Vault-13

SPDR INDEX SHS FDS GNR

GLB NAT RESRCE · ETP · CUSIP 78463X541

228 institutional holders +9 vs Q2 2023
44,362,30544.4m shares reported held*
$2.5bnreported value*
29 new 68 added 76 reduced 21 sold out net bought ≈ $203.1m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.83. Options: 1 managers hold calls ($27.9k notional), 1 hold puts ($401.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 230Q1 23: 246Q2 23: 219Q3 23: 228228Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022230
Q1 2023246
Q2 2023219
Q3 2023228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 119 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 94 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 97 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022104114
Q1 202311993
Q2 202394125
Q3 20239797

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $696.5kQ1 23 puts: $1.2mQ1 23P/C 1.75Q2 23 calls: $296.5kQ2 23 puts: $177.9kQ2 23P/C 0.60Q3 23 calls: $27.9kQ3 23 puts: $401.2kQ3 23P/C 14.40
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$696.5k$1.2m1.75
Q2 2023$296.5k$177.9k0.60
Q3 2023$27.9k$401.2k14.40

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,204,587+1.2m
NORTHERN TRUST CORP Added +693,247+693.2k
Richard Bernstein Advisors LLC Added +657,529+657.5k
BESSEMER GROUP INC Added +617,967+618.0k
NEPC LLC New +266,454+266.5k
Sendero Wealth Management, LLC Added +185,258+185.3k
MORGAN STANLEY Added +140,925+140.9k
ENVESTNET ASSET MANAGEMENT INC Added +118,203+118.2k
Pure Financial Advisors, LLC Added +70,716+70.7k
LPL Financial LLC Added +49,497+49.5k

Biggest sellers

MorganRosel Wealth Management, LLC Sold out -110,766-110.8k
UBS Group AG Reduced -97,713-97.7k
PRINCIPAL FINANCIAL GROUP INC Reduced -97,025-97.0k
Cerity Partners LLC Sold out -78,194-78.2k
Financial Guidance Group, Inc. Sold out -62,673-62.7k
CITIGROUP INC Reduced -38,376-38.4k
Archford Capital Strategies, LLC Reduced -38,168-38.2k
Bank of New York Mellon Corp Reduced -35,495-35.5k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -30,981-31.0k
Veritable, L.P. Sold out -24,110-24.1k

Biggest calls

CITADEL ADVISORS LLC Unchanged $27.9k500 shares

Biggest puts

CITADEL ADVISORS LLC Added $401.2k7.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First Command Advisory Services, Inc. 13G · institution no change · filed 2026-09-03 6.9% no change 335.5m≈ $22.6bn 2026-09-03

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 12,142,14812.1m $676.6m $676.6m 0.13% Added +693.2k +693,247
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 4,822,6234.8m $268.7m $268.7m 0.08% Reduced -31.0k -30,981
3 BESSEMER GROUP INC 0.46% of their portfolio WOODBRIDGE, NJ 3,784,3463.8m $210.9m $210.9m 0.46% Added +618.0k +617,967
4 BANK OF MONTREAL /CAN/ 0.06% of their portfolio TORONTO, A6 3,080,0423.1m $176.7m $176.7m 0.06% Reduced -6.8k -6,770
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,620,9262.6m $146.0m $146.0m 0.02% Added +1.2m +1,204,587
6 BlackRock Inc. 0.00% of their portfolio New York, NY 1,633,8251.6m $91.0m $91.0m 0.00% Unchanged
7 Hackensack Meridian Health, Inc. 13.28% of their portfolio EDISON, NJ 1,606,0001.6m $89.5m $89.5m 13.28% Unchanged
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,295,5881.3m $72.2m $72.2m 0.01% Added +140.9k +140,925
9 Pure Financial Advisors, LLC 2.88% of their portfolio SAN DIEGO, CA 1,264,0011.3m $70.4m $70.4m 2.88% Added +70.7k +70,716
10 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 692,264692.3k $38.6m $38.6m 0.01% Reduced -35.5k -35,495
11 Sendero Wealth Management, LLC 8.00% of their portfolio SAN ANTONIO, TX 669,012669.0k $37.3m $37.3m 8.00% Added +185.3k +185,258
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 665,055665.1k $37.1m $37.1m 0.00% Added +238 +238
13 Richard Bernstein Advisors LLC 0.82% of their portfolio NEW YORK, NY 657,578657.6k $36.6m $36.6m 0.82% Added +657.5k +657,529
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 644,760644.8k $35.9m $35.9m 0.02% Added +118.2k +118,203
15 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 523,362523.4k $29.2m $29.2m 0.01% Reduced -21.6k -21,576
16 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 415,278415.3k $23.1m $23.1m 0.05% Reduced -14.7k -14,659
17 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 358,798358.8k $20.0m $20.0m 0.02% Added +9.2k +9,182
18 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 357,764357.8k $19.9m $19.9m 0.01% Reduced -97.0k -97,025
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 357,500357.5k $19.9m $19.9m 0.01% Added +8.2k +8,160
20 CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC 1.57% of their portfolio CHARLOTTESVILLE, VA 352,374352.4k $19.6m $19.6m 1.57% Unchanged
21 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 324,467324.5k $18.1m $18.1m 0.07% Added +167 +167
22 Corrigan Financial, Inc. 5.88% of their portfolio MIDDLETOWN, RI 310,489310.5k $17.3m $17.3m 5.88% Reduced -3.9k -3,927
23 NEPC LLC 0.95% of their portfolio Boston, MA 266,454266.5k $14.8m $14.8m 0.95% New
24 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.83% of their portfolio BOSTON, MA 223,130223.1k $12.4m $12.4m 0.83% Added +33.9k +33,876
25 JNBA Financial Advisors 1.42% of their portfolio BLOOMINGTON, MN 204,410204.4k $11.4m $11.4m 1.42% Added +2.1k +2,105
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 196,405196.4k $10.9m $10.9m 0.00% Reduced -2.0k -1,988
27 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 185,789185.8k $10.4m $10.4m 0.01% Added +49.5k +49,497
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 166,522166.5k $9.3m $9.3m 0.00% Reduced -97.7k -97,713
29 WESCAP Management Group, Inc. 3.22% of their portfolio Glendale, CA 162,022162.0k $9.0m $9.0m 3.22% Reduced -1.4k -1,372
30 Prairiewood Capital, LLC 5.01% of their portfolio FARGO, ND 138,727138.7k $7.7m $7.7m 5.01% Added +8.2k +8,229
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 136,177136.2k $7.6m $7.6m 0.00% Reduced -1.2k -1,247
32 SATOVSKY ASSET MANAGEMENT LLC 2.48% of their portfolio NEW YORK, NY 131,238131.2k $7.3m $7.3m 2.48% Added +10.0k +10,022
33 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 125,327125.3k $7.0m $7.0m 0.03% Unchanged
34 PACK Private Wealth, LLC 4.59% of their portfolio WAYZATA, MN 112,721112.7k $6.2m $6.2m 4.59% Added +9.6k +9,550
35 Warren Street Wealth Advisors, LLC 4.10% of their portfolio IRVINE, CA 111,257111.3k $6.2m $6.2m 4.10% Added +2.9k +2,867
36 Mariner, LLC 0.02% of their portfolio Overland Park, KS 108,371108.4k $6.0m $6.0m 0.02% Added +858 +858
37 AMG National Trust Bank 0.20% of their portfolio GREENWOOD VILLAGE, CO 104,758104.8k $5.8m $5.8m 0.20% Added +9.3k +9,274
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 100,562100.6k $5.6m $5.6m 0.01% Reduced -582 -582
39 STERLING INVESTMENT ADVISORS LLC /ADV 3.55% of their portfolio BOLIVAR, MO 99,967100.0k $5.6m $5.6m 3.55% Added +4.5k +4,460
40 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 93,20493.2k $5.2m $5.2m 0.00% Added +11.3k +11,319
41 Treasure Coast Financial Planning 3.50% of their portfolio VERO BEACH, FL 90,57090.6k $5.0m $5.0m 3.50% Added +177 +177
42 Versant Capital Management, Inc 1.54% of their portfolio PHOENIX, AZ 86,70286.7k $4.8m $4.8m 1.54% Reduced -666 -666
43 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 85,86985.9k $4.8m $4.8m 0.01% Reduced -8.7k -8,654
44 Valmark Advisers, Inc. 0.10% of their portfolio AKRON, OH 84,07884.1k $4.7m $4.7m 0.10% Reduced -477 -477
45 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 79,78479.8k $4.4m $4.4m 0.01% Reduced -16.5k -16,491
46 VPR Management LLC 1.15% of their portfolio HOUSTON, TX 77,55077.5k $4.3m $4.3m 1.15% Unchanged
47 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 77,44477.4k $4.3m $4.3m 0.01% Reduced -5.6k -5,590
48 OXFORD FINANCIAL GROUP, LTD. LLC 0.36% of their portfolio INDIANAPOLIS, IN 74,24574.2k $4.1m $4.1m 0.36% Added +2.9k +2,860
49 Summit Financial, LLC 0.27% of their portfolio PARSIPPANY, NJ 66,62966.6k $3.7m $3.7m 0.27% Added +1.2k +1,153
50 CAHILL FINANCIAL ADVISORS INC 0.61% of their portfolio EDINA, MN 66,19266.2k $3.7m $3.7m 0.61% Reduced -339 -339
51 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 65,43365.4k $3.6m $3.6m 0.02% Added +2.1k +2,088
52 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.33% of their portfolio FORT WAYNE, IN 62,63362.6k $3.5m $3.5m 0.33% Reduced -88 -88
53 SOL Capital Management CO 0.52% of their portfolio ROCKVILLE, MD 60,71160.7k $3.4m $3.4m 0.52% Reduced -2.6k -2,583
54 Conservest Capital Advisors, Inc. 0.40% of their portfolio WYNNEWOOD, PA 59,36759.4k $3.3m $3.3m 0.40% Reduced -621 -621
55 Palisades Hudson Asset Management, L.P. 1.78% of their portfolio FORT LAUDERDALE, FL 58,38058.4k $3.3m $3.3m 1.78% Reduced -27 -27
56 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 56,19756.2k $3.1m $3.1m 0.04% Added +13.1k +13,068
57 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 55,26055.3k $3.1m $3.1m 0.03% Added +400 +400
58 Schechter Investment Advisors, LLC 0.28% of their portfolio BIRMINGHAM, MI 52,51752.5k $2.9m $2.9m 0.28% Reduced -2.7k -2,668
59 FMR LLC 0.00% of their portfolio BOSTON, MA 51,21651.2k $2.9m $2.9m 0.00% Added +18.5k +18,458
60 Chemistry Wealth Management LLC 0.88% of their portfolio NEW YORK, NY 47,58047.6k $2.7m $2.7m 0.88% Added +552 +552
61 STEPH & CO 1.47% of their portfolio MARINETTE, WI 47,07247.1k $2.6m $2.6m 1.47% Added +22.2k +22,176
62 Regis Acquisition Inc. 1.11% of their portfolio DENVER, CO 47,05047.0k $2.6m $2.6m 1.11% Added +40.5k +40,500
63 Blue Edge Capital, LLC 0.52% of their portfolio RICHMOND, VA 44,22244.2k $2.5m $2.5m 0.52% Reduced -708 -708
64 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 44,22144.2k $2.5m $2.5m 0.02% New
65 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,55240.6k $2.3m $2.3m 0.00% Added +3.4k +3,411
66 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 39,37739.4k $2.2m $2.2m 0.01% Reduced -2.3k -2,285
67 Orca Investment Management, LLC 2.40% of their portfolio LAKE OSWEGO, OR 38,84338.8k $2.2m $2.2m 2.40% Reduced -685 -685
68 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.03% of their portfolio CHICAGO, IL 38,75038.8k $2.2m $2.2m 0.03% Reduced -1.7k -1,700
69 Global Strategic Investment Solutions, LLC 0.27% of their portfolio Scottsdale, AZ 38,04838.0k $2.1m $2.1m 0.27% Reduced -480 -480
70 FIDUCIENT ADVISORS LLC 0.11% of their portfolio Chicago, IL 36,23736.2k $2.0m $2.0m 0.11% New
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,31735.3k $2.0m $2.0m 0.01% Added +26.4k +26,404
72 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 34,80734.8k $1.9m $1.9m 0.17% Reduced -2.4k -2,357
73 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 33,15733.2k $1.8m $1.8m 0.00% Added +19.7k +19,728
74 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,70832.7k $1.8m $1.8m 0.00% Reduced -19.5k -19,535
75 Dentgroup LLC 1.33% of their portfolio BATON ROUGE, LA 32,33332.3k $1.8m $1.8m 1.33% Reduced -1.7k -1,727
76 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 32,13532.1k $1.8m $1.8m 0.03% Added +8.1k +8,082
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,36730.4k $1.7m $1.7m 0.00% New
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,00130.0k $1.7m $1.7m 0.00% Reduced -422 -422
79 Landmark Wealth Management, LLC 0.95% of their portfolio MELVILLE, NY 29,84129.8k $1.7m $1.7m 0.95% Reduced -818 -818
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,79427.8k $1.5m $1.5m 0.00% Unchanged
81 Allen Capital Group, LLC 0.26% of their portfolio GRAND ISLAND, NE 25,54825.5k $1.4m $1.4m 0.26% Reduced -440 -440
82 Great Diamond Partners, LLC 0.38% of their portfolio Portland, ME 25,15525.2k $1.4m $1.4m 0.38% Added +429 +429
83 Money Design Co.,Ltd. 0.08% of their portfolio TOKYO, M0 24,99325.0k $1.4m $1.4m 0.08% Reduced -6.4k -6,421
84 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 24,11024.1k $1.3m $1.3m 0.01% New
85 SAGE RHINO CAPITAL LLC 0.37% of their portfolio MENLO PARK, CA 23,36123.4k $1.3m $1.3m 0.37% Reduced -83 -83
86 Firestone Capital Management 0.43% of their portfolio SOUTH MIAMI, FL 22,72822.7k $1.3m $1.3m 0.43% Reduced -296 -296
87 Perigon Wealth Management, LLC 0.05% of their portfolio SAN FRANCISCO, CA 22,53822.5k $1.3m $1.3m 0.05% Unchanged
88 OneAscent Financial Services LLC 0.32% of their portfolio BIRMINGHAM, AL 22,06422.1k $1.2m $1.2m 0.32% Reduced -1.0k -1,011
89 FMB WEALTH MANAGEMENT 1.30% of their portfolio WESTLAKE VILLAGE, CA 21,79921.8k $1.2m $1.2m 1.30% Unchanged
90 Boltwood Capital Management 0.43% of their portfolio WALNUT CREEK, CA 21,07021.1k $1.2m $1.2m 0.43% Added +2.1k +2,090
91 KANAWHA CAPITAL MANAGEMENT LLC 0.11% of their portfolio RICHMOND, VA 20,91020.9k $1.2m $1.2m 0.11% Unchanged
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 20,26120.3k $1.1m $1.1m 0.00% Added +1.0k +1,029
93 Hedeker Wealth, LLC 0.39% of their portfolio Lincolnshire, IL 20,24120.2k $1.1m $1.1m 0.39% Added +347 +347
94 Perritt Capital Management Inc 0.62% of their portfolio Chicago, IL 19,21319.2k $1.1m $1.1m 0.62% Added +845 +845
95 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 18,51818.5k $1.0m $1.0m 0.00% Added +653 +653
96 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,13818.1k $1.0m $1.0m 0.00% Reduced -38.4k -38,376
97 Fort Sheridan Advisors LLC 0.23% of their portfolio HIGHLAND PARK, IL 18,09918.1k $1.0m $1.0m 0.23% Added +2 +2
98 Bristlecone Advisors, LLC 0.11% of their portfolio BELLEVUE, WA 17,86717.9k $995.6k $995.6k 0.11% Reduced -2.4k -2,400
99 Navalign, LLC 0.36% of their portfolio ENCINO, CA 17,00117.0k $947.3k $947.3k 0.36% Reduced -138 -138
100 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 16,88616.9k $940.9k $940.9k 0.03% Added +4.2k +4,231