Vault-13

SPDR INDEX SHS FDS EWX

S&P EMKTSC ETF · ETP · CUSIP 78463X756

154 institutional holders +13 vs Q3 2023
11,363,08811.4m shares reported held*
$641.5mreported value*
23 new 60 added 43 reduced 14 sold out net bought ≈ $31.7m (+560.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.45. Options: 1 managers hold calls ($84.7k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 123Q4 22: 137Q1 23: 131Q2 23: 136Q3 23: 141Q4 23: 154154Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022137
Q1 2023131
Q2 2023136
Q3 2023141
Q4 2023154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 60 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 57 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226549
Q1 20235157
Q2 20235553
Q3 20235760
Q4 20238357

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $84.7kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$84.7k$00.00

Biggest buyers

MORGAN STANLEY Added +207,303+207.3k
BANK OF AMERICA CORP /DE/ Added +82,317+82.3k
Redhawk Wealth Advisors, Inc. New +67,851+67.9k
Creative Planning Added +46,281+46.3k
AMERIPRISE FINANCIAL INC Added +43,399+43.4k
Merriman Wealth Management, LLC New +35,744+35.7k
MGO ONE SEVEN LLC Added +33,547+33.5k
ENVESTNET ASSET MANAGEMENT INC Added +28,279+28.3k
Stratos Wealth Partners, LTD. Added +25,082+25.1k
Cambridge Investment Research Advisors, Inc. Added +22,430+22.4k

Biggest sellers

LPL Financial LLC Reduced -124,886-124.9k
Marion Wealth Management Sold out -24,114-24.1k
OLD MISSION CAPITAL LLC Sold out -20,663-20.7k
Kingsview Wealth Management, LLC Sold out -19,478-19.5k
Walkner Condon Financial Advisors LLC Reduced -17,105-17.1k
Wealthcare Advisory Partners LLC Reduced -13,854-13.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -12,804-12.8k
Transamerica Financial Advisors, LLC Reduced -11,654-11.7k
OSAIC HOLDINGS, INC. Reduced -11,403-11.4k
SEI INVESTMENTS CO Sold out -10,981-11.0k

Biggest calls

CITADEL ADVISORS LLC New $84.7k1.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.42% of their portfolio OVERLAND PARK, KS 3,974,8254.0m $224.4m $224.4m 0.42% Added +46.3k +46,281
2 New York Life Investment Management LLC 1.04% of their portfolio New York, NY 1,804,3671.8m $101.9m $101.9m 1.04% Added +11.5k +11,547
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 647,828647.8k $36.6m $36.6m 0.00% Added +82.3k +82,317
4 WADDELL & ASSOCIATES, LLC 4.32% of their portfolio MEMPHIS, TN 569,090569.1k $32.1m $32.1m 4.32% Added +6.6k +6,573
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 403,574403.6k $22.8m $22.8m 0.00% Added +207.3k +207,303
6 AFFINITY WEALTH MANAGEMENT LLC 3.76% of their portfolio WILMINGTON, DE 324,811324.8k $18.3m $18.3m 3.76% Added +4.0k +4,028
7 Mariner, LLC 0.04% of their portfolio Overland Park, KS 287,840287.8k $16.3m $16.3m 0.04% Added +10.6k +10,553
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.36% of their portfolio Seattle, WA 188,853188.9k $10.7m $10.7m 0.36% Reduced -657 -657
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 180,159180.2k $10.2m $10.2m 0.01% Reduced -124.9k -124,886
10 N.E.W. Advisory Services LLC 1.16% of their portfolio DE PERE, WI 170,146170.1k $9.6m $9.6m 1.16% Reduced -891 -891
11 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 164,766164.8k $9.3m $9.3m 0.01% Unchanged
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,909138.9k $7.8m $7.8m 0.00% Added +4.9k +4,900
13 Great Point Wealth Advisors, LLC 2.03% of their portfolio BOSTON, MA 138,269138.3k $7.8m $7.8m 2.03% Reduced -3.7k -3,699
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 103,871103.9k $5.9m $5.9m 0.00% Added +43.4k +43,399
15 Venturi Wealth Management, LLC 0.41% of their portfolio AUSTIN, TX 103,850103.8k $5.9m $5.9m 0.41% Added +586 +586
16 Pure Financial Advisors, LLC 0.18% of their portfolio SAN DIEGO, CA 93,14393.1k $5.3m $5.3m 0.18% Added +2.2k +2,239
17 MGO ONE SEVEN LLC 0.29% of their portfolio Beachwood, OH 88,30188.3k $5.0m $5.0m 0.29% Added +33.5k +33,547
18 BIP Wealth, LLC 0.38% of their portfolio ATLANTA, GA 86,21286.2k $4.9m $4.9m 0.38% Added +14.2k +14,243
19 WESCAP Management Group, Inc. 1.39% of their portfolio Glendale, CA 76,15876.2k $4.3m $4.3m 1.39% Reduced -2.1k -2,081
20 Transamerica Financial Advisors, LLC 0.58% of their portfolio CEDAR RAPIDS, IA 74,60874.6k $4.2m $4.2m 0.58% Reduced -11.7k -11,654
21 Redhawk Wealth Advisors, Inc. 0.75% of their portfolio MINNEAPOLIS, MN 67,85167.9k $3.8m $3.8m 0.75% New
22 Tortoise Investment Management, LLC 0.47% of their portfolio WHITE PLAINS, NY 60,91860.9k $3.4m $3.4m 0.47% Reduced -1.1k -1,090
23 Apella Capital, LLC 0.18% of their portfolio WEST HARTFORD, CT 56,82856.8k $3.2m $3.2m 0.18% Added +16.3k +16,295
24 Checchi Capital Advisers, LLC 0.26% of their portfolio BEVERLY HILLS, CA 55,76555.8k $3.1m $3.1m 0.26% Unchanged
25 WealthPLAN Partners, LLC 0.31% of their portfolio OMAHA, NE 52,99453.0k $3.0m $3.0m 0.31% Added +1.4k +1,409
26 RPg Family Wealth Advisory, LLC 1.02% of their portfolio BURLINGTON, MA 48,81948.8k $2.8m $2.8m 1.02% Reduced -706 -706
27 Sepio Capital, LP 0.21% of their portfolio Salt Lake City, UT 44,72344.7k $2.5m $2.5m 0.21% Added +2.2k +2,200
28 MARTIN & CO INC /TN/ 0.59% of their portfolio Knoxville, TN 42,38342.4k $2.4m $2.4m 0.59% Reduced -1.2k -1,239
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,93041.9k $2.4m $2.4m 0.00% Added +21.7k +21,661
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,43041.4k $2.3m $2.3m 0.00% Added +28.3k +28,279
31 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 40,31540.3k $2.3m $2.3m 0.03% Reduced -3.9k -3,912
32 CABOT WEALTH MANAGEMENT INC 0.31% of their portfolio BEVERLY, MA 39,19639.2k $2.2m $2.2m 0.31% Reduced -82 -82
33 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 38,60038.6k $2.2m $2.2m 0.04% Reduced -5.7k -5,659
34 Financial Advocates Investment Management 0.14% of their portfolio OLYMPIA, WA 38,17838.2k $2.1m $2.1m 0.14% Reduced -1.2k -1,168
35 CarsonAllaria Wealth Management, Ltd. 1.53% of their portfolio GLEN CARBON, IL 37,92637.9k $2.1m $2.1m 1.53% Reduced -106 -106
36 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 37,47937.5k $2.1m $2.1m 0.04% Added +25.1k +25,082
37 Merriman Wealth Management, LLC 0.10% of their portfolio SEATTLE, WA 35,74435.7k $2.0m $2.0m 0.10% New
38 Financial Strategies Group, Inc. 0.56% of their portfolio OKEMOS, MI 35,58635.6k $1.9m $1.9m 0.56% Reduced -183 -183
39 Texas Yale Capital Corp. 0.09% of their portfolio ST. PETERSBURG, FL 32,55932.6k $1.8m $1.8m 0.09% Added +5.1k +5,100
40 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,60231.6k $1.7m $1.7m 0.01% Added +11.7k +11,684
41 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 31,45431.5k $1.8m $1.8m 0.01% Added +2.8k +2,825
42 Crestone Asset Management LLC 0.40% of their portfolio BOULDER, CO 31,40031.4k $1.8m $1.8m 0.40% Unchanged
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,48828.5k $1.6m $1.6m 0.01% Added +22.4k +22,430
44 Johnson Financial Group, LLC 0.20% of their portfolio Denver, CO 27,10627.1k $1.5m $1.5m 0.20% Added +19.0k +19,033
45 Kathleen S. Wright Associates Inc. 0.77% of their portfolio PITTSBURGH, PA 26,93326.9k $1.5m $1.5m 0.77% Added +1.4k +1,358
46 Rockingstone Advisors LLC 0.83% of their portfolio GREAT BARRINGTON, MA 26,12526.1k $1.5m $1.5m 0.83% Reduced -570 -570
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 25,37625.4k $1.4m $1.4m 0.00% Added +3.6k +3,613
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,27624.3k $1.4m $1.4m 0.00% Added +4.0k +3,974
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,69921.7k $1.2m $1.2m 0.00% Reduced -11.4k -11,403
50 TWIN FOCUS CAPITAL PARTNERS, LLC 0.25% of their portfolio Boston, MA 21,67021.7k $1.2m $1.2m 0.25% Added +68 +68
51 MARYLAND CAPITAL ADVISORS INC. 0.70% of their portfolio CHESTER, MD 18,81818.8k $1.1m $1.1m 0.70% Added +257 +257
52 VISTA INVESTMENT MANAGEMENT 0.48% of their portfolio PITTSBURGH, PA 18,48918.5k $1.0m $1.0m 0.48% Added +4.3k +4,336
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,93217.9k $1.0m $1.0m 0.00% Added +5.5k +5,490
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,90917.9k $1.0m $1.0m 0.00% Added +6.1k +6,119
55 Camelot Portfolios, LLC 0.60% of their portfolio Maumee, OH 17,84617.8k $1.0m $1.0m 0.60% Added +2.5k +2,535
56 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 17,12317.1k $966.8k $966.8k 0.02% Added +20 +20
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,82316.8k $950.0k $950.0k 0.00% Added +8.2k +8,190
58 SMITH, MOORE & CO. 0.11% of their portfolio CLAYTON, MO 16,62216.6k $938.5k $938.5k 0.11% Added +63 +63
59 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,59816.6k $937.1k $937.1k 0.03% Reduced -1.4k -1,375
60 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 16,33516.3k $922.3k $922.3k 0.02% Reduced -110 -110
61 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 15,48415.5k $874.2k $874.2k 0.03% Added +4.4k +4,420
62 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,17815.2k $857.0k $857.0k 0.00% Added +5.0k +5,039
63 Cassaday & Co Wealth Management LLC 0.03% of their portfolio MCLEAN, VA 15,05015.1k $849.7k $849.7k 0.03% Added +11 +11
64 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 14,05914.1k $793.8k $793.8k 0.02% New
65 Austin Wealth Management, LLC 0.20% of their portfolio Austin, TX 13,70913.7k $759.5k $759.5k 0.20% Reduced -603 -603
66 Essex Financial Services, Inc. 0.08% of their portfolio ESSEX, CT 13,23013.2k $747.0k $747.0k 0.08% Unchanged
67 JFG Wealth Management, LLC 0.20% of their portfolio Denver, CO 12,49112.5k $705.2k $705.2k 0.20% New
68 Omega Financial Group, LLC 0.30% of their portfolio Santa Barbara, CA 12,27112.3k $692.8k $692.8k 0.30% Reduced -854 -854
69 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 11,62411.6k $656.3k $656.3k 0.01% New
70 Regal Investment Advisors LLC 0.05% of their portfolio KENTWOOD, MI 11,58611.6k $654.1k $654.1k 0.05% Added +149 +149
71 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 11,13011.1k $607.4k $607.4k 0.02% Added +488 +488
72 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 10,95211.0k $618.0k $618.0k 0.03% Reduced -747 -747
73 Sound Stewardship, LLC 0.37% of their portfolio Overland Park, KS 9,8629.9k $556.8k $556.8k 0.37% Reduced -423 -423
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 9,6999.7k $547.6k $547.6k 0.00% Added +453 +453
75 Index Fund Advisors, Inc. 0.03% of their portfolio IRVINE, CA 9,5359.5k $538.3k $538.3k 0.03% Added +114 +114
76 Bluespring Wealth Management, LLC 0.06% of their portfolio AUSTIN, TX 8,8158.8k $497.7k $497.7k 0.06% Reduced -315 -315
77 Shore Point Advisors, LLC 0.30% of their portfolio BRIELLE, NJ 8,7218.7k $492.4k $492.4k 0.30% Added +1.4k +1,351
78 New Millennium Group LLC 0.43% of their portfolio SANDY, UT 8,5728.6k $484.0k $484.0k 0.43% New
79 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,3568.4k $471.8k $471.8k 0.00% Reduced -140 -140
80 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 7,9377.9k $448.1k $448.1k 0.01% New
81 Addison Advisors LLC 0.17% of their portfolio MIDDLEBURY, VT 7,9057.9k $446.3k $446.3k 0.17% Reduced -280 -280
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,7607.8k $438.1k $438.1k 0.00% Added +5.0k +4,994
83 THOROUGHBRED FINANCIAL SERVICES, LLC 0.04% of their portfolio BRENTWOOD, TN 7,7307.7k $436.0k $436.0k 0.04% Added +378 +378
84 WealthCare Investment Partners, LLC 0.23% of their portfolio PORTSMOUTH, RI 7,3657.4k $412.8k $412.8k 0.23% Added +1.7k +1,675
85 Parcion Private Wealth LLC 0.04% of their portfolio BELLEVUE, WA 7,2567.3k $409.7k $409.7k 0.04% Reduced -1.9k -1,882
86 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 7,1617.2k $404.3k $404.3k 0.00% Reduced -389 -389
87 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,1037.1k $401.0k $401.0k 0.00% Added +710 +710
88 WHITE PINE CAPITAL LLC 0.15% of their portfolio BLOOMINGTON, MN 6,9206.9k $390.7k $390.7k 0.15% Unchanged
89 180 WEALTH ADVISORS, LLC 0.08% of their portfolio FEDERAL WAY, WA 6,8816.9k $385.6k $385.6k 0.08% Reduced -110 -110
90 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,3596.4k $359.0k $359.0k 0.01% Unchanged
91 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 6,3026.3k $355.7k $355.7k 0.01% Reduced -56 -56
92 Life Planning Partners, Inc 0.33% of their portfolio JACKSONVILLE, FL 6,0006.0k $338.8k $338.8k 0.33% First filing
93 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 5,7335.7k $323.7k $323.7k 0.04% Reduced -65 -65
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,5895.6k $315.6k $315.6k 0.00% New
95 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 5,5775.6k $314.9k $314.9k 0.01% Reduced -13.9k -13,854
96 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,5585.6k $313.8k $313.8k 0.00% New
97 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,5185.5k $311.5k $311.5k 0.00% New
98 MassMutual Private Wealth & Trust, FSB 0.01% of their portfolio Windsor, CT 5,3245.3k $300.6k $300.6k 0.01% Reduced -1.7k -1,675
99 MainStreet Investment Advisors LLC 0.03% of their portfolio CHICAGO, IL 5,3245.3k $300.6k $300.6k 0.03% Reduced -1.7k -1,675
100 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,2455.2k $296.1k $296.1k 0.00% New