Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

854 institutional holders +8 vs Q4 2023
453,741,527453.7m shares reported held*
$16.3bnreported value*
53 new 335 added 313 reduced 39 sold out net bought ≈ $831.7m (+22.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.84. Options: 2 managers hold calls ($130.0k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 622Q4 22: 690Q1 23: 711Q2 23: 738Q3 23: 759Q4 23: 846Q1 24: 854854Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022622
Q4 2022690
Q1 2023711
Q2 2023738
Q3 2023759
Q4 2023846
Q1 2024854

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 341 bought or addedQ4 22: 268 cut or sold outQ4 22Q1 23: 333 bought or addedQ1 23: 318 cut or sold outQ1 23Q2 23: 360 bought or addedQ2 23: 309 cut or sold outQ2 23Q3 23: 367 bought or addedQ3 23: 304 cut or sold outQ3 23Q4 23: 399 bought or addedQ4 23: 322 cut or sold outQ4 23Q1 24: 388 bought or addedQ1 24: 352 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022341268
Q1 2023333318
Q2 2023360309
Q3 2023367304
Q4 2023399322
Q1 2024388352

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $15.5kQ3 23 puts: $61.5kQ3 23P/C 3.97Q4 23 calls: $2.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $130.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$15.5k$61.5k3.97
Q4 2023$2.0k$00.00
Q1 2024$130.0k$00.00

Biggest buyers

MORGAN STANLEY Added +6,887,552+6.9m
Auto-Owners Insurance Co Added +6,110,000+6.1m
Mariner, LLC Added +3,062,225+3.1m
GeoWealth Management, LLC Added +2,023,354+2.0m
Financial Engines Advisors L.L.C. Added +1,215,921+1.2m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,180,203+1.2m
Cetera Investment Advisers Added +1,110,900+1.1m
Callan Capital, LLC Added +1,041,882+1.0m
CWM, LLC Added +889,153+889.2k
JNBA Financial Advisors Added +836,770+836.8k

Biggest sellers

Granite Bay Wealth Management, LLC Reduced -2,065,358-2.1m
Cetera Advisor Networks LLC Sold out -855,379-855.4k
OLD MISSION CAPITAL LLC Sold out -842,635-842.6k
JANE STREET GROUP, LLC Reduced -816,750-816.8k
AE Wealth Management LLC Reduced -695,344-695.3k
Creative Planning Reduced -660,095-660.1k
STATE STREET CORP Reduced -646,983-647.0k
Raymond James Financial Services Advisors, Inc. Reduced -510,616-510.6k
GOLDMAN SACHS GROUP INC Reduced -351,314-351.3k
WALLER FINANCIAL PLANNING GROUP, INC Reduced -320,827-320.8k

Biggest calls

CITADEL ADVISORS LLC New $129.0k3.6k shares
Cutler Group LLC / CA Reduced $1.0k500 shares

Biggest puts

Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 4.81% of their portfolio SANTA CLARA, CA 59,549,38059.5m $2.1bn $2.1bn 4.81% Added +1.2m +1,215,921
2 Creative Planning 2.11% of their portfolio OVERLAND PARK, KS 53,089,95553.1m $1.9bn $1.9bn 2.11% Reduced -660.1k -660,095
3 Allworth Financial LP 7.18% of their portfolio FOLSOM, CA 28,337,33428.3m $1.0bn $1.0bn 7.18% Added +832.2k +832,201
4 LPL Financial LLC 0.49% of their portfolio FORT MILL, SC 25,602,22825.6m $917.6m $917.6m 0.49% Added +689.7k +689,664
5 Auto-Owners Insurance Co 16.65% of their portfolio LANSING, MI 17,576,00017.6m $629.9m $629.9m 16.65% Added +6.1m +6,110,000
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 14,302,63214.3m $512.6m $512.6m 0.01% Added +6.9m +6,887,552
7 TIAA TRUST, NATIONAL ASSOCIATION 1.37% of their portfolio CHARLOTTE, NC 12,479,73412.5m $447.3m $447.3m 1.37% Reduced -108.0k -107,954
8 CWM, LLC 1.73% of their portfolio OMAHA, NE 9,915,6069.9m $355.4m $355.4m 1.73% Added +889.2k +889,153
9 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,769,8527.8m $278.5m $278.5m 0.01% Reduced -647.0k -646,983
10 UBS Group AG 0.09% of their portfolio ZURICH, V8 7,733,4097.7m $277.2m $277.2m 0.09% Reduced -10.4k -10,395
11 Stadion Money Management, LLC 17.24% of their portfolio WATKINSVILLE, GA 7,417,3267.4m $265.8m $265.8m 17.24% Reduced -284.3k -284,329
12 Horizon Investments, LLC 5.90% of their portfolio Charlotte, NC 6,269,8026.3m $224.7m $224.7m 5.90% Reduced -150.4k -150,380
13 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 6,088,1866.1m $218.2m $218.2m 0.08% Reduced -30.9k -30,920
14 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6.02% of their portfolio LOS ANGELES, CA 5,947,3855.9m $213.2m $213.2m 6.02% Reduced -288.0k -287,951
15 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,576,6355.6m $199.9m $199.9m 0.02% Added +520.1k +520,144
16 Mariner, LLC 0.35% of their portfolio Overland Park, KS 4,702,8414.7m $168.5m $168.5m 0.35% Added +3.1m +3,062,225
17 TOWNSQUARE CAPITAL LLC 2.42% of their portfolio Lehi, UT 4,619,3214.6m $165.6m $165.6m 2.42% Added +240.1k +240,122
18 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 4,402,6464.4m $157.8m $157.8m 0.35% Reduced -19.5k -19,520
19 TRUIST FINANCIAL CORP 0.21% of their portfolio CHARLOTTE, NC 3,883,0713.9m $139.2m $139.2m 0.21% Added +38.6k +38,635
20 Advisory Alpha, LLC 5.62% of their portfolio HOLLAND, MI 3,817,4663.8m $136.8m $136.8m 5.62% Added +817.0k +816,957
21 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,736,9133.7m $133.9m $133.9m 0.04% Added +47.4k +47,412
22 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 3,626,1773.6m $130.0m $130.0m 0.02% Reduced -187.8k -187,761
23 Gradient Investments LLC 2.54% of their portfolio ARDEN HILLS, MN 3,061,3663.1m $109.7m $109.7m 2.54% Reduced -105.2k -105,234
24 Pathstone Holdings, LLC 0.51% of their portfolio ENGLEWOOD, NJ 3,012,5053.0m $108.0m $108.0m 0.51% Reduced -116.9k -116,881
25 Raymond James Financial Services Advisors, Inc. 0.14% of their portfolio ST. PETERSBURG, FL 2,691,9812.7m $96.5m $96.5m 0.14% Reduced -510.6k -510,616
26 Advocacy Wealth Management, LLC 7.92% of their portfolio ATLANTA, GA 2,570,8252.6m $92.1m $92.1m 7.92% Added +326.6k +326,573
27 Private Advisor Group, LLC 0.66% of their portfolio MORRISTOWN, NJ 2,548,6942.5m $91.3m $91.3m 0.66% Added +154.7k +154,742
28 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.53% of their portfolio NORFOLK, VA 2,524,8532.5m $90.5m $90.5m 2.53% Reduced -10.2k -10,178
29 Equitable Holdings, Inc. 0.98% of their portfolio NEW YORK, NY 2,436,5042.4m $87.3m $87.3m 0.98% Added +188.2k +188,235
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,401,0722.4m $86.1m $86.1m 0.00% Added +9.5k +9,502
31 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 2,274,2652.3m $81.5m $81.5m 0.26% Reduced -213.6k -213,577
32 GeoWealth Management, LLC 3.14% of their portfolio CHICAGO, IL 2,267,7202.3m $81.3m $81.3m 3.14% Added +2.0m +2,023,354
33 Callan Capital, LLC 3.40% of their portfolio LA JOLLA, CA 2,156,5192.2m $77.3m $77.3m 3.40% Added +1.0m +1,041,882
34 McNamara Financial Services, Inc. 15.72% of their portfolio MARSHFIELD, MA 2,050,1012.1m $73.5m $73.5m 15.72% Added +34.9k +34,911
35 Savant Capital, LLC 0.83% of their portfolio ROCKFORD, IL 2,006,3682.0m $71.9m $71.9m 0.83% Reduced -30.6k -30,643
36 Strategies Wealth Advisors, LLC 10.93% of their portfolio GRAND RAPIDS, MI 1,982,3622.0m $71.0m $71.0m 10.93% Added +361.8k +361,830
37 AlphaStar Capital Management, LLC 7.08% of their portfolio CORNELIUS, NC 1,924,4701.9m $69.0m $69.0m 7.08% Added +4.7k +4,672
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,713,0811.7m $61.4m $61.4m 0.01% Reduced -117.3k -117,297
39 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 1,666,7681.7m $59.7m $59.7m 0.14% Added +1.1m +1,110,900
40 Envestnet Portfolio Solutions, Inc. 0.22% of their portfolio BERWYN, PA 1,664,1701.7m $59.6m $59.6m 0.22% Added +191.2k +191,221
41 JNBA Financial Advisors 6.18% of their portfolio BLOOMINGTON, MN 1,640,6601.6m $58.8m $58.8m 6.18% Added +836.8k +836,770
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 1,624,6141.6m $58.2m $58.2m 0.06% Added +1.2m +1,180,203
43 PARK AVENUE SECURITIES LLC 0.75% of their portfolio NEW YORK, NY 1,609,4391.6m $57.7m $57.7m 0.75% Added +11.0k +10,972
44 KWB Wealth 7.68% of their portfolio REDLANDS, CA 1,591,8991.6m $57.1m $57.1m 7.68% Added +315.5k +315,532
45 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 1,587,2411.6m $56.9m $56.9m 0.23% Reduced -54.1k -54,078
46 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,581,9921.6m $56.7m $56.7m 0.07% Reduced -816.8k -816,750
47 SEI INVESTMENTS CO 0.08% of their portfolio OAKS, PA 1,510,0001.5m $54.1m $54.1m 0.08% Reduced -66.5k -66,508
48 Peterson Wealth Advisors, LLC 11.46% of their portfolio Orem, UT 1,505,1951.5m $53.9m $53.9m 11.46% Added +9.8k +9,820
49 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 1,328,0701.3m $47.6m $47.6m 0.14% Added +75.9k +75,875
50 AXXCESS WEALTH MANAGEMENT, LLC 1.32% of their portfolio CARLSBAD, CA 1,294,2371.3m $46.4m $46.4m 1.32% Added +43.9k +43,874
51 Schneider Downs Wealth Management Advisors, LP 10.55% of their portfolio Pittsburgh, PA 1,277,2601.3m $45.8m $45.8m 10.55% Added +104.9k +104,918
52 Financial Advisory Group 7.86% of their portfolio HOUSTON, TX 1,242,6491.2m $44.5m $44.5m 7.86% Added +67.2k +67,235
53 Capital Asset Advisory Services LLC 2.53% of their portfolio Williamston, MI 1,241,5321.2m $44.1m $44.1m 2.53% Added +54.6k +54,585
54 TRUEFG, LLC 16.15% of their portfolio CEDAR PARK, TX 1,229,8491.2m $44.1m $44.1m 16.15% Added +29.5k +29,527
55 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,212,8181.2m $43.5m $43.5m 0.07% Added +28.3k +28,330
56 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 1,153,7471.2m $41.4m $41.4m 0.16% Added +88.8k +88,805
57 Clearwater Capital Advisors, LLC 4.21% of their portfolio HOFFMAN ESTATES, IL 1,102,4051.1m $39.5m $39.5m 4.21% Reduced -985 -985
58 Global Strategic Investment Solutions, LLC 4.59% of their portfolio Scottsdale, AZ 1,094,5631.1m $39.2m $39.2m 4.59% Added +3.9k +3,860
59 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,075,7681.1m $38.6m $38.6m 0.06% Added +35.9k +35,894
60 Stratos Wealth Partners, LTD. 0.64% of their portfolio BEACHWOOD, OH 1,073,1131.1m $38.5m $38.5m 0.64% Added +84.4k +84,378
61 IAG Wealth Partners, LLC 8.16% of their portfolio WAUKESHA, WI 1,060,5021.1m $38.0m $38.0m 8.16% Reduced -274.5k -274,520
62 Rinkey Investments 12.82% of their portfolio San Diego, CA 981,511981.5k $35.2m $35.2m 12.82% Added +16.2k +16,183
63 N.E.W. Advisory Services LLC 3.89% of their portfolio DE PERE, WI 979,099979.1k $35.1m $35.1m 3.89% Added +26.4k +26,379
64 IHT Wealth Management, LLC 1.36% of their portfolio Chicago, IL 950,018950.0k $34.0m $34.0m 1.36% Reduced -30.4k -30,418
65 Ballentine Partners, LLC 0.64% of their portfolio Waltham, MA 946,491946.5k $33.9m $33.9m 0.64% Added +2.0k +1,956
66 Empowered Funds, LLC 0.30% of their portfolio NEWTOWN SQUARE, PA 941,674941.7k $33.7m $33.7m 0.30% Added +780.7k +780,660
67 Bristlecone Advisors, LLC 2.96% of their portfolio BELLEVUE, WA 940,249940.2k $33.7m $33.7m 2.96% Added +13.2k +13,248
68 Boston Standard Wealth Management, LLC 7.59% of their portfolio WINCHESTER, MA 935,755935.8k $33.5m $33.5m 7.59% Added +21.0k +21,030
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 924,874924.9k $33.1m $33.1m 0.09% Reduced -79.5k -79,532
70 WALLER FINANCIAL PLANNING GROUP, INC 8.73% of their portfolio COLUMBUS, OH 913,851913.9k $32.8m $32.8m 8.73% Reduced -320.8k -320,827
71 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 899,030899.0k $32.2m $32.2m 0.06% Added +298.7k +298,661
72 Blueprint Investment Partners LLC 6.19% of their portfolio GREENSBORO, NC 873,894873.9k $31.3m $31.3m 6.19% Added +334.6k +334,627
73 Edmonds Duncan Registered Investment Advisors, LLC 7.85% of their portfolio LAWRENCE, KS 872,642872.6k $31.3m $31.3m 7.85% Added +9.9k +9,867
74 OneAscent Financial Services LLC 3.43% of their portfolio BIRMINGHAM, AL 865,968866.0k $31.0m $31.0m 3.43% Added +168.4k +168,398
75 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 848,127848.1k $30.4m $30.4m 0.04% Added +14.7k +14,654
76 Facet Wealth, Inc. 0.98% of their portfolio WEST PALM BEACH, FL 813,420813.4k $29.0m $29.0m 0.98% Reduced -23.4k -23,416
77 Auour Investments LLC 10.45% of their portfolio WOBURN, MA 790,199790.2k $28.3m $28.3m 10.45% Reduced -3.2k -3,243
78 Betterment LLC 0.07% of their portfolio NEW YORK, NY 776,786776.8k $27.8m $27.8m 0.07% Added +266.0k +265,976
79 Halpern Financial, Inc. 7.68% of their portfolio ASHBURN, VA 742,034742.0k $26.5m $26.5m 7.68% Added +44.1k +44,120
80 Goodman Financial Corp 6.03% of their portfolio HOUSTON, TX 736,688736.7k $26.4m $26.4m 6.03% Added +47.8k +47,766
81 Meeder Advisory Services, Inc. 2.65% of their portfolio DUBLIN, OH 727,743727.7k $26.1m $26.1m 2.65% Added +8.1k +8,115
82 RESTON WEALTH MANAGEMENT LLC 10.47% of their portfolio Reston, VA 719,385719.4k $25.8m $25.8m 10.47% Reduced -6.2k -6,153
83 Brio Consultants, LLC 4.29% of their portfolio SAN FRANCISCO, CA 709,982710.0k $25.4m $25.4m 4.29% Added +2.0k +1,998
84 Global Retirement Partners, LLC 0.95% of their portfolio San Rafael, CA 708,771708.8k $25.4m $25.4m 0.95% Added +67.6k +67,632
85 Integrated Wealth Concepts LLC 0.37% of their portfolio WALTHAM, MA 704,321704.3k $25.2m $25.2m 0.37% Reduced -3.9k -3,878
86 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 693,709693.7k $24.9m $24.9m 0.03% Added +37.2k +37,212
87 GREAT LAKES ADVISORS, LLC 0.21% of their portfolio CHICAGO, IL 678,506678.5k $24.3m $24.3m 0.21% Reduced -6.9k -6,939
88 Fairfield University 20.22% of their portfolio FAIRFIELD, CT 676,577676.6k $24.2m $24.2m 20.22% Unchanged
89 Wealthcare Advisory Partners LLC 0.79% of their portfolio WEST CHESTER, PA 674,974675.0k $24.2m $24.2m 0.79% Added +20.4k +20,363
90 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 674,834674.8k $24.2m $24.2m 0.01% Added +6.0k +5,953
91 Pure Financial Advisors, LLC 0.75% of their portfolio SAN DIEGO, CA 668,247668.2k $23.9m $23.9m 0.75% Reduced -10.6k -10,574
92 Higgins & Schmidt Wealth Strategies LLC 17.13% of their portfolio DENVER, CO 648,185648.2k $23.2m $23.2m 17.13% Added +24.2k +24,227
93 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 647,654647.7k $23.2m $23.2m 0.06% Added +3.8k +3,819
94 ProVise Management Group, LLC 1.96% of their portfolio CLEARWATER, FL 630,244630.2k $22.6m $22.6m 1.96% Added +28.3k +28,251
95 JT Stratford LLC 4.49% of their portfolio GAINESVILLE, GA 628,466628.5k $22.5m $22.5m 4.49% Added +32.9k +32,934
96 Merit Financial Group, LLC 0.53% of their portfolio ALPHARETTA, GA 622,408622.4k $22.1m $22.1m 0.53% Added +267.2k +267,190
97 Flagstone Financial Management 8.51% of their portfolio LINCOLN, NE 614,489614.5k $22.0m $22.0m 8.51% Added +1.4k +1,376
98 IFP Advisors, Inc 0.93% of their portfolio TAMPA, FL 594,059594.1k $21.3m $21.3m 0.93% Added +87.2k +87,210
99 PROFFITT & GOODSON INC 3.56% of their portfolio KNOXVILLE, TN 558,641558.6k $20.0m $20.0m 3.56% Reduced -5.4k -5,402
100 ERn Financial, LLC 3.44% of their portfolio MIDDLETON, WI 553,152553.2k $19.8m $19.8m 3.44% Added +14.1k +14,074