Vault-13

SPDR INDEX SHS FDS GNR

GLB NAT RESRCE · ETP · CUSIP 78463X541

246 institutional holders +18 vs Q3 2023
52,206,35752.2m shares reported held*
$3.0bnreported value*
34 new 84 added 82 reduced 20 sold out net bought ≈ $442.0m (+7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.70. Options: 1 managers hold calls ($11.3k notional), 1 hold puts ($147.3k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 230Q1 23: 246Q2 23: 219Q3 23: 228Q4 23: 246246Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022230
Q1 2023246
Q2 2023219
Q3 2023228
Q4 2023246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 119 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 97 cut or sold outQ3 23Q4 23: 118 bought or addedQ4 23: 102 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022104114
Q1 202311993
Q2 202394125
Q3 20239797
Q4 2023118102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $696.5kQ1 23 puts: $1.2mQ1 23P/C 1.75Q2 23 calls: $296.5kQ2 23 puts: $177.9kQ2 23P/C 0.60Q3 23 calls: $27.9kQ3 23 puts: $401.2kQ3 23P/C 14.40Q4 23 calls: $11.3kQ4 23 puts: $147.3kQ4 23P/C 13.00
Numbers
QuarterCallsPutsP/C
Q1 2023$696.5k$1.2m1.75
Q2 2023$296.5k$177.9k0.60
Q3 2023$27.9k$401.2k14.40
Q4 2023$11.3k$147.3k13.00

Biggest buyers

NORTHERN TRUST CORP Added +3,805,671+3.8m
MORGAN STANLEY Added +1,158,432+1.2m
JPMORGAN CHASE & CO Added +745,207+745.2k
1832 Asset Management L.P. Added +556,401+556.4k
Tradewinds Capital Management, LLC New +484,178+484.2k
AMERIPRISE FINANCIAL INC Added +448,633+448.6k
BESSEMER GROUP INC Added +345,779+345.8k
PRINCIPAL FINANCIAL GROUP INC Added +108,175+108.2k
JANE STREET GROUP, LLC New +101,964+102.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +87,569+87.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -263,712-263.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -103,859-103.9k
UBS Group AG Reduced -93,699-93.7k
Bank of New York Mellon Corp Reduced -73,080-73.1k
Richard Bernstein Advisors LLC Reduced -49,048-49.0k
Blue Edge Capital, LLC Sold out -44,222-44.2k
BlackRock Inc. Reduced -27,865-27.9k
Dentgroup LLC Reduced -26,156-26.2k
Great Diamond Partners, LLC Sold out -25,155-25.2k
Regis Acquisition Inc. Reduced -24,650-24.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $11.3k200 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $147.3k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First Command Advisory Services, Inc. 13G · institution no change · filed 2026-09-03 6.9% no change 335.5m≈ $22.6bn 2026-09-03

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.16% of their portfolio CHICAGO, IL 15,947,81915.9m $903.4m $903.4m 0.16% Added +3.8m +3,805,671
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.07% of their portfolio SAN FRANCISCO, CA 4,809,2624.8m $272.4m $272.4m 0.07% Reduced -13.4k -13,361
3 BESSEMER GROUP INC 0.46% of their portfolio WOODBRIDGE, NJ 4,130,1254.1m $234.0m $234.0m 0.46% Added +345.8k +345,779
4 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 3,123,5893.1m $179.4m $179.4m 0.06% Added +43.5k +43,547
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,454,0202.5m $139.0m $139.0m 0.01% Added +1.2m +1,158,432
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,357,2142.4m $133.5m $133.5m 0.02% Reduced -263.7k -263,712
7 Hackensack Meridian Health, Inc. 18.27% of their portfolio EDISON, NJ 1,606,0001.6m $91.0m $91.0m 18.27% Unchanged
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,605,9601.6m $91.0m $91.0m 0.00% Reduced -27.9k -27,865
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,410,2621.4m $79.9m $79.9m 0.00% Added +745.2k +745,207
10 Pure Financial Advisors, LLC 2.63% of their portfolio SAN DIEGO, CA 1,345,3231.3m $76.2m $76.2m 2.63% Added +81.3k +81,322
11 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 971,679971.7k $55.0m $55.0m 0.10% Added +556.4k +556,401
12 Sendero Wealth Management, LLC 7.56% of their portfolio SAN ANTONIO, TX 707,507707.5k $40.1m $40.1m 7.56% Added +38.5k +38,495
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 619,184619.2k $35.1m $35.1m 0.01% Reduced -73.1k -73,080
14 Richard Bernstein Advisors LLC 0.76% of their portfolio NEW YORK, NY 608,530608.5k $34.5m $34.5m 0.76% Reduced -49.0k -49,048
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 584,810584.8k $33.1m $33.1m 0.01% Added +448.6k +448,633
16 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 566,688566.7k $32.1m $32.1m 0.01% Added +43.3k +43,326
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 540,901540.9k $30.6m $30.6m 0.01% Reduced -103.9k -103,859
18 Tradewinds Capital Management, LLC 10.91% of their portfolio BELLINGHAM, WA 484,178484.2k $27.4m $27.4m 10.91% New
19 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 465,939465.9k $26.4m $26.4m 0.02% Added +108.2k +108,175
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 354,587354.6k $20.1m $20.1m 0.01% Reduced -2.9k -2,913
21 CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC 1.52% of their portfolio CHARLOTTESVILLE, VA 352,374352.4k $20.0m $20.0m 1.52% Unchanged
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 351,177351.2k $19.9m $19.9m 0.01% Reduced -7.6k -7,621
23 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 320,216320.2k $18.1m $18.1m 0.06% Reduced -4.3k -4,251
24 Corrigan Financial, Inc. 5.37% of their portfolio MIDDLETOWN, RI 313,085313.1k $17.7m $17.7m 5.37% Added +2.6k +2,596
25 NEPC LLC 0.84% of their portfolio Boston, MA 266,454266.5k $15.1m $15.1m 0.84% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 258,921258.9k $14.7m $14.7m 0.00% Added +62.5k +62,516
27 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 224,509224.5k $12.7m $12.7m 0.01% Added +38.7k +38,720
28 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.75% of their portfolio BOSTON, MA 223,130223.1k $12.6m $12.6m 0.75% Unchanged
29 JNBA Financial Advisors 1.33% of their portfolio BLOOMINGTON, MN 206,922206.9k $11.7m $11.7m 1.33% Added +2.5k +2,512
30 Prairiewood Capital, LLC 4.53% of their portfolio FARGO, ND 153,891153.9k $8.7m $8.7m 4.53% Added +15.2k +15,164
31 WESCAP Management Group, Inc. 2.69% of their portfolio Glendale, CA 147,114147.1k $8.3m $8.3m 2.69% Reduced -14.9k -14,908
32 SATOVSKY ASSET MANAGEMENT LLC 2.33% of their portfolio NEW YORK, NY 131,956132.0k $7.5m $7.5m 2.33% Added +718 +718
33 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 125,413125.4k $7.1m $7.1m 0.03% Added +86 +86
34 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,086122.1k $6.9m $6.9m 0.01% Added +21.5k +21,524
35 Warren Street Wealth Advisors, LLC 3.88% of their portfolio IRVINE, CA 120,800120.8k $6.8m $6.8m 3.88% Added +9.5k +9,543
36 AMG National Trust Bank 0.21% of their portfolio GREENWOOD VILLAGE, CO 119,396119.4k $6.8m $6.8m 0.21% Added +14.6k +14,638
37 PACK Private Wealth, LLC 4.47% of their portfolio WAYZATA, MN 117,098117.1k $6.6m $6.6m 4.47% Added +4.4k +4,377
38 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 101,964102.0k $5.8m $5.8m 0.01% New
39 Mariner, LLC 0.01% of their portfolio Overland Park, KS 100,489100.5k $5.7m $5.7m 0.01% Reduced -7.9k -7,882
40 STERLING INVESTMENT ADVISORS LLC /ADV 3.49% of their portfolio BOLIVAR, MO 99,42299.4k $5.6m $5.6m 3.49% Reduced -545 -545
41 Longview Financial Advisors, Inc. 4.25% of their portfolio HUNTSVILLE, AL 93,25993.3k $5.3m $5.3m 4.25% First filing
42 Valmark Advisers, Inc. 0.10% of their portfolio AKRON, OH 93,00593.0k $5.3m $5.3m 0.10% Added +8.9k +8,927
43 Treasure Coast Financial Planning 3.64% of their portfolio VERO BEACH, FL 92,14092.1k $5.2m $5.2m 3.64% Added +1.6k +1,570
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 87,56987.6k $5.0m $5.0m 0.01% New
45 Versant Capital Management, Inc 1.47% of their portfolio PHOENIX, AZ 87,11187.1k $4.9m $4.9m 1.47% Added +409 +409
46 STEPH & CO 2.42% of their portfolio MARINETTE, WI 87,04187.0k $4.9m $4.9m 2.42% Added +40.0k +39,969
47 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 83,95084.0k $4.8m $4.8m 0.01% Reduced -1.9k -1,919
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 83,55683.6k $4.7m $4.7m 0.00% Reduced -9.6k -9,648
49 VPR Management LLC 1.14% of their portfolio HOUSTON, TX 77,55077.5k $4.4m $4.4m 1.14% Unchanged
50 OXFORD FINANCIAL GROUP, LTD. LLC 0.31% of their portfolio INDIANAPOLIS, IN 74,71474.7k $4.2m $4.2m 0.31% Added +469 +469
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 72,82372.8k $4.1m $4.1m 0.00% Reduced -93.7k -93,699
52 FIDUCIENT ADVISORS LLC 0.77% of their portfolio Chicago, IL 72,59372.6k $4.1m $4.1m 0.77% Added +36.4k +36,356
53 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 70,90670.9k $4.0m $4.0m 0.05% Added +14.7k +14,709
54 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 70,76470.8k $4.0m $4.0m 0.01% New
55 Summit Financial, LLC 0.25% of their portfolio PARSIPPANY, NJ 68,07768.1k $3.9m $3.9m 0.25% Added +1.4k +1,448
56 CAHILL FINANCIAL ADVISORS INC 0.55% of their portfolio EDINA, MN 65,86565.9k $3.7m $3.7m 0.55% Reduced -327 -327
57 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 62,55462.6k $3.5m $3.5m 0.01% Reduced -14.9k -14,890
58 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 60,30360.3k $3.4m $3.4m 0.01% Reduced -5.1k -5,130
59 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.29% of their portfolio FORT WAYNE, IN 59,64859.6k $3.4m $3.4m 0.29% Reduced -3.0k -2,985
60 SOL Capital Management CO 0.46% of their portfolio ROCKVILLE, MD 59,57159.6k $3.4m $3.4m 0.46% Reduced -1.1k -1,140
61 Palisades Hudson Asset Management, L.P. 1.61% of their portfolio FORT LAUDERDALE, FL 58,56458.6k $3.3m $3.3m 1.61% Added +184 +184
62 Conservest Capital Advisors, Inc. 0.35% of their portfolio WYNNEWOOD, PA 57,64657.6k $3.3m $3.3m 0.35% Reduced -1.7k -1,721
63 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 55,16355.2k $3.1m $3.1m 0.03% Reduced -97 -97
64 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 53,66653.7k $3.0m $3.0m 0.02% Added +9.4k +9,445
65 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 53,01053.0k $3.0m $3.0m 0.01% Added +48.8k +48,750
66 Schechter Investment Advisors, LLC 0.26% of their portfolio BIRMINGHAM, MI 52,76652.8k $3.0m $3.0m 0.26% Added +249 +249
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 48,30348.3k $2.7m $2.7m 0.01% Added +13.0k +12,986
68 Chemistry Wealth Management LLC 0.82% of their portfolio NEW YORK, NY 48,20748.2k $2.7m $2.7m 0.82% Added +627 +627
69 FMR LLC 0.00% of their portfolio BOSTON, MA 44,08444.1k $2.5m $2.5m 0.00% Reduced -7.1k -7,132
70 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 39,21639.2k $2.2m $2.2m 0.01% Reduced -161 -161
71 Orca Investment Management, LLC 2.08% of their portfolio LAKE OSWEGO, OR 38,22538.2k $2.2m $2.2m 2.08% Reduced -618 -618
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,97937.0k $2.1m $2.1m 0.00% Reduced -3.6k -3,573
73 Regal Investment Advisors LLC 0.15% of their portfolio KENTWOOD, MI 35,61235.6k $2.0m $2.0m 0.15% Added +805 +805
74 Global Strategic Investment Solutions, LLC 0.25% of their portfolio Scottsdale, AZ 35,30635.3k $2.0m $2.0m 0.25% Reduced -2.7k -2,742
75 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.02% of their portfolio CHICAGO, IL 34,55034.5k $2.0m $2.0m 0.02% Reduced -4.2k -4,200
76 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,76832.8k $1.9m $1.9m 0.00% Added +14.2k +14,250
77 Landmark Wealth Management, LLC 0.91% of their portfolio MELVILLE, NY 32,71732.7k $1.9m $1.9m 0.91% Added +2.9k +2,876
78 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 32,26532.3k $1.8m $1.8m 0.00% Reduced -892 -892
79 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 28,76528.8k $1.6m $1.6m 0.03% Reduced -3.4k -3,370
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,79427.8k $1.6m $1.6m 0.00% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,75927.8k $1.6m $1.6m 0.00% Reduced -2.2k -2,242
82 Money Design Co.,Ltd. 0.09% of their portfolio TOKYO, M0 27,66927.7k $1.6m $1.6m 0.09% Added +2.7k +2,676
83 SHEPHERD KAPLAN KROCHUK, LLC 1.17% of their portfolio Boston, MA 25,50825.5k $1.4m $1.4m 1.17% New
84 Allen Capital Group, LLC 0.23% of their portfolio GRAND ISLAND, NE 24,57624.6k $1.4m $1.4m 0.23% Reduced -972 -972
85 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 24,11024.1k $1.4m $1.4m 0.01% First filing
86 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 24,09524.1k $1.4m $1.4m 0.00% Added +14.5k +14,471
87 SAGE RHINO CAPITAL LLC 0.35% of their portfolio MENLO PARK, CA 23,91223.9k $1.4m $1.4m 0.35% Added +551 +551
88 Firestone Capital Management 0.41% of their portfolio SOUTH MIAMI, FL 23,54223.5k $1.3m $1.3m 0.41% Added +814 +814
89 Boltwood Capital Management 0.43% of their portfolio WALNUT CREEK, CA 22,65522.7k $1.3m $1.3m 0.43% Added +1.6k +1,585
90 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 22,53822.5k $1.3m $1.3m 0.04% Unchanged
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,48322.5k $1.3m $1.3m 0.00% Reduced -7.9k -7,884
92 Regis Acquisition Inc. 0.49% of their portfolio DENVER, CO 22,40022.4k $1.3m $1.3m 0.49% Reduced -24.6k -24,650
93 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,80721.8k $1.2m $1.2m 0.01% Added +15.4k +15,376
94 FMB WEALTH MANAGEMENT 1.13% of their portfolio WESTLAKE VILLAGE, CA 21,79921.8k $1.2m $1.2m 1.13% Unchanged
95 KANAWHA CAPITAL MANAGEMENT LLC 0.11% of their portfolio RICHMOND, VA 21,02621.0k $1.2m $1.2m 0.11% Added +116 +116
96 Navalign, LLC 0.40% of their portfolio ENCINO, CA 20,41620.4k $1.2m $1.2m 0.40% Added +3.4k +3,415
97 OneAscent Financial Services LLC 0.14% of their portfolio BIRMINGHAM, AL 20,05720.1k $1.1m $1.1m 0.14% Reduced -2.0k -2,007
98 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,98020.0k $1.1m $1.1m 0.00% New
99 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,51819.5k $1.1m $1.1m 0.00% Reduced -13.2k -13,190
100 Perritt Capital Management Inc 0.61% of their portfolio Chicago, IL 19,26319.3k $1.1m $1.1m 0.61% Added +50 +50