Vault-13

SPDR INDEX SHS FDS GWX

S&P INTL SMLCP · ETP · CUSIP 78463X871

220 institutional holders +13 vs Q3 2023
16,363,59016.4m shares reported held*
$497.5mreported value*
17 new 73 added 81 reduced 14 sold out net sold ≈ $6.8m (+116.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($541.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.40.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 206Q4 22: 221Q1 23: 220Q2 23: 212Q3 23: 207Q4 23: 220220Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022206
Q4 2022221
Q1 2023220
Q2 2023212
Q3 2023207
Q4 2023220

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 99 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 99 cut or sold outQ3 23Q4 23: 90 bought or addedQ4 23: 95 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210990
Q1 20238894
Q2 20239299
Q3 20237799
Q4 20239095

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $35.1kQ2 23 puts: $430.2kQ2 23P/C 12.26Q3 23 calls: $0Q3 23 puts: $10.3kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$35.1k$430.2k12.26
Q3 2023$0$10.3k—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +288,654+288.7k
Cerity Partners LLC Added +279,111+279.1k
JANE STREET GROUP, LLC Added +276,372+276.4k
FLOW TRADERS U.S. LLC Added +103,775+103.8k
LPL Financial LLC Added +85,325+85.3k
Walkner Condon Financial Advisors LLC Added +64,852+64.9k
Envestnet Portfolio Solutions, Inc. Added +64,140+64.1k
Hibernia Wealth Partners, LLC New +62,561+62.6k
Pinnacle Wealth Planning Services, Inc. Added +52,135+52.1k
Arete Wealth Advisors, LLC New +45,036+45.0k

Biggest sellers

STATE STREET CORP Reduced -692,942-692.9k
COMMERCE BANK Reduced -224,192-224.2k
OLD MISSION CAPITAL LLC Sold out -96,864-96.9k
OSAIC HOLDINGS, INC. Reduced -94,309-94.3k
WELLS FARGO & COMPANY/MN Reduced -75,764-75.8k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -36,945-36.9k
Annapolis Financial Services, LLC Reduced -31,435-31.4k
Cetera Advisor Networks LLC Reduced -27,953-28.0k
USAdvisors Wealth Management, LLC Reduced -25,696-25.7k
FMR LLC Reduced -22,304-22.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,835,0051.8m $58.3m $58.3m 0.00% Reduced -692.9k -692,942
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,097,8861.1m $34.9m $34.9m 0.02% Added +85.3k +85,325
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 753,168753.2k $23.9m $23.9m 0.01% Added +25.8k +25,812
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 681,536681.5k $21.6m $21.6m 0.00% Reduced -18.2k -18,217
5 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 640,629640.6k $20.3m $20.3m 0.07% Reduced -4.2k -4,191
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 581,230581.2k $18.5m $18.5m 0.00% Added +288.7k +288,654
7 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 485,874485.9k $6.4m $6.4m 0.02% Added +279.1k +279,111
8 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 467,909467.9k $14.9m $14.9m 0.08% Reduced -28.0k -27,953
9 N.E.W. Advisory Services LLC 1.70% of their portfolio DE PERE, WI 443,249443.2k $14.1m $14.1m 1.70% Added +5.5k +5,503
10 COMMERCE BANK 0.10% of their portfolio KANSAS CITY, MO 435,596435.6k $13.8m $13.8m 0.10% Reduced -224.2k -224,192
11 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 425,108425.1k $13.5m $13.5m 0.03% Reduced -9.5k -9,530
12 Pinnacle Wealth Planning Services, Inc. 0.11% of their portfolio MANSFIELD, OH 424,982425.0k $670.6k $670.6k 0.11% Added +52.1k +52,135
13 Mariner Managed Account Solutions, LLC 0.98% of their portfolio Boston, MA 420,275420.3k $13.3m $13.3m 0.98% Added +13.5k +13,519
14 Cullen/Frost Bankers, Inc. 0.18% of their portfolio San Antonio, TX 359,753359.8k $11.4m $11.4m 0.18% Added +14.2k +14,197
15 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 330,903330.9k $10.5m $10.5m 0.04% Reduced -36.9k -36,945
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 306,921306.9k $9.7m $9.7m 0.01% Added +276.4k +276,372
17 Corrigan Financial, Inc. 2.94% of their portfolio MIDDLETOWN, RI 306,186306.2k $9.7m $9.7m 2.94% Added +1.8k +1,792
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 288,314288.3k $9.2m $9.2m 0.00% Reduced -75.8k -75,764
19 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 224,619224.6k $7.1m $7.1m 0.01% Reduced -2.2k -2,231
20 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 221,074221.1k $7.0m $7.0m 0.03% Added +64.1k +64,140
21 FLOW TRADERS U.S. LLC 0.19% of their portfolio NEW YORK, NY 191,330191.3k $6.1m $6.1m 0.19% Added +103.8k +103,775
22 CX Institutional 0.30% of their portfolio AUBURN, IN 177,420177.4k $5.6m $5.6m 0.30% Added +4.1k +4,133
23 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 162,226162.2k $5.2m $5.2m 0.07% Added +9.6k +9,572
24 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 158,641158.6k $4.9m $4.9m 0.02% Added +18.9k +18,869
25 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 151,243151.2k $4.8m $4.8m 0.06% Added +8.4k +8,353
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 135,865135.9k $4.3m $4.3m 0.00% Added +2.1k +2,105
27 RTD Financial Advisors, Inc. 0.60% of their portfolio Philadelphia, PA 133,523133.5k $4.2m $4.2m 0.60% Reduced -3.9k -3,943
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 132,640132.6k $4.2m $4.2m 0.01% Reduced -94.3k -94,309
29 CarsonAllaria Wealth Management, Ltd. 2.87% of their portfolio GLEN CARBON, IL 126,212126.2k $4.0m $4.0m 2.87% Reduced -135 -135
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,167121.2k $3.8m $3.8m 0.01% Added +2.1k +2,057
31 Annapolis Financial Services, LLC 0.96% of their portfolio ANNAPOLIS, MD 120,470120.5k $3.8m $3.8m 0.96% Reduced -31.4k -31,435
32 TOBIAS FINANCIAL ADVISORS, INC. 0.91% of their portfolio Plantation, FL 117,463117.5k $3.7m $3.7m 0.91% Reduced -13.8k -13,752
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 115,765115.8k $3.7m $3.7m 0.02% Reduced -751 -751
34 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 112,408112.4k $3.6m $3.6m 0.06% Reduced -849 -849
35 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 108,915108.9k $3.5m $3.5m 0.05% Added +7.5k +7,532
36 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 106,830106.8k $3.4m $3.4m 0.04% Reduced -2.4k -2,373
37 Pure Financial Advisors, LLC 0.10% of their portfolio SAN DIEGO, CA 93,30593.3k $3.0m $3.0m 0.10% Reduced -14.8k -14,825
38 BIP Wealth, LLC 0.23% of their portfolio ATLANTA, GA 92,38492.4k $2.9m $2.9m 0.23% Added +9.5k +9,541
39 Eagle Bluffs Wealth Management LLC 1.97% of their portfolio COLUMBIA, MO 91,03991.0k $2.9m $2.9m 1.97% Added +1.3k +1,286
40 Aspire Private Capital, LLC 0.84% of their portfolio Cornelius, NC 89,54489.5k $2.8m $2.8m 0.84% Reduced -2.6k -2,592
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,93983.9k $2.7m $2.7m 0.00% Added +14.7k +14,654
42 McAdam, LLC 0.19% of their portfolio Philadelphia, PA 81,10381.1k $2.6m $2.6m 0.19% Added +22.9k +22,856
43 Walkner Condon Financial Advisors LLC 0.58% of their portfolio MADISON, WI 79,88579.9k $2.5m $2.5m 0.58% Added +64.9k +64,852
44 GeoWealth Management, LLC 0.20% of their portfolio CHICAGO, IL 74,98275.0k $2.4m $2.4m 0.20% Added +9.7k +9,690
45 Carlson Capital Management 0.11% of their portfolio NORTHFIELD, MN 66,69766.7k $2.1m $2.1m 0.11% Reduced -1.0k -1,006
46 Hibernia Wealth Partners, LLC 1.50% of their portfolio BATON ROUGE, LA 62,56162.6k $2.0m $2.0m 1.50% New
47 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 62,36262.4k $2.0m $2.0m 0.08% Added +17.6k +17,595
48 Trilogy Capital Inc. 0.11% of their portfolio IRVINE, CA 58,26558.3k $1.9m $1.9m 0.11% Added +16.6k +16,599
49 Ballentine Partners, LLC 0.04% of their portfolio Waltham, MA 57,15457.2k $1.8m $1.8m 0.04% Unchanged
50 International Private Wealth Advisors LLC 1.72% of their portfolio SAN DIEGO, CA 54,63754.6k $1.7m $1.7m 1.72% First filing
51 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 54,57954.6k $1.7m $1.7m 0.08% Reduced -1.6k -1,621
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 48,50648.5k $1.5m $1.5m 0.01% Added +11.5k +11,478
53 LMCG INVESTMENTS, LLC 0.09% of their portfolio BOSTON, MA 45,30045.3k $1.4m $1.4m 0.09% Unchanged
54 Arete Wealth Advisors, LLC 0.11% of their portfolio CHICAGO, IL 45,03645.0k $1.4m $1.4m 0.11% New
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,15544.2k $1.4m $1.4m 0.00% Reduced -1.4k -1,364
56 Accredited Investors Inc. 0.10% of their portfolio EDINA, MN 42,55442.6k $1.4m $1.4m 0.10% Reduced -19.2k -19,248
57 MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio Santa Barbara, CA 42,33642.3k $1.3m $1.3m 0.04% Added +12.1k +12,074
58 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 41,96642.0k $1.3m $1.3m 0.05% Added +8.4k +8,438
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 41,85441.9k $1.3m $1.3m 0.00% Reduced -6.7k -6,657
60 SIGNET FINANCIAL MANAGEMENT, LLC 0.20% of their portfolio PARSIPPANY, NJ 41,29541.3k $1.3m $1.3m 0.20% Added +2.3k +2,307
61 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 39,61139.6k $1.3m $1.3m 0.05% Added +1.0k +1,014
62 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 38,55738.6k $1.2m $1.2m 0.02% Added +578 +578
63 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 37,02437.0k $1.2m $1.2m 0.05% Added +1.2k +1,159
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,15136.2k $1.1m $1.1m 0.00% Reduced -4.2k -4,212
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 35,92235.9k $1.1m $1.1m 0.00% Reduced -29 -29
66 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 35,91635.9k $1.1m $1.1m 0.00% Reduced -3.0k -3,046
67 Upper Left Wealth Management, LLC 1.11% of their portfolio TAMPA, FL 35,63335.6k $1.1m $1.1m 1.11% Added +1.1k +1,124
68 Probity Advisors, Inc. 0.25% of their portfolio DALLAS, TX 35,44835.4k $1.1m $1.1m 0.25% Added +475 +475
69 Mill Creek Capital Advisors, LLC 0.03% of their portfolio Conshohocken, PA 34,79234.8k $1.1m $1.1m 0.03% Unchanged
70 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 34,01334.0k $1.1m $1.1m 0.02% Reduced -315 -315
71 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 33,72833.7k $1.1m $1.1m 0.13% Added +1 +1
72 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 33,65733.7k $1.1m $1.1m 0.04% Reduced -25 -25
73 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 32,64232.6k $1.0m $1.0m 0.05% Unchanged
74 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 32,58932.6k $1.0m $1.0m 0.01% Added +4.0k +3,967
75 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 32,58932.6k $1.0m $1.0m 0.01% Added +4.0k +3,967
76 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 31,93631.9k $1.0m $1.0m 0.00% Reduced -3.7k -3,714
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,89331.9k $1.0m $1.0m 0.00% Added +18.0k +17,961
78 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 31,45631.5k $999.0k $999.0k 0.00% Reduced -13.5k -13,514
79 Weil Company, Inc. 0.38% of their portfolio SAN DIEGO, CA 27,29627.3k $866.9k $866.9k 0.38% Reduced -374 -374
80 Keel Point, LLC 0.10% of their portfolio HUNTSVILLE, AL 26,71226.7k $848.4k $848.4k 0.10% Reduced -1.3k -1,311
81 Efficient Advisors, LLC 0.05% of their portfolio BEAVERTON, OR 25,64125.6k $814.3k $814.3k 0.05% Reduced -3.7k -3,746
82 Raleigh Capital Management Inc. 0.36% of their portfolio CARY, NC 24,44024.4k $776.2k $776.2k 0.36% Added +2.4k +2,362
83 Simplicity Solutions, LLC 0.02% of their portfolio MINNEAPOLIS, MN 24,10724.1k $765.6k $765.6k 0.02% Added +2.0k +1,987
84 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 23,85023.9k $757.5k $757.5k 0.00% Reduced -675 -675
85 RICHARDSON FINANCIAL SERVICES INC. 0.66% of their portfolio MEDWAY, MA 23,72823.7k $753.6k $753.6k 0.66% First filing
86 Cassaday & Co Wealth Management LLC 0.03% of their portfolio MCLEAN, VA 23,16823.2k $735.8k $735.8k 0.03% Unchanged
87 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 23,09423.1k $702.8k $702.8k 0.02% Added +1.1k +1,136
88 Larson Financial Group LLC 0.06% of their portfolio ST LOUIS, MO 22,92622.9k $728.1k $728.1k 0.06% Reduced -20 -20
89 Resource Planning Group 0.46% of their portfolio ATLANTA, GA 22,85222.9k $723.0k $723.0k 0.46% Reduced -2.5k -2,541
90 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,63522.6k $718.9k $718.9k 0.03% Reduced -8 -8
91 Austin Wealth Management, LLC 0.19% of their portfolio Austin, TX 22,58822.6k $698.9k $698.9k 0.19% Reduced -7.0k -6,966
92 PITCAIRN CO 0.05% of their portfolio CONSHOHOCKEN, PA 22,53322.5k $715.6k $715.6k 0.05% Reduced -2.3k -2,263
93 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 22,51422.5k $715.0k $715.0k 0.01% Added +1 +1
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,37422.4k $710.6k $710.6k 0.00% New
95 FSB PREMIER WEALTH MANAGEMENT, INC. 0.36% of their portfolio WATERLOO, IA 22,36522.4k $710.3k $710.3k 0.36% Added +238 +238
96 Private Ocean, LLC 0.07% of their portfolio SAN RAFAEL, CA 21,47521.5k $682.0k $682.0k 0.07% Reduced -1.1k -1,107
97 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 21,24021.2k $674.6k $674.6k 0.00% Added +236 +236
98 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 21,08021.1k $669.5k $669.5k 0.08% Reduced -558 -558
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 20,85220.9k $662.0k $662.0k 0.00% Added +17.0k +17,004
100 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 20,69820.7k $657.4k $657.4k 0.00% Reduced -18.1k -18,067