Vault-13

SPDR INDEX SHS FDS RWX

DJ INTL RL ETF · ETP · CUSIP 78463X863

137 institutional holders +2 vs Q3 2023
8,448,0918.4m shares reported held*
$230.6mreported value*
12 new 36 added 50 reduced 14 sold out net bought ≈ $7.8m (+286.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.29.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 144Q1 23: 150Q2 23: 135Q3 23: 135Q4 23: 137137Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022144
Q1 2023150
Q2 2023135
Q3 2023135
Q4 2023137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 58 bought or addedQ4 22: 69 cut or sold outQ4 22Q1 23: 54 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 81 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 64 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 64 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225869
Q1 20235465
Q2 20233881
Q3 20234364
Q4 20234864

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $3.4kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$3.4k—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +773,723+773.7k
Baker Avenue Asset Management, LP Added +96,364+96.4k
JANE STREET GROUP, LLC Added +72,513+72.5k
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC Added +64,226+64.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +52,304+52.3k
Kingsview Wealth Management, LLC New +49,155+49.2k
Upper Left Wealth Management, LLC Added +34,021+34.0k
Idaho Trust Co Added +26,418+26.4k
Colorado Capital Management, Inc. New +24,443+24.4k
Farther Finance Advisors, LLC New +23,715+23.7k

Biggest sellers

STATE STREET CORP Reduced -221,641-221.6k
WELLS FARGO & COMPANY/MN Reduced -195,344-195.3k
NORTHERN TRUST CORP Reduced -186,572-186.6k
GOLDMAN SACHS GROUP INC Reduced -107,426-107.4k
BANK OF AMERICA CORP /DE/ Reduced -74,941-74.9k
AWM CAPITAL, LLC Reduced -37,329-37.3k
M&T Bank Corp Reduced -28,847-28.8k
REBALANCE, LLC Sold out -26,028-26.0k
CITADEL ADVISORS LLC Reduced -25,039-25.0k
Strategic Investment Solutions, Inc. /IL Sold out -23,940-23.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,784,1861.8m $48.7m $48.7m 0.00% Added +773.7k +773,723
2 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.91% of their portfolio SAN FRANCISCO, CA 1,068,9031.1m $29.2m $29.2m 1.91% Added +64.2k +64,226
3 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 820,178820.2k $22.4m $22.4m 0.00% Reduced -186.6k -186,572
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 789,127789.1k $21.5m $21.5m 0.01% Reduced -195.3k -195,344
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 448,859448.9k $12.2m $12.2m 0.00% Reduced -107.4k -107,426
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 272,803272.8k $7.4m $7.4m 0.01% Added +72.5k +72,513
7 AWM CAPITAL, LLC 1.11% of their portfolio Phoenix, AZ 221,926221.9k $6.1m $6.1m 1.11% Reduced -37.3k -37,329
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 214,458214.5k $5.9m $5.9m 0.00% Reduced -74.9k -74,941
9 SG Americas Securities, LLC 0.06% of their portfolio NEW YORK, NY 213,300213.3k $5.8m $5.8m 0.06% Unchanged
10 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 202,876202.9k $5.5m $5.5m 0.02% Reduced -28.8k -28,847
11 Money Design Co.,Ltd. 0.30% of their portfolio TOKYO, M0 195,440195.4k $5.3m $5.3m 0.30% Reduced -2.6k -2,626
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 157,399157.4k $4.3m $4.3m 0.00% Reduced -221.6k -221,641
13 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 127,163127.2k $3.5m $3.5m 0.01% Reduced -4.6k -4,638
14 CW Advisors, LLC 0.06% of their portfolio BOSTON, MA 115,936115.9k $3.2m $3.2m 0.06% Unchanged
15 SACHEM HILL LLC 0.73% of their portfolio DENVER, CO 106,510106.5k $2.9m $2.9m 0.73% Reduced -8.6k -8,618
16 Baker Avenue Asset Management, LP 0.12% of their portfolio SAN FRANCISCO, CA 98,10198.1k $2.7m $2.7m 0.12% Added +96.4k +96,364
17 Idaho Trust Co 1.15% of their portfolio BOISE, ID 72,77972.8k $2.0m $2.0m 1.15% Added +26.4k +26,418
18 RPg Family Wealth Advisory, LLC 0.72% of their portfolio BURLINGTON, MA 71,13371.1k $1.9m $1.9m 0.72% Added +2.0k +1,972
19 BBJS FINANCIAL ADVISORS, LLC 0.63% of their portfolio SEATTLE, WA 66,28566.3k $1.8m $1.8m 0.63% Added +590 +590
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,99655.0k $1.5m $1.5m 0.00% Reduced -2.1k -2,075
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,97953.0k $1.4m $1.4m 0.00% Added +10.0k +10,012
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,30452.3k $1.4m $1.4m 0.00% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 49,80249.8k $1.4m $1.4m 0.00% Reduced -16.8k -16,801
24 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 49,15549.2k $1.3m $1.3m 0.04% New
25 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 48,96249.0k $1.3m $1.3m 0.00% Reduced -7.7k -7,725
26 Upper Left Wealth Management, LLC 1.29% of their portfolio TAMPA, FL 48,34848.3k $1.3m $1.3m 1.29% Added +34.0k +34,021
27 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 48,23648.2k $1.3m $1.3m 0.04% Reduced -1.2k -1,169
28 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 42,27442.3k $1.2m $1.2m 0.01% Added +4.1k +4,091
29 Ballentine Partners, LLC 0.02% of their portfolio Waltham, MA 42,13442.1k $1.1m $1.1m 0.02% Added +21.2k +21,169
30 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 41,32841.3k $1.1m $1.1m 0.01% Reduced -2.6k -2,614
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,09841.1k $1.1m $1.1m 0.00% Added +4.9k +4,874
32 Aletheian Wealth Advisors LLC 0.62% of their portfolio Bellevue, WA 34,10634.1k $930.8k $930.8k 0.62% Added +11.8k +11,780
33 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 32,24832.2k $880.1k $880.1k 0.00% Reduced -7.2k -7,223
34 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,15932.2k $877.6k $877.6k 0.01% Added +2.1k +2,085
35 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 30,79830.8k $840.5k $840.5k 0.03% Reduced -10.1k -10,078
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,70130.7k $837.8k $837.8k 0.00% Reduced -25.0k -25,039
37 MARYLAND CAPITAL ADVISORS INC. 0.53% of their portfolio CHESTER, MD 29,48029.5k $804.5k $804.5k 0.53% Reduced -17 -17
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,96527.0k $735.9k $735.9k 0.00% Reduced -3.8k -3,769
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,63725.6k $699.6k $699.6k 0.00% Reduced -3.0k -3,043
40 Colorado Capital Management, Inc. 0.44% of their portfolio BOULDER, CO 24,44324.4k $667.0k $667.0k 0.44% New
41 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio Greenbrae, CA 23,97024.0k $654.1k $654.1k 0.04% Added +4.2k +4,180
42 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 23,71523.7k $647.2k $647.2k 0.05% New
43 Kohmann Bosshard Financial Services, LLC 0.10% of their portfolio FAIRLAWN, OH 23,58023.6k $643.5k $643.5k 0.10% Reduced -2.1k -2,132
44 New England Private Wealth Advisors LLC 0.12% of their portfolio WELLESLEY, MA 23,25723.3k $634.7k $634.7k 0.12% Added +92 +92
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,14823.1k $631.7k $631.7k 0.00% Added +22.2k +22,206
46 Humankind Investments LLC 0.19% of their portfolio NEW YORK, NY 23,00023.0k $627.7k $627.7k 0.19% New
47 Investors Research Corp 0.14% of their portfolio ATLANTA, GA 21,45521.5k $585.5k $585.5k 0.14% Unchanged
48 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 21,01621.0k $573.5k $573.5k 0.01% Reduced -1.0k -1,032
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 20,71120.7k $565.2k $565.2k 0.00% Reduced -1.4k -1,413
50 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 18,98919.0k $488.6k $488.6k 0.02% Added +15.5k +15,509
51 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 16,18116.2k $451.9k $451.9k 0.00% Reduced -1.9k -1,889
52 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 15,42315.4k $420.9k $420.9k 0.01% Reduced -4.7k -4,677
53 FIDUCIENT ADVISORS LLC 0.08% of their portfolio Chicago, IL 15,42215.4k $420.9k $420.9k 0.08% Added +203 +203
54 ASPIRIANT, LLC 0.02% of their portfolio San Francisco, CA 15,03615.0k $410.3k $410.3k 0.02% New
55 Alhambra Investment Management LLC 0.24% of their portfolio PALMETTO BAY, FL 14,84414.8k $405.1k $405.1k 0.24% Added +1.3k +1,261
56 OARSMAN CAPITAL, INC. 0.11% of their portfolio MILWAUKEE, WI 14,75014.8k $402.5k $402.5k 0.11% Reduced -1.2k -1,245
57 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,70114.7k $401.0k $401.0k 0.00% Added +1.4k +1,389
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,83713.8k $377.6k $377.6k 0.00% Reduced -65 -65
59 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 13,66113.7k $372.8k $372.8k 0.01% Added +174 +174
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,17313.2k $359.5k $359.5k 0.00% Added +183 +183
61 Virtu Financial LLC 0.03% of their portfolio New York, NY 12,30312.3k $336.0k $336.0k 0.03% New
62 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,99412.0k $327.3k $327.3k 0.00% Added +161 +161
63 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 11,84511.8k $323.2k $323.2k 0.01% Reduced -1.1k -1,098
64 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 11,24211.2k $307.0k $307.0k 0.00% Added +28 +28
65 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 10,86910.9k $296.6k $296.6k 0.00% Added +612 +612
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,43410.4k $284.7k $284.7k 0.00% Reduced -1.4k -1,415
67 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 9,7439.7k $265.9k $265.9k 0.00% Reduced -964 -964
68 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,1769.2k $250.4k $250.4k 0.00% New
69 Bear Mountain Capital, Inc. 0.09% of their portfolio SEATTLE, WA 8,5558.6k $223.7k $223.7k 0.09% First filing
70 Marble Harbor Investment Counsel, LLC 0.03% of their portfolio BOSTON, MA 8,5008.5k $232.0k $232.0k 0.03% Unchanged
71 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 8,2818.3k $226.0k $226.0k 0.00% New
72 Old Port Advisors 0.07% of their portfolio PORTLAND, ME 8,0998.1k $221.0k $221.0k 0.07% Reduced -943 -943
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,9217.9k $216.2k $216.2k 0.00% Reduced -8.6k -8,623
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8867.9k $215.2k $215.2k 0.00% Reduced -1.1k -1,107
75 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,3865.4k $147.0k $147.0k 0.00% Unchanged
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,8954.9k $133.6k $133.6k 0.00% Added +495 +495
77 RICHARDSON FINANCIAL SERVICES INC. 0.09% of their portfolio MEDWAY, MA 3,6623.7k $99.9k $99.9k 0.09% First filing
78 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,5223.5k $96.1k $96.1k 0.00% Added +1 +1
79 Paladin Advisory Group, LLC 0.07% of their portfolio CLIVE, IA 3,3223.3k $90.7k $90.7k 0.07% Unchanged
80 Indiana Trust & Investment Management Co 0.04% of their portfolio MISHAWAKA, IN 3,1623.2k $86.3k $86.3k 0.04% Reduced -661 -661
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7692.8k $75.6k $75.6k 0.00% Added +11 +11
82 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 2,6712.7k $72.9k $72.9k 0.02% Unchanged
83 Private Ocean, LLC 0.01% of their portfolio SAN RAFAEL, CA 2,5572.6k $69.8k $69.8k 0.01% Unchanged
84 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,2942.3k $62.6k $62.6k 0.00% Reduced -5.7k -5,723
85 ELEVATION WEALTH PARTNERS, LLC 0.03% of their portfolio WALNUT CREEK, CA 1,8351.8k $43.6k $43.6k 0.03% Unchanged
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,8061.8k $49.3k $49.3k 0.00% Reduced -310 -310
87 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,6321.6k $44.5k $44.5k 0.01% Reduced -755 -755
88 Robinswood Financial LLC 0.02% of their portfolio KIRKLAND, WA 1,6301.6k $44.5k $44.5k 0.02% Unchanged
89 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,4001.4k $38.0k $38.0k 0.00% Unchanged
90 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,3501.4k $36.8k $36.8k 0.00% Unchanged
91 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 1,0281.0k $28.1k $28.1k 0.01% Added +285 +285
92 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 845845 $23.1k $23.1k 0.00% Unchanged
93 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 781781 $21.3k $21.3k 0.00% Reduced -4 -4
94 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 747747 $20.4k $20.4k 0.01% Added +5 +5
95 Beacon Capital Management, Inc. 0.00% of their portfolio DAYTON, OH 744744 $20.3k $20.3k 0.00% Reduced -2 -2
96 Glass Jacobson Investment Advisors llc 0.01% of their portfolio OWINGS MILLS, MD 689689 $18.8k $18.8k 0.01% Unchanged
97 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 637637 $17.4k $17.4k 0.01% Reduced -40 -40
98 Gould Capital, LLC 0.01% of their portfolio TACOMA, WA 633633 $17.3k $17.3k 0.01% Unchanged
99 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 618618 $17.0k $17.0k 0.00% Unchanged
100 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 575575 $15.7k $15.7k 0.01% Added +1 +1