k $410.3k 0.14% New
71 Keystone Financial Group 0.07% of their portfolio LEXINGTON, KY 14,52114.5k $400.5k $400.5k 0.07% New
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,15513.2k $363.0k $363.0k 0.00% Reduced -17.9k -17,865
73 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,37612.4k $341.3k $341.3k 0.00% Reduced -11.4k -11,377
74 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,85411.9k $326.9k $326.9k 0.00% New
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,49111.5k $316.9k $316.9k 0.00% Unchanged
76 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 11,30011.3k $309.8k $309.8k 0.03% New
77 National Wealth Management Group, LLC 0.33% of their portfolio CINCINNATI, OH 10,88310.9k $300.2k $300.2k 0.33% Added +253 +253
78 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 10,12310.1k $279.2k $279.2k 0.01% Unchanged
79 Cornerstone Retirement Group, Inc. 0.08% of their portfolio RENO, NV 10,12310.1k $279.2k $279.2k 0.08% Unchanged
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,08010.1k $278.0k $278.0k 0.00% Added +2.7k +2,721
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,8019.8k $270.0k $270.0k 0.00% New
82 B.O.S.S. Retirement Advisors, LLC 0.06% of their portfolio Lehi, UT 9,6839.7k $267.0k $267.0k 0.06% Reduced -165 -165
83 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,4538.5k $233.1k $233.1k 0.00% New
84 Advisor Resource Council 0.15% of their portfolio DALLAS, TX 8,3198.3k $229.4k $229.4k 0.15% Reduced -3.5k -3,508
85 Slagle Financial, LLC 0.14% of their portfolio Edwardsville, IL 8,2688.3k $228.1k $228.1k 0.14% New
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,0428.0k $221.8k $221.8k 0.00% New
87 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 7,4777.5k $206.2k $206.2k 0.03% Reduced -214 -214
88 SHEETS SMITH WEALTH MANAGEMENT 0.02% of their portfolio WINSTON-SALEM, NC 5,7005.7k $157.2k $157.2k 0.02% New
89 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 5,2695.3k $145.3k $145.3k 0.00% Added +5.1k +5,099
90 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,2685.3k $143.3k $143.3k 0.01% Reduced -46.1k -46,096
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,3384.3k $119.6k $119.6k 0.00% Unchanged
92 Householder Group Estate & Retirement Specialist, LLC 0.04% of their portfolio SCOTTSDALE, AZ 3,6893.7k $101.7k $101.7k 0.04% First filing
93 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,6452.6k $72.9k $72.9k 0.01% Unchanged
94 Nicholas Wealth, LLC. 0.06% of their portfolio MARIETTA, GA 2,4272.4k $66.9k $66.9k 0.06% First filing
95 Front Row Advisors LLC 0.03% of their portfolio TIBURON, CA 2,3352.3k $64.4k $64.4k 0.03% Unchanged
96 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 1,4601.5k $41.4k $41.4k 0.01% Added +894 +894
97 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,2431.2k $34.3k $34.3k 0.00% New
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 780780 $21.5k $21.5k 0.00% Added +779 +779
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 676676 $18.6k $18.6k 0.00% Unchanged
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 443443 $12.2k $12.2k 0.00% Added +443 +443