Vault-13

SPDR INDEX SHS FDS RWX

DJ INTL RL ETF · ETP · CUSIP 78463X863

150 institutional holders +6 vs Q4 2022
11,490,14211.5m shares reported held*
$302.1mreported value*
16 new 38 added 55 reduced 10 sold out net sold ≈ $7.6m (-287.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($770.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.29.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 144Q1 23: 150150Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022144
Q1 2023150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 58 bought or addedQ4 22: 69 cut or sold outQ4 22Q1 23: 54 bought or addedQ1 23: 65 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225869
Q1 20235465

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 22 calls: $80.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $88.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$80.0k$00.00
Q4 2022$88.9k$00.00
Q1 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +269,266+269.3k
CITADEL ADVISORS LLC New +267,115+267.1k
Merriman Wealth Management, LLC New +162,179+162.2k
OLD MISSION CAPITAL LLC New +134,560+134.6k
ASSETMARK, INC Added +63,416+63.4k
STATE STREET CORP Added +43,654+43.7k
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC Added +43,634+43.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +40,739+40.7k
NORTHERN TRUST CORP Added +31,338+31.3k
CAPTRUST FINANCIAL ADVISORS New +28,220+28.2k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -518,337-518.3k
OSAIC HOLDINGS, INC. Reduced -292,996-293.0k
Money Design Co.,Ltd. Reduced -189,771-189.8k
WELLS FARGO & COMPANY/MN Reduced -116,510-116.5k
M&T Bank Corp Reduced -71,491-71.5k
ROYAL BANK OF CANADA Reduced -66,654-66.7k
Baker Avenue Asset Management, LP Reduced -48,949-48.9k
CW Advisors, LLC Reduced -20,000-20.0k
HBK Sorce Advisory LLC Reduced -14,866-14.9k
Aletheian Wealth Advisors LLC Sold out -14,587-14.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,387,8122.4m $62.8m $62.8m 0.00% Added +43.7k +43,654
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,287,6941.3m $33.8m $33.8m 0.01% Reduced -116.5k -116,510
3 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,108,3361.1m $29.1m $29.1m 0.01% Added +31.3k +31,338
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,023,3191.0m $26.9m $26.9m 0.00% Reduced -12.0k -11,997
5 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.82% of their portfolio SAN FRANCISCO, CA 945,811945.8k $24.9m $24.9m 1.82% Added +43.6k +43,634
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 602,289602.3k $15.8m $15.8m 0.00% Reduced -518.3k -518,337
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 318,688318.7k $8.4m $8.4m 0.01% Added +269.3k +269,266
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 294,260294.3k $7.7m $7.7m 0.00% Added +1.7k +1,652
9 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 267,115267.1k $7.0m $7.0m 0.01% New
10 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 247,907247.9k $6.5m $6.5m 0.03% Reduced -71.5k -71,491
11 Money Design Co.,Ltd. 0.37% of their portfolio TOKYO, M0 237,345237.3k $6.2m $6.2m 0.37% Reduced -189.8k -189,771
12 SG Americas Securities, LLC 0.08% of their portfolio NEW YORK, NY 213,300213.3k $5.6m $5.6m 0.08% Unchanged
13 Merriman Wealth Management, LLC 0.22% of their portfolio SEATTLE, WA 162,179162.2k $4.3m $4.3m 0.22% New
14 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 134,560134.6k $3.5m $3.5m 0.11% New
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,639118.6k $3.1m $3.1m 0.00% Reduced -4.6k -4,614
16 CW Advisors, LLC 0.07% of their portfolio BOSTON, MA 116,001116.0k $3.0m $3.0m 0.07% Reduced -20.0k -20,000
17 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 115,991116.0k $3.0m $3.0m 0.01% Added +63.4k +63,416
18 AWM CAPITAL, LLC 0.84% of their portfolio Phoenix, AZ 113,613113.6k $3.0m $3.0m 0.84% Added +18.3k +18,323
19 SACHEM HILL LLC 0.83% of their portfolio DENVER, CO 109,500109.5k $2.9m $2.9m 0.83% Reduced -8.9k -8,942
20 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 98,98499.0k $2.6m $2.6m 0.01% Unchanged
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,60290.6k $2.4m $2.4m 0.00% Added +2.2k +2,159
22 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 74,75174.8k $2.0m $2.0m 0.04% Reduced -1.4k -1,409
23 BBJS FINANCIAL ADVISORS, LLC 0.78% of their portfolio SEATTLE, WA 72,67972.7k $1.9m $1.9m 0.78% Added +419 +419
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 59,30659.3k $1.6m $1.6m 0.00% Added +10.3k +10,347
25 RPg Family Wealth Advisory, LLC 0.81% of their portfolio BURLINGTON, MA 56,06756.1k $1.5m $1.5m 0.81% Added +6.0k +5,954
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 52,32652.3k $1.4m $1.4m 0.00% Added +7.9k +7,946
27 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 48,23248.2k $1.3m $1.3m 0.02% Added +830 +830
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,53847.5k $1.2m $1.2m 0.00% Reduced -66.7k -66,654
29 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 46,10846.1k $1.2m $1.2m 0.00% Reduced -1.5k -1,522
30 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 44,93844.9k $1.2m $1.2m 0.00% Reduced -2.7k -2,664
31 MISSION WEALTH MANAGEMENT, LP 0.05% of their portfolio Santa Barbara, CA 42,68742.7k $1.1m $1.1m 0.05% Reduced -3.2k -3,242
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,73940.7k $1.1m $1.1m 0.00% New
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,88139.9k $1.0m $1.0m 0.01% Reduced -2.9k -2,885
34 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio Greenbrae, CA 38,64938.6k $1.0m $1.0m 0.07% Reduced -9.2k -9,250
35 Innova Wealth Partners 0.79% of their portfolio NEWTOWN, PA 34,46034.5k $905.6k $905.6k 0.79% Reduced -10.8k -10,817
36 Kohmann Bosshard Financial Services, LLC 0.17% of their portfolio FAIRLAWN, OH 33,84333.8k $889.4k $889.4k 0.17% Reduced -1.8k -1,808
37 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 32,17832.2k $861.4k $861.4k 0.02% Unchanged
38 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 30,78130.8k $808.9k $808.9k 0.00% Reduced -3.2k -3,227
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 30,50030.5k $801.5k $801.5k 0.00% Reduced -1.7k -1,656
40 MARYLAND CAPITAL ADVISORS INC. 0.69% of their portfolio CHESTER, MD 29,87329.9k $785.1k $785.1k 0.69% Reduced -2.4k -2,375
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 29,32829.3k $770.7k $770.7k 0.00% Added +3.2k +3,175
42 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 28,22028.2k $741.6k $741.6k 0.00% New
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 26,86626.9k $706.1k $706.1k 0.01% Added +2.0k +1,998
44 REBALANCE, LLC 0.07% of their portfolio PALO ALTO, CA 26,02826.0k $684.0k $684.0k 0.07% Added +236 +236
45 Investors Research Corp 0.17% of their portfolio ATLANTA, GA 25,47325.5k $669.4k $669.4k 0.17% Unchanged
46 OARSMAN CAPITAL, INC. 0.30% of their portfolio MILWAUKEE, WI 24,59524.6k $646.4k $646.4k 0.30% Added +40 +40
47 New England Private Wealth Advisors LLC 0.12% of their portfolio WELLESLEY, MA 22,50522.5k $591.4k $591.4k 0.12% Added +202 +202
48 Colorado Capital Management, Inc. 0.43% of their portfolio BOULDER, CO 21,18821.2k $557.0k $557.0k 0.43% Added +5.7k +5,673
49 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 20,96521.0k $551.0k $551.0k 0.01% Unchanged
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,46319.5k $520.8k $520.8k 0.00% Reduced -5.6k -5,580
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,80618.8k $494.0k $494.0k 0.00% Reduced -7.0k -6,979
52 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 17,82117.8k $468.3k $468.3k 0.05% Added +2.6k +2,574
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,80117.8k $468.0k $468.0k 0.00% Reduced -293.0k -292,996
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,68517.7k $464.8k $464.8k 0.00% Added +8.7k +8,670
55 Alhambra Investment Management LLC 0.30% of their portfolio PALMETTO BAY, FL 16,64316.6k $437.4k $437.4k 0.30% Reduced -3.0k -3,013
56 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 15,05015.1k $395.5k $395.5k 0.02% Reduced -300 -300
57 Upper Left Wealth Management, LLC 0.43% of their portfolio TAMPA, FL 14,39914.4k $378.4k $378.4k 0.43% Reduced -893 -893
58 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,20014.2k $373.0k $373.0k 0.00% Reduced -13.8k -13,800
59 AMG National Trust Bank 0.01% of their portfolio GREENWOOD VILLAGE, CO 13,31413.3k $349.9k $349.9k 0.01% Unchanged
60 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,21613.2k $347.3k $347.3k 0.00% Reduced -3.4k -3,448
61 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,51512.5k $329.0k $329.0k 0.00% New
62 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 12,34212.3k $324.3k $324.3k 0.00% Added +725 +725
63 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,71811.7k $308.0k $308.0k 0.00% Reduced -208 -208
64 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,50111.5k $302.0k $302.0k 0.01% Reduced -333 -333
65 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,40711.4k $299.8k $299.8k 0.00% Reduced -1.0k -1,035
66 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 11,27611.3k $296.0k $296.0k 0.01% Added +3.6k +3,588
67 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 11,26911.3k $300.5k $300.5k 0.00% First filing
68 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 10,77910.8k $283.3k $283.3k 0.01% Reduced -789 -789
69 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 10,69310.7k $281.0k $281.0k 0.01% Added +812 +812
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,18910.2k $267.8k $267.8k 0.00% Added +9.4k +9,394
71 Old Port Advisors 0.10% of their portfolio PORTLAND, ME 9,98510.0k $264.6k $264.6k 0.10% Reduced -393 -393
72 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 9,4509.4k $248.3k $248.3k 0.03% Reduced -1.5k -1,468
73 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 9,3349.3k $245.3k $245.3k 0.01% Reduced -14.9k -14,866
74 SOL Capital Management CO 0.04% of their portfolio ROCKVILLE, MD 9,2559.3k $243.2k $243.2k 0.04% Reduced -40 -40
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,1069.1k $239.3k $239.3k 0.00% Added +36 +36
76 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,9829.0k $236.0k $236.0k 0.00% Reduced -249 -249
77 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 8,5208.5k $223.9k $223.9k 0.00% Unchanged
78 Marble Harbor Investment Counsel, LLC 0.03% of their portfolio BOSTON, MA 8,5008.5k $223.4k $223.4k 0.03% Reduced -1.0k -1,000
79 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 7,6237.6k $200.3k $200.3k 0.06% Unchanged
80 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,0006.0k $157.7k $157.7k 0.01% Unchanged
81 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,6585.7k $148.7k $148.7k 0.00% Added +272 +272
82 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 4,7654.8k $125.2k $125.2k 0.00% Unchanged
83 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,0814.1k $109.9k $109.9k 0.01% Added +40 +40
84 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,4823.5k $139.2k $139.2k 0.01% Added +3.1k +3,067
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,3653.4k $88.4k $88.4k 0.00% Added +451 +451
86 Paladin Advisory Group, LLC 0.07% of their portfolio CLIVE, IA 3,3223.3k $87.3k $87.3k 0.07% New
87 Disciplined Investments, LLC 0.04% of their portfolio TULSA, OK 3,2123.2k $84.4k $84.4k 0.04% Unchanged
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,1813.2k $83.6k $83.6k 0.00% Reduced -1.5k -1,465
89 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 3,1673.2k $83.2k $83.2k 0.00% Reduced -48.9k -48,949
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,0483.0k $80.0k $80.0k 0.00% Added +17 +17
91 Pinnacle Bancorp, Inc. 0.03% of their portfolio BEATRICE, NE 2,6712.7k $70.2k $70.2k 0.03% Unchanged
92 Private Ocean, LLC 0.01% of their portfolio SAN RAFAEL, CA 2,6362.6k $69.3k $69.3k 0.01% Unchanged
93 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,4132.4k $63.4k $63.4k 0.00% Reduced -665 -665
94 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,3872.4k $62.7k $62.7k 0.01% Unchanged
95 ELEVATION WEALTH PARTNERS, LLC 0.04% of their portfolio WALNUT CREEK, CA 1,8351.8k $48.2k $48.2k 0.04% First filing
96 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,3251.3k $34.8k $34.8k 0.00% Reduced -1.0k -1,000
97 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,2791.3k $33.0k $33.0k 0.00% New
98 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 804804 $21.1k $21.1k 0.00% Reduced -4 -4
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 755755 $19.8k $19.8k 0.00% Reduced -780 -780
100 Bank of New Hampshire 0.01% of their portfolio LACONIA, NH 745745 $19.6k $19.6k 0.01% Unchanged