Vault-13

SPDR SERIES TRUST XNTK

NYSE TECH ETF · ETP · CUSIP 78464A102

155 institutional holders +6 vs Q2 2024
2,287,9952.3m shares reported held*
$451.8mreported value*
17 new 42 added 34 reduced 11 sold out net sold ≈ $6.5m (-33.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $197.45. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 94Q4 22: 95Q1 23: 99Q2 23: 103Q3 23: 105Q4 23: 120Q1 24: 137Q2 24: 149Q3 24: 155155Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202294
Q4 202295
Q1 202399
Q2 2023103
Q3 2023105
Q4 2023120
Q1 2024137
Q2 2024149
Q3 2024155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 27 bought or addedQ4 22: 42 cut or sold outQ1 23: 34 bought or addedQ1 23: 42 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 38 cut or sold outQ3 23: 39 bought or addedQ3 23: 37 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 38 cut or sold outQ1 24: 51 bought or addedQ1 24: 55 cut or sold outQ1 24Q2 24: 56 bought or addedQ2 24: 55 cut or sold outQ3 24: 59 bought or addedQ3 24: 45 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222742
Q1 20233442
Q2 20233738
Q3 20233937
Q4 20234438
Q1 20245155
Q2 20245655
Q3 20245945

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 23 calls: $16.4kQ4 23 puts: $164.1kQ4 23P/C 10.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$16.4k$164.1k10.00
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +24,347+24.3k
AMERIPRISE FINANCIAL INC Added +8,034+8.0k
OLD MISSION CAPITAL LLC New +4,537+4.5k
BANK OF NOVA SCOTIA Added +3,614+3.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,381+3.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +3,363+3.4k
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC New +2,973+3.0k
ENVESTNET ASSET MANAGEMENT INC Added +2,903+2.9k
Savant Capital, LLC Added +2,762+2.8k
GoalVest Advisory LLC Added +2,478+2.5k

Biggest sellers

LPL Financial LLC Reduced -52,033-52.0k
SMI Advisory Services, LLC Sold out -27,586-27.6k
Private Advisor Group, LLC Reduced -11,083-11.1k
Cambridge Investment Research Advisors, Inc. Reduced -4,410-4.4k
CENTAURUS FINANCIAL, INC. Sold out -4,363-4.4k
WELLS FARGO & COMPANY/MN Reduced -3,377-3.4k
MONTCHANIN ASSET MANAGEMENT, LLC Sold out -2,250-2.2k
Full Sail Capital, LLC Sold out -1,838-1.8k
MILLENNIUM MANAGEMENT LLC Sold out -1,694-1.7k
COUNTRY CLUB BANK Reduced -1,365-1.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Auto-Owners Insurance Co 5.77% of their portfolio LANSING, MI 1,194,1001.2m $235.9m $235.9m 5.77% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 162,158162.2k $32.0m $32.0m 0.00% Added +24.3k +24,347
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 141,237141.2k $27.9m $27.9m 0.01% Reduced -52.0k -52,033
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 117,408117.4k $23.2m $23.2m 0.01% Reduced -3.4k -3,377
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 83,03783.0k $16.4m $16.4m 0.01% Added +3.4k +3,363
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 49,78849.8k $9.8m $9.8m 0.00% Reduced -295 -295
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,87939.9k $7.9m $7.9m 0.00% Added +8.0k +8,034
8 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 28,38628.4k $5.6m $5.6m 0.03% Reduced -11.1k -11,083
9 Axiom Advisory, LLC 0.05% of their portfolio SAN DIEGO, CA 28,16028.2k $5.3m $5.3m 0.05% Added +483 +483
10 GoalVest Advisory LLC 1.49% of their portfolio New York, NY 26,26026.3k $5.2m $5.2m 1.49% Added +2.5k +2,478
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,98721.0k $4.1m $4.1m 0.00% Added +1.1k +1,110
12 PARSONS CAPITAL MANAGEMENT INC/RI 0.22% of their portfolio PROVIDENCE, RI 17,88017.9k $3.5m $3.5m 0.22% Reduced -260 -260
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,98717.0k $3.4m $3.4m 0.00% Added +2.9k +2,903
14 COUNTRY CLUB BANK 0.21% of their portfolio KANSAS CITY, MO 16,15816.2k $3.2m $3.2m 0.21% Reduced -1.4k -1,365
15 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,94215.9k $3.1m $3.1m 0.00% Reduced -160 -160
16 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 14,64414.6k $2.9m $2.9m 0.01% Added +3.6k +3,614
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,37614.4k $2.8m $2.8m 0.01% Reduced -4.4k -4,410
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,92212.9k $2.6m $2.6m 0.00% Reduced -140 -140
19 Pinion Investment Advisors, LLC 1.06% of their portfolio WICHITA, KS 12,79812.8k $2.5m $2.5m 1.06% Added +1.5k +1,531
20 SFG Wealth Management, LLC. 1.33% of their portfolio TOWSON, MD 12,71012.7k $2.5m $2.5m 1.33% Added +80 +80
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,08812.1k $2.4m $2.4m 0.00% Added +936 +936
22 GENTRY PRIVATE WEALTH, LLC 1.54% of their portfolio WICHITA, KS 9,5259.5k $1.9m $1.9m 1.54% Added +598 +598
23 Geneva Partners, LLC 0.71% of their portfolio LAKE GENEVA, WI 8,2808.3k $1.6m $1.6m 0.71% Reduced -32 -32
24 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 8,1128.1k $1.6m $1.6m 0.14% Reduced -74 -74
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,0458.0k $1.6m $1.6m 0.00% Added +222 +222
26 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 7,6677.7k $1.5m $1.5m 0.02% Reduced -574 -574
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,5636.6k $1.3m $1.3m 0.00% Added +382 +382
28 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 6,2416.2k $1.2m $1.2m 0.04% Reduced -148 -148
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,8375.8k $1.2m $1.2m 0.00% Reduced -914 -914
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,7005.7k $1.1m $1.1m 0.00% Added +3.4k +3,381
31 Kraft, Davis & Associates, LLC 0.32% of their portfolio St. Louis, MO 5,4345.4k $1.1m $1.1m 0.32% Added +89 +89
32 Institute for Wealth Management, LLC. 0.13% of their portfolio DENVER, CO 5,2105.2k $1.0m $1.0m 0.13% Unchanged
33 KCM INVESTMENT ADVISORS LLC 0.03% of their portfolio GREENBRAE, CA 4,9775.0k $983.1k $983.1k 0.03% Unchanged
34 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 4,9585.0k $979.4k $979.4k 0.00% Added +82 +82
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,7224.7k $933.0k $933.0k 0.00% Reduced -429 -429
36 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,5634.6k $901.2k $901.2k 0.01% Added +1.1k +1,146
37 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 4,5374.5k $896.2k $896.2k 0.02% New
38 Quadcap Wealth Management, LLC 0.14% of their portfolio Frisco, TX 4,5084.5k $890.6k $890.6k 0.14% Reduced -68 -68
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,1984.2k $829.2k $829.2k 0.00% Unchanged
40 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 4,1684.2k $823.3k $823.3k 0.00% Added +168 +168
41 Goodman Advisory Group, LLC 0.23% of their portfolio NEEDHAM, MA 4,0934.1k $808.5k $808.5k 0.23% Reduced -253 -253
42 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 3,9644.0k $783.0k $783.0k 0.01% Unchanged
43 Joseph P. Lucia & Associates, LLC 0.36% of their portfolio Yorktown Heights, NY 3,9644.0k $783.0k $783.0k 0.36% Added +212 +212
44 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 3,8643.9k $763.1k $763.1k 0.01% Added +2.8k +2,762
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,7433.7k $739.3k $739.3k 0.00% Reduced -180 -180
46 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 3,6143.6k $713.9k $713.9k 0.02% Added +95 +95
47 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 3,5253.5k $696.3k $696.3k 0.02% Added +465 +465
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 3,1873.2k $629.0k $629.0k 0.00% Added +7 +7
49 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.11% of their portfolio COLUMBIA, SC 2,9733.0k $587.3k $587.3k 0.11% New
50 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 2,9012.9k $573.0k $573.0k 0.01% Reduced -1.2k -1,245
51 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 2,8892.9k $570.7k $570.7k 0.00% Added +1.3k +1,306
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,7902.8k $551.5k $551.5k 0.00% Added +340 +340
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,7522.8k $543.5k $543.5k 0.00% Added +14 +14
54 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 2,7292.7k $539.0k $539.0k 0.03% Reduced -52 -52
55 Biltmore Family Office, LLC 0.09% of their portfolio CHARLOTTE, NC 2,7022.7k $533.7k $533.7k 0.09% Unchanged
56 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 2,6312.6k $520.0k $520.0k 0.00% Reduced -348 -348
57 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 2,5692.6k $507.4k $507.4k 0.01% Added +368 +368
58 Avestar Capital, LLC 0.06% of their portfolio New York, NY 2,5592.6k $505.5k $505.5k 0.06% Unchanged
59 17 CAPITAL PARTNERS, LLC 0.33% of their portfolio PHEONIX, AZ 2,5302.5k $499.7k $499.7k 0.33% Added +585 +585
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,4972.5k $493.0k $493.0k 0.00% Unchanged
61 CX Institutional 0.02% of their portfolio AUBURN, IN 2,4742.5k $488.7k $488.7k 0.02% New
62 GAMMA Investing LLC 0.04% of their portfolio FOSTER CITY, CA 2,2052.2k $435.5k $435.5k 0.04% Unchanged
63 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 2,2002.2k $434.6k $434.6k 0.01% Unchanged
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 2,0492.0k $404.7k $404.7k 0.00% Added +484 +484
65 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 2,0152.0k $398.0k $398.0k 0.05% New
66 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 1,9572.0k $386.6k $386.6k 0.00% Unchanged
67 Stanley-Laman Group, Ltd. 0.06% of their portfolio Berwyn, PA 1,9532.0k $440.9k $440.9k 0.06% Unchanged
68 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,8391.8k $363.2k $363.2k 0.00% Added +1 +1
69 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 1,8201.8k $359.5k $359.5k 0.00% Reduced -392 -392
70 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.06% of their portfolio Reston, VA 1,7551.8k $346.7k $346.7k 0.06% Added +180 +180
71 SHEETS SMITH WEALTH MANAGEMENT 0.04% of their portfolio WINSTON-SALEM, NC 1,7221.7k $340.1k $340.1k 0.04% Reduced -31 -31
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 1,7131.7k $338.4k $338.4k 0.00% Added +350 +350
73 Apeiron RIA LLC 0.10% of their portfolio Dallas, TX 1,6911.7k $334.0k $334.0k 0.10% Unchanged
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6521.7k $326.3k $326.3k 0.00% Added +35 +35
75 Aries Wealth Management 0.09% of their portfolio PORTLAND, ME 1,6001.6k $316.0k $316.0k 0.09% Unchanged
76 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 1,5471.5k $305.6k $305.6k 0.00% New
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 1,5011.5k $296.5k $296.5k 0.00% Unchanged
78 Montis Financial, LLC 0.10% of their portfolio WALTHAM, MA 1,3941.4k $275.3k $275.3k 0.10% New
79 Bright Futures Wealth Management, LLC. 0.13% of their portfolio WEBSTER, NY 14580, NY 1,3531.4k $270.3k $270.3k 0.13% Added +1 +1
80 Madden Advisory Services, Inc. 0.12% of their portfolio Jacksonville, FL 1,3091.3k $258.6k $258.6k 0.12% Reduced -66 -66
81 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.12% of their portfolio GARDEN CITY, NY 1,3061.3k $258.0k $258.0k 0.12% Unchanged
82 FMR LLC 0.00% of their portfolio BOSTON, MA 1,2831.3k $253.5k $253.5k 0.00% Added +169 +169
83 REDW Wealth LLC 0.06% of their portfolio ALBUQUERQUE, NM 1,2771.3k $252.2k $252.2k 0.06% Unchanged
84 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 1,2641.3k $249.7k $249.7k 0.01% Reduced -160 -160
85 Private Portfolio Partners LLC 0.05% of their portfolio PARAMUS, NJ 1,2581.3k $248.5k $248.5k 0.05% New
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 1,2251.2k $242.0k $242.0k 0.00% New
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,2111.2k $239.2k $239.2k 0.00% Unchanged
88 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 1,2111.2k $239.2k $239.2k 0.00% New
89 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 1,2011.2k $237.2k $237.2k 0.02% Unchanged
90 Prosperity Wealth Management, Inc. 0.09% of their portfolio San Ramon, CA 1,1981.2k $236.6k $236.6k 0.09% Added +1 +1
91 Syntegra Private Wealth Group, LLC 0.03% of their portfolio Chesterfield, MO 1,1901.2k $235.1k $235.1k 0.03% Unchanged
92 CHATHAM CAPITAL GROUP, INC. 0.04% of their portfolio SAVANNAH, GA 1,1501.1k $227.2k $227.2k 0.04% Unchanged
93 Badgley Phelps Wealth Managers, LLC 0.01% of their portfolio SEATTLE, WA 1,1301.1k $223.2k $223.2k 0.01% Reduced -270 -270
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 1,1271.1k $222.7k $222.7k 0.00% Reduced -432 -432
95 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 1,1261.1k $222.4k $222.4k 0.00% New
96 CLIENT 1ST ADVISORY GROUP, LLC 0.09% of their portfolio DUNEDIN, FL 1,1091.1k $219.1k $219.1k 0.09% Unchanged
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,0881.1k $212.4k $212.4k 0.00% Unchanged
98 CENTRAL VALLEY ADVISORS, LLC 0.12% of their portfolio SACRAMENTO, CA 1,0881.1k $214.9k $214.9k 0.12% New
99 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 1,0541.1k $208.3k $208.3k 0.00% Added +1 +1
100 Westmount Partners, LLC 0.06% of their portfolio LOS ANGELES, CA 1,0331.0k $204.0k $204.0k 0.06% Unchanged