Vault-13

SPDR INDEX SHS FDS EWX

S&P EMKTSC ETF · ETP · CUSIP 78463X756

164 institutional holders +10 vs Q4 2023
11,808,08311.8m shares reported held*
$659.8mreported value*
22 new 65 added 49 reduced 13 sold out net bought ≈ $23.2m (+418.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.88. Options: 1 managers hold calls ($16.7k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 123Q4 22: 137Q1 23: 131Q2 23: 136Q3 23: 141Q4 23: 154Q1 24: 164164Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022123
Q4 2022137
Q1 2023131
Q2 2023136
Q3 2023141
Q4 2023154
Q1 2024164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 57 cut or sold outQ4 23Q1 24: 87 bought or addedQ1 24: 62 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226549
Q1 20235157
Q2 20235553
Q3 20235760
Q4 20238357
Q1 20248762

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $84.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $16.7kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$84.7k$00.00
Q1 2024$16.7k$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +300,883+300.9k
MORGAN STANLEY Added +296,227+296.2k
JANE STREET GROUP, LLC New +227,986+228.0k
LPL Financial LLC Added +132,272+132.3k
CITADEL ADVISORS LLC Added +90,602+90.6k
Mason & Associates Inc New +57,483+57.5k
ROYAL BANK OF CANADA Added +45,688+45.7k
AMERIPRISE FINANCIAL INC Added +43,094+43.1k
OLD MISSION CAPITAL LLC New +37,190+37.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +34,668+34.7k

Biggest sellers

Creative Planning Reduced -590,457-590.5k
New York Life Investment Management LLC Reduced -248,602-248.6k
Great Point Wealth Advisors, LLC Sold out -138,269-138.3k
WealthPLAN Partners, LLC Sold out -52,994-53.0k
Bank of New York Mellon Corp Reduced -21,008-21.0k
AE Wealth Management LLC Reduced -9,131-9.1k
Financial Advocates Investment Management Reduced -7,788-7.8k
Parcion Private Wealth LLC Sold out -7,256-7.3k
HANCOCK WHITNEY CORP Reduced -6,832-6.8k
Cetera Advisors LLC Sold out -5,558-5.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $16.7k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.21% of their portfolio OVERLAND PARK, KS 3,384,3683.4m $188.8m $188.8m 0.21% Reduced -590.5k -590,457
2 New York Life Investment Management LLC 0.86% of their portfolio New York, NY 1,555,7651.6m $86.8m $86.8m 0.86% Reduced -248.6k -248,602
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 948,711948.7k $52.9m $52.9m 0.01% Added +300.9k +300,883
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 699,801699.8k $39.0m $39.0m 0.00% Added +296.2k +296,227
5 WADDELL & ASSOCIATES, LLC 4.28% of their portfolio MEMPHIS, TN 567,447567.4k $31.7m $31.7m 4.28% Reduced -1.6k -1,643
6 AFFINITY WEALTH MANAGEMENT LLC 3.39% of their portfolio WILMINGTON, DE 327,813327.8k $18.3m $18.3m 3.39% Added +3.0k +3,002
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 312,431312.4k $17.4m $17.4m 0.01% Added +132.3k +132,272
8 Mariner, LLC 0.04% of their portfolio Overland Park, KS 304,683304.7k $17.0m $17.0m 0.04% Added +16.8k +16,843
9 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 227,986228.0k $12.7m $12.7m 0.02% New
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.32% of their portfolio Seattle, WA 185,657185.7k $10.4m $10.4m 0.32% Reduced -3.2k -3,196
11 N.E.W. Advisory Services LLC 1.03% of their portfolio DE PERE, WI 165,589165.6k $9.2m $9.2m 1.03% Reduced -4.6k -4,557
12 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 164,766164.8k $9.2m $9.2m 0.01% Unchanged
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 158,643158.6k $8.9m $8.9m 0.00% Added +19.7k +19,734
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 146,965147.0k $8.2m $8.2m 0.00% Added +43.1k +43,094
15 Venturi Wealth Management, LLC 0.40% of their portfolio AUSTIN, TX 111,988112.0k $6.2m $6.2m 0.40% Added +8.1k +8,138
16 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 96,19196.2k $5.4m $5.4m 0.01% Added +90.6k +90,602
17 Pure Financial Advisors, LLC 0.16% of their portfolio SAN DIEGO, CA 93,64893.6k $5.2m $5.2m 0.16% Added +505 +505
18 BIP Wealth, LLC 0.37% of their portfolio ATLANTA, GA 91,87691.9k $5.1m $5.1m 0.37% Added +5.7k +5,664
19 MGO ONE SEVEN LLC 0.26% of their portfolio Beachwood, OH 91,08991.1k $5.1m $5.1m 0.26% Added +2.8k +2,788
20 Transamerica Financial Advisors, LLC 0.47% of their portfolio CEDAR RAPIDS, IA 82,43282.4k $4.6m $4.6m 0.47% Added +7.8k +7,824
21 Redhawk Wealth Advisors, Inc. 0.73% of their portfolio MINNEAPOLIS, MN 80,83180.8k $4.5m $4.5m 0.73% Added +13.0k +12,980
22 WESCAP Management Group, Inc. 1.25% of their portfolio Glendale, CA 77,30377.3k $4.3m $4.3m 1.25% Added +1.1k +1,145
23 RPg Family Wealth Advisory, LLC 1.31% of their portfolio BURLINGTON, MA 74,02974.0k $4.1m $4.1m 1.31% Added +25.2k +25,210
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 69,96470.0k $3.9m $3.9m 0.00% Added +45.7k +45,688
25 Apella Capital, LLC 0.19% of their portfolio WEST HARTFORD, CT 66,57566.6k $3.8m $3.8m 0.19% Added +9.7k +9,747
26 Tortoise Investment Management, LLC 0.42% of their portfolio WHITE PLAINS, NY 62,09362.1k $3.5m $3.5m 0.42% Added +1.2k +1,175
27 Checchi Capital Advisers, LLC 0.25% of their portfolio BEVERLY HILLS, CA 58,20958.2k $3.2m $3.2m 0.25% Added +2.4k +2,444
28 Mason & Associates Inc 0.86% of their portfolio LOS ANGELES, CA 57,48357.5k $3.2m $3.2m 0.86% New
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 51,10051.1k $2.9m $2.9m 0.00% Added +9.2k +9,170
30 Sepio Capital, LP 0.21% of their portfolio Salt Lake City, UT 43,12243.1k $2.4m $2.4m 0.21% Reduced -1.6k -1,601
31 MARTIN & CO INC /TN/ 0.57% of their portfolio Knoxville, TN 41,60841.6k $2.3m $2.3m 0.57% Reduced -775 -775
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,48241.5k $2.3m $2.3m 0.00% Added +52 +52
33 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 40,71740.7k $2.3m $2.3m 0.03% Added +402 +402
34 CABOT WEALTH MANAGEMENT INC 0.28% of their portfolio BEVERLY, MA 38,50638.5k $2.1m $2.1m 0.28% Reduced -690 -690
35 CarsonAllaria Wealth Management, Ltd. 1.35% of their portfolio GLEN CARBON, IL 38,46438.5k $2.1m $2.1m 1.35% Added +538 +538
36 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 37,73437.7k $2.1m $2.1m 0.03% Reduced -866 -866
37 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 37,42437.4k $2.1m $2.1m 0.03% Reduced -55 -55
38 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 37,19037.2k $2.1m $2.1m 0.05% New
39 Merriman Wealth Management, LLC 0.09% of their portfolio SEATTLE, WA 35,32335.3k $2.0m $2.0m 0.09% Reduced -421 -421
40 Financial Strategies Group, Inc. 0.54% of their portfolio OKEMOS, MI 34,94434.9k $2.0m $2.0m 0.54% Reduced -642 -642
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,66834.7k $1.9m $1.9m 0.00% New
42 Johnson Financial Group, LLC 0.24% of their portfolio Denver, CO 33,95134.0k $1.9m $1.9m 0.24% Added +6.8k +6,845
43 Texas Yale Capital Corp. 0.08% of their portfolio ST. PETERSBURG, FL 33,20933.2k $1.9m $1.9m 0.08% Added +650 +650
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,05832.1k $1.8m $1.8m 0.01% Added +3.6k +3,570
45 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 31,86431.9k $1.8m $1.8m 0.00% Added +410 +410
46 Crestone Asset Management LLC 0.35% of their portfolio BOULDER, CO 31,40031.4k $1.8m $1.8m 0.35% Unchanged
47 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 30,39030.4k $1.7m $1.7m 0.10% Reduced -7.8k -7,788
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,18427.2k $1.5m $1.5m 0.00% Added +9.3k +9,252
49 Cascade Financial Partners, LLC 0.22% of their portfolio SAN DIEGO, CA 27,04527.0k $1.5m $1.5m 0.22% First filing
50 Kathleen S. Wright Associates Inc. 0.70% of their portfolio PITTSBURGH, PA 26,50926.5k $1.5m $1.5m 0.70% Reduced -424 -424
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,66524.7k $1.4m $1.4m 0.00% Added +6.8k +6,756
52 Rockingstone Advisors LLC 0.71% of their portfolio GREAT BARRINGTON, MA 24,56024.6k $1.4m $1.4m 0.71% Reduced -1.6k -1,565
53 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,27224.3k $1.4m $1.4m 0.00% Added +12.6k +12,648
54 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,05424.1k $1.3m $1.3m 0.00% Added +8.9k +8,876
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,88422.9k $1.3m $1.3m 0.00% Added +1.2k +1,185
56 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,47122.5k $1.3m $1.3m 0.01% Reduced -9.1k -9,131
57 VISTA INVESTMENT MANAGEMENT 0.48% of their portfolio PITTSBURGH, PA 21,03721.0k $1.2m $1.2m 0.48% Added +2.5k +2,548
58 MARYLAND CAPITAL ADVISORS INC. 0.66% of their portfolio CHESTER, MD 19,11419.1k $1.1m $1.1m 0.66% Added +296 +296
59 JFG Wealth Management, LLC 0.26% of their portfolio Denver, CO 17,33317.3k $967.2k $967.2k 0.26% Added +4.8k +4,842
60 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 17,28217.3k $964.3k $964.3k 0.03% Added +684 +684
61 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 17,07317.1k $952.7k $952.7k 0.02% Reduced -50 -50
62 TWIN FOCUS CAPITAL PARTNERS, LLC 0.18% of their portfolio Boston, MA 16,93316.9k $944.9k $944.9k 0.18% Reduced -4.7k -4,737
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 16,55416.6k $932.5k $932.5k 0.00% Added +15.5k +15,547
64 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 16,44516.4k $879.5k $879.5k 0.02% Added +110 +110
65 SMITH, MOORE & CO. 0.10% of their portfolio CLAYTON, MO 16,29416.3k $909.2k $909.2k 0.10% Reduced -328 -328
66 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 16,12316.1k $938.0k $938.0k 0.02% Added +2.1k +2,064
67 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,78715.8k $881.0k $881.0k 0.00% Reduced -1.0k -1,036
68 Austin Wealth Management, LLC 0.21% of their portfolio Austin, TX 14,12514.1k $828.4k $828.4k 0.21% Added +416 +416
69 Cassaday & Co Wealth Management LLC 0.03% of their portfolio MCLEAN, VA 14,05014.1k $784.0k $784.0k 0.03% Reduced -1.0k -1,000
70 Camelot Portfolios, LLC 0.75% of their portfolio Maumee, OH 13,82413.8k $771.4k $771.4k 0.75% Reduced -4.0k -4,022
71 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 13,72813.7k $766.0k $766.0k 0.04% New
72 Essex Financial Services, Inc. 0.07% of their portfolio ESSEX, CT 13,23013.2k $738.2k $738.2k 0.07% Unchanged
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 12,06012.1k $672.9k $672.9k 0.01% Added +930 +930
74 Omega Financial Group, LLC 0.27% of their portfolio Santa Barbara, CA 11,76411.8k $656.4k $656.4k 0.27% Reduced -507 -507
75 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 11,59011.6k $646.7k $646.7k 0.04% Added +4 +4
76 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 11,29211.3k $630.0k $630.0k 0.03% Added +340 +340
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,00110.0k $558.1k $558.1k 0.00% Added +302 +302
78 Index Fund Advisors, Inc. 0.03% of their portfolio IRVINE, CA 9,6729.7k $539.7k $539.7k 0.03% Added +137 +137
79 New Millennium Group LLC 0.41% of their portfolio SANDY, UT 9,6189.6k $536.7k $536.7k 0.41% Added +1.0k +1,046
80 Sound Stewardship, LLC 0.32% of their portfolio Overland Park, KS 9,5759.6k $534.3k $534.3k 0.32% Reduced -287 -287
81 Shore Point Advisors, LLC 0.29% of their portfolio BRIELLE, NJ 9,1109.1k $508.4k $508.4k 0.29% Added +389 +389
82 HANCOCK WHITNEY CORP 0.02% of their portfolio GULFPORT, MS 8,6528.7k $482.8k $482.8k 0.02% Reduced -6.8k -6,832
83 Bluespring Wealth Management, LLC 0.05% of their portfolio AUSTIN, TX 8,6358.6k $481.8k $481.8k 0.05% Reduced -180 -180
84 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,3568.4k $466.3k $466.3k 0.00% Unchanged
85 WealthCare Investment Partners, LLC 0.22% of their portfolio PORTSMOUTH, RI 8,3388.3k $465.3k $465.3k 0.22% Added +973 +973
86 Solano Wealth Management, Inc. 0.24% of their portfolio Fairfield, CA 7,7957.8k $435.0k $435.0k 0.24% New
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,7657.8k $433.3k $433.3k 0.00% Added +5 +5
88 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 7,7537.8k $432.6k $432.6k 0.01% Reduced -184 -184
89 Addison Advisors LLC 0.15% of their portfolio MIDDLEBURY, VT 7,7057.7k $429.9k $429.9k 0.15% Reduced -200 -200
90 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 7,1247.1k $397.5k $397.5k 0.00% Reduced -37 -37
91 Garde Capital, Inc. 0.03% of their portfolio SEATTLE, WA 7,0157.0k $391.0k $391.0k 0.03% New
92 180 WEALTH ADVISORS, LLC 0.07% of their portfolio FEDERAL WAY, WA 6,9867.0k $389.8k $389.8k 0.07% Added +105 +105
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,9126.9k $386.0k $386.0k 0.00% New
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,8766.9k $383.7k $383.7k 0.00% Reduced -227 -227
95 WHITE PINE CAPITAL LLC 0.15% of their portfolio BLOOMINGTON, MN 6,8406.8k $388.0k $388.0k 0.15% Reduced -80 -80
96 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 6,7576.8k $377.0k $377.0k 0.03% Added +1.0k +1,024
97 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,3096.3k $352.0k $352.0k 0.01% Reduced -50 -50
98 3EDGE Asset Management, LP 0.03% of their portfolio Naples, FL 6,2396.2k $348.1k $348.1k 0.03% New
99 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,2206.2k $347.1k $347.1k 0.00% New
100 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 6,1216.1k $341.0k $341.0k 0.03% Reduced -1.6k -1,609