Vault-13

SPDR INDEX SHS FDS GWX

S&P INTL SMLCP · ETP · CUSIP 78463X871

213 institutional holders -7 vs Q4 2023
13,628,15413.6m shares reported held*
$442.6mreported value*
15 new 57 added 91 reduced 20 sold out net sold ≈ $67.3m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($805.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 206Q4 22: 221Q1 23: 220Q2 23: 212Q3 23: 207Q4 23: 220Q1 24: 213213Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022206
Q4 2022221
Q1 2023220
Q2 2023212
Q3 2023207
Q4 2023220
Q1 2024213

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 99 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 99 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 95 cut or sold outQ4 23Q1 24: 72 bought or addedQ1 24: 111 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210990
Q1 20238894
Q2 20239299
Q3 20237799
Q4 20239095
Q1 202472111

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $35.1kQ2 23 puts: $430.2kQ2 23P/C 12.26Q3 23 calls: $0Q3 23 puts: $10.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$35.1k$430.2k12.26
Q3 2023$0$10.3k—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Cetera Investment Advisers Added +484,512+484.5k
MORGAN STANLEY Added +293,810+293.8k
OSAIC HOLDINGS, INC. Added +239,279+239.3k
Empowered Funds, LLC New +119,156+119.2k
OLD MISSION CAPITAL LLC New +88,155+88.2k
WELLS FARGO & COMPANY/MN Added +51,628+51.6k
Envestnet Portfolio Solutions, Inc. Added +50,944+50.9k
Simplicity Wealth,LLC New +29,826+29.8k
TOWNSQUARE CAPITAL LLC Added +26,708+26.7k
COMMERCE BANK Added +24,280+24.3k

Biggest sellers

STATE STREET CORP Sold out -1,835,005-1.8m
Cetera Advisor Networks LLC Sold out -467,909-467.9k
Pinnacle Wealth Planning Services, Inc. Sold out -424,982-425.0k
JANE STREET GROUP, LLC Sold out -306,921-306.9k
Cerity Partners LLC Reduced -296,675-296.7k
FLOW TRADERS U.S. LLC Sold out -191,330-191.3k
AE Wealth Management LLC Reduced -131,165-131.2k
LPL Financial LLC Reduced -99,350-99.3k
Cullen/Frost Bankers, Inc. Reduced -63,640-63.6k
ASSETMARK, INC Reduced -63,616-63.6k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 998,536998.5k $32.4m $32.4m 0.02% Reduced -99.3k -99,350
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 875,040875.0k $28.4m $28.4m 0.00% Added +293.8k +293,810
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 769,220769.2k $25.0m $25.0m 0.01% Added +16.1k +16,052
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 684,058684.1k $22.2m $22.2m 0.00% Added +2.5k +2,522
5 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 577,013577.0k $18.7m $18.7m 0.06% Reduced -63.6k -63,616
6 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 502,317502.3k $16.3m $16.3m 0.04% Added +484.5k +484,512
7 Wilmington Savings Fund Society, FSB 0.60% of their portfolio WILMINGTON, DE 480,337480.3k $15.6m $15.6m 0.60% First filing
8 COMMERCE BANK 0.10% of their portfolio KANSAS CITY, MO 459,876459.9k $14.9m $14.9m 0.10% Added +24.3k +24,280
9 N.E.W. Advisory Services LLC 1.55% of their portfolio DE PERE, WI 431,358431.4k $14.0m $14.0m 1.55% Reduced -11.9k -11,891
10 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 401,426401.4k $13.0m $13.0m 0.01% Reduced -23.7k -23,682
11 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 371,919371.9k $12.1m $12.1m 0.03% Added +239.3k +239,279
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 339,942339.9k $11.0m $11.0m 0.00% Added +51.6k +51,628
13 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 333,072333.1k $10.8m $10.8m 0.03% Added +2.2k +2,169
14 Corrigan Financial, Inc. 2.50% of their portfolio MIDDLETOWN, RI 301,594301.6k $9.8m $9.8m 2.50% Reduced -4.6k -4,592
15 Cullen/Frost Bankers, Inc. 0.14% of their portfolio San Antonio, TX 296,113296.1k $9.6m $9.6m 0.14% Reduced -63.6k -63,640
16 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 272,018272.0k $8.8m $8.8m 0.03% Added +50.9k +50,944
17 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 221,590221.6k $7.2m $7.2m 0.01% Reduced -3.0k -3,029
18 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 189,199189.2k $6.1m $6.1m 0.02% Reduced -296.7k -296,675
19 CX Institutional 0.28% of their portfolio AUBURN, IN 177,420177.4k $5.8m $5.8m 0.28% Unchanged
20 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 173,617173.6k $5.6m $5.6m 0.07% Added +11.4k +11,391
21 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 165,216165.2k $5.4m $5.4m 0.06% Added +14.0k +13,973
22 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 139,116139.1k $4.5m $4.5m 0.07% Added +26.7k +26,708
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 134,148134.1k $4.4m $4.4m 0.00% Reduced -1.7k -1,717
24 RTD Financial Advisors, Inc. 0.58% of their portfolio Philadelphia, PA 133,239133.2k $4.3m $4.3m 0.58% Reduced -284 -284
25 CarsonAllaria Wealth Management, Ltd. 2.68% of their portfolio GLEN CARBON, IL 131,291131.3k $4.3m $4.3m 2.68% Added +5.1k +5,079
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 131,004131.0k $4.3m $4.3m 0.02% Added +15.2k +15,239
27 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 123,545123.5k $4.0m $4.0m 0.01% Added +2.4k +2,378
28 Annapolis Financial Services, LLC 1.29% of their portfolio ANNAPOLIS, MD 120,470120.5k $3.9m $3.9m 1.29% Unchanged
29 Empowered Funds, LLC 0.03% of their portfolio NEWTOWN SQUARE, PA 119,156119.2k $3.9m $3.9m 0.03% New
30 TOBIAS FINANCIAL ADVISORS, INC. 0.86% of their portfolio Plantation, FL 116,547116.5k $3.8m $3.8m 0.86% Reduced -916 -916
31 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 105,874105.9k $3.4m $3.4m 0.04% Reduced -3.0k -3,041
32 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 104,868104.9k $3.4m $3.4m 0.04% Reduced -2.0k -1,962
33 BIP Wealth, LLC 0.22% of their portfolio ATLANTA, GA 94,26494.3k $3.1m $3.1m 0.22% Added +1.9k +1,880
34 Walkner Condon Financial Advisors LLC 0.64% of their portfolio MADISON, WI 93,39693.4k $3.0m $3.0m 0.64% Added +13.5k +13,511
35 Eagle Bluffs Wealth Management LLC 1.87% of their portfolio COLUMBIA, MO 92,91692.9k $3.0m $3.0m 1.87% Added +1.9k +1,877
36 Pure Financial Advisors, LLC 0.09% of their portfolio SAN DIEGO, CA 92,70792.7k $3.0m $3.0m 0.09% Reduced -598 -598
37 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 88,15588.2k $2.9m $2.9m 0.07% New
38 Aspire Private Capital, LLC 0.69% of their portfolio Cornelius, NC 80,04980.0k $2.6m $2.6m 0.69% Reduced -9.5k -9,495
39 McAdam, LLC 0.16% of their portfolio Philadelphia, PA 78,02878.0k $2.5m $2.5m 0.16% Reduced -3.1k -3,075
40 Trilogy Capital Inc. 0.15% of their portfolio IRVINE, CA 77,80977.8k $2.5m $2.5m 0.15% Added +19.5k +19,544
41 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 68,45068.5k $2.2m $2.2m 0.09% Reduced -6.5k -6,532
42 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 61,21961.2k $2.0m $2.0m 0.07% Reduced -1.1k -1,143
43 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 59,63659.6k $1.9m $1.9m 0.02% Added +11.1k +11,130
44 Ballentine Partners, LLC 0.04% of their portfolio Waltham, MA 57,15457.2k $1.9m $1.9m 0.04% Unchanged
45 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 53,53453.5k $1.7m $1.7m 0.07% Reduced -1.0k -1,045
46 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 53,27453.3k $1.7m $1.7m 0.06% Added +11.3k +11,308
47 Arete Wealth Advisors, LLC 0.15% of their portfolio CHICAGO, IL 49,88249.9k $1.6m $1.6m 0.15% Added +4.8k +4,846
48 MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio Santa Barbara, CA 48,09448.1k $1.6m $1.6m 0.04% Added +5.8k +5,758
49 LMCG INVESTMENTS, LLC 0.09% of their portfolio BOSTON, MA 45,30045.3k $1.5m $1.5m 0.09% Unchanged
50 SIGNET FINANCIAL MANAGEMENT, LLC 0.19% of their portfolio PARSIPPANY, NJ 42,87942.9k $1.4m $1.4m 0.19% Added +1.6k +1,584
51 Accredited Investors Inc. 0.09% of their portfolio EDINA, MN 42,12742.1k $1.4m $1.4m 0.09% Reduced -427 -427
52 Hibernia Wealth Partners, LLC 0.89% of their portfolio BATON ROUGE, LA 40,32640.3k $1.3m $1.3m 0.89% Reduced -22.2k -22,235
53 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 39,84639.8k $1.3m $1.3m 0.05% Added +235 +235
54 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 38,86738.9k $1.3m $1.3m 0.02% Added +310 +310
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,00937.0k $1.2m $1.2m 0.00% Reduced -46.9k -46,930
56 Probity Advisors, Inc. 0.25% of their portfolio DALLAS, TX 36,53436.5k $1.2m $1.2m 0.25% Added +1.1k +1,086
57 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 35,60235.6k $1.2m $1.2m 0.04% Reduced -1.4k -1,422
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,49535.5k $1.2m $1.2m 0.00% Reduced -656 -656
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 35,22135.2k $1.1m $1.1m 0.00% Reduced -701 -701
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,96135.0k $1.1m $1.1m 0.00% Reduced -955 -955
61 Upper Left Wealth Management, LLC 1.05% of their portfolio TAMPA, FL 34,94934.9k $1.1m $1.1m 1.05% Reduced -684 -684
62 Mill Creek Capital Advisors, LLC 0.03% of their portfolio Conshohocken, PA 34,79234.8k $1.1m $1.1m 0.03% Unchanged
63 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 34,11534.1k $1.1m $1.1m 0.00% Reduced -7.7k -7,739
64 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 33,64933.6k $1.1m $1.1m 0.00% Reduced -10.5k -10,506
65 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 33,63233.6k $1.1m $1.1m 0.04% Reduced -25 -25
66 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 33,57633.6k $1.1m $1.1m 0.02% Reduced -437 -437
67 SMITH, MOORE & CO. 0.11% of their portfolio CLAYTON, MO 32,99333.0k $1.1m $1.1m 0.11% Reduced -735 -735
68 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.04% of their portfolio RICHMOND, VA 32,45432.5k $1.1m $1.1m 0.04% Reduced -188 -188
69 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 29,82629.8k $968.7k $968.7k 0.02% New
70 Weil Company, Inc. 0.37% of their portfolio SAN DIEGO, CA 28,37728.4k $921.7k $921.7k 0.37% Added +1.1k +1,081
71 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,47627.5k $892.4k $892.4k 0.01% Reduced -131.2k -131,165
72 Keel Point, LLC 0.09% of their portfolio HUNTSVILLE, AL 27,09427.1k $880.0k $880.0k 0.09% Added +382 +382
73 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 26,06426.1k $846.6k $846.6k 0.02% Added +3.0k +2,970
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 25,31125.3k $822.0k $822.0k 0.00% Reduced -6.1k -6,145
75 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 24,29024.3k $788.9k $788.9k 0.01% Reduced -8.3k -8,299
76 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 24,29024.3k $788.9k $788.9k 0.01% Reduced -8.3k -8,299
77 Efficient Advisors, LLC 0.05% of their portfolio BEAVERTON, OR 24,19524.2k $785.8k $785.8k 0.05% Reduced -1.4k -1,446
78 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 23,85023.9k $774.6k $774.6k 0.00% Unchanged
79 Bryn Mawr Trust Advisors, LLC 0.04% of their portfolio PHILADELPHIA, PA 23,81623.8k $773.5k $773.5k 0.04% New
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,81423.8k $773.5k $773.5k 0.00% New
81 Cassaday & Co Wealth Management LLC 0.02% of their portfolio MCLEAN, VA 23,16823.2k $752.5k $752.5k 0.02% Unchanged
82 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 23,07223.1k $749.4k $749.4k 0.01% Added +558 +558
83 Raleigh Capital Management Inc. 0.32% of their portfolio CARY, NC 22,75422.8k $739.1k $739.1k 0.32% Reduced -1.7k -1,686
84 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,52522.5k $731.6k $731.6k 0.03% Reduced -110 -110
85 RICHARDSON FINANCIAL SERVICES INC. 0.51% of their portfolio MEDWAY, MA 22,35822.4k $726.2k $726.2k 0.51% Reduced -1.4k -1,370
86 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 22,23622.2k $722.2k $722.2k 0.02% Added +5.9k +5,880
87 FSB PREMIER WEALTH MANAGEMENT, INC. 0.33% of their portfolio WATERLOO, IA 22,10822.1k $718.1k $718.1k 0.33% Reduced -257 -257
88 Larson Financial Group LLC 0.06% of their portfolio ST LOUIS, MO 21,95522.0k $713.1k $713.1k 0.06% Reduced -971 -971
89 Austin Wealth Management, LLC 0.17% of their portfolio Austin, TX 21,73221.7k $704.1k $704.1k 0.17% Reduced -856 -856
90 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 21,49221.5k $698.1k $698.1k 0.00% Added +1.6k +1,570
91 Private Ocean, LLC 0.07% of their portfolio SAN RAFAEL, CA 21,47521.5k $697.5k $697.5k 0.07% Unchanged
92 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 21,42221.4k $695.8k $695.8k 0.00% Added +182 +182
93 PITCAIRN CO 0.04% of their portfolio CONSHOHOCKEN, PA 20,83320.8k $676.7k $676.7k 0.04% Reduced -1.7k -1,700
94 FMR LLC 0.00% of their portfolio BOSTON, MA 20,43020.4k $663.6k $663.6k 0.00% Added +486 +486
95 Austin Private Wealth, LLC 0.08% of their portfolio Austin, TX 20,32820.3k $655.6k $655.6k 0.08% Added +4.1k +4,061
96 Rothschild Wealth LLC 0.23% of their portfolio OAK BROOK, IL 19,82419.8k $643.9k $643.9k 0.23% First filing
97 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 19,64219.6k $631.3k $631.3k 0.07% Reduced -1.4k -1,438
98 Advisor OS, LLC 0.07% of their portfolio CHICAGO, IL 19,41719.4k $630.7k $630.7k 0.07% Reduced -78 -78
99 Brand Asset Management Group, Inc. 0.27% of their portfolio CHESTERFIELD, MO 19,36019.4k $628.8k $628.8k 0.27% Reduced -102 -102
100 Ascent Group, LLC 0.06% of their portfolio VIRGINIA BEACH, VA 19,31519.3k $627.4k $627.4k 0.06% Reduced -975 -975