Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

93 institutional holders +11 vs Q4 2022
13,795,06213.8m shares reported held*
$403.8mreported value*
24 new 40 added 19 reduced 12 sold out net sold ≈ $416.5k (-14.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.27. Options: 2 managers hold calls ($4.0m notional), 1 hold puts ($21.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 82Q1 23: 9393Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $9.9mQ4 22 puts: $62.7mQ4 22P/C 6.31Q1 23 calls: $4.0mQ1 23 puts: $21.4mQ1 23P/C 5.41
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$9.9m$62.7m6.31
Q1 2023$4.0m$21.4m5.41

Biggest buyers

IHT Wealth Management, LLC Added +625,195+625.2k
CX Institutional Added +578,628+578.6k
LPL Financial LLC Added +471,835+471.8k
BANK OF MONTREAL /CAN/ New +206,485+206.5k
Private Advisor Group, LLC Added +162,837+162.8k
FLAGSHIP HARBOR ADVISORS, LLC New +141,325+141.3k
OLD MISSION CAPITAL LLC Added +136,049+136.0k
ShoreHaven Wealth Partners, LLC New +121,356+121.4k
Perennial Investment Advisors, LLC New +117,639+117.6k
CreativeOne Wealth, LLC New +113,391+113.4k

Biggest sellers

Squarepoint Ops LLC Reduced -1,755,656-1.8m
CW Advisors, LLC Reduced -605,591-605.6k
Financial Engines Advisors L.L.C. Reduced -415,406-415.4k
JANE STREET GROUP, LLC Reduced -304,529-304.5k
David Kennon Inc Reduced -206,944-206.9k
Ford Financial Group, LLC Sold out -118,400-118.4k
BANK OF AMERICA CORP /DE/ Reduced -70,276-70.3k
Melone Private Wealth, LLC Reduced -30,227-30.2k
Aptus Capital Advisors, LLC Reduced -27,072-27.1k
Mutual Advisors, LLC Reduced -20,512-20.5k

Biggest calls

Squarepoint Ops LLC Reduced $4.0m61.4k shares
CITADEL ADVISORS LLC New $5.8k200 shares

Biggest puts

Squarepoint Ops LLC Reduced $21.4m488.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,710,8171.7m $50.0m $50.0m 0.04% Added +471.8k +471,835
2 CW Advisors, LLC 1.16% of their portfolio BOSTON, MA 1,641,6301.6m $48.0m $48.0m 1.16% Reduced -605.6k -605,591
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,294,7541.3m $37.9m $37.9m 0.00% Reduced -70.3k -70,276
4 CX Institutional 1.52% of their portfolio AUBURN, IN 975,346975.3k $28.5m $28.5m 1.52% Added +578.6k +578,628
5 IHT Wealth Management, LLC 1.59% of their portfolio Chicago, IL 950,035950.0k $27.8m $27.8m 1.59% Added +625.2k +625,195
6 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 651,091651.1k $19.0m $19.0m 0.12% Added +23.3k +23,295
7 Flaharty Asset Management, LLC 3.32% of their portfolio CLEARWATER, FL 635,335635.3k $18.6m $18.6m 3.32% Added +10.2k +10,155
8 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 504,773504.8k $14.8m $14.8m 0.14% Added +162.8k +162,837
9 Squarepoint Ops LLC 0.08% of their portfolio NEW YORK, NY 382,051382.1k $11.2m $11.2m 0.08% Reduced -1.8m -1,755,656
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 333,314333.3k $9.7m $9.7m 0.00% Added +32.5k +32,503
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 308,767308.8k $9.0m $9.0m 0.00% Added +42.7k +42,738
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 290,843290.8k $8.5m $8.5m 0.01% Reduced -304.5k -304,529
13 Bridgeworth, LLC 1.03% of their portfolio BIRMINGHAM, AL 280,168280.2k $8.2m $8.2m 1.03% Reduced -5.3k -5,341
14 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 261,756261.8k $7.6m $7.6m 0.02% Added +61.2k +61,238
15 IFG Advisory, LLC 0.59% of their portfolio ATLANTA, GA 217,320217.3k $6.4m $6.4m 0.59% Added +9.3k +9,277
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 206,485206.5k $6.3m $6.3m 0.00% New
17 OLD MISSION CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 180,489180.5k $5.3m $5.3m 0.16% Added +136.0k +136,049
18 Good Life Advisors, LLC 0.66% of their portfolio READING, PA 177,054177.1k $5.2m $5.2m 0.66% Reduced -3.8k -3,753
19 Melone Private Wealth, LLC 3.66% of their portfolio AUBURN HILLS, MI 162,659162.7k $4.8m $4.8m 3.66% Reduced -30.2k -30,227
20 Financial Gravity Asset Management, Inc. 0.15% of their portfolio Lakeway, TX 152,433152.4k $4.5m $4.5m 0.15% Added +89.6k +89,638
21 FLAGSHIP HARBOR ADVISORS, LLC 0.39% of their portfolio BOSTON, MA 141,325141.3k $4.1m $4.1m 0.39% New
22 ARKANSAS FINANCIAL GROUP, INC. 0.86% of their portfolio LITTLE ROCK, AR 141,232141.2k $4.1m $4.1m 0.86% Added +42.9k +42,895
23 Mariner, LLC 0.01% of their portfolio Overland Park, KS 134,428134.4k $3.9m $3.9m 0.01% Added +1.7k +1,699
24 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 130,459130.5k $3.8m $3.8m 0.01% Reduced -415.4k -415,406
25 ShoreHaven Wealth Partners, LLC 2.49% of their portfolio Red Bank, NJ 121,356121.4k $3.5m $3.5m 2.49% New
26 Perennial Investment Advisors, LLC 0.64% of their portfolio Los Angeles, CA 117,639117.6k $3.4m $3.4m 0.64% New
27 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 113,391113.4k $3.3m $3.3m 0.16% New
28 CWM, LLC 0.02% of their portfolio OMAHA, NE 101,872101.9k $3.0m $3.0m 0.02% Added +20.8k +20,804
29 Wealthstar Advisors, LLC 1.18% of their portfolio Plano, TX 95,42095.4k $2.8m $2.8m 1.18% Added +40 +40
30 FINANCIAL LIFE ADVISORS 1.18% of their portfolio SAN ANTONIO, TX 93,76393.8k $2.7m $2.7m 1.18% New
31 Gerber Kawasaki Wealth & Investment Management 0.21% of their portfolio SANTA MONICA, CA 88,66688.7k $2.6m $2.6m 0.21% Added +16.3k +16,304
32 David Kennon Inc 1.06% of their portfolio SARASOTA, FL 74,36774.4k $2.2m $2.2m 1.06% Reduced -206.9k -206,944
33 Optas, LLC 0.70% of their portfolio DRIPPING SPRINGS, TX 67,23467.2k $2.0m $2.0m 0.70% Added +56.8k +56,845
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,72665.7k $1.9m $1.9m 0.01% Added +13.8k +13,833
35 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 59,80059.8k $1.7m $1.7m 0.04% Reduced -145 -145
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,99359.0k $1.7m $1.7m 0.00% Added +16.7k +16,652
37 Advisor Resource Council 0.43% of their portfolio DALLAS, TX 58,44958.4k $1.7m $1.7m 0.43% New
38 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 56,72956.7k $1.7m $1.7m 0.00% Reduced -19.1k -19,089
39 Global Retirement Partners, LLC 0.08% of their portfolio San Rafael, CA 48,95349.0k $1.4m $1.4m 0.08% Added +44.8k +44,814
40 Keystone Wealth Services, LLC 0.53% of their portfolio PALM DESERT, CA 44,56544.6k $1.3m $1.3m 0.53% Added +9.2k +9,189
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,97244.0k $1.3m $1.3m 0.00% Added +4.3k +4,254
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,82240.8k $1.2m $1.2m 0.00% New
43 WEALTHSOURCE PARTNERS, LLC 0.08% of their portfolio SAN LUIS OBISPO, CA 38,59738.6k $1.1m $1.1m 0.08% New
44 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 32,02132.0k $937.0k $937.0k 0.12% Added +9.3k +9,346
45 Intercontinental Wealth Advisors, LLC 0.22% of their portfolio SAN ANTONIO, TX 29,57729.6k $865.1k $865.1k 0.22% New
46 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 28,62428.6k $837.2k $837.2k 0.06% Added +2.9k +2,894
47 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 27,30027.3k $798.5k $798.5k 0.00% New
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 27,17827.2k $795.0k $795.0k 0.01% Reduced -3.9k -3,869
49 Quadrant Private Wealth Management, LLC 0.24% of their portfolio Center Valley, PA 26,61026.6k $778.3k $778.3k 0.24% New
50 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 25,87525.9k $756.8k $756.8k 0.05% Added +18.5k +18,543
51 Jacobi Capital Management LLC 0.09% of their portfolio PITTSTON, PA 25,49525.5k $745.8k $745.8k 0.09% Added +2.2k +2,236
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,34823.3k $682.0k $682.0k 0.00% Added +10.9k +10,881
53 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 21,31421.3k $623.4k $623.4k 0.04% Added +3.4k +3,404
54 Laraway Financial Advisors Inc 0.61% of their portfolio SAINT CLOUD, MN 20,46520.5k $598.6k $598.6k 0.61% Unchanged
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,30320.3k $593.9k $593.9k 0.00% New
56 Jackson Creek Investment Advisors LLC 0.25% of their portfolio CASTLE ROCK, CO 20,14120.1k $589.0k $589.0k 0.25% Added +2.1k +2,053
57 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,96820.0k $584.1k $584.1k 0.01% Added +1 +1
58 Kathleen S. Wright Associates Inc. 0.38% of their portfolio PITTSBURGH, PA 19,90619.9k $582.3k $582.3k 0.38% Added +2.8k +2,840
59 Donald L. Hagan, LLC 0.32% of their portfolio Sarasota, FL 19,63519.6k $574.3k $574.3k 0.32% New
60 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,59216.6k $485.3k $485.3k 0.01% New
61 Freedom Investment Management, Inc. 0.04% of their portfolio SOUTH WINDSOR, CT 11,63111.6k $340.2k $340.2k 0.04% Reduced -2.7k -2,722
62 Tennessee Valley Asset Management Partners 0.10% of their portfolio KNOXVILLE, TN 10,80710.8k $316.1k $316.1k 0.10% New
63 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,59610.6k $309.9k $309.9k 0.01% Reduced -3.3k -3,300
64 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,40110.4k $304.4k $304.4k 0.00% Added +505 +505
65 Cornerstone Retirement Group, Inc. 0.09% of their portfolio RENO, NV 10,09310.1k $295.2k $295.2k 0.09% New
66 B.O.S.S. Retirement Advisors, LLC 0.07% of their portfolio Lehi, UT 9,7489.7k $285.1k $285.1k 0.07% Reduced -3.6k -3,584
67 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 9,6399.6k $281.9k $281.9k 0.02% New
68 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,4549.5k $276.5k $276.5k 0.01% Reduced -20.5k -20,512
69 Collaborative Wealth Managment Inc. 0.17% of their portfolio LAKE MARY, FL 9,3059.3k $272.2k $272.2k 0.17% Reduced -15.9k -15,904
70 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 8,1368.1k $238.0k $238.0k 0.03% Added +5.2k +5,242
71 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 7,6597.7k $224.0k $224.0k 0.02% First filing
72 Wedmont Private Capital 0.03% of their portfolio WEST CHESTER, PA 6,9997.0k $205.2k $205.2k 0.03% Added +53 +53
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,1885.2k $151.7k $151.7k 0.00% Added +1.6k +1,608
74 Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio SCOTTSDALE, AZ 3,1123.1k $91.0k $91.0k 0.03% New
75 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,4372.4k $71.3k $71.3k 0.00% Added +1.7k +1,717
76 Front Row Advisors LLC 0.03% of their portfolio TIBURON, CA 2,3352.3k $68.0k $68.0k 0.03% Unchanged
77 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7871.8k $55.4k $55.4k 0.00% Added +304 +304
78 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,3961.4k $40.8k $40.8k 0.00% Added +255 +255
79 Grey Fox Wealth Advisors, LLC 0.02% of their portfolio ROCKLAND, DE 1,0931.1k $32.0k $32.0k 0.02% New
80 Glassman Wealth Services 0.01% of their portfolio VIENNA, VA 1,0891.1k $31.9k $31.9k 0.01% New
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 945945 $27.6k $27.6k 0.00% New
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 676676 $19.8k $19.8k 0.00% Unchanged
83 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 336336 $9.8k $9.8k 0.00% New
84 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 313313 $9.2k $9.2k 0.00% Unchanged
85 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 221221 $6.5k $6.5k 0.00% Added +2 +2
86 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 170170 $5.0k $5.0k 0.00% Reduced -27.1k -27,072
87 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 129129 $3.8k $3.8k 0.00% New
88 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 100100 $2.9k $2.9k 0.00% Unchanged
89 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 3333 $994 $994 0.00% Unchanged
90 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $58 $58 0.00% Reduced -27 -27
91 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 22 $59 $59 0.00% Unchanged
92 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $16 $16 0.00% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged