Vault-13

SPDR INDEX SHS FDS GXC

S&P CHINA ETF · ETP · CUSIP 78463X400

72 institutional holders -1 vs Q3 2024
1,559,4321.6m shares reported held*
$117.5mreported value*
11 new 21 added 25 reduced 12 sold out net sold ≈ $7.8m (-121.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.33. Options: 3 managers hold calls ($295.9k notional), 2 hold puts ($113.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 89Q1 23: 87Q2 23: 80Q3 23: 83Q4 23: 85Q1 24: 83Q2 24: 83Q3 24: 73Q4 24: 7272Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202289
Q4 202289
Q1 202387
Q2 202380
Q3 202383
Q4 202385
Q1 202483
Q2 202483
Q3 202473
Q4 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 36 bought or addedQ1 23: 33 cut or sold outQ2 23: 39 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 34 cut or sold outQ4 23: 42 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 39 cut or sold outQ2 24: 35 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 28 bought or addedQ3 24: 41 cut or sold outQ4 24: 32 bought or addedQ4 24: 37 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233633
Q2 20233934
Q3 20233034
Q4 20234241
Q1 20243239
Q2 20243533
Q3 20242841
Q4 20243237

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $52.6kQ1 24 puts: $539.4kQ1 24P/C 10.25Q2 24 calls: $0Q2 24 puts: $219.0kQ2 24P/C —Q3 24 calls: $443.4kQ3 24 puts: $377.8kQ3 24P/C 0.85Q4 24 calls: $295.9kQ4 24 puts: $113.8kQ4 24P/C 0.38
Numbers
QuarterCallsPutsP/C
Q1 2024$52.6k$539.4k10.25
Q2 2024$0$219.0k—
Q3 2024$443.4k$377.8k0.85
Q4 2024$295.9k$113.8k0.38

Biggest buyers

Provida Pension Fund Administrator Added +100,320+100.3k
Pasadena Private Wealth, LLC New +63,180+63.2k
LPL Financial LLC Added +36,379+36.4k
AMERIPRISE FINANCIAL INC New +24,421+24.4k
CITADEL ADVISORS LLC Added +23,663+23.7k
OLD MISSION CAPITAL LLC Added +16,090+16.1k
Virtu Financial LLC New +15,177+15.2k
FLOW TRADERS U.S. LLC Added +14,907+14.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +12,368+12.4k
Avestar Capital, LLC New +9,966+10.0k

Biggest sellers

Allianz SE Sold out -212,561-212.6k
JANE STREET GROUP, LLC Reduced -57,253-57.3k
BANK OF AMERICA CORP /DE/ Reduced -53,306-53.3k
Varma Mutual Pension Insurance Co Sold out -37,358-37.4k
MORGAN STANLEY Reduced -26,030-26.0k
Wellspring Financial Advisors, LLC Sold out -18,575-18.6k
Equitable Holdings, Inc. Sold out -12,716-12.7k
Winthrop Capital Management, LLC Sold out -9,790-9.8k
ROYAL BANK OF CANADA Reduced -7,649-7.6k
Savant Capital, LLC Reduced -5,206-5.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $227.6k3.0k shares
CITADEL ADVISORS LLC Reduced $68.3k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $113.8k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.85% of their portfolio SAN FRANCISCO, CA 193,401193.4k $14.7m $14.7m 0.85% Added +572 +572
2 swisspartners Advisors Ltd 10.02% of their portfolio ZURICH, V8 135,047135.0k $9.3m $9.3m 10.02% Added +2.7k +2,740
3 OLD MISSION CAPITAL LLC 0.22% of their portfolio CHICAGO, IL 123,653123.7k $9.4m $9.4m 0.22% Added +16.1k +16,090
4 Provida Pension Fund Administrator 0.19% of their portfolio LAS CONDES, SANTIAGO, F3 121,806121.8k $9.3m $9.3m 0.19% Added +100.3k +100,320
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100,240100.2k $7.6m $7.6m 0.00% Reduced -53.3k -53,306
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 83,08083.1k $6.3m $6.3m 0.00% Reduced -26.0k -26,030
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,52175.5k $5.7m $5.7m 0.00% Reduced -5.1k -5,104
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 70,78870.8k $5.4m $5.4m 0.01% Added +12.4k +12,368
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 67,03867.0k $5.1m $5.1m 0.01% Reduced -57.3k -57,253
10 Pasadena Private Wealth, LLC 0.99% of their portfolio PASADENA, CA 63,18063.2k $4.8m $4.8m 0.99% New
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,43351.4k $3.9m $3.9m 0.00% Added +36.4k +36,379
12 Bordeaux Wealth Advisors LLC 0.53% of their portfolio MENLO PARK, CA 43,46643.5k $3.3m $3.3m 0.53% Reduced -1.2k -1,169
13 ZACKS INVESTMENT MANAGEMENT 0.03% of their portfolio Chicago, IL 42,04142.0k $3.2m $3.2m 0.03% Reduced -3.4k -3,434
14 Banco Santander, S.A. 0.03% of their portfolio Madrid, U3 36,74436.7k $2.8m $2.8m 0.03% Reduced -1.4k -1,391
15 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 36,28336.3k $2.8m $2.8m 0.02% Reduced -5.2k -5,206
16 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 36,00636.0k $2.7m $2.7m 0.11% Added +14.9k +14,907
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,90125.9k $2.0m $2.0m 0.00% Added +23.7k +23,663
18 BlackRock, Inc. 0.00% of their portfolio New York, NY 24,59224.6k $1.9m $1.9m 0.00% Unchanged
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 24,42124.4k $1.9m $1.9m 0.00% New
20 TWIN FOCUS CAPITAL PARTNERS, LLC 0.20% of their portfolio Boston, MA 18,11118.1k $1.4m $1.4m 0.20% Unchanged
21 Summit Trail Advisors, LLC 0.05% of their portfolio NEW YORK, NY 16,77216.8k $1.3m $1.3m 0.05% Added +306 +306
22 Michelson Medical Research Foundation, Inc. 1.07% of their portfolio Los Angeles, CA 16,75016.8k $1.3m $1.3m 1.07% Unchanged
23 Virtu Financial LLC 0.06% of their portfolio New York, NY 15,17715.2k $1.2m $1.2m 0.06% New
24 Avestar Capital, LLC 0.07% of their portfolio New York, NY 9,96610.0k $756.3k $756.3k 0.07% New
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,4459.4k $716.7k $716.7k 0.00% Reduced -1.3k -1,276
26 Tradewinds Capital Management, LLC 0.19% of their portfolio BELLINGHAM, WA 9,3389.3k $708.6k $708.6k 0.19% New
27 Mittelman Wealth Management 0.64% of their portfolio ANDOVER, MA 9,1269.1k $692.5k $692.5k 0.64% Reduced -3.3k -3,315
28 Yoffe Investment Management, LLC 1.03% of their portfolio LEMOYNE, PA 9,1179.1k $691.8k $691.8k 1.03% First filing
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,8008.8k $668.0k $668.0k 0.00% Reduced -7.6k -7,649
30 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,2398.2k $625.2k $625.2k 0.01% Reduced -215 -215
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,0718.1k $612.4k $612.4k 0.00% Reduced -246 -246
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,4496.4k $489.0k $489.0k 0.00% Reduced -2.8k -2,820
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,4306.4k $487.9k $487.9k 0.00% New
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,5505.5k $421.1k $421.1k 0.00% Added +247 +247
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 5,5175.5k $418.6k $418.6k 0.00% New
36 Sharper & Granite LLC 0.18% of their portfolio EL SEGUNDO, CA 5,3455.3k $405.6k $405.6k 0.18% Reduced -280 -280
37 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 4,9174.9k $373.1k $373.1k 0.00% Added +352 +352
38 ACIMA PRIVATE WEALTH, LLC 0.11% of their portfolio RICHMOND, VA 4,2914.3k $325.6k $325.6k 0.11% Reduced -1.1k -1,148
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,1224.1k $312.8k $312.8k 0.00% Added +2.5k +2,550
40 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,0794.1k $309.5k $309.5k 0.01% Reduced -195 -195
41 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 2,8732.9k $218.0k $218.0k 0.00% New
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,7662.8k $209.9k $209.9k 0.00% Added +76 +76
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,8441.8k $139.9k $139.9k 0.00% Unchanged
44 4Thought Financial Group Inc. 0.08% of their portfolio SYOSSET, NY 1,6141.6k $122.5k $122.5k 0.08% Added +34 +34
45 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,5841.6k $120.2k $120.2k 0.00% Reduced -800 -800
46 OPTIMUM INVESTMENT ADVISORS 0.05% of their portfolio Chicago, IL 1,5481.5k $117.5k $117.5k 0.05% Reduced -251 -251
47 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 1,4361.4k $109.0k $109.0k 0.00% Added +27 +27
48 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 773773 $58.7k $58.7k 0.00% New
49 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 565565 $42.9k $42.9k 0.00% Unchanged
50 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $37.9k $37.9k 0.00% Reduced -43 -43
51 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 489489 $37.1k $37.1k 0.01% Unchanged
52 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 472472 $35.8k $35.8k 0.01% Reduced -4 -4
53 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 420420 $31.9k $31.9k 0.00% Unchanged
54 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 369369 $28.0k $28.0k 0.00% Unchanged
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 361361 $27.4k $27.4k 0.00% Reduced -2 -2
56 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 260260 $19.7k $19.7k 0.00% New
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 244244 $18.5k $18.5k 0.00% Reduced -200 -200
58 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 156156 $11.0k $11.0k 0.00% Added +74 +74
59 Indiana Trust & Investment Management Co 0.00% of their portfolio MISHAWAKA, IN 150150 $11.4k $11.4k 0.00% Unchanged
60 FMR LLC 0.00% of their portfolio BOSTON, MA 119119 $9.1k $9.1k 0.00% Added +5 +5
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 111111 $8.0k $8.0k 0.00% Reduced -25 -25
62 LGT Financial Advisors LLC 0.02% of their portfolio DALLAS, TX 111111 $8.4k $8.4k 0.02% Added +3 +3
63 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 8585 $6.4k $6.4k 0.00% Reduced -1 -1
64 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 7979 $6.0k $6.0k 0.00% Added +61 +61
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6161 $4.6k $4.6k 0.00% Unchanged
66 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 6161 $4.6k $4.6k 0.00% Unchanged
67 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5151 $3.9k $3.9k 0.00% Unchanged
68 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 4747 $3.6k $3.6k 0.00% Added +1 +1
69 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 2626 $1.9k $1.9k 0.00% Added +1 +1
70 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 33 $228 $228 0.00% New
71 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 11 $70 $70 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged