Vault-13

SPDR INDEX SHS FDS GWX

S&P INTL SMLCP · ETP · CUSIP 78463X871

207 institutional holders -5 vs Q2 2023
16,421,78916.4m shares reported held*
$468.3mreported value*
11 new 66 added 83 reduced 16 sold out net bought ≈ $9.2m (+319.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($557.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.52. Options: 0 managers hold calls (— notional), 1 hold puts ($10.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 206Q4 22: 221Q1 23: 220Q2 23: 212Q3 23: 207207Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022206
Q4 2022221
Q1 2023220
Q2 2023212
Q3 2023207

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 99 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 99 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210990
Q1 20238894
Q2 20239299
Q3 20237799

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $35.1kQ2 23 puts: $430.2kQ2 23P/C 12.26Q3 23 calls: $0Q3 23 puts: $10.3kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$35.1k$430.2k12.26
Q3 2023$0$10.3k—

Biggest buyers

Cetera Advisor Networks LLC Added +488,650+488.6k
LPL Financial LLC Added +124,740+124.7k
OSAIC HOLDINGS, INC. Added +83,540+83.5k
FLOW TRADERS U.S. LLC Added +42,391+42.4k
Wilmington Savings Fund Society, FSB Added +41,382+41.4k
FMR LLC Added +38,118+38.1k
N.E.W. Advisory Services LLC Added +34,101+34.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +30,898+30.9k
MAI Capital Management Added +26,169+26.2k
NewEdge Advisors, LLC Added +24,620+24.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -236,147-236.1k
Cullen/Frost Bankers, Inc. Reduced -82,291-82.3k
WELLINGTON MANAGEMENT GROUP LLP Reduced -51,479-51.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -49,546-49.5k
GOLDMAN SACHS GROUP INC Sold out -47,935-47.9k
Arete Wealth Advisors, LLC Sold out -44,891-44.9k
MORGAN STANLEY Reduced -39,188-39.2k
McNamara Financial Services, Inc. Sold out -32,072-32.1k
COMMERCE BANK Reduced -24,150-24.1k
STATE STREET CORP Reduced -19,705-19.7k

Biggest calls

None

Biggest puts

Private Advisor Group, LLC New $10.3k35.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,527,9472.5m $73.7m $73.7m 0.00% Reduced -19.7k -19,705
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,012,5611.0m $29.5m $29.5m 0.02% Added +124.7k +124,740
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 727,356727.4k $21.2m $21.2m 0.01% Reduced -49.5k -49,546
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 699,753699.8k $20.4m $20.4m 0.00% Reduced -13.8k -13,774
5 COMMERCE BANK 0.15% of their portfolio KANSAS CITY, MO 659,788659.8k $19.2m $19.2m 0.15% Reduced -24.1k -24,150
6 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 644,820644.8k $18.8m $18.8m 0.08% Added +12.1k +12,094
7 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 495,862495.9k $14.4m $14.4m 0.09% Added +488.6k +488,650
8 N.E.W. Advisory Services LLC 1.81% of their portfolio DE PERE, WI 437,746437.7k $12.8m $12.8m 1.81% Added +34.1k +34,101
9 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 434,638434.6k $12.7m $12.7m 0.02% Reduced -10.2k -10,194
10 Mariner Managed Account Solutions, LLC 0.98% of their portfolio Boston, MA 406,756406.8k $11.9m $11.9m 0.98% Added +16.1k +16,054
11 Pinnacle Wealth Planning Services, Inc. 0.10% of their portfolio MANSFIELD, OH 372,847372.8k $599.3k $599.3k 0.10% Added +6.1k +6,100
12 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 367,848367.8k $10.7m $10.7m 0.04% First filing
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 364,078364.1k $10.6m $10.6m 0.00% Added +14.4k +14,367
14 Cullen/Frost Bankers, Inc. 0.18% of their portfolio San Antonio, TX 345,556345.6k $10.1m $10.1m 0.18% Reduced -82.3k -82,291
15 Corrigan Financial, Inc. 3.01% of their portfolio MIDDLETOWN, RI 304,394304.4k $8.9m $8.9m 3.01% Reduced -3.6k -3,633
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 292,576292.6k $8.5m $8.5m 0.00% Reduced -39.2k -39,188
17 Wilmington Savings Fund Society, FSB 0.36% of their portfolio WILMINGTON, DE 281,037281.0k $8.2m $8.2m 0.36% Added +41.4k +41,382
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 226,949226.9k $6.6m $6.6m 0.01% Added +83.5k +83,540
19 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 226,850226.8k $6.6m $6.6m 0.01% Reduced -2.8k -2,794
20 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 206,763206.8k $6.0m $6.0m 0.03% Reduced -18.5k -18,540
21 CX Institutional 0.28% of their portfolio AUBURN, IN 173,287173.3k $5.0m $5.0m 0.28% Unchanged
22 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 156,934156.9k $4.6m $4.6m 0.02% First filing
23 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 152,654152.7k $4.4m $4.4m 0.07% Added +16.5k +16,543
24 Annapolis Financial Services, LLC 1.28% of their portfolio ANNAPOLIS, MD 151,905151.9k $4.4m $4.4m 1.28% Reduced -175 -175
25 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 142,890142.9k $4.2m $4.2m 0.06% Added +16.4k +16,388
26 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 139,772139.8k $4.1m $4.1m 0.02% Added +9.4k +9,433
27 RTD Financial Advisors, Inc. 0.61% of their portfolio Philadelphia, PA 137,466137.5k $4.0m $4.0m 0.61% Reduced -1.4k -1,417
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 133,760133.8k $3.9m $3.9m 0.00% Reduced -4.4k -4,395
29 TOBIAS FINANCIAL ADVISORS, INC. 1.00% of their portfolio Plantation, FL 131,215131.2k $3.8m $3.8m 1.00% Reduced -5.2k -5,172
30 CarsonAllaria Wealth Management, Ltd. 2.99% of their portfolio GLEN CARBON, IL 126,347126.3k $3.7m $3.7m 2.99% Added +456 +456
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 119,110119.1k $3.5m $3.5m 0.01% Added +3.0k +2,964
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 116,516116.5k $3.4m $3.4m 0.02% Added +8.6k +8,622
33 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 113,257113.3k $3.3m $3.3m 0.06% Reduced -2.7k -2,713
34 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 109,203109.2k $3.2m $3.2m 0.05% Reduced -3.6k -3,647
35 Pure Financial Advisors, LLC 0.13% of their portfolio SAN DIEGO, CA 108,130108.1k $3.2m $3.2m 0.13% Reduced -2.8k -2,762
36 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 101,383101.4k $3.0m $3.0m 0.04% Added +26.2k +26,169
37 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 96,86496.9k $2.8m $2.8m 0.09% Reduced -1.6k -1,622
38 Aspire Private Capital, LLC 0.88% of their portfolio Cornelius, NC 92,13692.1k $2.7m $2.7m 0.88% Added +2.8k +2,787
39 Eagle Bluffs Wealth Management LLC 2.01% of their portfolio COLUMBIA, MO 89,75389.8k $2.6m $2.6m 2.01% Added +11.0k +10,968
40 FLOW TRADERS U.S. LLC 0.12% of their portfolio NEW YORK, NY 87,55587.6k $2.6m $2.6m 0.12% Added +42.4k +42,391
41 BIP Wealth, LLC 0.22% of their portfolio ATLANTA, GA 82,84382.8k $2.4m $2.4m 0.22% Added +5.0k +5,006
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 69,28569.3k $2.0m $2.0m 0.00% Added +2.2k +2,184
43 Carlson Capital Management 0.12% of their portfolio NORTHFIELD, MN 67,70367.7k $2.0m $2.0m 0.12% Reduced -644 -644
44 GeoWealth Management, LLC 0.22% of their portfolio CHICAGO, IL 65,29265.3k $1.9m $1.9m 0.22% Added +6.7k +6,712
45 Accredited Investors Inc. 0.14% of their portfolio EDINA, MN 61,80261.8k $1.8m $1.8m 0.14% Reduced -2.5k -2,490
46 McAdam, LLC 0.14% of their portfolio Philadelphia, PA 58,24758.2k $1.7m $1.7m 0.14% Added +2.1k +2,122
47 Ballentine Partners, LLC 0.04% of their portfolio Waltham, MA 57,15457.2k $1.7m $1.7m 0.04% Reduced -3.4k -3,411
48 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 56,20056.2k $1.6m $1.6m 0.08% Reduced -1.3k -1,293
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 48,51148.5k $1.4m $1.4m 0.00% Added +30.9k +30,898
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,51945.5k $1.3m $1.3m 0.00% Added +523 +523
51 LMCG INVESTMENTS, LLC 0.09% of their portfolio BOSTON, MA 45,30045.3k $1.3m $1.3m 0.09% Unchanged
52 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 44,97045.0k $1.3m $1.3m 0.00% Added +23.9k +23,932
53 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 44,76744.8k $1.3m $1.3m 0.06% Reduced -6.7k -6,680
54 FMR LLC 0.00% of their portfolio BOSTON, MA 42,24842.2k $1.2m $1.2m 0.00% Added +38.1k +38,118
55 Trilogy Capital Inc. 0.08% of their portfolio IRVINE, CA 41,66641.7k $1.2m $1.2m 0.08% Added +5.7k +5,729
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,36340.4k $1.2m $1.2m 0.00% Added +362 +362
57 SIGNET FINANCIAL MANAGEMENT, LLC 0.19% of their portfolio PARSIPPANY, NJ 38,98839.0k $1.1m $1.1m 0.19% Added +1.9k +1,883
58 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 38,96239.0k $1.1m $1.1m 0.00% Unchanged
59 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 38,76538.8k $1.1m $1.1m 0.00% Reduced -51.5k -51,479
60 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 38,59738.6k $1.1m $1.1m 0.06% Added +2.3k +2,341
61 USAdvisors Wealth Management, LLC 0.50% of their portfolio EDEN PRAIRIE, MN 38,53038.5k $1.1m $1.1m 0.50% Added +52 +52
62 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 37,97938.0k $1.1m $1.1m 0.02% Added +1.1k +1,065
63 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 37,02837.0k $1.1m $1.1m 0.01% Added +24.6k +24,620
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 35,95136.0k $1.1m $1.1m 0.00% Reduced -2.5k -2,531
65 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 35,86535.9k $1.0m $1.0m 0.05% Reduced -623 -623
66 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 35,65035.6k $1.0m $1.0m 0.00% Reduced -1.4k -1,401
67 Probity Advisors, Inc. 0.23% of their portfolio DALLAS, TX 34,97335.0k $1.0m $1.0m 0.23% Reduced -126 -126
68 Mill Creek Capital Advisors, LLC 0.03% of their portfolio Conshohocken, PA 34,79234.8k $1.0m $1.0m 0.03% Reduced -3.3k -3,255
69 Upper Left Wealth Management, LLC 1.05% of their portfolio TAMPA, FL 34,50934.5k $1.0m $1.0m 1.05% Reduced -1.2k -1,190
70 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 34,32834.3k $1.0m $1.0m 0.02% Reduced -94 -94
71 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 33,72733.7k $982.8k $982.8k 0.13% Reduced -151 -151
72 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 33,68233.7k $981.5k $981.5k 0.04% Reduced -275 -275
73 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 33,52833.5k $939.5k $939.5k 0.05% Added +4.3k +4,280
74 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 32,64232.6k $951.2k $951.2k 0.05% Added +98 +98
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,54930.5k $890.2k $890.2k 0.00% Reduced -236.1k -236,147
76 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 30,26230.3k $881.8k $881.8k 0.03% Reduced -1.8k -1,772
77 Austin Wealth Management, LLC 0.27% of their portfolio Austin, TX 29,55429.6k $884.8k $884.8k 0.27% First filing
78 Efficient Advisors, LLC 0.06% of their portfolio BEAVERTON, OR 29,38729.4k $856.3k $856.3k 0.06% Added +217 +217
79 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 28,62228.6k $834.0k $834.0k 0.01% Reduced -11.9k -11,885
80 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 28,62228.6k $834.0k $834.0k 0.01% Reduced -11.9k -11,885
81 Keel Point, LLC 0.11% of their portfolio HUNTSVILLE, AL 28,02328.0k $816.6k $816.6k 0.11% Reduced -41 -41
82 Weil Company, Inc. 0.40% of their portfolio SAN DIEGO, CA 27,67027.7k $806.3k $806.3k 0.40% Reduced -3.5k -3,488
83 Resource Planning Group 0.63% of their portfolio ATLANTA, GA 25,39325.4k $737.5k $737.5k 0.63% Reduced -221 -221
84 PITCAIRN CO 0.06% of their portfolio CONSHOHOCKEN, PA 24,79624.8k $722.6k $722.6k 0.06% Unchanged
85 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 24,52524.5k $714.7k $714.7k 0.00% Reduced -4.4k -4,375
86 Ascent Group, LLC 0.08% of their portfolio VIRGINIA BEACH, VA 24,29824.3k $695.4k $695.4k 0.08% Reduced -5.1k -5,061
87 Cassaday & Co Wealth Management LLC 0.03% of their portfolio MCLEAN, VA 23,16823.2k $675.1k $675.1k 0.03% Unchanged
88 Larson Financial Group LLC 0.07% of their portfolio ST LOUIS, MO 22,94622.9k $668.6k $668.6k 0.07% Reduced -451 -451
89 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,64322.6k $659.8k $659.8k 0.03% Unchanged
90 Private Ocean, LLC 0.08% of their portfolio SAN RAFAEL, CA 22,58222.6k $658.1k $658.1k 0.08% Reduced -1.6k -1,553
91 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 22,51322.5k $656.0k $656.0k 0.01% Reduced -1.2k -1,207
92 FSB PREMIER WEALTH MANAGEMENT, INC. 0.36% of their portfolio WATERLOO, IA 22,12722.1k $644.8k $644.8k 0.36% Added +351 +351
93 Simplicity Solutions, LLC 0.02% of their portfolio MINNEAPOLIS, MN 22,12022.1k $644.6k $644.6k 0.02% Added +5.8k +5,849
94 Raleigh Capital Management Inc. 0.33% of their portfolio CARY, NC 22,07822.1k $643.4k $643.4k 0.33% Added +2.3k +2,317
95 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 21,95822.0k $639.9k $639.9k 0.02% Added +1.1k +1,058
96 Advisor OS, LLC 0.10% of their portfolio CHICAGO, IL 21,87521.9k $637.4k $637.4k 0.10% Added +67 +67
97 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 21,63821.6k $630.5k $630.5k 0.08% Added +539 +539
98 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 21,03121.0k $612.8k $612.8k 0.03% Added +500 +500
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 21,00421.0k $612.1k $612.1k 0.00% Reduced -127 -127
100 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 19,97220.0k $582.0k $582.0k 0.00% Reduced -2.6k -2,606